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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Distinguishing between different syntactic roles of identical words in normal reading: an ERP study</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Lakretz Yair (yair.lakretz@post.tau.ac.il)</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Marjanovic Katarina</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Tel-Aviv University 69978</institution>
          ,
          <addr-line>Tel-Aviv</addr-line>
          ,
          <country country="IL">Israel</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Treves Alessandro</institution>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2015</year>
      </pub-date>
      <fpage>611</fpage>
      <lpage>615</lpage>
      <abstract>
        <p>Separating between semantic and syntactic aspects of language processing in the brain is a difficult task. In an attempt to distinguish between the two, many studies so far have measured responses to semantic or syntactic violations in reading comprehension tasks. However, this methodology may be inaccurate in describing semantic and syntactic processing during normal reading. In this study, we use a novel task, measuring responses to identical target words as they assume different syntactic roles. All sentences presented in the task are syntactically correct sentences without lexical-semantic anomalies. We present results from a behavioral experiment, testing the validity of the experimental design, and results from a pilot ERP study, measuring brain responses to the difference in the syntactic role of the target words. We conclude that the proposed design is valid and may be used to shed light on semantic and syntactic processing during language comprehension, in normal reading.</p>
      </abstract>
      <kwd-group>
        <kwd>Language comprehension</kwd>
        <kwd>syntactic violation</kwd>
        <kwd>ERPs</kwd>
        <kwd>normal reading task</kwd>
        <kwd>noun-plus-noun constructions</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        Semantic and syntactic aspects of language processing are
associated with characteristic electrophysiological responses to
language stimuli. For example, many studies have shown that
the N400 component systematically correlates with
lexicalsemantic aspects of language processing, and is concluded to
reflect lexical-integration processing, e.g.
        <xref ref-type="bibr" rid="ref15 ref16">(Kutas &amp; Hillyard,
1980, 1984)</xref>
        . Other studies have shown that the syntactic
aspect of language processing correlates with the P600
component, e.g.
        <xref ref-type="bibr" rid="ref7">(Friederici, Pfeifer, &amp; Hahne, 1993)</xref>
        - See related
literature section.
      </p>
      <p>Many of these studies use reading comprehension tasks,
involving stimuli of sentences which contain either a semantic
or syntactic violation. The type of violation is used to reveal
the syntactic or semantic process in question. However, this
methodology offers no insight into how these types of
processing are distinguished in normal reading, that is, without
violating the syntactic rules or semantic expectations.</p>
      <p>In this study, we present a novel task for event-related
potentials (ERP) studies which enables distinguishing between
semantic and syntactic aspects of language processing in
normal reading. In the experimental design, participants are
presented with target words which differ by their syntactic role
but have similar semantic content, and are otherwise (e.g.
orthographically) identical. For this, we make use of
nounplus-noun constructions in English, in which the first noun
preserves its meaning while changing its position on the
syntactic tree, moving from the position of the specifier of a head
in a noun phrase (NP), to the head of the NP in a simple
sentence without such construction. For example, compare
between the word ’family’ in ’It’s a family discount’ to the same
word in ’It’s a family from Sweden’.</p>
      <p>We conducted two experiments, a behavioral and an ERP
experiment. The behavioral experiment was designed to test
the validity of the novel task described below, and it is also
used to select pertinent stimuli for the task. We then
conducted an ERP pilot study using the task and the stimuli
which were selected according to the behavioral experiment.
We present here qualitative results from this pilot study.</p>
    </sec>
    <sec id="sec-2">
      <title>Related literature</title>
      <sec id="sec-2-1">
        <title>ERP signatures of semantic and syntactic aspects of language processing</title>
        <p>
          In order to study the first language (L1) syntactic aspect of
language processing, many ERP studies adopted violation
paradigms where non-grammatical sentences are compared
with correct sentences, which are otherwise similar to the
violation stimuli. These studies assume that when all other
linguistic variables are held constant, the brain response to
the target stimulus, compared to the control stimulus,
reflects processes which are related to the grammatical rule in
question. The major ERP signatures reported in L1 sentence
processing are (for a recent review see (Caffarra, Molinaro,
The early left anterior negativity (ELAN) The ELAN
component peaks at around 200 ms, with left-anterior
distribution, in response to violations of an obligatory phrase
structure. It is ascribed to automatic early syntactic parsing
processes, during which an initial phrase structure is built - see,
e.g.
          <xref ref-type="bibr" rid="ref12 ref24 ref6 ref8">(Hahne &amp; Friederici, 1999; Friederici, 2002; Friederici
&amp; Weissenborn, 2007; Steinhauer &amp; Drury, 2012)</xref>
          .
The left anterior negativity (LAN) The LAN component
peaks at around 400 ms, with left-anterior distribution, in
response to morphosyntactic violations such as
grammatical agreement violations, tense-marking violations and
casemarking violations. It is ascribed to difficulties in integrating
morphosyntactic information within a sentence structure with
the final goal of thematic role assignment, or mismatch
detection during linking processes of agreement computation - see,
e.g.
          <xref ref-type="bibr" rid="ref1 ref17 ref17 ref18 ref18 ref6">(Molinaro, Vespignani, Zamparelli, &amp; Job, 2011;
Molinaro, Barber, &amp; Carreiras, 2011; Friederici, 2002; Barber &amp;
Carreiras, 2005)</xref>
          .
        </p>
        <p>
          N400 The N400 component peaks at around 400ms, with
centro-posterior distribution, in response to lexical-semantic
anomalies. It is ascribed to difficulties in processing
lexicalsemantic information - see, e.g.
          <xref ref-type="bibr" rid="ref11 ref13 ref14 ref25 ref5">(Kutas &amp; Federmeier, 2011;
Federmeier, 2007; Hagoort, 2003; Traxler &amp; Gernsbacher,
2011; Kutas &amp; Federmeier, 2000)</xref>
          .
        </p>
        <p>
          P600 The P600 component peaks at around 600 ms, with
posterior distribution, in response to various violations of
syntactic and morphosyntactic features, thematic-rule
structure violations, temporary ambiguities, semantic anomalies,
and long-distance dependencies - see, e.g.
          <xref ref-type="bibr" rid="ref17 ref17 ref18 ref18 ref4 ref7">(Friederici et al.,
1993; Molinaro, Vespignani, et al., 2011; Molinaro, Barber,
&amp; Carreiras, 2011; Carreiras, Salillas, &amp; Barber, 2004)</xref>
          . It is
ascribed to processes of syntactic reanalysis and repair, and
to late integration processes which are not syntactic specific
see, e.g.
          <xref ref-type="bibr" rid="ref17 ref17 ref18 ref18 ref2 ref26 ref6">(Friederici, 2002; Molinaro, Vespignani, et al., 2011;
Molinaro, Barber, &amp; Carreiras, 2011; van de Meerendonk,
Kolk, Vissers, &amp; Chwilla, 2010; Brouwer, Fitz, &amp; Hoeks,
2012)</xref>
          .
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>First language (L1) - second language (L2) similarity</title>
        <p>In this study, we tested native Italian speakers, with high
proficiency in English, on a task in English. The brain responses
of these participants were recorded in an ERP design.
Previous studies have found that participants with high proficiency
in L2 have similar brain responses compared to L1 speakers.
Several ERP experiments were conducted by Rossi, Gugler,
Friederici, &amp; Hahne (2006) on L2 speakers presenting
sentences with morphosyntactic and phrase structure violations.
Results show that low-proficiency L2 speakers did not show
a LAN effect for morphosyntactic violations with a delayed</p>
        <p>
          P600 for both types of violations
          <xref ref-type="bibr" rid="ref19">(Ojima, Nakata, &amp; Kakigi,
2005)</xref>
          , as compared to natives. However, participants with
high proficiency showed similar response to that observed
with L1 controls. The authors concluded that, at high-enough
L2 proficiency levels, an L1-like brain response can be
observed, reflecting early automatic parsing processes followed
by late processes of re-analysis and repair.
        </p>
      </sec>
      <sec id="sec-2-3">
        <title>Noun-plus-noun constructions in English</title>
        <p>
          Noun-plus-noun (NNs) constructions are composite nominals
in which both the head and the attributive dependendat(s)
are nouns
          <xref ref-type="bibr" rid="ref9">(Garnier, 2011)</xref>
          , e.g. family discount, bus driver.
These types of NNs are a common type of constructions in
the English language, however their role in its grammar is
nevertheless still an ongoing debate among linguists, as some
classify them as a phrase, originating in the syntax
          <xref ref-type="bibr" rid="ref9">(Garnier,
2011)</xref>
          , while the others claim them as compounds,
originating in the lexicon
          <xref ref-type="bibr" rid="ref10">(Giegerich, 2004)</xref>
          . Another group of
studies claims they can belong to both categories
          <xref ref-type="bibr" rid="ref20">(Payne &amp;
Huddleston, 2002)</xref>
          . Furthermore,
          <xref ref-type="bibr" rid="ref10">(Giegerich, 2004)</xref>
          also
distinguishes between the fore-stressed and end-stressed NNs,
assigning them into two different origins. Avoiding this debate,
and in order to keep a homogeneous set of stimuli in the
experiment, we therefore chose NNs with a fore-stress only.
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Methods</title>
      <sec id="sec-3-1">
        <title>Participants</title>
        <p>The participants of this study are native Italian speakers,
students in Scuola Internazionale Superiore di Studi Avanzati
(SISSA, Italy), with high proficiency of English. All the
participants are between 18 and 40 years of age and
righthanded. In the behavioral experiment, 9 participants have
taken part. In the ERP experiment, 5 participants have
participated who did not take part in the behavioral experiment.</p>
      </sec>
      <sec id="sec-3-2">
        <title>Stimuli</title>
        <p>The stimuli consist of 52 syntactically and semantically
correct sets of English sentences. Each of the 52 sets consists of
a short quiz question, a beginning of an answer (including the
target word), and 4 possible completions. There are 52
different quiz questions, 26 different beginnings of answers (each
of these repeats twice, in each of the two conditions), and 26
* 4 different completion options.</p>
      </sec>
      <sec id="sec-3-3">
        <title>Design and procedure</title>
        <p>We present a novel task for ERP studies which enables to
distinguish between semantic and syntactic aspects of language
processing in normal reading. To do so, participants are
presented with target words which differ by their syntactic role
but have similar semantic content, and are otherwise (e.g.
orthographically) identical. We make use of noun-plus-noun
constructions in English to contrast between, e.g. the word
’family’ in
(S1) It’s a family discount. (noun-plus-noun condition)
(S2) It’s a family from Sweden. (single noun condition)
However, such a comparison is only possible if the
syntactic expectation of the participant in (S1) is the desired one
while reading the target-word. For example, such a
comparison would fail if the participant comprehends ’family’ in (S1)
as a pre-head only after having completed and reanalysed the
sentence. We therefore manipulate the syntactic expectation
of the participant by preceding the sentence with a quiz
question the answer to which requires the desired syntactic role
only. Continuing with the above example, we precede (S1)
with the following quiz question:</p>
        <p>(Q): It will get you a cheaper entrance to the pool. What is
it?</p>
        <p>The quiz is then followed by a beginning of an answer:
(A) ’It’s a family ’.</p>
        <p>Note that whether the participant knows the correct
answer to the above quiz question is unimportant. Even without
knowing the correct answer to (Q), we hypothesised that one
would expect the answer (A) to the type of question in (Q) to
end with a noun, thus reading ’family’ as an adjective. We
assume that this kind of expectations are also enhanced after
the practice block. Note also, that data analysis focuses on the
time during which the participant reads the target word (e.g.
’family’), before she is asked to complete the sentence. We
therefore regard it as normal reading, and are not concerned
with other processes that may follow.</p>
        <p>Importantly, while creating syntactic expectation, the
preceding quiz question must not have created semantic
expectation to the target word. Therefore, all words in the quiz
questions were made sure not to be semantically related to the
target word in their answers (as can be assessed with Latent
Semantic Analysis). For example, no word in (Q)
semantically primes the target-word in (A). An additional benefit to
this manipulation is that it enhances the engagement of the
participants in the task, by challenging them with quiz
questions.</p>
        <p>In order to test our hypothesis that the quiz questions
induce the correct syntactic expectation, we ran a behavioral
experiment that assesses the syntactic expectation of the
participant when reading the target word. This experiment is
described below. According to the results of the behavioral
experiment, we chose the quizzes which best manipulated the
syntactic expectations of the participants. These quizzes were
then used in the ERP experiment, described in the following
section.</p>
        <p>Behavioral experiment In order to test the syntactic
expectation of the quiz question, we ran a behavioral experiment in
which participants are asked to complete target sentences
after reading the quiz. The design of this task is shown in Figure
1. Participants are presented with 5 subsequent screens: (1)
A quiz question, (2) ”It’s a” (beginning of the answer), (3)
fixation cross, (4) target word (e.g. ’family’), (5) Textbox.
participants are asked to read the quiz question and then to
complete the sentence in a textbox, using the keyboard,
after having read the beginning of the sentence. Responses and
reaction times are recorded during the experiment.</p>
        <p>The list of quiz questions contained 51 quizzes from the
noun-plus-noun condition, and 46 quizzes from the
simplesentence condition. All quizzes were presented to the
participants in a random order.
ERP experiment Brain responses of another group of
participants, none of whom participated in the behavioral
experiment, were recorded with 128-channel EEG. Stimuli were
presented to the participants on a computer screen, in a
similar manner to that in the behavioral experiment. Before
starting the experiment, participants execute a practice section
containing 10 quiz questions which are different from the
ones later presented in the experiment. The experiment
consists of 5 blocks, each containing 52 quiz questions, to which
four possible answers are given (see section Stimuli). The list
of sentences within each block is presented to participants in
a random manner, which is different for each block.</p>
        <p>The quiz question is presented on the screen until the
participants decide to continue by pressing a key. After having
pressed a key, the following three screens are presented: (1)
”It’s a”, (2) target word (e.g. ’family’), (3) dashed line ( )
(ISI=300ms). The last screen of the dashed line is then
followed by an option screen, containing four possible answer
completions, randomly ordered in each trial and block
(Figure 2). The five blocks are separated by breaks, during which
the participants remain in their position in front of the screen.
The participants determine the length of the breaks by
themselves.</p>
      </sec>
      <sec id="sec-3-4">
        <title>EEG recording</title>
        <p>The EEG was continuously recorded using the ActiveTwo
BioSemi EEG system (BioSemi V.O.F., Amsterdam,
Netherlands) with 128 channels covering the entire scalp. EEG
signals were sampled at 512 Hz with band-pass filters set at
0:1 100 Hz.</p>
      </sec>
      <sec id="sec-3-5">
        <title>Data analysis</title>
        <p>Acquired data is analysed using EEGLAB, open source
MATLAB (The Matworks, Natick, MA) toolbox for EEG
processing. Data is first high-pass filtered at 1 Hz and low-pass
filtered at 40Hz, and re-referenced. Next, follows an
extraction of the epochs of the two conditions. In both epoch sets,
the answer of the participants are divided into three groups:
the correct answer (e.g. ’discount’ in (Q)); the semi-correct
answer (e.g. ’heritage’ in (Q)), which is syntactically
correct, suggesting that the participant comprehended the
target word in the desired syntactic role; and wrong answers
(e.g. ’from Sweden’ and ’from Mongolia’ in (Q)). The
answers are counterbalanced over conditions such that, for
example, ’from Sweden’ is the correct answer, ’from Mogolia’
the semi-correct, and ’heritage’ and ’discount’ are the wrong
answers in the second condition. All the wrong answers are
omitted and only the correct and semi-correct answers are
included in the analysis. The data is pre-processed and artifacts
are omitted using independent component analysis (ICA).</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Results</title>
      <sec id="sec-4-1">
        <title>Behavioral experiment</title>
        <p>We tested whether quiz questions can induce the desired
syntactic expectation when participants read the target sentence.
Figure 3 presents the results for this experiment, showing for
each quiz the mean accuracy, calculated over all participants.</p>
        <p>We found that the manipulations for the noun-plus-noun
construction achieve higher average accuracy (average
accuracy = 0:80 0:15), in comparison to the single nouns
(average accuracy = 0:54 0:25).</p>
        <p>For the ERP experiment, we then chose for each of the two
conditions 26 quiz questions with the highest accuracy score
(NNs - 0:86 0:09, single nouns - 0:72 0:17). These quiz
questions are then used in the ERP experiment.</p>
      </sec>
      <sec id="sec-4-2">
        <title>ERP experiment</title>
        <p>Since the experiment is still ongoing, we present ERP results
from our pilot study (Figure 4).</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Summary and discussion</title>
      <p>In this study, we present a novel paradigm to disentangle the
syntactic aspect of language processing from its semantic
aspect. The paradigm avoids the use of syntactic violations, and
focuses on normal reading of correct sentences. We make
use of noun-plus-noun constructions in English to contrast
between two conditions which differ by their syntactic aspect
only. In order to manipulate the syntactic expectation of the
participant before reading the target word, we use quiz
questions, such that the answer to the questions allows only one
possible syntactic role to the target word.</p>
      <p>We tested the method of manipulating the syntactic
expectations of the participants in a behavioral experiment. Results
support the validity of the proposed experimental design, and
are also used to choose quiz questions with highest score of
manipulation. Results suggest that the syntactic
manipulations are more effective for the noun-plus-noun conditions,
but are reasonably effective for both conditions for the
selected group of stimuli.</p>
      <p>
        Following the behavioral experiment, we ran an ERP pilot
study using the novel paradigm and selected quiz questions.
Albeit only qualitative, pilot results are showing promising
disclosure of different ERP signatures for the two conditions,
opening a new window into syntactic processing during
language comprehension in normal reading. We believe that it
may provide a way to relate observable signals in the human
brain to hypothesised mechanisms in models of latching
dynamics
        <xref ref-type="bibr" rid="ref22 ref23">(Russo, Namboodiri, Treves, &amp; Kropff, 2008; Russo
&amp; Treves, 2012)</xref>
        , in particular at the transition between words
        <xref ref-type="bibr" rid="ref21">(Pirmoradian &amp; Treves, 2013)</xref>
        .
      </p>
    </sec>
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