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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Impact of the signal control strategy on red light running</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Sophie Midenet</string-name>
          <email>sophie.midenet@inrets.fr</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>INRETS-GRETIA Transport Network and Advanced Software Engineering laboratory, the French National Institute for Transport and Safety Research</institution>
          ,
          <addr-line>2 av Général Malleret-Joinville, F-94114 Arcueil Cedex</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This article concerns red-light running at intersections and deals with the impact of different types of control strategies. Red running occurrences at red onset are observed through multi-camera observation system installed on an isolated intersection that runs under different control strategies. We analyse the variety of conditions produced during the phase change interval, in terms of exposure to violate for approaching drivers on the link and in terms of surrounding conditions: downstream crossing possibilities, opposing stream presence, upstream past crossing conditions. Some specific features have been identified for further impact analysis in the data base, as they depend on the control strategy and impacts red running behaviour. We investigate for instance very short time intervals between the red switchovers of successive signal lines.</p>
      </abstract>
      <kwd-group>
        <kwd>Sophie Midenet</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        This article concerns red-light running at intersections and deals with the impact of
different types of control strategies on this phenomena. Red-light running is known to
be a frequent traffic event (one out of three observed cycles with at least one red
runner according to Porter and England [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]) as well as a dangerous one (19% of total
accidents on signalised intersection according to Hulscher [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], with highest casualties
rates than others [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]).
      </p>
      <p>Focusing on red-light running at red switchover (i.e. during the few seconds after
the signal turns amber then red), we study red-running occurrences observed under
different control strategies. We analyse the surrounding conditions produced by the
control strategies at the beginning of the red phase, in terms of exposure to violate for
approaching drivers on the link, but also in terms of contextual conditions like
downstream crossing possibilities.</p>
      <p>This study is based on data collected from a multi-camera observation system that
automatically detects red-light running occurrences. The system is installed on an
isolated intersection that can run under two types of control strategies: a time-plan based
strategy with vehicle actuated ranges on the one hand, and an adaptive real-time
strategy based on video sensors measures on the other hand. These two types of strategies
highly differ in their means of information about traffic and their decision process for
switching the signal states. Thus they lead to various instantaneous conditions in
terms of traffic configurations and signals patterns over the controlled area.</p>
      <p>Making use of this wide spectrum of situations at red switchovers, our aim is to
analyse the role of the surrounding context of approaching drivers in their compliance
with traffic signal, besides their speed and distance to stop line. In this paper we
present the first step of this study: the identification of contextual elements that occur on
four observed signal lines and which could lead to an impact analysis. We plan to
derive quantitative results on the effects of each identify element on a further step.
2
2.1</p>
    </sec>
    <sec id="sec-2">
      <title>Control strategy and red light running at red onset</title>
      <sec id="sec-2-1">
        <title>Driver’s decision at the end of the green phase</title>
        <p>
          Important literature is available regarding the decision process at the end of the green
phase for a driver approaching the stop line: [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ], [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ], [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ], [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ]. It has been shown
that his decision depends primarily on its distance to stop line and on his speed at the
onset of amber. Mahalel [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ] infers from empirical observations that there exists an
indecision zone at some distance of the stop line. Most of drivers clear the line if ahead
and stop if behind. The decisions of the drivers that are caught inside are divided. The
amber and all-red phases have been defined and designed for the purpose of allowing
the decision making process to occur in safe conditions, i.e. before the green signal is
given to opposing stream. Most studies involving the impact of control strategy on red
compliance deal with the signal sequence: effect of duration of amber and all-red
phases ([
          <xref ref-type="bibr" rid="ref4">4</xref>
          ], [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]), effect of a flashing green phase before amber ([
          <xref ref-type="bibr" rid="ref6">6</xref>
          ]). In our cases the
signal sequence is fixed whatever the control strategy: 3 seconds for the amber
interval and 2 seconds for the all-red interval, without flashing green before amber.
2.2
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Two types of control strategy</title>
        <p>
          The first control strategy that runs on the observed intersection is a time-plan based
strategy, with vehicle actuated ranges on each approach. The signal phase’s sequence
is predefined and remains fixed, but vehicle presence detected by magnetic loops can
lead to green phase extension. Similar strategies have been shown to improve signal
compliance ([
          <xref ref-type="bibr" rid="ref5">5</xref>
          ], [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ], [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ]). The green extension process impacts on the indecision
zone – occupation and position ([
          <xref ref-type="bibr" rid="ref13">13</xref>
          ]) -, since the decision for the control system to
close the green phase depends on the traffic detected on the link by the magnetic loop.
        </p>
        <p>
          The observed intersection is alternatively controlled by a real-time adaptive
strategy named Cronos [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ]. Its algorithm optimizes the entire set of signal according to
queue lengths on approaches and spatial occupancy rates on internal sections,
measured every second by video sensors. It includes an optimisation method designed to
minimize total delay. The signal phase’s sequence is not predefined, neither the cycle
duration. This strategy continuously looks for optimised sequences and durations of
signal states, while preserving a set of safety constraints which define the forbidden
duration and correlation between traffic signals. In the case of Cronos the decision to
close the green phase of one traffic signal does not only depend on the traffic upon the
link but results from a decision process that considers traffic and signal states on the
entire intersection. Video sensors enable to cover the whole area: inbound approaches
(until about 200m), inner sections and outbound legs.
2.3
        </p>
      </sec>
      <sec id="sec-2-3">
        <title>Various configurations during the phase change interval</title>
        <p>
          The two control strategies greatly differ in the decision process of closing the green
phase. They impact differently on the traffic distribution of the link at the onset of
amber, and thus have different effects of the exposure to red-running occurrences
([
          <xref ref-type="bibr" rid="ref13">13</xref>
          ]). The direct impact of both control strategies on red-running rates is then
expected to be different.
        </p>
        <p>
          The analysis of our data could reveal indirect impact as well, since the two
strategies produce different traffic configurations and signal patterns over the all area.
Previous comparative studies on these data ([
          <xref ref-type="bibr" rid="ref2">2</xref>
          ], [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ]) have shown that the two strategies
lead to different configurations:
! in term of waiting traffic : the Cronos strategy enables to save 20% of waiting time
on average on the whole area, compared to the other strategy;
! in term of traffic signal state configuration : depending on the optimisation process
the Cronos strategy creates a large variety of signal patterns among the set of
traffic signals on a complex intersection.
        </p>
        <p>The opportunity of collecting a wide spectrum of traffic configurations and signal
patterns enables us to investigate new aspects of signal compliance factors.
2.4</p>
      </sec>
      <sec id="sec-2-4">
        <title>Contextual factors that may impact on late red-running</title>
        <p>For a given signal line, we focus on drivers that stands inside or beyond indecision
zone when the signal turns amber, and assume similar conditions concerning distance
to stop line and approaching speed. Several elements from their surrounding
environment, on which the control strategy has direct or indirect impact, can influence
their decision to stop or to proceed, among which:
! Surrounding traffic conditions on the link: a driver is more likely to proceed if he
follows another vehicle that decides to do so just in front of him;
! Upstream past clearing conditions: if a driver has already wait on red at a close
upstream signal line and is not given time enough to reach the following one, he may
be more likely to cross the line even after the end of the green phase;
! Downstream flow conditions: if the driver can anticipate that a late clearing
enables him to save time for the next steps of the junction crossing; for example, an
ending green phase on the next signal line ahead that the driver can perceive may
encourage him to cross, in order to save waiting time for both lines;
! Presence on the opposing link: an empty opposing link could favour the decision to
proceed since it can be perceived as a situation less risky than when there are
vehicles ready to move off.</p>
        <p>
          We assume that the impact of these contextual conditions could be revealed primarily
for late red-running drivers standing behind the indecision zone or at the end of it at
the amber onset; thus we focus on late red-running occurrences ([
          <xref ref-type="bibr" rid="ref7">7</xref>
          ]).
        </p>
        <p>Thanks to the video-based observation system on the experimental intersection,
some of these features can be automatically detected and qualified. Considering the
large set of observations of green phases ending at a given traffic signal, we analyse
the variety of contextual conditions that the control strategies produce at switchovers
for similar traffic conditions.
3
3.1</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>The observation system for red-light running at red onset</title>
      <sec id="sec-3-1">
        <title>The experimental intersection and the observation system</title>
        <sec id="sec-3-1-1">
          <title>Pedestrian crossing area</title>
        </sec>
        <sec id="sec-3-1-2">
          <title>Vehicle signal line</title>
        </sec>
        <sec id="sec-3-1-3">
          <title>West</title>
        </sec>
        <sec id="sec-3-1-4">
          <title>North</title>
        </sec>
        <sec id="sec-3-1-5">
          <title>South</title>
        </sec>
        <sec id="sec-3-1-6">
          <title>East</title>
          <p>The experimental site is an isolated intersection in the close suburbs of Paris. It
consists in four double-lane inbound approaches and three double-lane outbound legs.
The main road runs North-South with high volumes of transit traffic at high cruising
speed. The East-West road concerns local traffic with lower volumes. Three special
link prevent right-turning traffic from crossing the intersection. It must be noticed that
four inner zones for vehicle storage are controlled with traffic signals in the inner area
of the intersection.</p>
          <p>The experimental area is covered by height video sensors that produce traffic
measurements every second. The video covering of the whole scene leads to spatial
measures that give robust and precise information concerning the traffic crossing the
area. We use several video-based traffic measures available each second like the
number of vehicles on zones – spatial occupancy -, the number of stopped vehicles
per storage zone behind stop lines – spatial stopped occupancy, or queue lengths on
links -. Let us stress on the fact that these second-by-second measures concern flows
and not individual vehicles, and that the system do not provide speed measurements.</p>
          <p>The traffic measures and the traffic signal states are collected continuously and
feed a real-time dynamic intersection model. The system enables to follow the
movement flows between successive signals across the intersection. Thus, for inner signal
lines, the system identifies active incoming movements that clear the line: the
leftturning movement or the straight movement. Let us remark that the two incoming
movements cannot be active both at the same time in this intersection. Another
module of the system focuses on conflict zones, i.e. areas standing downstream two signal
lines and alternately opened to one of the two opposing streams. Thanks to pattern
recognition techniques it assigns the movements detected on a conflict zone to one of
the two conflicting streams; this module enables us to work on signal line clearing
and to analyse red-running phenomena.
3.2</p>
        </sec>
      </sec>
      <sec id="sec-3-2">
        <title>Our measure of red running occurrence</title>
        <p>
          Thanks to this observation system, we collect a data set for each signal line to analyse
signal change phases and line clearing recordings. As classically done in the literature
([
          <xref ref-type="bibr" rid="ref11">11</xref>
          ], [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ]) we focus on the last clearing driver prior to the onset of opposing traffic.
The variable defined for every cycle is called the Last Clearing Step (LCS); it is the
time step of the last clearing for the stream concerned by the end of the green phase. It
can take 3 values: NV or V whether it happens before or after 2 seconds of red onset,
W if there is no stream during the green phase.
        </p>
        <p>1 s
green</p>
        <p>NV
switchover</p>
        <p>phase
amber</p>
        <p>red
all-red
red</p>
        <p>V</p>
        <p>signal state
opposing signal state
green</p>
        <p>The 2s threshold corresponds to the time step when the opposing signal turns
green. Let us precise that the red-running module of the observation system actually
detects entry movement in the conflict zone; the corresponding clearing movement
necessarily takes place a short time before. As we use the module to compare sets of
occurrences, a systematic delay in the detection does not matter.</p>
        <p>From our data base of traffic data recordings, we constitute sets of comparable
observations in order to analyse LCS rates, i.e. percentages of V-types LCS.</p>
        <p>First, we classify the data according to the traffic conditions on the whole
intersection. We adopt hourly periods to define the observation samples of traffic scenes;
hourly windows ensure homogeneous conditions while being large enough to
guarantee strategy-independent volumes of traffic. We define several classes of
homogeneous traffic conditions by considering hourly windows and four ranges in total hourly
volumes.</p>
        <p>
          Second, we have to define classes of comparable switchover conditions in terms of
late violation exposure, in order to characterize the vehicle’s position and speed just
before the V-type phase i.e. during the all-red interval. As the observation system
does not give access to individual vehicle positions neither speed indicators, we
define rough categories of traffic exposure and assume homogeneous conditions of
position and approaching speed among them. For the lines of approaching links we define
three levels of exposure - denoted S0, S1 and S2 - depending on a rough estimate of
the distance between the signal line and the first approaching vehicle, assessed during
the all-red interval; we use predefined 60m long zones. We measure the number of
zones upstream the line that remains empty in that interval: 0 if there are vehicles is
the closest zone to the line, else 1 if there are some in the second zone, and 2 if both
are empty. S1 and S2 types of exposure characterize non-platoon arriving vehicles
with at least a 2 seconds gap in the stream. For the inner lines, we also distinguish
whether the flow that is being interrupted by the signal switchover is a straight
mouvement (S) or a turning mouvement (T), since mean speeds significantly differ
between the two cases ([
          <xref ref-type="bibr" rid="ref10">10</xref>
          ]).
3.3
        </p>
      </sec>
      <sec id="sec-3-3">
        <title>Differences in red-running rates and in exposure levels</title>
        <p>Our first results show that there are differences among red-running rates between the
two control strategies; the rank order between strategies depends on the traffic signal.
As expected there are differences in exposure to red violation observed between
strategies, both early violation exposure and late violation exposure. It also turns out
that the amber onset of an inner line does not always interrupt the same movement,
turning movement or straight movement.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Analysis of the surrounding context of approaching drivers</title>
      <p>More generally the analysis of traffic scene samples reveals many differences in the
surrounding conditions during phase change intervals. Looking at the West part of the
experimental intersection, we uses a first set of 18 hourly observations and analysed
four signal lines in order to identify the spectrum of environmental situations at red
switchovers. We have identified several contextual elements that could impact the red
running rates; for some of them our data set can be used to constitute pairs of
switchover occurrences to assess its impact.</p>
      <p>Ba</p>
      <p>Bi
B</p>
      <p>A
Storage zone
Conflict zone
Signal line</p>
      <p>Ai</p>
      <p>Aa
The decision to stop or to proceed can be influenced by the dowstream conditions
perceived by a driver approaching the line during the switchover phase. If he can
anticipate some benefits for the next steps in the intersection clearing, he would
probably be more likely to clear the red line. One can assume that this would be the case if
the next steps look free for crossing: no red signal neither traffic congestioned area.
This would also happen if this free-for-crossing status is just about to change.</p>
      <p>The approaching signal line Aa represents an interesting case to analyse from that
point of view. Drivers that clear the Aa signal line face the second line Bi a few
meters downstream; mean speed on this axe is quite high. For safety reasons all the
control strategies impose to close the green phase of the Bi signal after having closed the
green phase of the Aa signal. In all cases downstream flow conditions perceived by
drivers approaching Aa when it turns to amber is free for crossing. However the offset
between the two swhichovers is not fixed. One control strategy uses variable offset
and produces frequent occurrences with a short offset of 2 seconds. In that case the Bi
line turns to amber during the switchover phase of the Aa signal, and the drivers
approaching Aa can see the Bi signal turning to amber.</p>
      <p>On the other hand another set of Aa switchovers occur with a large offset (around
10 seconds): it postpones the Bi switchover outside the driver’s decision window
concerning the clearing of the Aa line. Comparing these 2 sets of switchover for Aa, our
preliminary results show that the first class of downstream conditions could lead to
higher LCS rates that the second class for S1 type of exposure; there is no significant
difference for the S0 exposure and too little cases for the S2 exposure. It seems that
such a short offset between switchovers of successive lines leads drivers to favour the
red-clearing choice, and to clear also the second line. The East part of the intersection
has not been analysed yet, but we will look for another signal configuration that
enables us to check this hypothesis on another signal lane.</p>
      <p>A second interesting situation has been identified and concerns the Ai line. In
peakhour conditions, the Ai line sometimes turns to amber while the Bi line signal is red
with its storage zone occupied by waiting vehicle at full capacity. When such a
situation occurs, driver approaching the Ai line cannot enter the next zone neither during
the end of the green phase neither during the switchover phase. We have observed in
this case that some drivers clear the Ai red signal when the next zone began to flow.
4.2</p>
      <sec id="sec-4-1">
        <title>Upstream past clearing conditions</title>
        <p>While approaching an inner signal line, drivers have already clear at least one other
line. The way they have crossed the first steps may influence as well their compliance
with the following signals. We have identified several configurations in our data base
for analysing some aspects of such an impact.</p>
        <p>The inner signal line Bi turns to amber while interrupting either a straight
movement flow either a turning movement flow. These two types of upstream conditions
induce different gravity in case of red-running, because the involved speeds are
different. They could also induce differences in LCS rates; we will check if this is the
case for all the inner signal lines of the junction.</p>
        <p>For a given type of flow that is being interrupted, some specific conditions could
lead to higher LCS rates too. This is the case when a flow just starts to approach the
signal line that turns amber since the upstream line has turned green few second
sooner ; the last drivers to start are not given time enough to proceed the line before
the red onset. One control strategy produces such condition when the signal line Bi
turns amber with a turning movement flow coming from the Ai line, while the other
strategy always give a larger time window after Ai turning green. These two sets of
samples give the opportunity to compare the impact of these two upstream conditions
at least for one signal line.
4.3</p>
      </sec>
      <sec id="sec-4-2">
        <title>Opposing stream conditions</title>
        <p>When a signal line turns to amber, its opposing line reaches the end of the red phase
and there are usually some vehicles waiting to move off. However, the case of an
opposite zone without any vehicles occurs as well, especially in off-peak period; it
depends on the line and on the control strategy. For instance it represents four
switchovers out of ten for the Aa signal line. In configurations where drivers approaching the
line see the opposing zone, situations where there is no waiting vehicle on it are
perceived as less risky and could favour their decision to proceed.</p>
        <p>The LCS rates given by our system for Aa are in line with this hypothesis.
Considering cases where downstream conditions do not interfere (long offset before the Bi
switchover) the LCS rate is higher for cases with an empty opposing zone than for
cases with vehicles waiting, for S1 type of exposure. However this result needs
additional validation work, because of the bias that might be introduced by this feature in
the automatic red-running detection system.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Conclusion</title>
      <p>The data base of traffic scenes collected under two types of control strategies enables
us to analyse occurrences of switchovers for different signal line and to reveal specific
contextual features during phase change intervals for each of them. Different elements
of the environment of drivers approaching a signal line that turns to amber can then be
analysed thanks to sets of switchover occurrences with discerning features.</p>
      <p>The next step of this study is first to quantify the impact of the various contextual
features for the four signal lines of the West part of the intersection. Then the four
lines of the East part will be analysed to check if some trends apply to other lines.</p>
      <p>
        Our goal is to find out new parameters that impact on red-running phenomena and
that are directly or indirectly affected by the control strategy. As the control strategy
takes part in the structuring of drivers activity by changing its surrounding conditions
during the switchover phase [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], it becomes crucial to identify the interrelations
between contextual factors and red-running occurrences. The stake is to discover new
knowledge and rules that could be used for the design of innovative control strategies
like real-time adaptive strategies, in order to improve the impact on traffic signal
compliance.
      </p>
    </sec>
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