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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Effective Visualization and Control of the Indoor Environmental Quality in Smart Buildings</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Nadine von Frankenberg und Ludwigsdorff</string-name>
          <email>nadine.frankenberg@tum.de</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Sebastian Peters</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Bernd Bru¨ gge</string-name>
          <email>brueggeg@in.tum.de</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Vivian Loftness</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Azizan Aziz</string-name>
          <email>azizang@cmu.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Carnegie Mellon University, Center for Building Performance &amp; Diagnostics</institution>
          ,
          <addr-line>5000 Forbes Ave, Pittsburgh, PA 15213</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Technische Universita ̈t Mu ̈nchen, Chair for Applied Software Engineering</institution>
          ,
          <addr-line>Boltzmannstr. 3, 85748 Garching b. Mu ̈nchen</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <fpage>124</fpage>
      <lpage>129</lpage>
      <abstract>
        <p>Smart environments collect huge amounts of low-level data, but tend to fail to provide this data in an accessible, user-friendly, and meaningful way. Given the amount of time we spend inside buildings, the indoor environmental quality has a strong influence on our productivity and health. We developed the system SmartSpaces that aggregates and visualizes environmental data in a smartphone application. The goal is to provide access to this data such that users can understand and improve the factors that influence their well-being. User interface guidelines for visualizing the environmental quality are proposed. We describe a case study of occupants in a smart building that allows them to access the data. The findings show that usability and transparency increase the users' awareness of the environmental quality. This can lead to a behavioral change and therefore improve the users' health and productivity, and optimize the energy consumption of buildings.</p>
      </abstract>
      <kwd-group>
        <kwd>smart environments</kwd>
        <kwd>smart buildings</kwd>
        <kwd>internet of things</kwd>
        <kwd>visualization</kwd>
        <kwd>indoor environ-</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Cyber-physical systems and the Internet of Things offer new opportunities by
interconnecting everyday objects to interoperable information and communication technologies
[VF13]. For instance the use of a smartphone to control lights. These smart objects are
being embedded in our environment and contribute to a more convenient, healthier, and
safer surrounding. Environments, such as smart cities and in particular smart buildings,
equipped with smart objects collect huge amounts of data, but tend to fail to provide
information in an accessible, user-friendly, and meaningful way. Especially the polluted
conditions in mega-cities have raised the need for meaningful information on the
environmental quality. For example air pollution can have a threatening impact on our health.
However the indoor air quality is usually not considered adequately [MK00]. Given the
amount of time we spend inside buildings [Bu14], the indoor environmental quality (IEQ)
has a strong influence on our productivity and health [Lo09, Fi02]. The IEQ encompasses
thermal quality, air quality, visual quality, acoustic quality, and energy efficiency. Data that
provides metrics for the IEQ is often not accessible, and understandable by an end-user.
Our hypothesis is that the visualization of IEQ data increases the awareness of users of the
environmental quality, and as a result changes their behavior.3
We developed SmartSpaces which aggregates and visualizes IEQ data of buildings and
makes it easily accessible for the end-user on a smartphone. The goal is that users can
perform actions based on IEQ data to improve their well-being and energy consumption.
We performed a case study with 25 building occupants. Our findings show that providing
users with the access to IEQ data increases their awareness of the environmental quality,
and is leading to participants being more active in controlling their environment.
This paper is organized as follows: Section 2 shows related research and focuses on the
problem. Section 3 introduces the system and categorizes the IEQ. Section 4 targets the
findings of the case study. Section 5 details the user interface design and introduces
guidelines for the visualization of the IEQ. We conclude with an outline of future work.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Related Work</title>
      <p>Eco-feedback technologies have been an important research topic for several years [FFL10].
The main objective is to provide ”feedback on individual or group behaviors with a goal
of reducing environmental impact” [FFL10]. Several HCI eco-feedback studies have
attempted to help people understand their behavioral impact in household environments
[Ga12, RB10], but do not focus on a user’s workplace. However, there is the need to allow
the traditional user to interact with commercial smart environments - in local and remote
usage situations -, given that occupant satisfaction, health, and efficiency are a leading
factor in work productivity, and the resulting generation of costs [Mi09]. With the progress
in wireless technology it is now possible for users to access these elements remotely. We
analyzed smartphone applications that enable users to monitor the environmental quality
based on their functionality and user interface design. These applications include Foobot,
Netatmo, Insteon Home Control, openHAB, Samsung Smart Home, Elgato Eve and a
former version of SmartSpaces.4 However, none of these combines qualitative semantic
information with meaningful suggestions and opportunities to control.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Analysis and System Design</title>
      <p>The design goal was to achieve an easily maintainable application logic for processing
environmental data. As a result, we aggregate this data logically before showing it to the
user. This data is enriched with the following semantic model to provide qualitative
feedback beyond raw numbers: a sensor’s type, unit, value ranges, the current state and value,
3 Environmental awareness in this research’s context is defined as the extend to which users understand, and what
actions they take based on the provided environmental information.
4 http://foobot.io/, https://www.netatmo.com/, http://insteon.com/, http://www.openhab.org/features/ui.html/,
http://www.samsung.com/uk/smartthings/, https://www.elgato.com/en/eve/eve-app/, https://www1.in.tum.de/
lehrstuhl 1/projects/555-ios-praktikum-2014-results#cmu/
and suggestions on how to improve particular situations. The designated value ranges
represent environmental states – ”good”, ”ok”, ”poor” – and are assigned to the associated
sensor type. These ranges vary depending on the sensor’s location, the global position of
the facility, and the season of the year.</p>
      <p>To allow for an easy comprehension of the IEQ, we suggest the following grouping in
categories: Thermal and Air Quality, Lighting Quality, Energy Consumption. Since semantic
information on the acoustic quality provides limited additional value, we focused on the
remaining four IEQ indices. Thermal and air quality are considered together because sensors
often measure data of both aspects, and both are often influenced by the same actuators.
For instance, a window influences the temperature (thermal) and the air quality, by
changing its position, and the resulting change of airflow. We added energy consumption to the
IEQ categorization. The demand of saving energy as part of a ”strategy to alleviate
environmental stresses is widely accepted” [Ho09], and a visualization of energy consumption
can raise the awareness of personal energy use [Je03].
4</p>
    </sec>
    <sec id="sec-4">
      <title>Usability Study</title>
      <p>Our goal was to classify how data should be visualized for displaying meaningful building
sensor information to the user, and to elaborate how the IEQ should be represented to be
best understood by the user. We approached an empirical research method with quantitative
data (response times and error rates) and qualitative data (interviews). A random sample
of 25 participants was selected on an American university campus for a wider range of
people with various areas of experience, consisting of application domain experts – such as
architects, data scientists and building physicists –, and technology-oriented users, as well
as traditional users.5 Preliminary to the study, the goal of a minimum of 20 participants
was defined to ensure that different user groups can be addressed. However, the study did
not include old, impaired, blind or color-blind people.</p>
      <p>All participants were shown sensor values visualized with different approaches
(valueonly, color-only, a categorization, and combinations of all three), as well as screenshots of
a high-fidelity prototype. Questions of interpretation, performance, preference, and open
questions were asked.6 Each user’s first answer was recorded. This study concludes that a
color-coding approach achieves the best performance, in terms of both, response time and
error rate. We found that an overview can help users understand the current
environmental state. Users prefer the display of more data rather than less, and find a color-coding
approach confusing if used for both, action and status elements.
5 We define a technology-oriented user as a building occupant that uses a smartphone application to monitor the
environmental quality. A traditional user is a building occupant that interacts with a building using physical
controls.
6 As an example, for each visualization, users were asked to interpret a value, e.g. ”81°F”, and if this given level
was suitable for office work.
5</p>
    </sec>
    <sec id="sec-5">
      <title>User Interface Design</title>
      <p>The design of the SmartSpaces’ user interface was based on user centered design ideas
using an iterative and incremental approach. Potential users and application domain experts
were continuously engaged in the design process from the beginning on.
We reviewed several smartphone applications that visualize environmental data in terms
of usability and user interface design concepts. On this basis, we propose the following
seven user interface design guidelines for the visualization of environmental data:
1.
2.
3.
4.
5.
6.
7.</p>
      <p>Groups: Environmental data should be grouped in Thermal and Air Quality,
Lighting Quality, and Energy Consumption. Within these three categories, devices of the
same kind should also be grouped to create a logical structure. Groups and devices
should be presented by meaningful icons and keywords to get a fast overview of the
environmental state.</p>
      <p>Overview: Overviews and aggregations of each IEQ category should be used to help
the user to understand information faster.</p>
      <p>Color-coding: Environmental states should be color-coded to help users to a faster
and better understanding.</p>
      <p>Data Interpretation: Quantitative data should be combined with qualitative
interpretations in order to be meaningful for the user.</p>
      <p>Outdoor Values: If available, outdoor values should be provided for comparison.
Suggestions: Given certain situations, appropriate advice to improve the
environmental quality should be provided.</p>
      <p>Control: If available, the user should be provided with the ability to instantly control
actuators to improve the situation, e.g. to reduce the relative humidity.</p>
      <p>There is a trade-off between the amount of information that can be displayed
(expressiveness) and the degree to which the specified goals can be achieved (effectiveness).
The combination of expressiveness and effectiveness [Ma86] was a major design goal
of SmartSpaces.</p>
      <p>Our design model conceptualizes a view divided into three cells representing the three
IEQ categories. Figure 1 shows the main status screen and two out of three category detail
views, which can be invoked by tapping on one of the categories. The detail views provide
additional information, such as further sensor values, the ability to control actuators,
suggestions, and comparative outdoor values. Color-coded status indicators help the user to
understand if there is a need for improvement.
6</p>
    </sec>
    <sec id="sec-6">
      <title>Summative Evaluation</title>
      <p>The prototype was evaluated through user testing and a structured interview with five
participants [NL93]. The goal was to evaluate the prototype’s usability, effectiveness, and the
users’ satisfaction. All users were asked to use the SmartSpaces application for one week.
After this week, we observed an overall improvement in the correctness of the
interpretation of environmental values.</p>
      <p>SmartSpaces’ usability was evaluated by using the System Usability Scale (SUS) [Br96]
which is composed of a ten item questionnaire using a five-point Likert-Scale. The SUS
score achieved the rating ”above average”. It should be aimed to achieve a rating of 80.3
or higher [SK05], however, the reached score of 71.5 is sufficient, given that a minimum
score of 68.0 considers a system to be usable. Further questions based on a five-point
Likert-Scale resulted in a high user satisfaction.
7</p>
    </sec>
    <sec id="sec-7">
      <title>Conclusion</title>
      <p>The results of this research show, that by effectively visualizing IEQ-relevant information
of a smart building, users can understand their environmental state better, and take
appropriate actions. The general difference of SmartSpaces compared to similar applications
is the combination of qualitative semantic information with meaningful suggestions, and
opportunities to control devices to react on the presented information.</p>
      <p>Future work consists of automated notifications for users about environmental information
and context-aware feedback. Besides, gathering outdoor sensor data will contribute to our
understanding of indoor environments, and our ability to track environmental changes in
the outdoor climate and air quality conditions. The relevance of outdoor conditions, such
as fine and coarse particulates, rising humidity conditions, increasing windspeeds, and
changes in solar intensity, all have significance to the effective management of our indoor
environmental quality for health and energy efficiency.</p>
    </sec>
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