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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Evaluating Hand Disinfection with Alcohol-Based Hand Sanitizers Using Thermal Imaging</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Manfred Smieschek</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Andre´ Stollenwerk</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Patrick Ju¨ ptner</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Stefan Kowalewski</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Thorsten Orlikowsky</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mark Schoberer</string-name>
        </contrib>
      </contrib-group>
      <pub-date>
        <year>2016</year>
      </pub-date>
      <fpage>174</fpage>
      <lpage>181</lpage>
      <abstract>
        <p>Thorough hand disinfection in hospitals is essential to prevent nosocomial infections. Health care workers are trained and instructed on when and how to use hand sanitizers during apprenticeship training and continuing education, but up to now there is no automatic system to give immediate feedback about the quality of a hand disinfection in daily clinical routine. We propose a method that is capable to evaluate the quality of a hand disinfection using thermal imaging. It is the first part of a medical cyber-physical system that monitors compliance and quality of hand disinfection. Our setup consists of a thermographic camera mounted in a black box. Image sets of the hands are taken before and after disinfection, so that the resulting temperature difference gives an objective measure about the quality of the disinfection. The main advantage of our system is its suitability for everyday use and its feasibility to be embedded into existing medical networks.</p>
      </abstract>
      <kwd-group>
        <kwd>hand hygiene</kwd>
        <kwd>hand disinfection</kwd>
        <kwd>thermal imaging</kwd>
        <kwd>thermography</kwd>
        <kwd>compliance</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>The importance of hand disinfection in hospitals has been stressed in several
publications [Ha85, Pi00, Pi01]. It is the most effective measure to prevent nosocomial infections,
which are responsible for about 75,000 deaths solely in the US [Ma14]. Studies estimate
that about one third of these infections could be prevented with better hand hygiene,
meaning a higher compliance and a more thorough disinfection [Yo14, BP02]. In 2009, the
WHO has defined five indications for hand hygiene in the hospital: before patient contact,
before an aseptic task, after body fluid exposure risk, after patient contact, and after
contact with patient surroundings [Or09b]. To raise the compliance of health care workers, it
would be beneficial to convey when an indication occurred, and thus a hand disinfection
is necessary. This could be visually communicated, for example in form of an LED light
that is part of a badge, see [Ul14]. If the light is green, the hands are sanitized; if it is
yellow, the hands need to be sanitized before the next patient contact; and if it is red, an
opportunity for hand hygiene has been missed. In order to gather all needed information
for this system a lot of sensors would be necessary, and indications like “after body fluid
exposure risk” seem impossible to track. For this reason, up to now there is no system that
covers all five indications.
1 Informatik 11 – Embedded Software, RWTH Aachen University, 52056 Aachen,
smieschek@embedded.rwthaachen.de
2 Neonatology Section of the Department of Paediatric and Adolescent Medicine, RWTH Aachen University
Clinic, 52056 Aachen
Copyright c 2016 for the individual papers by the papers’ authors. Copying permitted for private and academic
purposes. This volume is published and copyrighted by its editors.</p>
      <p>Furthermore, depending on the type of ward, the five indications result in an average of
8 to 20 opportunities for hand hygiene per patient-hour of care [PMP99]. Therefore, an
inexpensive and fast method for hand disinfection and evaluation is crucial for daily use.
In between patient contacts, the WHO promotes disinfection with alcohol-based hand rubs,
which are accepted as the most effective antibacterial hand-washing agent [BP02, Or09a].
They are able to reduce the spread of infections including MRSA [Or09b, Pr01, Ma04].
Hand washing is only advised when there is visible dirt or grease on the hands [BP02].
We propose a method that gives the user immediate feedback about the quality of his hand
disinfection with the help of an image set taken before and after disinfection.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Related Work</title>
      <p>In the last years, several real-time location systems emerged with the focus on the medical
sector [Ve15, So15, Ek15]. These systems are able to track patient flow, workflow, and
equipment and can also be used to monitor safety and compliance. One system, developed
by UltraClenz, is dedicated to give feedback to a healthcare worker when his hands need
to be disinfected [Ul14]. This system consists of badges worn by healthcare workers,
stationary badges in each patient zone, and modified sanitizers equipped with a badge. These
badges are able to detect proximity to each other and thus track if a sanitizer was used in
between patient contacts. This so called Patient Safeguard System can only assist the health
care worker with regard to compliance and only detects two of the five indications of hand
hygiene defined by the WHO, namely entering and leaving the patient area. This system
cannot assess if the disinfection was performed thoroughly enough or give any feedback
about the quality of the disinfection.</p>
      <p>A standard and direct way to check a surface for pathogenic germs is to inoculate agar
plates with a cotton swab of the relevant surface. The Petri dishes can be evaluated after
the incubation of the bacterial cultures. This method is expensive and comes with a delay of
several days, which are both exclusion criteria when it comes to determining the cleanness
of the hands of health care workers in daily clinical routine.</p>
      <p>An alternative to a swab is to indirectly assure the cleanness of the hands. A valid
assumption is that after a well performed disinfection, during which all parts of the hand
have come in contact with the sanitizer, the hand can be considered clean, as correctly
performed disinfections kill most pathogenic germs [KK04]. Szila´Aˆ gyi et al. presented
Stery-Hand, a setting in which the sanitizer is mixed with UV reflective powder. After
disinfection, they capture pictures of the hands under UV light and evaluate the coverage
of the disinfection [Sz10]. This process reveals missed spots and thus allows a statement
about the quality of the hand disinfection. A disadvantage of this approach is that it is not
approved for patient care and hence only advised for training purposes or continuing
educations. Another disadvantage is that the user would need to wash off the UV-reflective
powder completely after the measurement, because any residual reflective powder
remaining on the hand from a previous disinfection tampers the results of the next evaluation. On
the one hand, this takes additional time, which is not practicable with up to 20
opportunities for hand hygiene per hour. On the other hand, constant hand washing can irritate the
skin of the hand and thus negate one reason why hand-rubs are used in the first place, e.g.
to avoid irritant contact dermatitis [Or09b].</p>
      <p>We propose a method to indirectly evaluate hand sanitization using thermography. As
disinfections are usually performed with alcohol-based hand rubs, the alcohol evaporates and
cools its surrounding area, which can be measured with a thermography camera.
Thermography is already widely used in medicine [RA12]. It is a painless, non-invasive, and
zero radiation method that gives immediate results. It is also suitable for consecutive hand
disinfections in everyday hospital life as taking the necessary images only takes a few
seconds, and no additional effort is needed.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Evaporative Cooling</title>
      <p>A liquid evaporates into an adjacent gaseous phase if it is not saturated with the
evaporating substance. This process needs energy (evaporation enthalpy). For this reason, the
evaporating liquid cools down and consequently its surrounding area. This is also the case
when a person disinfects his hands with alcohol-based hand rubs. The applied solution
starts to evaporate, and thus the hands cool down. An own trial with a standard
disinfectant (Sterillium classic pure) showed that the difference in temperature before and right
after disinfection is about 1:80 C 0:7 C. This is large enough to be measured with
contemporary thermographic cameras.
4</p>
    </sec>
    <sec id="sec-4">
      <title>Hardware</title>
      <p>The setup consists of a rigid case as shown in Fig. 1, where in the top centre the
thermography camera (InfraTec PIRuc180) is mounted and alongside an ordinary webcam (Logitech
C910). Beneath is one line of LED lights and two lines of UV LEDs. The webcam and
UV lights are not necessary for our proposed method, but only used for the evaluation and
visualisation of the disinfection.</p>
      <p>On the right side of the box a controller is placed, which can be connected via USB, to
enable and disable the lights independently. The front of the box can be closed, so that
only a small slot of about 15 cm on the lower side is left open. The slot is large enough to
fit two hands at once. All sides of the box are black, except for the bottom which is green.
Both cameras are connected to a usual laptop that takes care of the image processing and
gives visual feedback to the user.</p>
    </sec>
    <sec id="sec-5">
      <title>5 Image Acquisition</title>
      <p>A health care worker is instructed to use the device right before disinfecting his hands
and right afterwards. The connected laptop gives feedback about the current position of
the hands within the box and also instructs the user to position his hands correctly and to
spread his fingers, so that the skin in between the fingers becomes visible for the cameras,
too.
If the images were successfully captured, the user is told to turn his hands, so that the
palmar side faces up. Afterwards, the user is given time to disinfect his hands in a usual
way. Immediately after disinfection, the user needs to put his hands again in the box, like
before, first dorsal side up, then palmar side up.</p>
    </sec>
    <sec id="sec-6">
      <title>6 Image Processing</title>
      <p>As the position of the hands in the before and after images can slightly differ, it is not
possible to just calculate the temperature difference pixelwise for the two thermal images.
Therefore, it is necessary to detect the hand in the infrared images, which is achieved by
binarization. The threshold used for the binarization is calculated with the well known
Otsu’s method [Ot75]. After detecting the hand, it is divided into 20 segments, which are
loosely based on the bones of the human hand. Figure 3 illustrates the previously in Fig. 2
shown images with the resulting segmentation. The resulting border of each segment of
the hand is superimposed in white on the thermogram. Afterwards, the mean temperature
of each segment is calculated. That way, it is possible to compare the temperature of each
segment from the before image with the corresponding temperature in the after image.
If a significant drop in temperature between the before and after disinfection measurement
is present, the region is assumed to have been well disinfected. This temperature difference
is colour coded from green, over yellow and orange, to red. In Fig. 3 the right image shows
the resulting colour coded image. In that case, the hand has been well disinfected, which
is visualised by a completely green hand.
7</p>
    </sec>
    <sec id="sec-7">
      <title>Results</title>
      <p>The measured differences in temperature are depicted colour coded in a result image.
A hand region is shown green if the difference of temperature between the before and
after image is large enough. The closer to zero the difference is, the redder the region is
coloured. In order to evaluate this new method, the disinfectant has been mixed with UV
reflective powder, and additionally to the thermal image an RGB image under UV light
has been taken after disinfection. That way not sanitized hand regions can be visually
spotted and the results of the thermography can be verified. Figure 4 shows disinfected
hands under UV light on the left.
It is obvious from the RGB image under UV light that the right three finger tips of the
left hand and the left and lower part of the right hand have not been disinfected properly.
The results of our method are shown on the right. The temperature difference is colour
coded as explained earlier. The dark areas of the image taken under UV light appear as
orange and red hand regions in our result image. This exemplarily shows that it is possible
to detect not properly disinfected hand regions using thermal imaging. We evaluated five
more disinfections and the results were comparable to those shown in Fig. 4. We are thus
convinced that thermography can be considered a valid approach to determine the quality
of a hand disinfection objectively.
8</p>
    </sec>
    <sec id="sec-8">
      <title>Conclusion</title>
      <p>In this paper, we presented a corner stone of a medical cyber-physical system which shall
improve compliance and measure the quality of each hand disinfection. In a proof of
concept setup, we showed that thermal imaging is suitable to reflect the quality of a
disinfection, and compared to Stery-Hand, it has the advantage that no additions to the disinfectant
are needed. Moreover, previous disinfections do not alter the results, which makes this
method suitable for daily clinical routine.</p>
      <p>But our trial also showed that there are limitations. If the temperature difference between
the hands and the background is too small, the binarization cannot longer reliably
distinguish between hands and background, and then the segmentation of the hands fails.
This problem needs to be addressed in further studies and improvements of the used
algorithms. Besides, with further development and miniaturization, our system could also be
embedded into one of the previously presented hand hygiene monitoring systems or
realtime location systems, which up to now are only able to monitor compliance to a limited
extend.
[BP02]
[Ek15]
[Ha85]
[KK04]
[Ma04]
[Ma14]
[Or09a]
[Or09b]
[Ot75]
[Pi00]
[Pi01]
[Pr01]</p>
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    </sec>
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