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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>2013.
11. C. C. Kuhlthau. Inside the search process: Information seek-
ing from the user's perspective. Journal of the American So</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.1007/978-3-319-11382-1</article-id>
      <title-group>
        <article-title>Overview of the SBS 2016 Interactive Track</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Maria Gade</string-name>
          <email>maria.gaede@ibi.hu-berlin.de</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mark Hall</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Hugo Huurdeman</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jaap Kamps</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Marijn Koolen</string-name>
          <email>marijn.kooleng@uva.nl</email>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mette Skov</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Toine Bogers</string-name>
          <email>toineg@hum.aau.dk</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>David Walsh</string-name>
          <email>david.walshg@edgehill.ac.uk</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Aalborg University</institution>
          ,
          <country country="DK">Denmark</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Edge Hill University</institution>
          ,
          <country country="UK">United Kingdom</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Humboldt University Berlin</institution>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>University of Amsterdam</institution>
          ,
          <country country="NL">Netherlands</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2014</year>
      </pub-date>
      <volume>8685</volume>
      <abstract>
        <p>Users looking for books online are confronted with both professional meta-data and user-generated content. The goal of the Interactive Social Book Search Track was to investigate how users used these two sources of information, when looking for books in a leisure context. To this end, participants recruited by seven teams performed two main tasks and one optional task using a user-interface that supports multiple search stages.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>The goal of the Interactive Social Book Search (ISBS) task is to investigate how
book searchers use professional metadata and user-generated content at di erent
stages of the search process. The purpose of this task is to gauge user interaction
and user experience in social book search by observing user activity with a large
collection of rich book descriptions under controlled and simulated conditions,
aiming for as much \real-life" experiences intruding into the experimentation.
The output will be a rich data set that includes both user pro les, selected
individual di erences (such as a motivation to explore), a log of user interactivity,
and a structured set of questions about the experience.</p>
      <p>The Interactive Social Book Search (ISBS) Task started in 2014 as a merge
of the INEX Social Book Search (SBS, [8{10]) track and the Interactive task of
CHiC [13, 16]. The aim was to augment the other Social Book Search tracks with
a user-focused methodology. This will make it possible to study how the addition
of opinionated descriptions and user-supplied tags allows users to search and
select books based on more diverse criteria. User reviews may reveal information
about plot, themes, characters, writing style, text density, comprehensiveness
and other aspects that are not described by professional metadata.</p>
      <p>This additional information is subjective and personal, and opens up
opportunities to aid users in searching for books in di erent ways that go beyond the
traditional editorial metadata based search scenarios, such as known-item and
subject search. For example, readers use many more aspects of books to help
them decide which book to read next [14], such as how engaging, fun, educational
or well-written a book is. In addition, readers leave a trail of rich information
about themselves in the form online pro les which contain personal catalogues
of the books they have read or want to read, personally assigned tags and ratings
for those books and social network connections to other readers. This results in
a search task that may require a di erent model than pure search [7] or pure
recommendation.</p>
      <p>In particular, the focus is on complex goal-oriented tasks as well as
nongoal oriented tasks. For traditional tasks such as known-item search, there are
e ective search systems based on access points via formal metadata (i.e. book
title, author name, publisher, year, etc). But even here user reviews and tags
may prove to have an important role.</p>
      <p>
        The long-term goal of the task is investigate user behaviour through a range
of user tasks and interfaces and to identify the role of di erent types of metadata
for di erent stages in the book search process. In order to take a step towards
this goal, the overall experiment structure, data-set, and interface were kept the
same as in 2015 [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Minor modi cations were made to the experiment structure
and interface to x speci c issues that had been identi ed in the ISBS 2015
track.
      </p>
      <p>For the Interactive task, the main research question is:
RQ : How do searchers use professional metadata and user-generated content
in book search?</p>
      <p>This can be broken down into a few more speci c questions:
RQ1 How should the UI combine professional and user-generated information?
RQ2 How should the UI adapt itself as the user progresses through their search
task?</p>
      <p>In this paper, we report on the setup and the results of the ISBS track 2016.
Section 2 lists the participating teams. The experimental setup of the task is
discussed in detail in Section 3 and the results in Section 4. We close in Section 5
with a summary and plans for 2017.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Participating Teams</title>
      <p>
        In order to make the results comparable to the 2015 run of the track, the 2016
Interactive Social Book Search (ISBS) track used fundamentally the same
methodology as in the 2015. Minor modi cations were made to the experiment structure
to address issues around participant time requirements and variety of tasks. A
small number of bugs were also xed in the multi-stage interface.
The track builds on the INEX Amazon/LibraryThing (A/LT) collection [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ],
which contains 1.5 million book descriptions from Amazon, enriched with content
from LT. This collection contains both professional metadata and user-generated
content.5
      </p>
      <p>Each book is identi ed by an ISBN. Since di erent editions of the same
work have di erent ISBNs, there can be multiple records for a single intellectual
work. The records contain title information as well as a Dewey Decimal Classi
cation (DDC) code (for 61% of the books) and category and subject information
supplied by Amazon. We note that for a sample of Amazon records the subject
descriptors are noisy, with a number of inappropriately assigned descriptors that
seem unrelated to the books.</p>
      <p>Each book record is originally represented as an XML le with elds like isbn,
title, author, publisher, dimensions, numberofpages and publicationdate. Curated
metadata comes in the form of a Dewey Decimal Classi cation in the dewey
eld, Amazon subject headings in the subject eld, and Amazon category labels
in the browseNode elds. The social metadata from Amazon and LT is stored in
the tag, rating, and review elds.
5 This collection is a subset of a larger collection of 2.8 million description. The subset
contains all book descriptions which have a cover image.</p>
      <p>The records are pre-processed and indexed into an Elastic Search instance,
which the frontend interface then uses. Both the professional metadata and
usergenerated content are indexed. For indexing and retrieval the default parameters
are used, which means stopwords are removed, but no stemming is performed.
The Dewey Decimal Classi cation numbers are replaced by their natural
language description. That is, the DDC number 573 is replaced by the
descriptor Physical anthropology. User tags from LibraryThing are indexed both as
text strings, such that complex terms are broken down into individual terms
(e.g. physical anthropology is indexed as physical and anthropology) and as
nonanalyzed terms, which leaves complex terms intact and is used for faceted search.
3.2</p>
      <sec id="sec-2-1">
        <title>Tasks</title>
        <p>The 2016 ISBS track uses the same main tasks as in 2015, an open-ended non-goal
task, and a more focused goal-oriented task. Additionally in 2016 participants
were given the choice of undertaking an additional optional task taken from the
list of tasks used in the 2016 SBS Suggestion track. The aim of this was to give
future SBS Suggestion tracks some actual user behaviour data.</p>
        <p>The training task developed for the 2015 track was used to ensure that
participants are familiar with all the functions o ered by the multi-stage interface.
The queries and topics used in the training task were chosen so as not to
overlap with the goal-oriented or additional task. However, a potential in uence on
the non-goal task cannot be ruled out. For all tasks, participants were asked to
describe their motivation for particular book selections in the book-bag.
The goal-oriented task contains ve sub-tasks ensuring that participants
spend enough time on nding relevant books. While the rst sub-task de nes
a clear goal, the other sub-tasks are more open giving the user enough room
to interact with and the available content and met-data options. The following
instruction text was provided to participants:</p>
        <p>Imagine you participate in an experiment at a desert-island for one
month. There will be no people, no TV, radio or other distraction. The
only things you are allowed to take with you are 5 books. Please search
for and add 5 books to your book-bag that you would want to read
during your stay at the desert-island:
{ Select one book about surviving on a desert island
{ Select one book that will teach you something new
{ Select one book about one of your personal hobbies or interests
{ Select one book that is highly recommended by other users (based
on user ratings and reviews)
{ Select one book for fun
Please add a note (in the book-bag) explaining why you selected each of
the ve books.</p>
        <p>
          The non-goal task is a repeat of the 2015 non-goal task [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ] and was originally
developed based on the open-ended task used in the iCHiC at CLEF 2013 [15]
and ISBS at CLEF 2014 [4]. The aim of this task is to investigate how users
interact with the system when they have no pre-de ned goal in a more exploratory
search context. It also allows the participants to bring their own goals or
subtasks to the experiment in line with the \simulated work task" idea [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ]. The
following instruction text was provided to participants:
        </p>
        <p>Imagine you are waiting to meet a friend in a co ee shop or pub or the
airport or your o ce. While waiting, you come across this website and
explore it looking for any book that you nd interesting, or engaging
or relevant. Explore anything you wish until you are completely and
utterly bored. When you nd something interesting, add it to the
bookbag. Please add a note (in the book-bag) explaining why you selected
each of the books.</p>
        <p>The additional task allowed the the participant to undertake an additional
task with a known-subject focus. Participants were shown one of the following
eight tasks:
South Africa You're interested in non- ction history books on the background
to and the actual time of the Boer War in South Africa. Search the collection
using any of the interface features to nd at least one book that meets these
criteria.</p>
        <p>Elizabethan You enjoy books covering the Elizabethan era (English monarch,
1558-1603) and have read books by George Garrett, e.g. \The Death of the
Fox" and \The Succession". You'd like to nd other books in this theme that
look engaging, either ction or non- ction. Search the collection using any
of the interface features to nd at least one book that meets these criteria.
Communication For a university project you're looking for books about
communication on the internet, that are well-written and well-researched. The
books could be about how communication in general has changed or how
language has changed. Search the collection using any of the interface features
to nd at least one book that meets these criteria.</p>
        <p>Painters You've read a few books about speci c paintings, i.e. \Portrait of Dr.</p>
        <p>Gachet" by Cynthia Saltzman, about the painting with the same name, by
Vincent Van Gogh, \Strapless" by Deborah Davis, about John Sargent's
painting of Virginie Gautreau and \The Lost Painting" by Jonathan Harr,
about a missing painting by Caravaggio. You'd like to nd more books about
speci c paintings. Search the collection using any of the interface features to
nd at least one book that meets these criteria.</p>
        <p>Complex Mystery You like reading mystery novels (including thriller, crime
and suspense) that have very complex plots. Search the collection using any
of the interface features to nd at least one book that meets these criteria.
Astronomy You're interested in astronomy and astrophysics, but have only
beginners knowledge on these subject. You're looking for good beginners
books on these two subjects. Search the collection using any of the interface
features to nd at least two books that meet these criteria and together cover
both astronomy and astrophysics.</p>
        <p>Romance Mystery You're interested in mystery and thriller novels that also
have romance. Search the collection using any of the interface features to
nd at least one book that meets these criteria.</p>
        <p>French Revoluation You've read \For Whom the Bell Tolls", which is set
during the Spanish Civil War and would now like to read a good ction
book set during the French Revolution. Search the collection using any of
the interface features to nd a book that meets these criteria.</p>
        <p>The tasks were taken from the LibraryThing discussion forums as \real"
tasks and were selected in order to create a data-set of user interactions that
could be used in future instances of the SBS Suggestion track, as the same tasks
are used in that track as well.
3.3</p>
      </sec>
      <sec id="sec-2-2">
        <title>Experiment Structure</title>
        <p>The experiment was conducted using the SPIRE system6 [5], using the ow
shown in Figure 1. When a participant started the experiment, they were
automatically assigned either to the non-goal or goal-oriented task. The SPIRE
system automatically balances allocations to ensure an even distribution of
participants to the two tasks. This is a change from the 2015 task, where participants
undertook both tasks. The reason for this change is that in 2015 there was
significant participant feedback indicating that overall the experiment was too long.
As the 2015 data showed no ordering in uences, the change is unlikely to have
any signi cant impact on the comparability of the two data-sets.</p>
        <p>A further change from the 2015 experiment is that each participating
institution was allocated their own instance of the experiment. This ensured that
the participant allocation was balanced for each institution, not only for the
experiment overall.</p>
        <p>Participant responses were collected in the following ve steps using a
selection of questionnaires:
{ Consent { all participants had to con rm that they understood the tasks
they would be asked to undertake and the types of data collected in the
experiment. Participants also speci ed who had recruited them;
{ Demographics { the following factors were acquired in order to characterise
the participants: gender, age, achieved education level, current education
level, and employment status;
{ Culture { to quantify language and cultural in uences, the following
factors were collected: country of birth, country of residence, mother tongue,
primary language spoken at home, languages used to search the web;
6 Based on the Experiment Support System { https://bitbucket.org/mhall/
experiment-support-system
{ Post-Task { in the post task questions, participants were asked to judge how
useful each of the interface components and meta-data parts that they had
used in the task were, using 5-point Likert-like scales;
{ Engagement { after participants had completed both tasks, they were asked
to complete O'Brien et al.'s [12] engagement scale.
3.4</p>
      </sec>
      <sec id="sec-2-3">
        <title>System and Interfaces</title>
        <p>
          As stated earlier, in 2016 only the multi-stage interface developed for ISBS 2015
[
          <xref ref-type="bibr" rid="ref3">3</xref>
          ] was used. It is built using the PyIRE7 workbench, which provides the required
functionality for creating interactive IR interfaces and logging all interactions
between the participants and the system. This includes any queries they enter,
the books shown for the queries, pagination, facets selected, books viewed in
detail, metadata facets viewed, books added to the book-bag, and books removed
from the book-bag. All log-data is automatically timestamped and linked to the
participant and task.
        </p>
        <p>The multi-stage interface used an IR backend implemented using
ElasticSearch8, which provided free-text search, faceted search, and access to the
individual books complete metadata.</p>
        <p>The aim of the multi-stage interface is to support users by taking the di
erent stages of the search process into account. The idea behind the multi-stage
interface design is supported by two theoretical components.
7 Python interactive Information Retrieval Evaluation workbench { https://
bitbucket.org/mhall/pyire
8 ElasticSearch { http://www.elasticsearch.org/</p>
        <p>Firstly, several information search process models look at stages in the search
process. A well-known example is Kuhlthau [11], who discovered \common
patterns in users' experience" during task performance. She developed a model
consisting of six stages, which describe users' evolving thoughts, feelings and
actions in the context of complex tasks. Vakkari [17] later summarized Kuhlthau's
stages into three categories (pre-focus, focus formulation, and post-focus), and
points to the types of information searched for in the di erent stages.</p>
        <p>The multi-stage search interface constructed for iSBS was inspired by [17]. It
includes three distinct panels, potentially supporting di erent stages: browse, in
which users can explore categories of books, search, supporting in-depth
searching, and book-bag, in which users can review and re ne their book-bag selections.</p>
        <p>Secondly, when designing a new search interface for social book search it has
also been relevant to look more speci cally at the process of choosing a book
to read. A model of decision stages in book selection [14] identi es the
following decision stages: browse category, selecting, judging, sampling, and sustained
reading. This work supports the need for a user interface that takes the di erent
search and decision stages into account. However, the di erent stages in [14]
closely relate to a speci c full text digital library, and therefore the model was
not applicable to the present collection.</p>
        <p>When the multi-stage interface rst loads, participants are shown the browse
stage ( g. 2), which is aimed at supporting the initial exploration of the
dataset. The main feature to support the free exploration is the hierarchy browsing
component on the left, which shows a hierarchical tree of Amazon subject
classi cations. This was generated using the algorithm described in [6], which uses
the relative frequencies of the subjects to arrange them into the tree-structure
with the most-frequent subjects at the top of the tree. The search result list
is designed to be more compact to allow the user to browse books quickly and
shows only the book's title and aggregate ratings (if available). Clicking on the
book title showed a popup window with the book's full meta-data using the
same layout and content as used in the baseline interface's search result list.</p>
        <p>Participants switched to the search stage by clicking on the \Search" section
in the gray bar at the top. The search stage ( g. 3 uses the same interface as the
baseline with only two di erences. The rst is that as the book-bag is a separate
stage, it is not shown on the search stage interface itself. The second is that if
the participants select a topic in the browse stage, this topic is pre-selected as a
lter for any queries in the blow box to the left of the search box. Participants
can click on that box to see a drop-down menu of the selected topic and its
parent topics. Participants can select a higher-level topic to widen their search.</p>
        <p>The nal stage is the book-bag shown in Figure 4, where participants review
the books they have collected and can provide the notes for each book. For each
book, four buttons were provided that allowed the user to search for similar
books by title, author, topic, and user tags. The similar books are shown on the
right using the same compact layout as in the browse stage. As in the browse
stage, clicking on a book in that list shows a popup window with the book's
details.
3.5</p>
      </sec>
      <sec id="sec-2-4">
        <title>Participants</title>
        <p>A total of 111 participants were recruited (see Table 1), 51 female and 60 male.
65 were between 18 and 25, 29 between 26 and 35, 16 between 36 and 45, 1
between 46 and 55. 31 were in employment, 2 unemployed, 77 were students
and 1 selected other. Participants came from 15 di erent countries (country of
Fig. 4. Multistage interface { Book-bag view with the books the user has selected
in the main area. For each book a free-text annotation area is provided. Selecting
one of the buttons shows a list of similar books for the selected aspect (title,
authors, subject, user-tags).
birth), with a wide geographical spread including China (27), UK (25), Norway
(14), Germany (13), India (11), and Denmark (10). Participants were residents
of 8 di erent countries that mirrored the participating team's locations (China,
UK, Germany, Norway, Denmark, India, Taiwan). Participants mother tongues
included Chines, English, German, Norwegian, Danish, and 8 others.</p>
        <p>56 participants were allocated to the goal-oriented task, while 55 undertook
the non-goal task. 22 participants only undertook the required task, while 89
undertook both the required an additional tasks. For the additional task, Table
2 shows the distribution of participants to the 8 additional tasks.
Participants were invited by the individual teams, either using e-mail or by
recruiting students from a lecture or lab. Where participants were invited by
email, the e-mail contained a link to the online experiment, which would open in
the participant's browser. Where participants were recruited in a lecture or lab,
the experiment URL was distributed using e-learning platforms. The following
browsers and operating systems had been tested: Windows, OS X, Linux using
Internet Explorer, Chrome, Mozilla Firefox, and Safari. The only di erence
between browsers was that some of the graphical re nements such as shadows are
not supported on Internet Explorer and fall back to a simpler line-based display.</p>
        <p>After participants had completed the experiment as outlined above (3.3),
they were provided with additional information on the tasks they had
completed and with contact information, should they wish to learn more about the
experiment. Where participants that completed the experiment in a lab, teams
were able to conduct their own post-experiment process, which mostly focused
on gathering additional feedback on the system from the participants.
4</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Results</title>
      <p>Based on the participant responses and log data we have aggregated summary
statistics for a number of basic performance metrics.</p>
      <p>Session length was measured automatically using JavaScript and stored with
the participants' responses. Table 3 shows median and inter-quartile ranges for
all tasks. With the exception of the french revolution additional task, it is clear
that the known-subject additional tasks are signi cantly easier and faster to
complete. Why the french revolution tasks has such a higher time requirement
requires further study. For the non-goal and goal-oriented tasks the task duration
matches the results from the 2015 data, indicating that the experiment is stable
and the data comparable.
Number of queries was extracted from the log-data. Queries could be issued
by typing keywords into the search box or by clicking on a meta-data eld to
search for other books with that meta-data eld value. Both types of query
have been aggregated and Table 4 shows the number of queries for each task.
There is a clear di erence between the non-goal and the goal-oriented task.
On the additional tasks, more analysis is needed to investigate why the south
africa, complex mystery, and romance mystery tasks have such low values for
the number of queries. However, for the other additional tasks, it is clear that as
far as complexity of the task and number of queries required, they lie between
the non-goal and goal-oriented tasks.
Number of books collected was extracted from the log-data. Participants
collected those books that they felt were of use to them. The numbers reported
in Table 5 are based on the number of books participants had in their book-bag
when they completed the session, not the total number of books collected over
the course of their session, as participants could always remove books from their
book-bag in the course of the session.</p>
      <p>The number of books collected is clearly determined by the task, although the
elizabethan and south africa, and communication tasks have di erent potential
interpretations on how many books are needed to satisfy the task. As is to be
expected, the non-goal task shows the highest variation in the number of books
collected, as participants were completely free to de ne what \success" meant
for them in that task.
5</p>
    </sec>
    <sec id="sec-4">
      <title>Conclusions and Plans</title>
      <p>This was the third year of the SBS Lab Interactive Track. Our goal remains
to investigate how users deal with professional metadata and user-generated
content when searching for books. The track makes use of a large collection of
book descriptions from Amazon and LibraryThing with a mixture of professional
metadata in the form of subject descriptors and classi cation codes and
usergenerated content in the form of user reviews, tags and ratings. Because search
processes often consist of multiple stages, we developed an interface to identify
and analyse these di erent stages. The multistage interface provides three
components. The rst provides a broad overview of the collection, the second allows
the user to look at search results in a more detailed view, and the nal part
allows the user to directly compare selected books in great detail.</p>
      <p>The overview results clearly indicate that the results are in-line with the 2015
results, making it possible to handle both data-sets as one meta-data set. The
inclusion of the optional additional tasks has also shown how the kind of
realworld tasks di er in behaviour from the goal-oriented task used as the baseline.</p>
      <p>Plans for the next year are to update the data-set to be more current and to
investigate more tasks and interfaces as well as interface components.
of Lecture Notes in Computer Science, pages 192{211. Springer Berlin
Heidelberg, 2013. ISBN 978-3-642-40801-4. doi: 10.1007/978-3-642-40802-1 23.</p>
      <p>URL http://dx.doi.org/10.1007/978-3-642-40802-1_23.
14. K. Reuter. Assessing aesthetic relevance: Children's book selection in a
digital library. JASIST, 58(12):1745{1763, 2007.
15. E. Toms and M. M. Hall. The chic interactive task (chici) at
clef2013.
http://www.clef-initiative.eu/documents/71612/1713e643-27c34d76-9a6f-926cdb1db0f4, 2013.
16. E. G. Toms and M. M. Hall. The CHiC Interactive Task (CHiCi) at
CLEF2013. In CLEF 2013 Evaluation Labs and Workshop, Online Working
Notes, 2013.
17. P. Vakkari. A theory of the task-based information retrieval process: a
summary and generalisation of a longitudinal study. Journal of documentation,
57(1):44{60, 2001.</p>
    </sec>
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