=Paper=
{{Paper
|id=Vol-1564/paper21
|storemode=property
|title=Evaluating and Improving Software Quality Using Text Analysis Techniques - A Mapping Study
|pdfUrl=https://ceur-ws.org/Vol-1564/paper21.pdf
|volume=Vol-1564
|authors=Faiz Shah,Dietmar Pfahl
|dblpUrl=https://dblp.org/rec/conf/refsq/ShahP16
}}
==Evaluating and Improving Software Quality Using Text Analysis Techniques - A Mapping Study==
https://ceur-ws.org/Vol-1564/paper21.pdf
Evaluating and Improving Software Quality Using Text
Analysis Techniques - A Mapping Study
Faiz Shah, Dietmar Pfahl
Institute of Computer Science, University of Tartu
J. Liivi 2, Tartu 50490, Estonia
{shah, dietmar.pfahl}@ut.ee
Abstract:
Improvement and evaluation of software quality is a recurring and crucial activ-
ity in the software development life-cycle. During software development, soft-
ware artifacts such as requirement documents, comments in source code, design
documents, and change requests are created containing natural language text.
For analyzing natural text, specialized text analysis techniques are available.
However, a consolidated body of knowledge about research using text analysis
techniques to improve and evaluate software quality still needs to be estab -
lished.
To contribute to the establishment of such a body of knowledge, we aimed at
extracting relevant information from the scientific literature about data sources,
research contributions, and the usage of text analysis techniques for the im-
provement and evaluation of software quality.
We conducted a mapping study by performing the following steps: define re-
search questions, prepare search string and find relevant literature, apply
screening process, classify, and extract data.
Bug classification and bug severity assignment activities within defect manage-
ment are frequently improved using the text analysis techniques of classifica-
tion and concept extraction. Non-functional requirements elicitation activity of
requirements engineering is mostly improved using the technique of concept
extraction. The quality characteristic which is frequently evaluated for the prod-
uct quality model is operability. The most commonly used data sources are: bug
report, requirement documents, and software reviews. The dominant type of re-
search contributions are solution proposals and validation research.
In our mapping study we identified 81 relevant primary studies. We pointed out
research directions to improve and evaluate software quality and future research
directions for using natural language text analysis techniques in the context of
software quality improvement.
Keywords. Mapping study; software quality; text analytics; unstructured data;
1 Introduction
Since natural language text doesn’t have an explicit data model, it is commonly re-
ferred to as “unstructured data” [1]. It is estimated that 80 to 85 percent of data in
software repositories is unstructured [1], because most of the software artifacts, such
as requirement documents, architecture documents, test cases, commit messages,
change requests, developer’s mailing list, and source code comments, contain un-
structured data [2]. Therefore, utilizing unstructured data is important to derive useful
information from software data [3].
Apart from analyzing software artifacts created by developers, testers, and archi-
tects, textual data available in the internet, such as reviews, tweets, and discussion fo-
rums, have also been analyzed for requirement engineering [4], software evolution
[5], and bug prediction [6]. Over the recent years, interest in analyzing unstructured
software data has gained attention among researchers and lead to the creation of many
workshops and conferences including NaturaLiSE (International Workshop on Natu-
ral Language Analysis in Software Engineering), TEFSE MUD (Mining Unstructured
Data) and MSR (Working Conference on Mining Software Repositories) [1].
We were interested in understanding how the analysis of unstructured data gener-
ated and used during software development could be beneficial to improve and evalu-
ate software quality. To understand the existing body of knowledge, we conducted the
mapping study with the aim to review the literature in which text analysis techniques
has been applied for improvement and evaluation of software quality. We found few
mapping studies [7][8][9] that review literature on evaluation of software quality.
However, these studies focused on structured data or have different scope and objec-
tive than our mapping study. By this mapping study, we addressed the following re-
search goals: 1) To discover the data sources which have been used; 2) To know the
research contributions that have been made; 3) To investigate text analysis techniques
which have been employed; 4) To understand how does text analysis help in improv-
ing and evaluating software quality.
This paper is organized as follows. In Section 2 we discuss the related literature. In
Section 3 we present the research methodology used to filter out the primary studies
relevant for our mapping study. In Section 4 we provide details about the classifica-
tion scheme used to categorize the primary studies. Results of the study with detailed
analysis are presented in Section 5. In Section 6, we present conclusions and provide
pointers for future research.
2 Related Work
Recently, Sofia et al. conducted a mapping study [7] on evaluation of software prod-
uct quality. However, this study didn’t cover studies that used text analysis techniques
for improvement and evaluation of software quality. A mapping study carried out by
Misirli et al. [8] is also different from our study, because it only includes studies that
used Bayesian network for evaluation of software quality. In another mapping study
[9], only those studies were selected that evaluated the software quality of gamified
applications. In contrast to the aforementioned studies, our mapping study covered the
studies which attempted to improve and evaluate software quality using the tech-
niques of text analysis.
Casamayor el al. performed a literature review [10] on applications of text mining
in software architectural design. Similarly, Borg et al. [11] conducted a systematic
mapping study (SMS) of information retrieval approaches to software tractability.
Contrary to these studies, our mapping study reviewed the literature that focuses on
using text analysis techniques for improvement and evaluation of software quality.
3 Research Methodology
To review the literature that applied text analysis techniques for improvement and
evaluation of software quality, we conducted a mapping study following the guide-
lines proposed by Petersen in [12].
3.1 Research Questions
We tackled the following research question and sub-questions in this mapping study.
RQ 1: To what data sources have text analysis techniques been applied?
RQ 2: What types of research papers have been published?
RQ 3: What techniques of text analysis have been used?
RQ 4: How does text analytics help in improving and evaluating software quality?
3.2 Strategy
Data Sources. As our study focuses on research aiming at improving and evaluating
software quality using text analysis techniques, we looked for relevant literature in the
most popular digital libraries of computer science (CS) and software engineering (SE)
which are as follow: IEEE, ACM Digital, Scopus, Science Direct/Elsevier, and Web
of Knowledge.
Keywords. Keeping in mind the research questions, suitable keywords and their syn-
onyms were determined based on our general background knowledge related to soft-
ware quality and text analytics. The following keywords were used to build the search
strings:
Software quality is a broad term and also referred to using other terms, such as
software quality analysis, software quality assurance, software testing, software prod-
uct quality, software bugs, software defects, bug reports.
Text analysis techniques. Alternative keywords are: text mining, text analytics, text
analysis, sentiment analysis, opinion mining
The keywords and alternative keywords identified in software quality and text-
analysis techniques were joined by using the Boolean operator OR. Software quality
and text analysis techniques were joined with each other by using the Boolean opera -
tor AND. The query designed to search the relevant literature is as follows:
(("software quality" OR "software testing" OR "software product quality" OR
"software quality analysis" OR "software bugs" OR "software defects" OR "bug
reports”) AND ("opinion mining" OR "text mining" OR "sentiment analysis" OR
"text analysis" OR "text analytics"))
The search in the databases was limited to title, abstract, and keywords. Only arti-
cles published during the period from 2008 to 2015 were targeted. We executed the
search query on the mentioned databases on 26th October 2015. Fig. 1 provides the
overview of search results and selection methodology that we used to filter out the
primary studies. Section 3.3 describes our selection methodology in detail.
Fig. 1. Overview of the steps in the selection of the primary studies
3.3 Criteria
Preliminary criteria were applied on the titles of the publications returned by the
search query. If the title of an article had not provided sufficient information to make
an exclusion or inclusion decision, then the abstract of an article was read for further
clarification. If a decision still could not be made, the article was included in the next
step where the introduction section or the full text was read to make a decision.
We excluded any article that is not relevant to improvement and evaluation of soft-
ware quality.
We excluded the articles which don't use the techniques of text mining.
Basic Criteria. Basic criteria were applied to further evaluate the relevance of articles
to the research questions by reading titles and abstracts:
We included the articles that analyzed natural language text and applied text analy-
sis techniques to improve and evaluate software quality.
We excluded the articles that applied the techniques of text mining on the source
code or structured data.
Each article was labeled as relevant, irrelevant, or uncertain. Table 1 summarizes the
results of applying the aforementioned inclusion/exclusion criteria.
Table 1. Results of applying the inclusion/exclusion criteria
Category No of Articles
Relevant 65
Uncertain 34
Irrelevant 130
Adaptive Reading. Sometimes, it is difficult to decide about the relevance of a study
only based on information available in the title and abstract. Therefore, we decided to
apply the following two-step process of inclusion and exclusion to gather more infor-
mation about the articles with “uncertain” label:
Step 1: Read the introduction of the article to make the decision.
Step 2: If the decision cannot yet be made, read the conclusion of the article.
After reading the introduction sections of articles, we added 19 articles from the
“uncertain” list to our set of primary studies. Table 2 summarizes the results after ap-
plying the adaptive reading of articles with “uncertain” status.
Table 2. Results after resolving the uncertainty
Category No of Articles
Relevant 84
Irrelevant 145
3.4 Filtering During Data Extraction
During data extraction, we read the full-texts of articles. This time, we filtered the ar -
ticles based on the criteria laid out in previous sections (see sections 3.3 and 3.4) but
after reading the full text of the articles. We found 3 journals articles that were the ex-
tension of conference publications, therefore, conference publications were consid-
ered as duplicates and removed from the list of primary studies.
3.5 Primary Studies
Following the methodology presented in Section 3.3 to 3.4, we found 81 relevant arti-
cles published in peer reviewed conferences, workshops, and journals.
4 Classification Scheme
We used systematic mapping as proposed by Peterson [12] to visualize the research
corresponding to the research questions (RQ 1 to RQ 4). In our study, each dimension
of a systematic map represents a research question. The classification schemes for
each dimension of the systematic map are as follows:
Improvement and Evaluation Aspect. Similar to Peterson [12], we applied key-
wording of abstracts to identify the underlying high-level concepts dealt with in the
analyzed primary studies. With regards to software quality improvement, we focused
on the improvement of the software development process, such as software design,
software testing, defect management, and so on. We identified the following improve-
ment aspects in our primary studies: a) software defect management, b) software test-
ing, c) requirements engineering, and d) development process improvement. These as-
pects cover primary studies that use textual data to improve respective activities of the
software development process. With regards to software quality evaluation, we view
software quality as related to the software as a final product of the development
process. Software quality model is the only evaluation aspect we found. The software
quality model aspect relates to primary studies that analyze textual data to evaluate
quality characteristics of software based on the ISO/IEC 25010 quality standard.
Data Source. We identified 14 data sources in our primary studies as follows: a) soft-
ware reviews, b) app reviews, c) bug reports, d) discussion forums, e) API documen-
tation, f) tweets, g) comments in source code, h) test cases, i) web service response, j)
vulnerability database, k) project issues, l) requirement documents, m) use cases,
and n) user manuals. Mobile app marketplaces, such as Google Play Store and App-
Store, have centralized and consistent mechanism for app distribution and feedback
submission, therefore, we treated mobile app reviews as a separate category rather
than merging it with the software reviews.
Research Type. The classification of research type utilizes the schema proposed by
Wieringa et al. in [14]. Their scheme classifies primary studies into six categories: a)
solution proposals, b) validation research, b) evaluation research, d) philosophical
papers, e) opinion papers, and f) experience papers.
Text Analysis Technique (TAT). The classification of text analysis techniques (TATs)
is adopted from the classification scheme presented by Gary Miner [15] with some
minor modifications. Based on this classification scheme, we categorized TATs as fol-
lows: a) classification (T1) , b) clustering (T2), c) concept extraction (T3), d) senti-
ment analysis (T4), and e) information extraction (T5). In [15], sentiment analysis
(T4) is treated as a part of the concept extraction and natural language processing
techniques but we treated sentiment analysis as a separate category to get insight
about primary studies that particularly uses the sentiment analysis techniques.
Once having the classification scheme in place, we sorted our primary studies into
the scheme and started the actual data extraction. The complete set of extracted data
per primary study, as well as the bibliographic information of all primary studies can
be found in the Appendix provided at https://goo.gl/Q2I980.
5 Results and Analysis
Fig. 2 presents a map of research over improvement and evaluation aspect, distributed
over the dimensions of data source and research type. Similarly, Fig. 3 presents a map
of research over improvement and evaluation aspect, however, distributed over the di-
mensions of text analysis technique and research type.
Fig. 2. Map of research aimed at improving and evaluating different aspects of software quality
using text analysis techniques. Improvement and evaluation aspect dimension is on the y-axis.
Data source dimension is on the left side of the x-axis and research type on the right side.
Overall, the defect management aspect is the most frequently mentioned among the
primary studies (55 studies, 67.9% of all studies, see Fig. 2). The requirements engi-
neering aspect is the second most frequently mentioned among the primary studies
(12 studies, 14.8% of all studies). We found nine primary studies (11.1% of all stud-
ies) related to the aspect software quality model. Software testing aspect receives little
research as we found just four studies related to this aspect. There is only one study
which belongs to development process improvement aspect. We now answer each re-
search question (RQ 1 to RQ 4) one by one.
Fig. 3. Map of research aimed at improving and evaluating different aspects of software qual -
ity using text analysis techniques. Improvement and evaluation aspect dimension is on the y-
axis. Text analysis technique dimension is on the left side of the x-axis and research type di-
mension is on the right side.
5.1 Data Sources (RQ 1)
We found each improvement and evaluation aspect used distinct set of data sources
identified in the primary studies (see Section 4). Another observation is that overlap-
ping of data sources among aspects is very rare (Fig. 2). The only data sources used
by multiple aspects are app reviews, discussion forums and requirements document.
We found very little diversity in data sources. By far the most frequently mentioned
data source is bug report (50 studies) for defect management aspect. Similarly, in re -
quirements engineering aspect, half of the studies used requirement documents as a
data source (6 studies). Two thirds of the studies used software reviews as a data
source (6 studies).
None of the studies used app reviews as a data source for software quality modal
aspect. This seems to indicate that apps and the aspect software quality model have
not been researched in combination. Given the ubiquity of apps we believe this is an
omission that should be addressed in the future. For the research of apps under the as-
pect software quality model, app reviews would provide a perfect data source as they
are by nature very similar to software reviews. The data sources used for aspect soft-
ware testing are as follows: test cases, web service response and requirement docu-
ments. However, the bug and issues related information embedded in app and soft-
ware reviews could also be exploited for test case prioritization. Development process
improvement aspect used the project issues in GitHub as a data source.
5.2 Research Type (RQ 2)
We found no overlapping research types in our primary studies (see Fig. 2 or Fig. 3).
The two most frequently mentioned research types are validation research (35 studies)
and solution proposals (16 studies) for the defect management aspect. The amount of
evaluation and experience papers is very small (4 studies) for the aspect defect man-
agement. For the aspect requirements engineering, the most frequently mentioned re-
search type is solution proposal (8 studies), followed by validation research (3 stud-
ies). As for the aspect software quality modal the most frequently mentioned research
type is solution proposal (6 studies). For aspect software testing, three studies are so-
lution proposals, and one is a validation research study. Development process im-
provement aspect only has 1 solution proposal study.
5.3 Text Analysis Techniques (RQ 3)
The text analysis techniques (TATs) used for each improvement and evaluation aspect
(see Fig.3) are presented as follow:
Defect Management. The two most frequently mentioned techniques are classifica-
tion (46 studies) and concept extraction (12 studies). The commonly employed classi-
fication algorithms are as follow: Naïve Bayes, SVM, TF-IDF and logistic regression.
We found it surprising that information extraction is the least explored technique, be-
cause we believe that significant gain in classification accuracy could be attained by
using this technique for defect management aspect.
Requirements Engineering. Concept extraction is the frequently used text analysis
technique (5 studies) for requirements engineering. The commonly employed concept
extraction techniques are as follow: Latent Dirichlet Analysis (LDA), Latent Semantic
Indexing (LSI) and Hierarchical Dirichlet Process (HDP).
Software Quality Model. The two most frequently used techniques of text analysis
are sentiment analysis (6 studies) and concept extraction (4 studies).
Software Testing. Each text analysis technique is used except sentiment analysis.
However, we believe sentiment analysis technique can be used to determine severity
of bugs and then for bug prioritization according to their severity levels.
Development Process Improvement. Sentiment analysis technique is applied to de-
termine the satisfaction level of the developers. However, there is a potential to lever-
age other text analysis techniques such as concept extraction, clustering, classifica-
tion, and information extraction for improving software development processes in or-
ganizations.
5.4 Improvement and Evaluation (RQ 4)
In Section 4, we identified four software quality improvement aspects (defect man-
agement, requirements engineering, software testing, and development process im-
provement) and one software quality evaluation aspect (software quality model). In
the following, first we discuss the activities improved within the respective improve -
ment aspects followed by a discussion of the quality characteristics evaluated for the
aspect software quality model.
Defect Management. The activities improved for the aspect defect management are
as follows: bug classification (DM-A1), bug severity assignment (DM-A2), bug qual-
ity assessment (DM-A3), bug assignment (DM-A4), duplicate bugs (DB-A5) and bug
localization (DM-A6). Table 3 presented the text analysis techniques which are used
to improve these activities of defect management aspect. This is apparent from Table
3 that TATs are mostly used for the improvement of bug classification (22 studies) and
bug severity assessment activities (14 studies). We found it surprising that there was
no study applying sentiment analysis (T4) for bug severity assessment. We believe
that by determining the strength of opinion words could improve bug severity assess-
ment. The two most frequently used text analysis techniques are classification (T1)
(46 studies) and concept extraction (T3) (12 studies).
Table 3. Activities improved in the defect management aspect
Activities
TATs
DM-A1 DM-A2 DM-A3 DM-A4 DM-A5 DM-A6
T1 (P2,P5,P15,P16,P19,P20- (P4,P36-P48) (P49) (P25,P50- (P55,P57) (P59-
P24,P26,P28, P29-P31,P33- P52,P54) P61)
P35,P73,P81)
T2 (P18,P32) - - - -
T3 (P17,P19,P26,P27,P32,P34) - - (P25,P53) (P55) (P59,P62)
T4 (P28,P29) - - - (P62)
T5 - - - - (P57) (P58)
Requirements Engineering. The RE activities which are improved by the primary
studies using TATs are: functional requirements (RQ-A1), non-functional require-
ments (RQ-A2), requirements evolution (RQ-A3) and software verification (RE-A4).
A compact summery of TATs used for the improvement of these activities is presented
in Table 4. The activity which is frequently attempted to improve using TATs is non-
functional requirements (7 studies). The most commonly used technique of text analy-
sis is conception extraction (T3). None of the study used sentiment analysis technique
for this aspect.
Table 4. Activities improved in the requirements engineering aspect
Activities
TATs RE-A1 RE-A2 RE-A3 RE-A4
T1 (P69) (P75,P80) - -
T2 (P70) (P70) (P78) -
T3 (P71) (P71,P74,P76,P77) (P3) -
T4 - - - -
T5 (P70) (P70,P74) - (P79)
Software Testing. The software testing activities improved in the primary studies are
as follow: static black-box test-case prioritization (ST-A1), robustness testing (ST-A2)
, test case generation (ST-A3), and test case prioritization (ST-A4). Table 5 presented
the text analysis techniques used for the improvement of these activities in the pri-
mary studies.
Table 5. Activities improved in the software testing aspect
Activities
TATs ST-A1 ST-A2 ST-A3 ST-A4
T1 - (P65) - -
T2 - - - (P67)
T3 (P64) - - -
T4 - - - -
T5 - - (P66) -
Development Process Improvement. The primary study (P68) uses sentiment analy-
sis technique for the improvement of development process.
Software Quality Model. Under software quality model research, we classified the
research into the following sub-aspects: a) quality in use model and b) software prod-
uct quality model. Related to ‘product quality model’ we identified 5 relevant studies,
and related to ‘quality in use model’ we identified 4 relevant studies. Each of the two
sub-models defines a specific set of quality characteristics as shown in Table 6 (qual-
ity in use model, capturing the user’s perspective) and Table 7 (product quality model,
capturing the developer’s perspective). Both tables show how often individual quality
characteristics of each sub-model are evaluated in the related primary studies. It is ap-
parent from Table 6 that all quality characteristics defined in the quality in use model
are equally well covered by the related primary studies. In Table 7 we see that all pri-
mary studies focused on individual or small set of quality characteristics defined in
the product quality model. Since we found only five primary studies this yields low
coverage of quality characteristics. However quality characteristic operability is ad-
dressed in 4 out of 5 primary studies.
Table 6. Quality characteristics evaluted the quality in use model aspect
Quality characteristics
TATs
Effectiveness Efficiency Satisfaction Safety Usability
T1 (P9) (P9) (P9) (P9) -
T2 - - - - -
T3 (P6,P8) (P6,P8) (P6) (P6,P8) (P6)
T4 (P6,P8,P9) (P6,P8,P9) (P6,P9) (P6,P8,P9) (P6,P7,P9)
T5 - - - - -
Table 7. Quality characteristics evaluted in the software product quality model aspect
Quality characteristics
Maintainability
Compatibility
Performance
Operability
Portability
Functional
Reliability
Security
TATs
T1 - (P10) - (P12) (P12) - - -
T2 - - - - - - - -
T3 - - - - - - - -
T4 - (P10) - (P12) (P12) - - -
T5 - - - (P13,P14) - - (P11) -
6 Conclusions and Future Prospects
Our mapping study found 81 relevant publications on research using text analysis
techniques to improve and evaluate software quality. The improvement and evaluation
aspects addressed are defect management, requirement engineering, software quality
model, software testing, and development process improvement. Our results show that
the defect management aspect is in the focus of the research. For the aspect defect
management, text analysis is used for the improvement of bug classification and bug
severity assignment activities. Other aspects which also gain some attention are: re-
quirements engineering and software quality model. Research in the quality in use
model sub-aspect focuses on evaluation of usability and operability quality character-
istics, whereas little attention is given to quality characteristics, such as functional,
performance, security, portability, compatibility, and maintainability of product qual-
ity model sub-aspect. The commonly utilized data sources are: bug report in defect
management aspect, requirement documents in requirements engineering aspect, and
software reviews in software quality model aspect.
Published research is centered on solution proposals and validation research. All
improvement and evaluation aspects focuses more on solution proposals except defect
management aspect in which validation research is appeared more than solution pro-
posals. Research in each improvement and evaluation aspect focuses on different text
analysis technique. For instance, bug management aspect mostly used classification
technique, requirements engineering aspect mostly used concept extraction technique,
and software quality model aspect frequently used sentiment analysis technique. Fol-
lowing are some pointers for future research to improve and evaluate software quality
using text analysis techniques:
Software reviews have been utilized to evaluate software quality characteristics.
However, analyzing app reviews to assess quality factors of a mobile app is an in-
teresting area which is required to be explored.
There is a need to analyze software reviews as a data source to understand users’
evolving requirements and planning software next releases.
Another area of future research could be to identify bugs and their severity by ana-
lyzing reviews and use this information for test case prioritization.
Software engineering research has focused on single repositories to evaluate soft-
ware quality. Evaluating the software quality through “multi-repositories fusion”
could become an intriguing research.
Given their low coverage by published research, there seems to be a need to evalu-
ate the following software quality characteristics of software product quality
modal: portability, functionality, compatibility, performance, security, and main-
tainability, from different data sources, particularly by utilizing software and app
reviews.
Another exciting research area could be the extraction of “actionable information”
helping developers to understand whether degradation of certain software quality
characteristic caused by insufficient requirements engineering or insufficient test-
ing.
Acknowledgement. This work is supported by the institutional research grant IUT20-
55 of the Estonian Research Council.
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