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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Neuropsychological deficits in adult HIV infected postnatally: a pilot study in patients with hemophilia</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Health Science, University of Milan, via A. di Rudinì 8 Milan, Italy European Institute of Oncology (IEO)</institution>
          ,
          <addr-line>Milan</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Ilaria Cutica</institution>
        </aff>
      </contrib-group>
      <fpage>383</fpage>
      <lpage>388</lpage>
      <abstract>
        <p>Despite advances in the management of HIV infection with the introduction of combination antiretroviral therapy (cART), it is well known that HIV can directly infect the central nervous system (CNS) and, as a result neuropsychological impairments can be manifested. However, in literature there are contrasting results on which cognitive functions are mainly affected, especially when different HIV seropositive populations are considered. In this study, we seek to determine whether seropositivity is associated with a poor neuropsychological performance in patients infected postnatally, namely haemophilic patients. The results suggest that HIV infection is associated with deficits in attention, short term spatial memory, phonemic fluency, abstraction and visual recognition. Such results have important implications for day-to-day functioning, as the level of impairment detected may cause difficulties in completing common everyday tasks.</p>
      </abstract>
      <kwd-group>
        <kwd>HIV seropositivity</kwd>
        <kwd>impairments</kwd>
        <kwd>haemophilia</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        Although neuropsychological profiles vary amongst
HIV+ individuals, several estimates indicate that as many as
50% of HIV+ individuals display some degree of
neuropsychological impairment when impairment is derived
from comparisons with normative performance standards
        <xref ref-type="bibr" rid="ref11 ref25">(e.g., Dawes, Suarez, Casey, Cherner et al., 2008)</xref>
        . A recent
meta-analysis revealed that the most severe forms of HIV
associated neuropsychological impairments have decreased
since the widespread use of combination antiretroviral
therapy (cART): Al-Khindi and colleagues (2011) found
less attentional, motor, and executive skill impairments in
HIV+ individuals treated with cART. Notwithstanding,
several studies revealed that impairments in learning
        <xref ref-type="bibr" rid="ref10 ref29">(e.g.,
Carey, Woods, Rippeth, Heaton et al., 2006; Maki, Cohen,
Weber, Little et al., 2009)</xref>
        , verbal memory
        <xref ref-type="bibr" rid="ref37">(Seider, Assawin
Gongvatana, Devlin et al., 2014)</xref>
        and prospective memory
        <xref ref-type="bibr" rid="ref13 ref30">(e.g., Doyle, Loft, Morgan, Weber et al., 2013; Martin,
Nixon, Pitrak, Weddington et al., 2007)</xref>
        still occur even in
patients treated with cART (e.g., Grant et al., 2014; Heaton,
      </p>
      <p>
        Clifford, Franklin, Woods et al., 2010). Also, the
longitudinal observation of these patients has given
contrasting results: some studies have not shown any
decline in neurocognitive functions
        <xref ref-type="bibr" rid="ref18 ref38">(Grassi Clerici, Perin,
Zocchetti et al., 1995; Selnes, Miller, McArthur, Gordon, et
al., 1990)</xref>
        while others have
        <xref ref-type="bibr" rid="ref25 ref3 ref4 ref45">(Applebaum, Otto, Richardson,
&amp; Safren, 2010; Ayuso-Mateos, Pereda, Del Barrio,
Echevarria et al., 2000; Woods Iudicello, Moran, Carey et
al., 2008;)</xref>
        .
      </p>
      <p>
        In addition, some authors have argued that such
difficulties might be more related to the presence of
important covariates, such as CD4 nadir count
        <xref ref-type="bibr" rid="ref1 ref1 ref14 ref14 ref22">(Ellis,
Badiee, Vaida, Letendre et al., 2011; Heaton, Franklin,
Ellis, McCutchan et al, 2011)</xref>
        , the time of infection
        <xref ref-type="bibr" rid="ref15">(Ettenhofer, Hinkin, Castellon, Durvasula et al., 2009)</xref>
        , drug
abuse
        <xref ref-type="bibr" rid="ref1 ref39">(Shimizu, Chow, Valcour, Masaki et al., 2011)</xref>
        ,
cranial traumas, and several psychological alterations, rather
than to the direct action of HIV virus.
      </p>
      <p>
        In our view, it is important to notice that
neuropsychological impairments have been mainly studied
in two HIV seropositive (henceforth, HIV+) populations:
- patients infected vertically or perinatally (e.g. through
breast milk), a condition that presents adjunctive cognitive
disorders linked to neuro-developmental growth changes
        <xref ref-type="bibr" rid="ref36 ref42">(Rondanelli, Caselli, Arico, Maccabruni et al., 2002; Van
Rossum, Gaakeer, Verweel, Hartwig et al., 2003)</xref>
        and
neurological changes
        <xref ref-type="bibr" rid="ref2">(Antinori, Arendt, Becker, Cherner et
al, 2007)</xref>
        ;
      </p>
      <p>
        - patients who contracted the infection postnatally or in
adulthood, often comprises participants who presented other
types of confounding factors, such as cocaine and opiates
use, alcohol abuse
        <xref ref-type="bibr" rid="ref28 ref8 ref9">(Buttner, 2011; Byrd, Robinson-Papp,
Rivera Mindt, Mintz et al., 2013;Lundqvist, 2010)</xref>
        , and
different risk behaviours
        <xref ref-type="bibr" rid="ref12">(De Ronchi, Faranca, Berardi,
Scudellari et al., 2002)</xref>
        .
      </p>
      <p>
        By contrast, a population of HIV patients generally
infected postnatally at an older age, and that usually do not
present the drug-user populations confounding factors,
consists of patients medically induced to HIV infection
through blood transfusions
        <xref ref-type="bibr" rid="ref15">(Ettenhofer, Hinkin, Castellon,
Durvasula, et al., 2009)</xref>
        . Hemophiliacs treated with factor
infusions before 1985 have been at risk of acquiring HIV
        <xref ref-type="bibr" rid="ref7">(Brookmeyer &amp; Goedert, 1989)</xref>
        : several studies have shown
that about 60–80% of patients with hemophilia, exposed to
infected blood concentrates, contracted the HIV virus
        <xref ref-type="bibr" rid="ref19">(e.g.,
Goedert, 1995)</xref>
        .
      </p>
      <p>
        The interest in neurocognitive dysfunctions in hemophilia
HIV+ patients is quite innovative in the literature. Findings
are often inconsistent and difficult to summarize
        <xref ref-type="bibr" rid="ref16 ref35">(for a
review, see Riva, Cutica, Pravettoni, 2014)</xref>
        ; most of the
early research findings are based on the Hemophilia Growth
and Development Study
        <xref ref-type="bibr" rid="ref24">(HGDS; Hilgartner, Donfield,
Willoughby, Contant et al., 1993)</xref>
        , a multicenter study of the
long-term effects of HIV infection on growth and
neurodevelopment in HIV+ hemophilia children and
adolescent, that found that such patients did not differ
significantly from HIV- hemophilic controls on a variety of
neuropsychological tests. However, as indicated in
followup studies of HGDS patients
        <xref ref-type="bibr" rid="ref25 ref27 ref27 ref40 ref43 ref45">(Iudicello, Woods, Weber,
Dawson et al., 2008; Loveland, Stehbens, Mahoney, Sirois
et al., 2000; Watkins Cool, Usner, Stehbens, et al. 2000)</xref>
        there was a significant decline in neurocognitive functions
such as memory, attention and language over 5 years,
directly related to a decline in immune functioning and to
socio-educational covariates such as school absenteeism and
a poorer academic achievement that frequently marked these
young patients.
      </p>
      <p>
        Although there are some data available in the context of
paediatric populations, studies are totally underrepresented
in the adult population with mixed and confusing results
        <xref ref-type="bibr" rid="ref34">(e.g., Riedel, Helmstaedter, Bülau, Durwen et al., 1992)</xref>
        .
Some studies found cognitive impairment in attention,
motor skills, and visual performance in HIV+ haemophiliacs
to be related to the decrement of immunological
functioning, especially when the CD4+ cell count was lower
than 200/mm3
        <xref ref-type="bibr" rid="ref6">(e.g., Blanchette, Smith, King,
FernandesPenney et al., 2002)</xref>
        . No clear data on cognitive impairment
of HIV+ haemophiliacs with CD4+ cell count higher than
200 are available.
      </p>
      <p>The present study aimed to assess the presence and the
extent of neuropsychological impairments in such a
patients’ group.</p>
    </sec>
    <sec id="sec-2">
      <title>Method</title>
    </sec>
    <sec id="sec-3">
      <title>Participants</title>
      <p>Fifteen HIV+ male haemophiliacs (mean age 45+8.4)
were administered neuropsychological tests. Patients were
recruited through their treating physicians via the
haemophilia and thrombosis outpatient clinics in three
Italian centres. The inclusion criteria were as follow:
diagnosis of haemophilia, diagnosis of HIV with CD4+
counts consistently &gt; 200cells/mm3, treatment with cART,
age &gt; 18. Exclusion criteria were diagnosis of AIDS, serious
mental illness with a certificated diagnosis (e.g., major
depression, anxiety, bipolar disorder) or known central
nervous system pathology, including progressive multifocal
leukoencephalopathy, brain cancer, neurosyphilis, active
cytomegalovirus infection,
seizures/epilepsy, drug use.
multiple
sclerosis,
stroke,</p>
      <p>Tests were also administered to a control group consisting
of fifteen adults (mean age 49,3+6.84), comparable for age
and education (Mann–Whitney test: z=-1.41, p=.16; z=-.35,
p=.77, respectively). Participants’ educational and
professional characteristics are presented in Table 1.</p>
    </sec>
    <sec id="sec-4">
      <title>Material</title>
      <p>
        Participants completed six neuropsychological tests from
the Italian Brief Neuropsychological Examination battery
        <xref ref-type="bibr" rid="ref31">(ENB: Mondini, Mapelli, Vestri, Arcara, et al., 2003)</xref>
        to
investigate:
      </p>
      <p>- visual attention and cognitive processing speed (Trail
Making Test A, in which participants have to connect a
series of 25 number in ascending order as quickly as
possible: Tombaugh, 2004);</p>
      <p>
        - visual attention and executive functioning (Trail Making
Test B, in which participants have to alternate between
numbers and letters (1, A, 2, B, etc.) connecting them in
sequential order as quickly as possible:Tombaugh, 2004);
- digit span memory
        <xref ref-type="bibr" rid="ref44">(Letter-Number Sequencing from the
WAIS-III, which measures the number storage capacity of
the working memory: Weschler, 1995)</xref>
        ;
      </p>
      <p>
        - phonemic fluency
        <xref ref-type="bibr" rid="ref19 ref26">(Verbal Fluency test, in which
participants have to say as many words beginning with a
certain letter as possible in 60 seconds: Lezak, 1995)</xref>
        ,
- abstraction
        <xref ref-type="bibr" rid="ref31">(Italian Test of abstraction from the ENB, in
which, given three words, the participant have to tell what
the three concepts have in common: Mondini, et al., 2003)</xref>
        .
      </p>
      <p>
        - visual recognition
        <xref ref-type="bibr" rid="ref33">(Rey Tangled Lines Task, in which
participants have to recognize the greatest possible number
of figures within a table in which the figures are drawn
tangled: Rey, 1964)</xref>
        .
      </p>
    </sec>
    <sec id="sec-5">
      <title>Procedure</title>
      <p>Patients were met immediately after a routine medical
appointment, in which –among other things- overall clinical
status, including the presence of concomitant diseases, was
evaluated. After signing the data protection form, they were
presented with the neuropsychological tests; each of them
dealt with the tests individually in a quiet room. According
to each test requirements, the answers were recorded either
by the patient or by the experimenter. Patients completed
the tests in about twenty minutes. Controls were tested
individually in a quiet room; they completed the test in
about twenty minutes.</p>
    </sec>
    <sec id="sec-6">
      <title>Results</title>
      <p>As only three test out of six have the corrected score that
allows to correct raw scores for age and educational level,
we decided to analyse the raw data for all the tests, also
considered that age and education do not differs in the two
groups.</p>
      <sec id="sec-6-1">
        <title>Between groups comparisons. Table 2 shows the mean</title>
        <p>raw data for each neuropsychological test, for patients and
controls.</p>
        <p>Results show that patients’ performance in each
neuropsychological test is worse than the corresponding
performance by healthy controls. More in detail, we found
that patients performed significant worse than controls in
Trail Making A (T-test: t= 3.53, p=.001), in Trail Making B
(T-test: t= 4.88, p&lt;.0001), in Digit Span (T-test: t=-4.02,
p&lt;.0001), in Phonemic Fluency (T-test: t= -3.19, p=.003),
and in Rey Tangled Test (T-test: t=-5..836, p&lt;.0001).
Within-group comparisons. As the HIV literature reveals a
correlation between cognitive disorders and patients’
sociodemographic factors such as education and job status, we
performed some comparisons to figure out whether the same
effect holds for our participants. We thus divided both
groups into two into sub-groups according to the
educational level. We considered participants with 5 to 8
education years as “low educational level”, and participants
with 13 to 18 years as “high educational level”. Nine
patients and 9 controls fell into the low educational level,
and 6 patients and 6 controls into the high educational level.
Low school level patients performed worse than the high
education group only in Trial Making B Test
(MannWhitney Test: z=-2.125, p=.036).</p>
        <p>We then divided patients according to their occupational
status: employed individuals on one side (n=9) versus
unemployed or with disability pension individuals (n=6).
We found that the unemployed/disability pension group has
a worse performance than the employed group only in Trial
Making A Test (Mann-Whitney Test: z=-2.239; p=.026).</p>
        <p>As these results were inconsistent with most of the
existing literature, in addition we performed an ANCOVA
analysis, controlling for the effect of age, education and
working status. The analysis controlled for such covariates
revealed that patients performed worse than controls on
Attention with regard to the Trail Making A Test (F=8.470,
p=.005), and Trail Making Test B (F=5.811,
p=.022). However, the predicted main effect of education
was not significant (F=4.89, p = .066, ηp2 = .004), neither
was the predicted main effect of working status (F=.595, p =
.455, ηp2= .004), and nor the main effect of age (F= 1.226,
p = .292, ηp2 = .004). Although the introduction of
covariates reduced the distance between the two groups of
participants, they did not eliminate the effect of HIV
infection on neuropsychological impairment completely.
Therefore the presence of these covariates (age, educational
level and working status) did not explain group differences
per se.</p>
      </sec>
      <sec id="sec-6-2">
        <title>Discussion</title>
        <p>Although neuropsychological impairments are well
described in some specific HIV populations, very few
studies investigated the cohort of adults seropositive
patients with haemophilia, especially in the cART era.
Furthermore, the few existing studies on children and
adolescents, and on adults before the widespread use of
cARTs, often obtain inconsistent results.</p>
        <p>Our pilot study, conducted on a small but well-controlled
sample of HIV + hemophiliacs, reveals that such patients
show signals of neuropsychological impairments when
compared with the controls’ performances.</p>
        <p>
          In particular, considering the whole group of HIV+
patients, we found an HIV detrimental effect on tests
requiring attention and rapid information processing (Trail
Making Test A, and Trail Making B for patients with low
educational level), consistently with the classic
conceptualization of HIV as a subcortical disease targeting
frontal-striatal circuits supporting these abilities
          <xref ref-type="bibr" rid="ref32 ref5">(e.g.,
Baldewicz, Leserman, Silva, Petitto et al., 2004; Reger,
Welsh, Razani, Martin et al., 2002)</xref>
          .
        </p>
        <p>Patient’s results on these two attention tasks, on the visual
recognition task (Rey Tangled Lines), and on phonemic
fluency are also consistent with one of the two existing
study on adult seropositive hemophiliacs, by Riedel and
colleagues (1992), who found that patients are impaired in
visual attention, visuoperceptual speed, and verbal memory
and fluency. However, they also found that patients’
impairment was a linear relationship with the decreasing of
immune functioning, whereas we found deficits also in
patients with high immune functioning (as all our patients
are).</p>
        <p>
          Our patients’ impairment on Digit span memory is in line
with Riedel’s work, and with several previous findings
showing that deficits in memory, and in particular in short
term memory, are among the strongest cognitive complain
in HIV (non-haemophilic) patients
          <xref ref-type="bibr" rid="ref13 ref29 ref37">(e.g., Doyle Suarez,
Casey, Cherner et al., 2013; Maki, Cohen, Weber, Little et
al., 2009; Seider et al., 2014)</xref>
          . Also, our data are consistent
with results from the other existing study on adults
seropositive haemophiliacs, a case-study of four patients
          <xref ref-type="bibr" rid="ref41">(Turnbull, Saling, Kaplan-Solms, Cohn, et al, 1991)</xref>
          ,
according to which patients are impaired in visual memory
and spatial perception.
        </p>
        <p>The HIV literature reveals a correlation between cognitive
disorders and socio-demographic factors (job status and
education); however, we did not find such interactions.
Further studies will be needed to understand these results.
Taken together, our results reveal that also HIV+
hemophiliacs are impaired in several cognitive functions, as
it happens to HIV+ patients infected vertically, as well as to
patients infected in adulthood. This result suggests that the
cognitive impairments might be related predominantly to
the direct effect of the HIV virus, and that they are relatively
independent from the age of infection and from confounding
factors (such as drug abuse). However, the study is limited
by its design as a pilot study, and it suffers from
methodological challenges, such as potential instability of
the data related to the small sample size. Future studies,
with larger samples, should be conducted to replicate these
findings and test for potential interaction effects among
variables of interest.</p>
        <p>Furthermore, future studies are needed to compare these
results with those obtained by a group of seronegative
hemophiliacs, to investigate to what extent the combination
of both diseases could affect the results obtained.</p>
        <p>Another limitation of this study is the lack of data on MRI
abnormalities and other neurological indicators which made
it impossible to link the neuropsychological assessment
results with some neurobiological correlates or other
medical observations.</p>
        <p>On the other hand, the current study is strengthened by
selective inclusion criteria (such as the level of CD4 &gt; 200,
and the absence of a psychiatric disorder such as a diagnosis
of depression/anxiety), that allows the evaluation of a
precise and representative cohort. It considerably enriches
the currently scarce literature on European samples of HIV+
haemophiliac adult patients in the cART era.</p>
        <p>The level of neuropsychological impairment we detected
have relevant implications for day-to-day patients’
functioning: for instance they may cause difficulties in
completing common everyday tasks, such as maintaining
adherence to complex medication regimens (both for
haemophilia and HIV), as well as holding down a full-time
job. Continued research into the mechanisms related to HIV
seropositivity and neurocognitive dysfunction may provide
targets for meaningful interventions.</p>
      </sec>
    </sec>
    <sec id="sec-7">
      <title>Acknowledgments</title>
      <p>The first author was supported from Novo Nordisk grant
“Changing possibilities in Haemophilia”. The authors wish
to thank prof. Mannuccio Mannucci for his support, and the
huand the AICE (Italian Association of Haemophilia
Centres) for allowing to conduct this study in three
Haemophilia centres.</p>
    </sec>
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