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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Very Deep Residual Networks with MaxOut for Plant Identi cation in the Wild</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Milan Sulc</string-name>
          <email>sulcmila@cmp.felk.cvut.cz</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Dmytro Mishkin</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jir Matas</string-name>
          <email>matas@cmp.felk.cvut.cz</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Center for Machine Perception</institution>
          ,
          <addr-line>FEE, CTU in Prague Technicka 2, 166 27 Prague 6</addr-line>
          ,
          <country country="CZ">Czech Republic</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>The paper presents our deep learning approach to automatic recognition of plant species from photos. We utilized a very deep 152layer residual network [15] model pre-trained on ImageNet, replaced the original fully connected layer with two randomly initialized fully connected layers connected with maxout [13], and ne-tuned the network on the PlantCLEF 2016 training data. Bagging of 3 networks was used to further improve accuracy. With the proposed approach we scored among the top 3 teams in the PlantCLEF 2016 plant identi cation challenge.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        In the past, automatic recognition of plants was usually solved by requiring a
photo of a speci c plant organ, such as leaf [
        <xref ref-type="bibr" rid="ref21 ref28 ref6">21,6,28</xref>
        ], ower [
        <xref ref-type="bibr" rid="ref1 ref23 ref24">24,1,23</xref>
        ] or tree
bark [
        <xref ref-type="bibr" rid="ref29 ref3 ref6">6,29,3</xref>
        ]. Moreover, a number of these systems and datasets placed further
constraints on the input image, such as white background behind in a leaf image.
      </p>
      <p>
        Recently, Deep Convolutional Neural Networks (CNNs) succeeded in a
number of computer vision tasks, especially those related to complex recognition
and detection of objects. This was also the case of plant recognition, where in
PlantCLEF 2015 [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] the deep learning submissions [
        <xref ref-type="bibr" rid="ref26 ref4 ref5 ref7">5,7,4,26</xref>
        ] outperformed
combinations of hand-crafted methods signi cantly (see Fig. 1).
      </p>
      <p>
        Our submission to this year's challenge also employs a deep CNN pretrained
on ImageNet, namely the very recent ResNet architecture [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ], which allows to
train very deep networks e ciently. The idea of ResNets is that each layer should
not learn the whole feature space transformation, but only a residual correction
to the previous layer. To bridge domain shift between a general-class network
pretrained on ImageNet and a ne-grained task of plant classi cation, we added
an additional maxout [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] layer on top of the pretrained network. This brought
a noticeable improvement in accuracy in our validation experiments.
      </p>
      <p>The rest of this paper is organized as follows: Section 2 gives a quick overview
of the PlantCLEF 2016 plant identi cation task. The proposed method is
described in Section 3 and the preliminary results and validation in Section 4. The
results on the test set are discussed in Section 5. Finally, Section 6 contains the
conclusions and the discussion for future work.</p>
    </sec>
    <sec id="sec-2">
      <title>The PlantCLEF 2016 Plant Identi cation Task</title>
      <p>
        The goal in the PlantCLEF challenge is to automatically identify plant species
from photos of di erent nature. This years challenge [
        <xref ref-type="bibr" rid="ref10 ref19">10,19</xref>
        ] addresses the task
as an open-set or open-world recognition problem [
        <xref ref-type="bibr" rid="ref2 ref27">27,2</xref>
        ]: the test data contains
distractors of unseen categories and the metric for the classi cation is the mean
average precision (mAP), considering each class of the training set as a query.
This poses a requirement on robustness to unseen categories.
      </p>
      <p>The training data consist of the training and test set of PlantCLEF 2015,
which were fully annotated with the correct taxonomic species as well as other
meta-data such as type of view (Leaf, LeafScan, Flower, Fruit, Stem, Branch,
Entire), date of acquisition, author ID or its GPS coordinates (if available). The
training set consists of 113,205 pictures of herb, tree and fern specimen belonging
to 1,000 species. The evaluated metric is the mean average precision { mAP. The
test set contains 8000 images, including the above mentioned distractor images.
The o cial results on the test (evaluated by the organizers) are discussed in
Section 5.
3</p>
    </sec>
    <sec id="sec-3">
      <title>The Proposed Approach: Very Deep Residual Maxout</title>
    </sec>
    <sec id="sec-4">
      <title>Networks</title>
      <p>
        Recently, the very deep residual networks of He et al. [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] gained a lot of
attention after achieving the best results in both the ILSVRC (ImageNet Large
Scale Visual Recognition Challenge) 2015 and the COCO (Common Objects
in Context) 2015 Detection Challenge. The residual learning framework allows
to e ciently train networks that are substantially deeper than the previously
used CNN architectures. We used the pre-trained models on ImageNet publicly
available1 for Ca e [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ].
      </p>
      <p>
        To further improve the classi cation accuracy, we made a small change in the
network architecture: the additional fully-connected layer with 512 neurons was
added on top of the network, right before the softmax classi er. The activation
function in the new layer is maxout [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] with 4 linear pieces. Dropout with a
ratio of 50% is applied after the maxout layer and before the classi er. The nal
layer is a 1000-way softmax classi er corresponding to the number plant species
needed to be recognized. Glorot [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] initialization was used for these two layers.
      </p>
      <p>Thereafter, we have netuned the network for 150,000 iterations in
submissions "CMP Run 1" and "CMP Run 2" and for 370,000 iterations in "CMP Run
3", all with the following parameters:
{ The learning rate was set to 10 3 and lowered by factor of 10 each 100 000
iterations.
{ The momentum was set to 0.9, weight decay to 2 10 4. r
{ The e ective batch size was set to 28 (either computed at once on NVIDIA
Titan X, or split into more batches using Ca e's iter size parameter when
used on lower-memory GPUs).
{ A horizontal mirroring of input images was performed during training.</p>
      <p>
        Beyond ne-tuning the network, we performed bagging, inspired by its impact
on the PlantCLEF 2015 results, where an interesting margin was gained with
bagging of 5 networks by Choi [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Due to computational limits at training time,
we only used bagging of 3 networks, although we believe that using a higher
number of more diverse networks would further improve the accuracy. The voting
was done by taking species-wise maximum of output probabilities.
      </p>
      <p>
        We have also experimented with training Support Vector Machines (SVMs)
on L2 normalized outputs of the last pooling layer "kernelized" using an
approximate 2 feature map [
        <xref ref-type="bibr" rid="ref30">30</xref>
        ]. Platt's probabilistic output was used [
        <xref ref-type="bibr" rid="ref22 ref25">22,25</xref>
        ] to
obtain comparable results with One-vs-All arrangement of the binary classi ers.
4
      </p>
    </sec>
    <sec id="sec-5">
      <title>Preliminary Results and Validation</title>
      <p>For our preliminary experiments and validation, we used the PlantCLEF 2016
training set, which is the union of previous year's (PlantCLEF 2015) training
and test sets. Our validation process was threefold:</p>
      <p>
        First, we validated networks trained on the PlantCLEF 2015 training set by
evaluating them on the PlantCLEF 2015 test set using the previous year's score
metric [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. The goal of this phase was to validate that the ResNet-152
architecture is superior to the GoogleNet networks netuned by the winners of the
PlantCLEF 2015 challenge. While the best submission without bagging achieved
1 https://github.com/KaimingHe/deep-residual-networks
a score of 59.4% on image observations in the PlantCLEF 2015 challenge, a
netuned ResNet-152 (without maxout) scored 62.1%. Applying SVMs on top of
the last pooling layer pushed the score further to 62.5%, and training di erent
SVMs for di erent groups of view types (always one for Leaf and LeafScan,
second for Flower and Fruit, and third for Stem, Branch and Entire) gives another
small improvement to 62.7%. Note that the meta information about view type
is also available at test-time.
      </p>
      <p>Second, we tested networks netuned on PlantCLEF 2015 training data by
evaluating them on the test set of PlantCLEF 2015 with the mAP metric chosen
for PlantCLEF 2016. This step demonstrated the di erence between the metrics
used in PlantCLEF 2015 and PlantCLEF 2016.</p>
      <p>
        While deploying the SVMs slightly improved the 2015 score, using the CNN
SoftMax output worked better for the 2016 metric. This is probably due to
better comparability of SoftMax outputs among di erent samples, which was
not important for the 2015 score, but which is crucial for the mAP used in
PlantCLEF 2016. Finetuning ResNet-152 for 150,000 iterations lead to 52.2%
mAP, while netuning for 130,000 iterations with maxout lead to 56.75% mAP,
proving that using maxout improves the accuracy signi cantly. The training set
size is big enough to netune networks for a larger number of iterations without
over tting, which brings additional 0.5% of mAP points, see Table 2. The
testtime 10-view image augmentation [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ] (4 corner-crops, center crop and their
mirrored versions) added only 0.2% of mAP, unlike in the ImageNet competition.
Evaluating the network in a fully convolutional style on images scaled to 448
pixels (in longer dimension) surprisingly decreased the accuracy.
      </p>
      <p>Third and lastly, we performed bagging on the selected pipeline by dividing
the 2016 training set into three folds and netuning 3 networks, each using a
di erent fold for validation and the remaining two folds for netuning. The only
goal of this validation was to check, that netuning of all 3 networks converged
to a meaningful solution.
Our primary submission - the bagging of 3 deep residual (ResNet-152) networks
netuned with maxout - scored with 71.0% mAP among the top 3 teams in the
challenge and among top 7 runs, loosing by 3.2 to the leader. This submission is
denoted as CMP Run 1 in Figure 2.</p>
      <p>The second submission (CMP Run 2), achieving mAP 64.4%, was generated
using only one of the three residual networks utilized in CMP Run 1. The
difference between the rst two submissions is 6.6%, underlining the importance of
bagging.</p>
      <p>The third submission (CMP Run 3), achieving mAP 63.9%, was generated
by a network pretrained only on the LifeCLEF 2015 training set, for a higher
number of iterations.
6</p>
    </sec>
    <sec id="sec-6">
      <title>Conclusions</title>
      <p>Our results con rm the suitability of very deep convolutional networks for plant
recognition in the wild, allowing to use a uni ed end-to-end pipeline for
recognition of di erent plant organs as well as overall views in an uncontrolled
environment. Signi cant improvements, compared to the most successful approaches
from the previous year, were achieved by deploying a very deep (152-layer)
residual network and placing a maxout layer in front of the classi er.
6.1</p>
      <p>
        Future Work
Very recent improvements to the ResNet architecture, such as deeper networks
trained with stochastic depth [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ] or the new residual unit proposed based on
the latest study of identity mappings [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ], would be the next steps for future
work in plant recognition using deep residual networks.
      </p>
      <p>The second open question is what is the best way of learning for domain
adaptation. We believe that the results can be further signi cantly improved
without any change in the CNN architecture.</p>
      <p>
        One of the attractive applications of plant recognition are mobile apps with
automatic eld guides [
        <xref ref-type="bibr" rid="ref11 ref12 ref21">21,12,11</xref>
        ]. Compared to the standard automatic plant
recognition approaches, deploying a CNN allows to process di erent types of
images using exactly the same pipeline. However, since our networks are very
deep and have a signi cant memory footprint (241MB), they should be optimized
in terms of speed, memory and energy e ciency prior to utilization on mobile
devices. The Deep Compression of Han et al. [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] is a promising direction for
this optimization.
      </p>
    </sec>
    <sec id="sec-7">
      <title>Acknowledgments</title>
      <p>Milan Sulc and Dmytro Mishkin were supported by the CTU student grant
SGS15/155/OHK3/2T/13, Jir Matas by the Czech Science Foundation Project
GACR P103/12/G084. Access to computing and storage facilities owned by
parties and projects contributing to the National Grid Infrastructure MetaCentrum,
provided under the programme "Projects of Large Research, Development, and
Innovations Infrastructures" (CESNET LM2015042), is greatly appreciated.</p>
    </sec>
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