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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Improving Software Traceability in the Development of Automotive Embedded Systems</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>A Research Abstract</string-name>
        </contrib>
        <contrib contrib-type="editor">
          <string-name>Gothenburg University| Chalmers</string-name>
        </contrib>
      </contrib-group>
      <abstract>
        <p>Development of embedded software in the automotive domain is a complex task involving the combination of multi-discipline and safety critical requirements. In such an environment, traceability to and from related software development artifacts is demanded by safety standards. It is also needed to facilitate activities such as impact analysis and software maintenance. Despite a lot of research done on software traceability, challenges still exist for complex domains such as the automotive domain due to development being done with multiple companies (suppliers) and integrated at the Original Equipment Manufactures (OEMs) side. This paper describes a PhD research study that is aimed at developing a traceability process, a set of relevant traceability link semantics and a tool. Expected results are that deployment of the process and tool will improve traceability both in terms of link correctness and completeness and that the semantics will support development activities such as impact analysis.</p>
      </abstract>
      <kwd-group>
        <kwd>Traceability</kwd>
        <kwd>Requirements Traceability</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Software traceability refers to the ability to link related software artifacts to each
other [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. In the automotive industry, companies deal with development of safety
critical embedded systems. It is therefore crucial to be able to verify that safety
critical requirements have been well designed, implemented and tested. It is also
a requirement from automotive safety standards such as ISO 26262[
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] and IEC
61508[
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] that companies should be able to demonstrate that this verification is
complete. The relationship between artifacts is usually established by traceability
links. A traceability link is a specified association between a pair of artifacts, one
comprising the source artifact and one comprising the target artifact[
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
1.1
      </p>
    </sec>
    <sec id="sec-2">
      <title>Automotive Embedded Systems Domain</title>
      <p>
        An embedded system is a system whose critical function is not computational but
which is controlled with by a computer embedded in it [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]. In the automotive
industry most cars manufactured contain software for controlling various
functions in the car, ranging from entertainment systems to safety critical functions
such as braking. Software development in this industry is characterized as a
complex process having a large number of frequently changing requirements, huge
number of variants and configurations, artifacts reuse and specific safety related
requirements that need extra attention during development [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ], [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. Due to this
complexity, OEMs outsource the development of parts or an entire system to
suppliers. This kind of outsourcing means that development artifacts such as
requirements are shared between the OEM and suppliers. As a result, it is harder
to track how the various artifacts are related to each other and how change in one
artifact afects other related artifacts. Therefore, for automotive companies to
meet the standards required in terms of traceability, new methods and tools need
to be developed to handle this distributed development and product complexity.
2
      </p>
      <sec id="sec-2-1">
        <title>Problem</title>
        <p>Software development activities in the automotive industry lead to the production
of a lot of diferent artifacts such as requirements, design models, code and tests.
These artifacts are produced and consumed using various tools, in diferent teams
within an organization and also sometimes across organizations. In industry, it is
important to link related artifacts to each other so as to understand how they are
related and what should happen if the artifacts evolve. Software traceability has
been proposed as a general solution that can be used to establish the relationship
between artifacts through the creation of traceability links between related
artifacts. To achieve the full potential of traceability usage, the links created
need to be correct and complete. Correctness in this case means that the artifacts
contained in the traceability link are actually related, given a specific context.
Completeness means that all the artifacts that are related are actually connected
by a traceability link. In our context, completeness is therefore not a property of
one link but a given set of traceability links. The establishment of correct and
complete traceability links is not a trivial task because of three major issues that
exist. Firstly, there is no clear definition or formalism of what process should be
put in place for creation of these traceability links that will seamlessly integrate
with the existing software development processes. Secondly, what semantics the
traceability links should contain so that they can be useful after they are created
and thirdly, what tools can be used to support this. The following sub-sections
describe the above three problem areas in detail.
2.1</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Traceability Management Process</title>
      <p>
        The process of creating traceability links is time consuming and the accuracy
of this step is a major factor in determining if the traceability links created will
be useful or not. In existing software development processes such as Agile or
the V-model, there is no explicit description of when in the development life
cycle, traceability links should be created or updated. This in turn makes the
creation and updating of traceability links something that is perceived as an
extra activity that adds overhead to the development process. Existing research
on traceability is mainly focused on the technical side of the problem by trying
to use techniques such as machine learning [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ], [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] and model-driven engineering
[
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] to develop tools to support traceability. However this research does not
suggest a process or how the traceability tools can be integrated in the existing
processes. The research outlined here will investigate the existing processes used in
automotive industries and come up with a process integrated with semantics and
tools that when deployed in industry will lead to the improvement of correctness
and completeness of the traceability links created.
      </p>
    </sec>
    <sec id="sec-4">
      <title>2.2 Traceability Links Domain Semantics</title>
      <p>
        Current practice shows that companies only invest in traceability because either
their customers or standards demands them and not for their benefits [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ] . For
traceability links to be useful they need to carry suficient information that can be
used when links are queried. For instance if a project manager wants to know how
many requirements have passed their tests the links between the requirements
and tests need to have information on whether the test is passed or not. Otherwise
the manager will have to navigate to the test manually and see if the requirement
passed. Depending on the domain and the uses, the semantics of traceability
links can vary, therefore there is no general semantics that can fit all domains.
This is what is referred to as “traceability-fit-for-purpose” by the authors in
[
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] who have defined a road-map for software and systems traceability research.
In this research we will focus on determining traceability link semantics that
are useful for improving software development tasks for diferent environments
such as product-line and multi-core development environments that exist in the
automotive domain.
      </p>
    </sec>
    <sec id="sec-5">
      <title>2.3 Traceability Management Tool</title>
      <p>
        Having a good traceability process is not enough, proper tools need to be put in
place so as to support the process. As mentioned previously, there exist research
on tools that support the creation and management of traceability links. However,
a persistent problem is when the artifacts to be connected reside in various
tools and are of various formats (e.g. models, code, word documents), and the
traceability links also need to be created and shared by diferent teams and
sometimes diferent companies. In addition, most tools do not allow for complete
traceability throughout the development lifecycle but for only some parts of
it, e.g, requirements to code or code to test cases[
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. Research dedicated to
supporting traceability in the entire development life cycle also exists but this
has lead to solutions that are tool specific [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] and the tools are not configurable
and thus cannot be customized for use in other settings. An ideal traceability
management tool should be able to integrate easily into the existing development
process and be configurable to accept the semantics that are relevant for a
diferent domains. Practical traceability tools e.g. DOORS 1, used in industry
also exist. However, such tools only perform well when the traceability links are
established between artifacts that reside in the tool. Once you have external
      </p>
      <sec id="sec-5-1">
        <title>1 https://www.doorsng.com</title>
        <p>artifacts involved other plugins need to be developed to support this. Currently,
this leads to inconsistencies in traceability links as artifacts evolve since the tools
are not aware of changes happening outside them. Our research will therefore
focus on developing a tool that is configurable, can support traceability between
arbitrary artifacts and exchange of traceability information between teams and
companies.</p>
        <sec id="sec-5-1-1">
          <title>3 Relevance</title>
          <p>Currently many companies spend a lot of efort on traceability in order to be
certified by safety standards such as ISO 26262. Coming up with new process
and tools to improve traceability will mean that they will save time and therefore
costs on their side. It will also mean that they can use traceability for other
benefits apart from certification. Moreover, for research, the results of this PhD
will give an insight on relevant semantics of traceability links, which processes are
suitable, how can they fit in existing processes such as the V-model and also how
much benefits traceability actually yields. The research questions to be answered
are as follows:
1. RQ1: In the automotive industry, what is the traceability links creation
process that can lead to more correct and complete links?
2. RQ2: What are important traceability links semantics that can be used to
improve software development activities?
3. RQ3: To what extent can traceability links improve software development
activities?
4. RQ3: How can traceability links be maintained and kept consistent when
artifacts reside in diferent tools, teams and organizations?</p>
        </sec>
        <sec id="sec-5-1-2">
          <title>4 Solution</title>
          <p>The PhD is partly sponsored by an ITEA 2 funded project, AMALTHEA4Public2.
The aim of the project is to develop a common set of tools that can be used
throughout the software development life cycle with automotive companies
developing embedded systems. The project already has a tool chain called APP4MC3
that is based on Eclipse. The platform however, lacks any support for traceability
and the PhD is part of a work package that is dedicated to investigating the
existing traceability problems and providing solutions for the project partners.
We expect that our solution will consist of a traceability process that can be
integrated into normal software development processes such as the V-model
and aligned with safety standards, a set of traceability metamodels that carry
semantics that are relevant in diferent settings, for instance, in product line
environments, multi-core development environments or simple embedded
development environments. Moreover, our solution will also consist of a configurable tool
that will allow companies to easily swap and extend the traceability metamodels
depending on their use cases. The tool will also be able to support the evolution</p>
        </sec>
      </sec>
      <sec id="sec-5-2">
        <title>2 http://amalthea-project.org 3 http://www.eclipse.org/community/eclipse_newsletter/2015/march/article2.php</title>
        <p>and maintenance of traceability links. It will also support the exchange of artifacts
and their traceability information between various teams and across organizations.
The research will be done in small iterations and in close collaboration with the
companies to make sure that what we deliver is not only of value to academia,
but also to industry. The research methodology is further described in Section 6.
With the possibility of industrial evaluation, we can research the best way for
creating traceability links in various contexts, how the traceability links should
be used and when and how they should be updated.
5</p>
        <sec id="sec-5-2-1">
          <title>Novelty</title>
          <p>Even though there exist much research on traceability, not much has been done
in relation to the embedded automotive industry. As mentioned before, this a
complex domain due to the fact that they develop complex safety critical systems
and in a distributed environment. For companies in this domain to be ISO 26262
certified, they need traceability. Our original contribution will be a development
and integration of the following: first, a conceptual framework comprising of
a traceability process for automotive industry and this process will be aligned
with the ISO 26262 standard; second a set of meta-models that can be used to
support various development environments in this domain, e.g. product lines;
third, a prototype that can support the process and semantics and most of all
allow for linking between arbitrary elements and exchange of this traceability
information between teams and between companies.
6</p>
        </sec>
        <sec id="sec-5-2-2">
          <title>Research Method</title>
          <p>
            The PhD will be carried out using the action research methodology [
            <xref ref-type="bibr" rid="ref6">6</xref>
            ] because
solving the described problems requires industrial collaboration. The companies
that will be involved are those that are part of the AMALTHEA4Public project.
In action research, researchers and practitioners in organizations collaborate in
studying a problem, implementing a solution and analyzing the impact of that
solution in solving the problem [
            <xref ref-type="bibr" rid="ref6">6</xref>
            ]. The obtained results leads to the design and
execution of additional iterations that allow progress towards a full solution of
the problem.
          </p>
          <p>As depicted in Figure 1, the action research cycles were preceded by a study
of the state of the art. This was a literature study that investigated what other
researchers have done in the field of traceability and what other tools and solutions
have been proposed. The first cycle of the study is done in cooperation with the
company rt-labs, a small company developing software for trucks and located in
Gothenburg. The cycle began with a state of practice study carried out by sending
surveys to all the project partners asking them about the software development
activities that they conduct and the artifacts they use and produce. This gave
us an idea of the development activities conducted. We also elicited traceability
requirements from rt-labs through interviews and focus group discussions with
employees at the company. Together with one of the project leaders from the
company, we defined a suitable metamodel and implemented a prototype supporting
the metamodel. We will then define an initial process for their traceability use
cases and evaluate the process, metamodel and tool at the company by deploying
it and getting feedback from actual use of the prototype. This will mark the end
of the first iteration of the study. The derived process, metamodel, tool and other
lessons learned from this cycle will be carried on as input to the next study cycle.
The second, third and further cycles (depending on the need) will be carried out
in collaboration with other companies. For now we are sure that the second study
will be at Bosch in Germany. The cycles will focus on improving the process,
enhancing the metamodel and deriving more metamodels when needed and also
adding more features to the traceability management prototype. In each cycle
we will also evaluate the results through observing the impact in practice and
through controlled experiments with the prototype.</p>
          <p>Define  initial  
metamodel</p>
          <p>Prototype  </p>
          <p>Implementation
Literature 
study</p>
          <p>Requirements 
elicitation  (rt-­labs)</p>
          <p>State  of 
practice  study</p>
          <p>1st
Iteration</p>
          <p>Develop  initial  </p>
          <p>process
Evaluate  process, 
metamodel  and  
prototype  at rt-­labs</p>
          <p>Process 
refinement</p>
          <p>Prototype  
enhancement</p>
          <p>Metamodel  
Outcome enhancement</p>
          <p>Nth</p>
          <p>Iteration
Field  study 
at partner 
company </p>
          <p>Evaluate  process, 
metamodel  and  
prototype  at partner 
company
The PhD started in April 2015 with literature review of the research that already
exists in the area of traceability in general and traceability in the embedded
automotive domain. We also did a literature survey of existing traceability
management tools and what they ofer. In May, we sent out a survey to all the
project partners to collect information on their workflow. Knowing their workflow
helps us in knowing what software development activities they conduct and what
artifacts are used and produced in these activities and how these artifacts are
related to other artifacts. This information also gave us an insight of which tools
are used in creating and consuming these software development artifacts. After
the data collection, we conducted two interviews and one focus group with some
of the partners on the requirements that they have regarding software traceability.</p>
          <p>From the requirements collected, in October we started to implement a
prototype for a traceability management tool in collaboration with rt-labs. The
aim of implementing this with one project partner is first to get the prototype
working on this one company and then expand the evaluation with more partner
companies in the project. The next steps for the study will be to conduct a
case study at Bosch, because it is one of the companies that are already using
the AMALTHEA platform in order to gather more requirements relating to
traceability especially when working with the platform. This study will take place
in February 2016.</p>
        </sec>
      </sec>
    </sec>
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