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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Discovering Learning Antecedents in Learning Analytics Literature</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Vladimer Kobayashi</string-name>
          <email>V.Kobayashi@uva.nl</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Stefan Mol</string-name>
          <email>S.T.Mol@uva.nl</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Gábor Kismihók</string-name>
          <email>G.Kismihok@uva.nl</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>CJKR, HRM-OB, ABS, University of Amsterdam</institution>
          ,
          <country country="NL">Netherlands</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>We investigated various learning antecedents that have been the research subjects of Learning Analytics (LA) studies and explored the content and quantity of the LA literature with respect to each antecedent through text mining the LAK dataset. Our goal was to simultaneously reveal to what extent do LA researchers address learning antecedents and how they incorporated these in the implementation of LA solutions (e.g. models and software technologies) to facilitate and augment student learning. Instead of taking a pure text mining approach, we undertook a slightly different strategy by (i) identifying antecedents of student learning by examining extant literature on learning and educational theories and (ii) identifying which among the theoretically relevant antecedents are currently reported in LA studies. The analytical techniques we employed were a mix of domain-based analysis and corpus analytics which included association analysis and keyphrase extraction. The results showed that most LA studies are geared toward capturing and measuring student awareness and promoting social learning and less on goal-setting and self-efficacy. Through this work we hope to encourage the LA community to dedicate research efforts to also investigate other relatively neglected yet promising learning antecedents.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;student learning</kwd>
        <kwd>corpus analytics</kwd>
        <kwd>learning analytics</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. MOTIVATION AND OBJECTIVE</title>
      <p>The Learning Analytics (LA) field uses analytics to understand and
facilitate student learning. Since learning is influenced by various
antecedents and circumstances, some LA researchers focus on
capturing, measuring, and enhancing these antecedents in an effort
to impact student learning. This is especially relevant nowadays
with the proliferation of nontraditional venues for learning such as
in online learning. Examples of these antecedents include
awareness, social learning, and self-regulated learning to name but
a few.</p>
      <p>As LA studies flourish a need arises to address the question of how
LA as a field has contributed so far to our understanding and to the
enhancement of student learning. This can be answered in part by
characterizing LA studies according to which learning antecedents
they tackle. This could help researchers from various
educationrelated disciplines to keep track, compare, and share knowledge and
to identify opportunities for further research. It could also provide
a basis for the adaption of LA projects and explicating how LA
models and software technologies influence learning. How each
element of an LA project imparts information or generates and uses</p>
      <sec id="sec-1-1">
        <title>1 http://wordnet.princeton.edu/</title>
        <p>data that valuate the determinants for student learning success is a
major concern.</p>
        <p>Our primary objective was to explore the content and quantity of
LA literature that report each learning antecedent. In a parallel
manner, we shifted the focus towards the antecedents by finding
which antecedents are often addressed and which not. This
approach would facilitate a more objective assessment and
comparison of whether LA studies have achieved their intended
outcomes.</p>
        <p>
          For this study we used the dataset provided by the LAK dataset
challenge [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ] and other literature on student learning theories to
accomplish our objective.
        </p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>2. METHODOLOGY</title>
      <p>As an overview, we used a text mining approach to discover
learning antecedents. Although text mining is naturally an
inductive approach we supplemented our investigation with
domain information. The diagrammatic description of the steps we
undertook is illustrated in Figure 1.</p>
      <p>The list of keywords were further expanded by using a lexical
database called WordNet1 to find semantically similar words. This
is a vital step because authors use varying terms to convey the same
concept. An example would be to use “participate” rather than
“engage”. The expanded keyword list was used in the succeeding
steps.</p>
    </sec>
    <sec id="sec-3">
      <title>2.2 Corpus Analytics on LAK dataset</title>
      <p>Corpus analytics was performed in the following manner.
First, we initially kept matters simple yet meaningful by choosing
to perform corpus analytics only on the abstracts of each
publication. There might be a downside to this such as missing
otherwise important information but in exchange this has kept the
analysis manageable. Moreover, this decision is sufficient for our
purpose since the abstract contains the gist of the whole article and
provides a summary about the paper’s objectives, methodology,
and conclusion.</p>
      <p>Second, we created a corpus containing abstracts of all papers in
the LAK dataset. Each document was pre-processed by removing
punctuation, removing numbers, transforming upper case letters to
lower case, removing stopwords, and selectively stemming specific
words. An example of the selective stemming was to treat the words
“engaging” and “engagement” as just derivatives of the word
“engage”. The method of stemming that we applied here is the
look-up table method where the look-up table is the expanded
keyword list from domain analysis.</p>
      <p>Third, a further filtering was implemented to reduce the number of
terms. The filtering process was done using the expanded keyword
list in conjunction with association analysis so that potentially
important words not present in the list could be identified and
added.</p>
      <p>Fourth and finally, the pre-processing stage culminated in the
creation of the document-by-term matrix weighted by raw term
frequencies. We were interested in determining which among the
theory inspired antecedents (see Section 3) are discussed in each
LA study. The document-by-term matrix acted as a springboard
from which we explored the construction of other matrices (e.g.
cooccurrence matrices) and application of other analytical techniques
such as key-phrase extraction.</p>
      <p>All analyses were done using the R software2 and the packages
tm3, wordnet4, and igraph5.</p>
    </sec>
    <sec id="sec-4">
      <title>2.3 Two assumptions</title>
      <p>We assumed that the mention of keywords associated to a learning
antecedent in the abstract of a paper would indicate that the paper
is dealing with that learning antecedent. We anticipate a number of
caveats with this assumption. One possible scenario is that the
keyword is used in a different sense. An example is the keyword
“goal”, in some papers the presence of this word does not mean that
they are automatically dealing with Goal-setting but it could be the
case that the word “goal” here refers to the goal of the study. Thus
it is also important to consider the context in which the word is
being used. We addressed this by examining other words in the
abstract. Using association analysis we noticed that when the word
“goal” is used in the sense of Goal-setting words such as
performance, achievement, or learning are also encountered.
Another assumption is that the mention of keywords belonging to
different learning antecedent in one abstract means that these two
learning antecedents are simultaneously addressed and with the
same emphasis in that paper. We can see a problem with this since
some papers just use the concept but do not develop that concept
further. This problem can be addressed by using the information on
the raw frequencies of the term. The higher the raw frequency the
more importance we can attach to it with respect to a particular
paper.</p>
    </sec>
    <sec id="sec-5">
      <title>3. NINE ANTECEDENTS OF STUDENT</title>
    </sec>
    <sec id="sec-6">
      <title>LEARNING</title>
      <p>The keywords represent 9 common antecedents that have been
reported by educational experts as antecedents for success in
learning. The antecedents are: (1) Engagement, (2) Motivation, (3)
Self-reflection (including self-assessment and self-regulation), (4)
Social Learning (among students and between students and
teachers), (5) Assessment (e.g. formatting testing and evaluation),
(6) Recommendation (and feedback), (7) Goal-setting, (8)
Awareness (social awareness, context awareness), and (9)
Selfconfidence. These were selected based on our previous content
analysis of publications in the area of education and student
learning.</p>
      <p>
        Student engagement refers to the quality of effort and level of
involvement that students invest in their learning. It has been shown
to be positively linked to gains in general abilities, critical thinking,
and grades [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Therefore it has worthwhile effects on student
learning and success in education.
      </p>
      <p>
        Motivation is a drive, a stimuli, an incentive or desire that causes
someone to act or to expend effort to accomplish something [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ].
Often, it is manifested when students are attentive, participative and
active in class.
      </p>
      <p>
        Self-reflection occurs when learners evaluate the breadth and scope
of their knowledge. It is important in learning because it helps
students to identify what they need to learn leading to effective
selfregulation [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
      </p>
      <p>
        Some researchers view learning as a collaborative process where
learners interact and share knowledge. The roles, activities, and
behavior that students assume in a social learning context
ultimately impact their learning [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
      </p>
      <p>Testing and assessment in general has long been used to assess
whether students have achieved specific learning outcomes.
Furthermore, during testing information is stored in the brain for
long term retrieval, which in turn is essential for learning transfer
(i.e. using information in different contexts) and meaning
generation.</p>
      <p>
        Recommendation is seen as a potential antecedent of learning since
it helps students track their learning achievement and improve their
learning at the same time [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
      </p>
      <p>
        Goals direct attention, energize effort and promote persistence.
Studies have shown the valuable effect of goal-setting to academic
achievement, self-regulation, and deep learning strategies [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
Awareness provides context for learning since it discloses
information about other person’s activities and the environment
where learning takes place. It has been shown to be crucial to
learning and contributes to the quality of active participation [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ].
Last is self-efficacy (colloquially termed as self-confidence) which
is usually defined as belief in one’s own capability to accomplish
tasks and achieve goals [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. It is important in learning since students
      </p>
      <sec id="sec-6-1">
        <title>2 http://www.r-project.org/</title>
      </sec>
      <sec id="sec-6-2">
        <title>3 http://cran.r-project.org/web/packages/tm/index.html</title>
        <p>4 http://cran.r-project.org/web/packages/wordnet/index.html
5 http://cran.r-project.org/web/packages/igraph/index.html
must believe in their own capacity to learn even if the material is
difficult.</p>
        <p>We added the Analytics to see which LA projects have incorporated
advanced analytical tools on top of the basic summarization and
visualization features.</p>
      </sec>
    </sec>
    <sec id="sec-7">
      <title>4. MAIN FINDINGs AND DISCUSSION</title>
      <p>Combining the keywords obtained from the domain analysis,
association analysis, and corpus analytics we obtained the keyword
list in Table 1 that are grouped according to the antecedents that are
most likely associated to them.
engage, participate, active, access, resource
motivate, encourage
negotiate, self-regulate, self-reflect, self-aware,
self-discipline, self-test, reflect, self-report,
selfknowledfe
collaborate, network,
community, graph, connect
interact,
social,
Learning
Antecedents
Engagement
Motivation
Self-reflection
Social Learning
Goal-setting
Awareness</p>
      <p>Analytics
From the document-by-term matrix we identified which among the
documents have used analytics and which learning antecedents are
addressed in each document. We also constructed 4 co-occurrence
matrices (see Figure 2) that reveal which learning antecedents are
often treated simultaneously, and which keywords are often
mentioned together. A sampling of output is presented in Figure 3.</p>
      <p>The first subfigure (Figure 3a) shows a bar plot that depicts the
number of papers in the LAK dataset that have dealt with each
learning antecedent. It can be vividly seen that the focus of many
studies are the learning antecedents awareness, social learning,
engagement, and assessment. This can be explained by the
considerable interest of LA researchers in online learning settings
where the capture, measurement, and monitoring of these
antecedents are both challenging and crucial. On the other the less
often discussed antecedents are goal-setting, motivation, and
selfdiscipline. Although, goal-setting has a slightly higher bar than
self-reflection this is because some studies that mention the word
“goal” actually referred to the aim or objective of the studies.
Figure 3b depicts both the magnitude of studies that deal with each
antecedent and the relationship (in the sense of co-occurrence)
among the antecedents. The red circles are the antecedents and the
green ones are the keywords. An edge connects a keyword to its
associated antecedent and edges between antecedents represent
relationship. We include “Analytics” to see which among the
antecedents make heavy use of analytics and what type of analytics
is commonly employed. It is not difficult to observe that social
learning and awareness are the most related in terms of the number
of publications that tackled them. It is followed by awareness and
assessment, although there is a strong indication that assessment
here may imply the students’ assessment of their knowledge,
context, peers, and environment and not about test or evaluation.
The last subgraph (Figure 3c) visually represent the relationship
among words as well as the quantity of studies that mention each
word (as expressed by the size of the circle). It is not surprising to
observe that the word “model” is the leading keyword this is
because most LA researchers are concerned with creating models
to describe some learning-related phenomena, as to be expected
from an LA research. Another observation that is worth mentioning
is the conspicuousness of the three vertices that represent visual,
network, and interact and the interconnections between them.
These three are indicative of the social learning antecedent since
interactions among students are usually visualized by means of a
network structure.</p>
      <p>In Table 2, we see the list of words that are highly associated to the
keywords of each antecedent. We discovered these with the use of
association analysis and key-phrase extraction. The list is
incomplete since we just present the ones that were interesting in
our opinion. These words could be used to further enrich our
original keyword list. Moreover, we unearthed interesting
relationships such as the association between “affect” and
“engagement”, “assessment” and “scores”, “recommendation” and
“similarity”. Some of these associations reveal the kind of
techniques used to analyze particular antecedents (e.g. the use of
the idea of similarity in recommendation) and the underlying
concepts that might govern an antecedent (e.g. the affective state of
a student might indicate or influence engagement).</p>
    </sec>
    <sec id="sec-8">
      <title>5. CONCLUSION AND FUTURE WORK</title>
      <p>In this study we show how an analysis that combines domain-based
information and corpus analytics could be used to uncover and
analyse interesting concepts in LA literature. These concepts
directly deal with the question of how LA has been used to improve
our understanding and control of a number of learning antecedents.
We believe that to fully answer that question a more detailed
analysis should be undertaken such as investigating the measures
and validity of the constructed models as described in the
publications. Nevertheless, our approach clears the cloud to
expedite such detailed analysis. Our study also highlights the need
to study other antecedents that might be critical to student learning
but do not yet receive due research attention. From an educator’s
perspective it is now becoming clearer how LA solutions impact
learning and to which aspect the contribution is focused. It is now
time that we move LA from a technique-laden endeavor to a more
theory driven approach.</p>
      <p>If ever, this work will be selected we also show our effort on the
temporal analysis of these antecedents such as visualizing the
evolution of focus of LA studies on each concept. Moreover, we
aim to analyze how publications in educational data mining,
learning analytics and technology-enhanced learning differ in this
aspect.</p>
    </sec>
    <sec id="sec-9">
      <title>6. ACKNOWLEDGEMENT</title>
      <p>We gratefully acknowledge the publishers who have contributed to
the LAK Dataset: ACM, International Educational Data Mining
Society and Journal on Education Technology &amp;Society. We are
grateful for the financial support of the Eduworks Marie Curie
Initial Training Network Project (PITN-GA-2013-608311) of the
European Commissions’s 7th Framework Programme.</p>
    </sec>
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