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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>Proceedings</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.18287/1613-0073-2015-1490-27-36</article-id>
      <title-group>
        <article-title>Diffraction by an axicon with taking into consideration multiple internal reflections</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Degtyarev S.A.</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ustinov A.V.</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Khonina S.N.</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Samara State Aerospace University, Image Processing Systems Institute, Russian Academy of Sciences</institution>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2015</year>
      </pub-date>
      <volume>1490</volume>
      <fpage>27</fpage>
      <lpage>36</lpage>
      <abstract>
        <p>In this work we consider laser beam diffraction by narrow elongated axicon with conical angle, which is small enough for multiple internal reflection arising. Those sorts of tapers are widely used in micro and nanooptics. We have to take into account more than one internal reflection for correct description of beam propagation through the axicon. The diffraction is simulated with two approaches: pure “geometrical optics” and Helmholtz equation solving with “Finite Elements Method”. Based on ray optics we derive analytic formulas for conical angles meanings, which provide maximums and minimums of intensity on optical axis. Derived numerical simulation verifies theoretically obtained results.</p>
      </abstract>
      <kwd-group>
        <kwd>tapers</kwd>
        <kwd>conical angle</kwd>
        <kwd>geometrical optics</kwd>
        <kwd>internal reflection</kwd>
        <kwd>Finite Elements Method</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        Axicons [
        <xref ref-type="bibr" rid="ref1 ref2">1, 2</xref>
        ] can be used to create nondiffraction Bessel beams in classical
Optics [
        <xref ref-type="bibr" rid="ref3 ref4">3, 4</xref>
        ]. Metalized axicons with small cone angles are also utilised as near-field
probes and tapers for sharp focusing in Nanophotonics [
        <xref ref-type="bibr" rid="ref5 ref6">5, 6</xref>
        ] and especially in
nearfield microscopy [
        <xref ref-type="bibr" rid="ref7 ref8 ref9">7-9</xref>
        ] and spectroscopy [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. To determine the optimum parameters
of such tapers we need to provide simulation in accordance with the assumptions of
the rigorous vectorial diffraction theory [
        <xref ref-type="bibr" rid="ref11 ref12 ref13 ref14">11-14</xref>
        ].
      </p>
      <p>
        Working of metal conical structure is explained by the lightning-rod effect [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]
which can be observed near dielectric structures [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]. The lightning-rod effect lies in
the fact that longitudinal electric field component are enhanced near sharp structures.
It can be observed, for example, in cases where radially polarized beams [
        <xref ref-type="bibr" rid="ref17 ref18 ref19">17-19</xref>
        ] or
linearly polarized beams [
        <xref ref-type="bibr" rid="ref20 ref21 ref22">20-22</xref>
        ] are focused.
      </p>
      <p>
        The dielectric characteristics of axicons can be approximately estimated with ray
and scalar optical theory [
        <xref ref-type="bibr" rid="ref23 ref24">23, 24</xref>
        ], and then defined more accurately with more
rigorous methods.
      </p>
      <p>In this work the ray optics approach was used as a rough calculation method.
Using ray optics we derived analytic formulas for beam diffraction by the axicon with
high numerical aperture (NA) including NAs that were over than the limiting value.
Overcoming the limiting value of NA in ray optics means the axicon angle is small
enough for total internal reflection arising. Consequently, we have to take into
consideration more than one total internal reflection with further decrease of axicon’s
angle. We obtained axicon’s angles which provide maximum and minimum values of
intensity on the optical axis. Finite element method of solving Helmholtz equation
was used to provide a more rigorous approach for verification of results of the
analytical estimations.</p>
    </sec>
    <sec id="sec-2">
      <title>1. Theoretical analysis with ray optics approach</title>
      <p>
        Ray paths are described in detail in works [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ]. But authors are not have deal with
the case that axicon angle is much less than limited value.
      </p>
      <p>
        Let us quote few results from [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ] without any proofs. Notice that every ray
impinges to the plain base of the axicon (left side in figure 1). 0 is a half angle of
axicon’s top. We call 0 axicon’s angle. If 0 is large enough, total internal
reflection is absent. In addition, rays pass through the right side and converge into the
focal straight line segment.
      </p>
      <p>Such configuration remains as long as axicons angle satisfies inequality:
0  arccos(1 / n) , (1)
Where n is refractive index of the axicon’s material.</p>
      <p>If refractive index of n = 1.5 the maximum angle is 48.19°. If the angle is less,
total internal reflection occurs at the upside of the axicon (see figure 2). In this
diagram it is apparent that the angle 0 is greater than
0  30 </p>
      <p>arcsin
(2)
therefore, total internal reflection takes place at bottom side of the axicon.
Consequently, the rays turn back and leave the axicon and travel back to the left side.</p>
      <p>If n = 1.5 we can derive from Eq. (2) that 0  43.94 . Ray paths for different
angles 0  44, 45, 47 are also shown in figure 2 and it is obvious from the
symmetry that rays travel back if 0  45 .</p>
      <p>If the angle is less than this expression (2), full internal reflection from the bottom
side does not occur; therefore rays leave the axicon through the bottom side and travel
down. Nevertheless, if the angle is not much less than (2), the ray travels to the
bottom-left direction. Thus, we can call this axicon opaque (figure 3).</p>
      <p>In figure 3, the horizontal projection of the ray is decreasing with a decrease of the
angle. Therefore, if the angle 0  ver horizontal projection becomes zero, hence the
ray travels vertically down (figure 4). This angle is defined from the equation:
sin ver  n (4cos3 ver  3cos ver )  0 . (3)</p>
      <p>For smaller meanings of the angle 0 horizontal projection of leaving ray is
directed to the right. Although, rays do not intersect optical axis, thus focus is
apparent (figure 5).</p>
      <p>
        In [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ] the authors consider only those configurations of axicon which are
described above. However, it is noticed that by decreasing the axicon’s angle
rightdirected horizontal projection of leaving ray are increasing. If 0  30 this presents a
special case. The rays pass through the bottom side without any refraction because the
ray is perpendicular to the side, which happens if the refractive index lies in the range:
2 / 3  n  2 . If we continue decreasing 0 , the vertical projection is also decreasing
and once it reaches zero, the rays travel horizontally to the right side.
      </p>
      <p>Let us have a look to the last scheme in figure 5. We can make sure that
horizontally leaving ray can appears if following equation takes place: 0  t  90
( t is the refracting angle). If we take into account previous equation, refraction law
and the fact that the angle of incidence to the bottom side is 90  30 , if a single
reflection is from the top side and 0  30 , we can see that 0 has to satisfy
following equation if the leaving ray is horizontally-oriented.
n cos 30  cos 0 . (4)
If n = 1.5, 0  16.78 .</p>
      <p>If the angle does not satisfy the equation (4), vertical projection of the leaving ray
becomes directed upwards. Therefore, rays intersect with optical axis and form real
focus (figure 7). In contrast to the results presented in the figure 1, in this situation
leaving ray intersects the optical axis from the bottom to the top. Once more
distinguishing feature is that the entrance pupil diameter is much greater than exit
pupil diameter.</p>
      <p>However, from the equation (4) we can determine that the angle’s interval which
provides real focuses of the axicon with single total internal reflection is very small.
The condition for the second total internal reflection from the bottom side is therefore
as follows:
n cos 30  1

0 </p>
      <p>arccos
(5)</p>
      <p>This is three times less than the angle which is satisfying inequality in (1). In this
case 0  16.06 , if n = 1.5. Varying the angle from (4) to (5) we can achieve focal
segment theoretically with any length. As we can see the angles interval which
provides real axicon’s focus, is very small and equals just 0.72 degree.</p>
      <p>If the angle is smaller than (5), second full internal reflection occurs at the bottom
side, the ray falls into the top side. Here ray is refracted and travels to the up-right
direction. Thus, we have an apparent focus again. As it is shown in figure 6, the
leaving ray is oriented horizontally if the same equation 0  t  90 is satisfied.
But where the angle of incidence equals 90  50 at the top side in case of double
total internal reflection from the top and then the bottom sides. Hence, the leaving ray
will be oriented horizontally (figure 8) if the angle satisfies the equation:
n cos 50  cos 0 . (6)
If n = 1.5 this angle equals 9.785 .</p>
      <p>If the angle even smaller than is defined from equation (6), the vertical projection
of the ray becomes oriented downward. Rays intersect the optical axis and form the
real focus as indicated in figure 9. The leaving ray intersects the optical axis from up
to down (as in figure 1), but only after two total internal refractions.</p>
      <p>In the same way as in figure 7 we can therefore surmise derive that another total
internal reflection occurs if following equation is satisfied:</p>
      <p>1 1
n cos50  1  0  arccos . (7)
5 n</p>
      <p>That is five time less than it is derived from (1). If n = 1.5, 0  9.64 . Thus,
angle interval which provides real focus with two total internal reflections is much
smaller and equals 0.145 degree.</p>
      <p>It is also possible to make sure that with the continuing decreasing of the angle we
have infinite exchanging of real and apparent focuses. Boundaries of intervals of real
and apparent focuses were defined by situations of total internal reflections (as in (5)
and (7)) and the situations of leaving ray horizontality (as in (4) and (6)).</p>
      <p>Real focus will be observed in narrow ranges of axicon’s angles which are defined
by the following inequalities:
rmeianl    mreaaxl ,</p>
      <p>0
here rmeianl is achieved from equation:
n cos (2 p 1)rmeianl   cos rmeianl  ,
and rmeaaxl from the equation:
n cos (2 p 1)rmeaaxl   1 .
ampipn    ampapx .</p>
      <p>0
here
n cos (2 p 1)ampipn   1, p  2 ,
n cos (2 p 1)ampapx   cos ampapx , p  1</p>
      <p>Equations (8a) and (8b) give boundaries for p-fold total internal reflection, p  1 .
If p is even, the ray intersects the optical axis from up to down as it is shown in figure
9. If p is odd, the ray intersects the optical axis from down to up as in figure 7.</p>
      <p>Apparent focus is observed with p-fold total internal reflection in larger ranges,
which are further defined by adding the following inequalities:</p>
      <p>The bottom boundary for single total internal reflection is not defined by formula
(9a). It is equals the ver , which is derived from (3). From this it is evident that the
range of the intervals is becoming increasingly smaller. That has explicitly resulted
from the meaning of the boundary of new total internal reflection, which can be easily
(8)
(8a)
(8b)</p>
      <p>(9)
(9a)
(9b)</p>
      <p>1 1
obtained analytically: arccos . This indicates the boundary is decreasing if p
2 p  1 n
is increasing. Thus, the received width of the ‘real focus gap’ is the largest and equals
0.72 degree for p=1. As noted, other gaps are becoming increasingly narrower.</p>
      <p>Because of narrowness of angle ranges for real focuses, we should discuss the
resonant phenomena. The same problems with polychromatic light can occur, because
of dispersion transmission ranges can be different for different wavelengths.
Furthermore, for one part of the spectrum the axicon can provide real focus and for
another part of spectrum focus can be apparent. It is evident, therefore, that the axicon
makes spectral redistribution as a prism.</p>
      <p>Thus, from the finding we can see that ray optical approach has become useful for
understanding of rays paths and intensity distribution in an axicon. However, it is
problematic to receive total intensity distribution and estimations of beams sizes. For
these reasons we have to apply a more rigorous theory.</p>
    </sec>
    <sec id="sec-3">
      <title>2. Numerical simulation by means of solving Helmholtz equation with finite element method</title>
      <p>In this work we provide numerical simulation of Gaussian beam diffraction by flat
axicon with finite element method which is realized in Comsol.</p>
      <p>a)
b)</p>
      <p>c)
d)
angles: a) 0  10.5 , b) 0  11 , c) 0  30 , d) 0  61</p>
      <p>In the figure 10 we show the simulation results of TE-polarized Gaussian beam
diffraction by 2D axicons with different axicon’s angle 0 . Wavelength is λ = 532
nm, and refraction index is n = 1.5.</p>
      <p>As we can see in figure 10, whereas we increase axicon angle from 10.5 to 11 ,
the internal reflection arises and the main part of energy scatters at a high angle to the
optical axis. Ray optics predicts that this beam splitting is in contrast to wave optics
which takes into evanescent field. An axicon works as a refractive element and
produces a strong light segment where the axicon angle is more 49 .</p>
    </sec>
    <sec id="sec-4">
      <title>Conclusions</title>
      <p>In this work we considered diffraction of Gaussian beams by the refractive axicon
in case of numerical aperture of the axicon is much greater than limited value which
corresponds to total internal reflection. This situation did not take into account
because it was reckoned that axicon did not transmit light in case of out-the-limited.</p>
      <p>Diffraction was considered using two approaches: ray optics and numerical
solving of the Helmholtz equation with finite elements method. In the first case
analytical estimations are derived for high numerical aperture including the case of
out-of-limited numerical aperture.</p>
      <p>However, out-of-limited numerical aperture in ray optics corresponds to total
internal reflection arising, careful analysis of ray paths reveals that with increasing
numerical aperture (decreasing axicon’s angle) part of incident energy passes through
the axicon though and the transmitted rays form either real or apparent focus.</p>
      <p>Finally, the rigorous wave approach allowed us to verify the perceived analytical
results.</p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgements</title>
      <p>This work was supported by Russian Science Foundation grant No. 14-19-00114.</p>
    </sec>
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