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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Representing and Visualizing Text as Ontologies: A Case from the Patent Domain</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Stamatia Dasiopoulou</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Steffen Lohmann</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Joan Codina</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Leo Wanner</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Catalan Institute for Research and Advanced Studies</institution>
          ,
          <addr-line>Barcelona</addr-line>
          ,
          <country country="ES">Spain</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Department of Information and Communication Technologies, Pompeu Fabra University</institution>
          ,
          <addr-line>Barcelona</addr-line>
          ,
          <country country="ES">Spain</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Institute for Visualization and Interactive Systems, University of Stuttgart</institution>
          ,
          <addr-line>Stuttgart</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <fpage>83</fpage>
      <lpage>90</lpage>
      <abstract>
        <p>This paper presents preliminary results on a framework for the representation and visualization of text as OWL ontologies under an open-domain paradigm, where no a priori schema for the facts to be extracted is available. The extracted ontology is visually represented as a specifically tailored node-link diagram. The applicability of the approach is demonstrated on a use case from the patent domain.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        Extracting ontologies from text can significantly facilitate knowledge
integration and querying, through semantic alignment and mediation [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. Only recently
though, under the Linking Open Data (LOD) paradigm of publishing and linking
structured information on the Web, has research shifted towards open-domain
approaches, where no a priori schema for the facts to be extracted is available
and the textual input is considered in its entirety [
        <xref ref-type="bibr" rid="ref1 ref20">1,20</xref>
        ].
      </p>
      <p>Within such context, two main challenges emerge: 1) to ensure the
translation of textual input into well-formed ontologies that facilitate knowledge
integration and querying in a schema-agnostic fashion; and 2) to provide the means
for comprehensive visualizations that foster the understanding of the extracted
knowledge, particularly at the factual level, in an intuitive manner that appeals
adequately to users of diverse backgrounds and with varying levels of expertise.</p>
      <p>These challenges are sharply manifested in the patent domain. The highly
specialized and cross-domain terminology used in patent documents makes it
very difficult, if not impractical, to rely on the availability of predefined schemata
for the extraction of knowledge relevant to the task at hand. Moreover, the
inherent complexity of patent documents render effective visualizations key tools
for assisting experts in quickly grasping the main elements and their interactions.</p>
      <p>In this paper, we present preliminary results on a framework for the
representation and visualization of text as an OWL ontology under an open-domain
paradigm, and illustrate its application with a use case from the patent domain.
Abstracting from the specifics of the various semantic parsing methodologies,
we describe an entity-relation-centric model for OWL-based text representation
together with a graphical notation for its visualization as node-link diagram.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Related Work</title>
      <p>In accordance with the twofold goal of the proposed framework, related
approaches to ontology extraction and visualization are discussed in the following.
2.1</p>
      <sec id="sec-2-1">
        <title>Extracting Ontologies from Text</title>
        <p>
          Although ontology learning and population from text have been the subject of
arduous research [
          <xref ref-type="bibr" rid="ref21 ref4">4,21</xref>
          ], investigations into the conceptualization of text in its
entirety have commenced only recently with LODifier [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ] and FRED [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ]. Both
use Boxer [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] to extract Discourse Representation Structures (DRSs), namely
discourse referents (entities) and conditions (unary and binary relations), and
respective rules to translate them into ontological representations. LODifier keeps
modeling commitments minimal, by introducing a blank node for each discourse
referent and by using reification to capture embedded DRSs. FRED [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ]
implements a more earnest mapping of DRSs to OWL constructs, utilizing frame
semantics [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ], links to the DOLCE+DnS foundantional ontology and heuristic
rules that aim to maximize conformance to Semantic Web best practices.
        </p>
        <p>Both result in representations that explicitly cater for n-ary relations, which
represent a critical share of relations for effectively capturing the richness of
textual contents. However, LODifier compromises ontology design with choices such
as blank nodes, whereas FRED ensures high compliance with best practices, but
the presented translations and heuristic rules are specifically tailored to DRSs.
Instead, our goal is to provide a model for the generation of OWL
representations from text that avoids commitments to specifics of the predicate-argument
structures.
2.2</p>
      </sec>
      <sec id="sec-2-2">
        <title>Visualizing Fact-based Ontologies</title>
        <p>
          Many approaches to graphically represent ontologies have been proposed in the
last couple of years [
          <xref ref-type="bibr" rid="ref14 ref8">8,14</xref>
          ]. However, they are not tailored to the visualization
of ontologies that are extracted from text, and have limitations in this regard.
While some approaches (e.g., OWLViz [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ] and KC-Viz [
          <xref ref-type="bibr" rid="ref18">18</xref>
          ]) merely visualize
the class hierarchy of ontologies, others (e.g., OntoGraf [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ] and FlexViz [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ])
are able to represent different types of properties. All these attempts are related
to the visualizations generated by FRED in that they focus on terminological
knowledge (aka TBox) and not on assertional knowledge (aka ABox), which we
aim to visualize in our work. The same holds for ontology visualizations that
provide more elaborated notations (e.g., Graffoo [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ] and VOWL [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ]), i.e., they
also mainly address the ontology schema and are therefore less appropriate for
the representation of fact-based ontologies extracted from text.
        </p>
        <p>
          This is different in visualizations of RDF and Linked Data that are
typically more oriented towards the ABox. Examples include RDF Gravity [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ],
Welkin [
          <xref ref-type="bibr" rid="ref17">17</xref>
          ], and LodLive [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ]. Such visualizations depict the triple structure of
RDF but they are usually not capable to represent n-ary relations. In
addition, they use plain node-link diagrams with only little variation in the visual
elements.
Event
(external)
        </p>
        <p>isParticipantIn
Subclassmof</p>
        <p>Subpropertymof
Aiming to abstract from predicate-argument specifics while assuring maximal
interoperability within the Semantic Web and LOD context, we developed a
minimal reference model for generating ontological text representations at a
factual level.4 Hence, our goal is to provide core classes and properties for capturing
the ways in which the extracted entities are interrelated, and that can be applied
across domains, serving as anchors for attaching application-tailored class and
property hierarchies.</p>
        <p>
          A key design decision has been to model the extracted relations as classes
rather than properties. This is motivated by the saliency of n-ary relations in
textual resources, and the incurred loss of semantics when, instead of preserving
the n-ary dependencies, they are broken down into binary relations [
          <xref ref-type="bibr" rid="ref19">19</xref>
          ].
Furthermore, direct mappings to well-established foundational ontologies, such as
DOLCE+DnS Ultralite5 and SUMO6, are promoted to enhance the
interoperability and compliance with ontology design practices.
        </p>
        <p>
          In accordance with the aforementioned principles, the model comprises the
following core classes: Entity subsumes the set of physical objects, processes, and
substances; Relation captures n-ary interrelations between entities; Attribute
encompasses characteristic aspects of an entity that cannot exist without it.
Alongside, a minimal set of upper-level object properties connect individuals of
the three classes: participant allows to link entities to the relations in which
4 Modalities, such as belief, causality, and entailment, are not considered as they can
be covered through specialized ontologies and knowledge patterns.
5 http://www.ontologydesignpatterns.org/ont/dul/DUL.owl
6 http://www.adampease.org/OP/SUMO.owl
they participate; actor and undergoer specialize participant in order to
discriminate between direct participants (“who?”, “what?”, etc.) and
complementary ones (e.g., the [pump]actor pumps [water]undergoer), while circumstantial
is a specialization used as a catch-all property for other types of participation;
hasAttr is used to associate entities to their attributes; hasPart is used to
capture mereological relations between entities; lastly, the datatype property
relevance allows to capture the relevance of the extracted entities to the
matter being considered. Figure 1 visualizes the core vocabulary using VOWL [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ].
The vocabulary is aligned with classes and properties from the DOLCE+DnS
Ultralite ontology, which have a white font on a dark background in Figure 1.
        </p>
        <p>The extracted predicate-argument structures can then be translated into
OWL representations, according to the following rules:
– For each extracted entity, attribute, or relation, a named individual is
generated; for co-referential entities, i.e., entities referring to the same real-world
object, a single individual is introduced.
– For each added named individual, respective rdf:type statements are added
based on the extracted vocabulary of entities, attributes, and relations.
– Respective rdfs:subClassOf axioms are added for each introduced entity,
relation, and attribute class.
– Instigative and passive participation links between entities and relations
are translated into respective actor and undergoer property assertions;
likewise for circumstantial participation, where additionally the
prepositions lexicalizing the participation are defined as subproperties. For example,
given the excerpt “...connected along...”, along is added as a subproperty
of circumstantial.
– Links between entities and attributes as well as entities and their parts are
captured as hasAttr and hasPart property assertions, respectively.</p>
        <p>The result is an OWL ontology consisting primarily of assertional knowledge,
i.e., class and object property assertions, and to a lesser extent of terminological
knowledge, as it could be derived from links to LOD resources, such as DBpedia
and WordNet. Further specializations and schema enrichments, according to the
given application needs, can be acquired through ontology learning.
4</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Visualization of the Extracted Ontology</title>
      <p>
        Our visual notation for the graphical representation of the extracted ontology
is inspired by VOWL [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ], which provides user-oriented visualizations for OWL
ontologies. VOWL has, for instance, been used to create the visualization of
Figure 1. However, whereas VOWL focuses on the visualization of the
ontology schema, we are interested in the visualization of facts extracted from text.
Therefore, we could not simply reuse VOWL but developed a related ABox
visualization that combines the strengths of VOWL with the peculiarities of
visualizing fact-based ontologies extracted from text.
Entity
      </p>
      <p>Entity
Attribute</p>
    </sec>
    <sec id="sec-4">
      <title>Use Case from the Patent Domain</title>
      <p>Patent documents are highly idiosyncratic, verbose texts that describe elaborate
inventions and make heavy use of specialized terminology. These characteristics,
in combination with the continuously growing rate at which patents are filed
worldwide, incur extensive labor and time costs for carrying out typical patent
portfolio analysis tasks. In this context, structured representations that can assist
experts in identifying and contrasting patents relevant to the task in question,
by rendering semantics explicit, and visualizations that effectively summarize
the key elements of an invention and foster understanding, can entail immediate
competitive advantages.</p>
      <p>In the investigated use case, we address constructive patents, i.e., patents that
describe the constituent parts of machine inventions and the ways in which they
interact. In this context, it is important to specialize the described entities into
components (e.g., coil, battery ), substances, processes, and other entities (e.g.,
temperature); likewise, for spatial and quantity attributes, such as inner charger
pump
pumps
water
shank
along</p>
      <p>extends
along</p>
      <p>drives
extends
in
brushes
plurality
includes
electric_toothbrush</p>
      <p>comprises
component
substance
spatial part
other
spatial
quantity
handle
in
is_mounted
toothbrush_head</p>
      <p>water_pas...</p>
      <p>incorporates
motor
inner
to
along
connects
water_jet
water_su...
drive_shaft
hasPart
surface
and plurality of brushes, as well as spatial parts (e.g., surface, bottom). To this
end, the upper-level model definitions have been extended accordingly through
the introduction of respective subclasses to the classes Entity and Attribute.</p>
      <p>
        Using the mate tools [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], predicate-argument structures are extracted and
subsequently their relevance is computed following a methodology similar to one
used for identifying relevant sentences in extractive summarization tasks [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ].
Then, OWL representations in compliance with the extended core model are
generated, based on the transformation rules described in Section 3.
      </p>
      <p>Figure 3 shows the visualization resulting from the below patent claim, where
the extracted entity, relation, and attribute individuals are outlined in respective
fonts. The initial layout of the diagram has been generated with a force-directed
algorithm and has then been manually adapted to increase its readability.</p>
      <p>An electric toothbrush with a water jet, the toothbrush comprising a handle,
a shank, and a toothbrush head that incorporates the water jet, in which an
inner motor is mounted in the handle and the toothbrush includes a reciprocating
drive shaft extending along the shank to drive a plurality of brushes in the brush
head, including a water passage extending along the shank to connect a water
supply to the water jet, and a pump in the shank for pumping water along the
passage that is mechanically connected directly to the surface of the drive shaft.</p>
      <p>In the given example, there are four types of extracted entities (components,
substances, spatial parts, and other) and two types of attributes (spatial and
quantity), as indicated by the different colors assigned to the entity and attribute
nodes. As mentioned before, coreferential entities are captured by a single
individual, upon which the respective participation links are projected. For example,
the mentions of passage in “...a water passage extending along the shank...”
and “...pumping water along the passage...” refer to the same passage entity;
accordingly, there is a single “water passage” node to which the participation
links in the extending and pumping relations have been projected.</p>
      <p>All in all, the visualization provides an adequate representation of the patent
claim that could be used to support analysts in understanding the elements and
interrelations of the described invention.
6</p>
    </sec>
    <sec id="sec-5">
      <title>Conclusions and Future Work</title>
      <p>In this paper, we have presented an upper-level model for extracting ontological
text representations under an open-domain paradigm that allows abstracting
from the specifics of predicate-argument structures, and a visual notation for its
graphical representation that focuses on the visualization of facts rather than
the ontological schema. The applicability of the proposed representation and
visualization framework has been demonstrated through a use case from the
patent domain.</p>
      <p>Future work includes further validation and fine-tuning of the
representation model, through extensive evaluation in cooperation with experts from the
patent domain, as well as in an application-wise manner, where it will be used as
the basis for assessing semantic similarity between patents. Furthermore, future
research will have to address enhanced visualization paradigms that are more
tailored to the patent domain.</p>
      <p>General challenges with regard to the notation are improved scalability and
readability of the visualization. A scalable visualization must be capable to
represent larger ontologies extracted from several paragraphs of a text. In the patent
use case, the individual claims could, for instance, form different subgraphs that
are connected with each other according to specified dependencies.</p>
      <p>Generalizing from the patent domain, the presented representation and
visualization framework may serve as a valuable starting point for related cases of
ontology extraction and visualization. The open-domain character of the
ontology extraction and representation approach enables its wide application, along
with the visual notation that combines the clarity of VOWL with an
ABoxoriented view and capabilities to explicitly represent n-ary relations.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments References</title>
      <p>This work has been supported by the EU FP7-SME-606163 project iPatDoc.</p>
    </sec>
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