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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Investigating Usability of Planning Support Systems and Improving their Adoption and Use by Land Use Planners</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Patrizia Russo</string-name>
          <email>p.russo@student.unimelb.edu.au</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Faculty of Architecture Building and Planning The University of Melbourne</institution>
          ,
          <addr-line>Victoria 3010</addr-line>
          ,
          <country country="AU">Australia</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2015</year>
      </pub-date>
      <fpage>67</fpage>
      <lpage>76</lpage>
      <abstract>
        <p>Planning Support Systems are (PSS) are software tools developed for assisting planning professionals. Despite the potential attributed to these tools in supporting planning processes, their adoption and use in planning practice is rather low. One major reason for this is their low usability. This paper presents the motivation, objectives, approach and current status of a PhD research that aims to support developers and researchers with strategies for improving PSS usability.</p>
      </abstract>
      <kwd-group>
        <kwd>Planning Support Systems</kwd>
        <kwd>usability</kwd>
        <kwd>user experience</kwd>
        <kwd>land use planning</kwd>
        <kwd>evaluation</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Planning Support Systems (PSS) refer to a set of tools that incorporate different
functionalities such as spatial analysis, modelling and visualisation, and that are
designed to support planning professionals in dealing with the complex nature of
planning tasks. Much potential is attributed to these tools [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. However, both literature
and field experts indicate that their adoption in planning practice is very limited so far
[
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. This is remarkable, considering the extensive and wide range of available PSS
and therefore the resources put into their development.
      </p>
      <p>
        Currently, other computer-based tools, not primarily dedicated to assist planning
professionals, are more commonly used in planning practice than PSS. These are, for
example, Geographic Information Systems (GIS), Computer Aided Drafting (CAD)
software, and sketching and visualisation tools [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. In principle, planning
professionals are supportive of the idea of more assistance through specialised
software. However, past research [e.g. 4] showed low adoption and use of PSS to be a
phenomenon shared at least among industrialised countries.
      </p>
      <p>Research argues that PSS use could assist land use planners in their
decision</p>
      <p>
        making process by providing a more systematic and evidence-based approach to
planning problems [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. In fact, planning, specifically of land use, is regarded as a
complex field of public policy [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. Its aim to coordinate land use effectively and
sustainably is a challenging task considering that it has to reconcile requirements
related to current trends, future developments (e.g. population growth, economy),
community needs and the environment. Decisions made by land use planning have
significant long term impact on the development of built and natural environments
which form the basis for achieving overarching principles such as social and
environmental well-being [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ].
      </p>
      <p>
        To date, research has identified the factors that hamper the adoption and use of
PSS. Factors can involve instrumental, human, organisational and institutional
characteristics. One of the most important factors has been identified in the low
usability of PSS [
        <xref ref-type="bibr" rid="ref2 ref4">2, 4</xref>
        ].
      </p>
      <p>
        In particular, PSS have been stated to be “far too generic, complex, inflexible,
incompatible with most planning tasks, oriented towards technology rather than
problems, and too focused on strict rationality” [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. Experts of the field argue that
indepth research on PSS usability is required. Especially, evaluating and improving PSS
usability has been considered a priority in recent research [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] reported that most
PSS are not subjected to well-considered design processes and evaluations. Our
experience indicates that PSS design does not sufficiently take into account the user
interface, which is the most important component from the point of view of users.
User-centred design and usability evaluation of PSS are rather rare (e.g. [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]). During
design and development of PSS, very little attention has been devoted to user-oriented
aspects that might improve the overall experience of planning professionals, such as
the effectiveness and efficiency of the interaction with such systems and the user
engagement and satisfaction. Instead, PSS development has been very much
technology-oriented [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Few studies for evaluating PSS usability have been
performed, possibly because developers do not regard it as their task and have not so
far been stimulated to conduct them. [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] suggested rigorously conducting evaluations
of PSS in order to encourage developers to increasingly consider user-oriented
aspects.
      </p>
      <p>It is worth remarking that conducting usability evaluation requires specific skills
that PSS designers usually do not possess. While there are many books and websites
that describe evaluation methods, novice evaluators actually need more guidance on
how to plan and perform the overall evaluation. As long as the use of PSS connotes
frustration and bad experiences, it is likely the adoption and use of PSS to stay relative
low.</p>
      <p>The present thesis is dedicated to advancing the research on PSS usability and UX
in the endeavour to contribute towards improving PSS adoption and use.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Research Aim and Questions</title>
      <p>This thesis examines factors that influence PSS usability and consequently can
have obstructive or supportive effects on the adoption and use of this software. It
Proc. of CHItaly 2015 Doctoral Consortium, Rome (Italy), September 28th 2015 (published at http://ceur-ws.org).
Copyright © 2015 for the individual papers by the papers' authors. Copying permitted for private and academic purposes.
This volume is published and copyrighted by its editors.</p>
      <p>furthermore provides strategies and recommendations that might help developers,
researchers and land use planners improve PSS usability, adoption and use.</p>
      <p>Specifically, this research aims to identify usability constraints and opportunities for
the adoption and use of PSS by land use planners. To achieve this aim, the following
research questions (RQ) are addressed:
(RQ 1) What affects usability of PSS for planners?</p>
      <p>
        Influence factors of PSS usability are not only restricted on limitations of PSS
technology. According to the definition in ISO 9241-210 [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] (“The extent to which a
product can be used by specified users to achieve specified goals with effectiveness,
efficiency and satisfaction in a specified context of use”) usability is affected by the
user (e.g. education), his/her goals (what does he/she want to achieve?) and by the
context in which the product is used (where and how?). Based on this, this thesis aims
to identify factors that influence usability of PSS as for land use planners by looking
at factors that influence adoption and use of PSS (e.g. work environment, user
requirements)
(RQ 2) What are strategies for improving the usability of PSS for planners?
      </p>
      <p>For some usability influence factors merely the awareness of the planning
community can be increased. For others, strategies for improving the situation can be
identified. This thesis aims to define such strategies, especially in the ambit of
software design, and provide tools for improving PSS development and evaluation.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Theoretical Framework</title>
      <p>
        The theoretical framework of this research draws on the contributions of two scholars:
[
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] usability problem concept and [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] innovation-decision process. In particular,
this research examines the influence of usability problems on the innovation-decision
process, specifically for PSS.
      </p>
      <p>The usability problem concept is used for describing and reporting usability
problems. In this research, it was chosen because it allows dissecting usability
problems and analysing their components. In fact, it suggests breaking down usability
problems into five components: cause, breakdown, outcome, design change and
context (see Figure 1a). Breakdown refers to an inappropriate action, such as a user
performing a wrong action or misunderstanding a feedback that triggers a usability
problem. The severity of breakdowns can differ. Cause is the origin of a breakdown
and of a usability problem. An example of a cause is a design fault. Outcome is the
consequence of a breakdown. Two different types of outcomes are distinguished: user
behaviour and performance. Examples of the first type are the user is dissatisfied or
tries another action. Task failure and/or loss of time are examples of the performance
type. Design change refers to modifying an aspect of the system. An example is
introducing a new feature. Context relates to each usability problem and its
components occurring in a specific context. For instance, users of different
Proc. of CHItaly 2015 Doctoral Consortium, Rome (Italy), September 28th 2015 (published at http://ceur-ws.org).
Copyright © 2015 for the individual papers by the papers' authors. Copying permitted for private and academic purposes.
This volume is published and copyrighted by its editors.</p>
      <p>organisations might have different requirements for the design of a new feature.</p>
      <p>The innovation-decision process describes the stages that an individual undergoes
from being exposed to an innovation for the first time to deciding whether to continue
to use or rejecting the innovation (see Figure 1b). Five stages are distinguished in this
process: I) knowledge, i.e. the individual is made aware of the existence of the
innovation and gains an understanding of its functionality, II) persuasion, i.e. the
individual forms a positive or negative attitude towards the innovation, III) decision,
i.e. the individual makes a decision whether he/she considers adopting or rejecting the
innovation, IV) implementation, i.e. the individual starts using the innovation with
some uncertainty and V) confirmation, i.e. the individual decides whether to continue
to use or reject the innovation. The number of individuals who adopt an innovation in
a specified period of time is given by the rate of adoption. Various factors influence
the rate of adoption, such as communication channels or the nature of the social
system. However, it has been recognised that from 49 to 87 percent of variance in rate
of adoption can be explained by five attributes of innovations. These are relative
advantage, compatibility, complexity, trialability and observability. Compatibility has
been defined as the “degree to which an innovation is perceived as consistent with the
existing values, past experiences, and needs of potential adopters” [15:224]. Evidence
suggests that the higher the compatibility of the innovation, the higher the rate of
adoption.</p>
      <p>This process was chosen because it allows examining the potential adoption
process of an innovation from the perspective of potential users without necessarily
taking into account, for example, organisational factors as suggested by other theories
(e.g. Technology Organisation Environment Framework).</p>
      <p>This research examines the influence of usability problems on the
innovationdecision process, specifically for PSS. By doing this, it assumes that usability
problems (breakdowns) occur when potential adopters use PSS, i.e. during the
knowledge and implementation stage, and it rather ignores that potential adopters
might have positive experiences. Furthermore, this research does not take into account
that other factors than usability, such as of organisational and social nature, might
affect the innovation-decision process, specifically for PSS.</p>
      <p>While breakdowns occur in the knowledge and implementation stage, this research
suggests that the other components of usability problems, i.e. the causes, outcomes
and possible design changes, influence potential adopters in the persuasion, decision
and implementation stage. For instance, in the persuasion stage, potential adopters
form their attitude towards the innovation and perceive the degree of the innovation’s
compatibility based on the experience (outcome) they had during the knowledge
stage. Furthermore, this research expects that planning professionals’ decisions
whether to adopt and use a specific PSS can be both, negatively and positively
influenced by, for example, a negative outcome (e.g. dissatisfaction of potential
adopter) and a design change (e.g., improved information presentation), respectively.</p>
      <p>While the innovation-decision process claims compatibility to directly affect the
rate of adoption, this research assumes that the lack of compatibility of PSS with
planning professionals’ needs, to be a major cause for the occurrence of usability
problems. Indeed, this research supposes the rate of adoption of PSS to be low
because of the occurrence of usability problems.
Proc. of CHItaly 2015 Doctoral Consortium, Rome (Italy), September 28th 2015 (published at http://ceur-ws.org).
Copyright © 2015 for the individual papers by the papers' authors. Copying permitted for private and academic purposes.
This volume is published and copyrighted by its editors.</p>
      <p>A literature review has been performed to understand the state-of-the-art in PSS
use and usability and what are potential reasons for low usability of PSS from the
perspective of experts in the field. From the literature review it mainly emerged that
user-centred design and usability evaluation of PSS are rather rare. Thus, poor fit of
PSS to user requirements was reported.</p>
      <p>To support PSS developers intended to perform usability evaluations, a framework,
called PSS_EvalF (short for PSS Evaluation Framework), has been developed in
collaboration with usability experts that provide the necessary guidance for non-expert
evaluators on how to plan and carry out evaluations.</p>
      <p>Interviews with academic experts in the field of planning have been conducted in
Australia and Switzerland to understand what planning students are taught at different
educational institutions in relation to learning how to use PSS.</p>
      <p>Interviews have been carried out with planning professionals to understand what
software is used in planning organisations, what this is influenced by (including
educational background of planning professionals) and what the context of use is. The
interviewees worked for different planning organisations (i.e. private and government)
in Australia and Switzerland to examine potential differences.</p>
      <p>An online resource (http://docs.aurin.org.au/projects/planning-support-systems/)
that comprises PSS developed and/or applied in Australia and internationally, as well
as some information on their functionality and use requirements has been created.
Proc. of CHItaly 2015 Doctoral Consortium, Rome (Italy), September 28th 2015 (published at http://ceur-ws.org).
Copyright © 2015 for the individual papers by the papers' authors. Copying permitted for private and academic purposes.
This volume is published and copyrighted by its editors.</p>
      <p>A user test following PSS_EvalF has been carried out with a small group of land
use planners working in Australia to evaluate three PSS that perform Land Suitability
Analysis (LSA) tasks. The three PSS have been selected based on the PSS in the
online resource. The user test allowed identifying usability problems and usable
characteristics of the three PSS as well as planners’ mental models and requirements.</p>
      <p>Based on this outcome, recommendations for designing more usable PSS were
defined. Furthermore, lessons learned from conducting the user test allowed refining
PSS_EvalF.</p>
      <p>Next steps of the research are:
i) validating PSS_EvalF through its adoption by potential users, i.e. developers, for</p>
      <p>PSS evaluation.
ii) about drawing conclusions from the knowledge gained through the activities
undertaken. Through converging the outcomes of the interviews and user test, it is
aimed to formulate a set of guidelines for improving PSS usability and/or heuristics
for facilitating the design and evaluation of PSS.
5</p>
    </sec>
    <sec id="sec-4">
      <title>Preliminary Results</title>
      <p>As stated above, the results of this thesis will be a series of strategies that if
implemented, potentially improve the usability of PSS for land use planners. Two
strategies are presented as follow.</p>
      <sec id="sec-4-1">
        <title>5.1 PSS_EvalF: a usability evaluation framework</title>
        <p>PSS_EvalF represents a framework providing guidance on performing usability
and UX evaluation that has been developed specialised for the evaluation of PSS.</p>
        <p>
          Inspired by a more general evaluation framework provided in [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ], PSS_EvalF is
Proc. of CHItaly 2015 Doctoral Consortium, Rome (Italy), September 28th 2015 (published at http://ceur-ws.org).
Copyright © 2015 for the individual papers by the papers' authors. Copying permitted for private and academic purposes.
This volume is published and copyrighted by its editors.
        </p>
        <p>
          composed of six activities which are briefly documented in the following. A more
complete version can be found in [
          <xref ref-type="bibr" rid="ref17">17</xref>
          ].
        </p>
        <sec id="sec-4-1-1">
          <title>1. Determine the evaluation goals</title>
          <p>To clarify what is the scope of the evaluation and what should be achieved once the
evaluation is carried out, evaluation goals are defined as a first activity. Typical goals
of PSS evaluation might be:
• Assess the ease of use of a PSS for its adoption by planning professionals
• Compare the functionality and usability of multiple PSS
• Identify design suggestions for the next version of a PSS</p>
        </sec>
        <sec id="sec-4-1-2">
          <title>2. Explore the questions</title>
          <p>As a second activity, more specific questions that underpin the goals and should be
answered through the evaluation, are formulated. A question can be “is the PSS
usable?” and furthermore “is the user interface easy to navigate? Is the terminology
confusing because it is inconsistent? Is the feedback provided to users sufficient? Is
the response time too slow?”.</p>
        </sec>
        <sec id="sec-4-1-3">
          <title>3. Choose the evaluation and data collection methods</title>
          <p>PSS_EvalF proposes inspection and/or user-based methods and illustrates their
advantages and disadvantages in order to facilitate the choice. Among user-based
methods, PSS_EvalF suggests using:
• thinking-aloud technique,
• questionnaire and interview for assessing user satisfaction and other hedonic
qualities of UX,
• video and screen recording for complex tests and for reviewing participant’s
interaction and behaviour if something is unclear, and
• measures of user performance.</p>
        </sec>
        <sec id="sec-4-1-4">
          <title>4. Identify the practical issues</title>
          <p>
            Many practical issues have to be considered when conducting an evaluation. For
example, before beginning with an inspection, it should be ensured that all evaluators
i) use the same inspection criteria, ii) have the same understanding of the criteria and
iii) apply them in the same way. Novice evaluators might consider using Nielsen’s
heuristics [
            <xref ref-type="bibr" rid="ref18">18</xref>
            ]. After the inspection, the evaluators should compare and discuss the
results.
          </p>
          <p>In user-based methods, the following issues have to be addressed:
• Choice of the participants
• Choice of the experimental design (between- or within-subjects design)
• Choice of the task(s)
• Choice of the facilities and equipment.</p>
        </sec>
        <sec id="sec-4-1-5">
          <title>5. Decide how to deal with the ethical issues</title>
          <p>This activity informs evaluators about the ethical issues involved in user-based
methods. PSS_EvalF provides an example of a consent form and a plain language
Proc. of CHItaly 2015 Doctoral Consortium, Rome (Italy), September 28th 2015 (published at http://ceur-ws.org).
Copyright © 2015 for the individual papers by the papers' authors. Copying permitted for private and academic purposes.
This volume is published and copyrighted by its editors.</p>
        </sec>
        <sec id="sec-4-1-6">
          <title>6. Evaluate, analyse, interpret and present the data</title>
          <p>
            Before actually running the evaluation, decisions have to be made about how data
are analysed and presented. PSS_EvalF refers to books [
            <xref ref-type="bibr" rid="ref16">16</xref>
            ] that address these issues
and highlights possibilities for demonstrating data quality, analysing and presenting
data.
          </p>
        </sec>
      </sec>
      <sec id="sec-4-2">
        <title>5.2 Recommendations for designing PSS</title>
        <p>
          The following recommendations emerged from the user test and are intended to
support developers in designing more usable PSS:
• Layout, colours and fonts for the presentation of data, legend and items have to be
carefully chosen to make it easier to understand for the user.
• The terminology used in PSS should be close to the one used by planners and in the
regions and countries where the PSS are applied.
• PSS should allow users to seek visual information in a way that is effective, e.g. by
following Shneiderman's [
          <xref ref-type="bibr" rid="ref19">19</xref>
          ] mantra.
• A map display should be provided during the whole work process.
• Provide the possibility to display a boundary around the case study area for
improving the distinction from surrounding area.
• PSS should include functionality required by planners. Planners’ requirements
might also differ depending on the regions and countries in which they work.
• Features and techniques that provide improved guidance such as greying out items
to make them not selectable or ‘back’ and ‘next’ buttons should be more widely
considered.
• Visualisation techniques such as moving over or brushing should be more widely
used in PSS where suitable.
• PSS should provide outputs in other formats, e.g. PDF or spreadsheet as well as
their export.
• The speed of PSS operations, through the selection of appropriate methods and
technology optimisation, should be maximised.
• Help documentation, including examples and short demo of system use, should be
available.
6
        </p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Contributions</title>
      <p>This thesis advances the research on PSS usability and UX in that, to our
knowledge, it represents a first work that puts the emphasis on usability by relying on
current body of knowledge in usability and therefore providing a solid basis for further
work.</p>
      <p>As a novel contribution, this research developed a framework for performing
usability and UX evaluation of PSS, called PSS_EvalF. By providing people with little
expertise on conducting usability evaluations with six activities specialised for the
Proc. of CHItaly 2015 Doctoral Consortium, Rome (Italy), September 28th 2015 (published at http://ceur-ws.org).
Copyright © 2015 for the individual papers by the papers' authors. Copying permitted for private and academic purposes.
This volume is published and copyrighted by its editors.</p>
      <p>evaluation of PSS usability, it aims to improve evaluations and usability of PSS.</p>
      <p>A user test allowed identifying usable characteristics and design recommendations
for both, PSS that address LSA and PSS in general. This contributes to increasing
developers’ awareness and understanding of what are planning professionals’ needs
and expectations. Only by knowing these, PSS that consider user-oriented aspects, are
more usable and capable of supporting good user experiences, can be developed.</p>
      <p>An insight into the state-of-the-art of PSS adoption has been provided. Differences
in the working context, software use and requirements of planning professionals
working for different planning organisations (i.e. private and government) in Australia
and Switzerland have been identified.</p>
      <p>An insight into the state-of-the-art of planning students’ education of PSS use has
been provided. This insight has emphasised the controversy between researchers
stressing the low use of PSS in planning practice and the limited provision of GIS and
PSS courses for planning students and limited encouragement to attend such courses at
educational institutions.</p>
      <p>Another contribution has been the development of an online resource that lists a
large set of PSS developed around the world. Where available, information in relation
to technical specifications, analysis functionality, use requirements and user assistance
of the PSS has been provided. This information supports planning professionals in
choosing appropriate PSS, improving PSS application as well as raising the planning
communities’ awareness of PSS availability and potential.
7</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>I would like to thank my supervisors, C. Pettit, M. F. Costabile and R. Lanzilotti, for
the support and guidance provided in this research.
Proc. of CHItaly 2015 Doctoral Consortium, Rome (Italy), September 28th 2015 (published at http://ceur-ws.org).
Copyright © 2015 for the individual papers by the papers' authors. Copying permitted for private and academic purposes.
This volume is published and copyrighted by its editors.</p>
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