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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>A Novel Fitness Improvement Method for Mined Business Process Models</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Yaguang Sun</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Bernhard Bauer</string-name>
          <email>bernhard.bauerg@informatik.uni-augsburg.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Software Methodologies for Distributed Systems, University of Augsburg</institution>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <fpage>25</fpage>
      <lpage>32</lpage>
      <abstract>
        <p>Business process model discovery (BPMD) is a signi cant research topic in the business process mining area. The present BPMD techniques encounter great challenges while dealing with real-life event logs that contain complex process behaviors. As a result, non- tting process models might be obtained. In this paper, we propose a new mechanism for locating and handling the process behaviors recorded in event logs which cannot be expressed by the utilised model discovery algorithms.</p>
      </abstract>
      <kwd-group>
        <kwd>Business Process Mining</kwd>
        <kwd>Business Process Model Discovery</kwd>
        <kwd>Process Model Fitness Improvement</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        As one of the most important research directions in business process mining
area, the present business process model discovery (BPMD) techniques meet
great challenges while trying to mine process models from real-life event logs
that usually stem from the business processes implemented in highly exible
environments, e.g., healthcare, customer relationship management (CRM) and
product development [
        <xref ref-type="bibr" rid="ref1 ref3">1, 3</xref>
        ]. Such real-life logs often contain complex process
behaviors and utilising existing BPMD techniques to mine these logs might
generate non- tting process models.
      </p>
      <sec id="sec-1-1">
        <title>The mining algorithm enhancement-based strategy has been put forward in</title>
        <p>the literature for solving the problem of low- tness process models mined from
real-life event logs. Such a strategy aims at improving the expressive ability of
existing BPMD algorithms or developing new algorithms that are able to model
more complex work ow patterns.</p>
        <p>In this paper, we develop a new method which inherits the basic idea of
mining algorithm enhancement-based strategy for assisting the present BPMD
techniques in generating high- tness process models from real-life event logs. In
our method, the tness improvement problem for the inaccurately mined process
models is surveyed from a new perspective and rede ned as an issue of locating
the inexpressible process behaviors recorded in event logs and then transforming
them into expressible behaviors for the utilised BPMD algorithms. The structure
of the main contents of this paper is organised as:
Copyright c by the paper's authors. Copying permitted only for private and academic
purposes.
- In Section 2, a novel method named IDC is put forward which is able to
help the employed BPMD techniques mine more tting process models from
real-life logs.
- In Section 3, we carry out the proposed method IDC on an example event
log to test the correctness and e ectiveness of it.
- In Section 4, the related work from the academia is reviewed.
- In Section 5, a conclusion together with the future problems that we are
going to solve are elaborated.
2</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>Approach Design</title>
      <p>We rstly introduce a method for detecting and structuring the process
behaviors from real-life event logs in Section 2.1. Afterwards, based on the method
presented in Section 2.1 a heuristic technique named IDC for helping the utilised
BPMD algorithms mine more tting process models is put forward in Section
2.2.
2.1</p>
      <p>Construct Process Behavior Space (PBS)
Business process behaviors from real-life event logs cannot be analysed before
they are extracted and structured in an appropriate form. We solve the PBS
construction problem by providing the following two concepts:</p>
      <sec id="sec-2-1">
        <title>De nition 1. (behavior-related activity)</title>
        <p>Let SA be the set of activities for event log E. Let E represents a direct relation
between any two activities from SA. For instance, for two activities a; b 2 SA,
a E b = true if activity a is directly followed by b at least once in E. Symbol
)E represents a behavior-based relation between any two activities from SA.
For two activities c; d 2 SA, c )E d = true if c E d = true or d E c = true
and d is also called a behavior-related activity of c.</p>
      </sec>
      <sec id="sec-2-2">
        <title>De nition 2. (behavior-related sub-trace)</title>
        <p>Let SA be the set of activities and ST be the multiset of traces for event log E.
Let t 2 ST be a trace from E, st v t be a sub-trace of t and SAst be the set of
activities for st. Given an activity a 2 SA, st is a behavior-related sub-trace of
a if 8b 2 SAst ^ b 6= a such that a )E b and 9c 2 SAst such that c = a.</p>
        <p>Take a simple event log E1 = f&lt; l1; m1; n1; x1; y1; z1 &gt;15; &lt; l1; n1; m1; y1; z1 &gt;15
; &lt; l1; m1; x1 &gt;3; &lt; l1; n1; m1; z1 &gt;5g (utilised for the rest of Section 2) as an
example. According to De nition 1, the activity n1 from E1 has three behavior-related
activities which are activity l1, m1 and x1. Then, according to De nition 2, a set
of behavior-related sub-traces f&lt; l1; m1; n1; x1 &gt;15; &lt; l1; n1; m1 &gt;20g for activity
n1 can be extracted from E1. Let : (ST +; SA+; SA) ! SBT be a function
for nding all of the behavior-related sub-traces for a speci c activity from a
given trace, where ST + represents the set of traces, SA+ represents the set of all
possible sets of behavior-related activities, SA represents the set of activities and
SBT stands for the set of all possible multisets of behavior-related sub-traces.
The PBS construction procedure is described in Algorithm 1.
Algorithm 1 Construct the PBS for a speci c event log E (CPBS)
In this subsection, we rstly de ne a new concept called activity environment
item. Afterwards, a new algorithm named IDC that is able to assist in
detecting and converting the inexpressible process behaviors related to one particular
activity is presented.</p>
      </sec>
      <sec id="sec-2-3">
        <title>De nition 3. (activity environment item)</title>
        <p>Let SA be the set of activities from event log E, activity a, b and c are three
activities from SA, the tuple (b; c) is an environment item of activity a if 9t 2 E
such that &lt; b; &lt; a : : : &gt;; c &gt;v t, where t stands for a trace from E and &lt; a : : : &gt;
represents a sub-trace that only consists of activity a.</p>
        <p>Take the event log E1 mentioned in Section 2.1 as an example. According to
De nition 3, the activity n1 2 E1 has two types of environment items which are
(m1; x1) and (l1; m1). Activity l1 2 E1 also has two types of environment items
that are (null; m1) (the value null indicates that l1 appears as a starting activity)
and (null; n1). Let : (SA; SBT ) ! SEI+ be an environment item searching
function for a speci c activity, where SA represents the set of activities, SBT
represents the set of all multisets of behavior-related sub-traces and SEI+ stands
for the set of all sets of environment items. Let : (SA; SEI; SBT; SNA) ! SBT
be an activity conversion function, where SEI stands for the set of environment
items and SNA represents the set of activity names. Given an activity, function
is capable of converting this activity into a new activity (with a new name)
under a certain environment in all of the behavior-related sub-traces of the given
activity. For the activity n1 2 E1, given an environment item ei = (m1; x1)
of n1, the set of behavior-related sub-traces BSTn1 = f&lt; l1; m1; n1; x1 &gt;15; &lt;
l1; n1; m1 &gt;20g of n1 and a new activity name n1 0, (n1; ei; BSTn1 ; n1 0) = f&lt;
l1; m1; n1 0; x1 &gt;15; &lt; l1; n1; m1 &gt;20g. Let SST be the set of all possible multisets
of traces, : SST ! SM be a work ow discovery algorithm, where SM is the
set of process models. : (SM; SST ) ! SV represents a process model tness
evaluation schema with an input of a process model and its relevant set of traces
and an output of an assessed value from SV (the set of all possible values output
by ). The details of IDC is described in Algorithm 2.</p>
        <p>For a speci c activity a from log E, the algorithm IDC rstly obtains the
set of behavior-related sub-traces BSTa for a through step 3, the set of
environment items SEIa for a by step 4 and the tness of the behavior-related model
(by mining the generated set of behavior-related sub-traces BSTa) of a by step
5. Afterwards, steps 6 13 try to nd the environment item of a under which
converting a into ai in the set of behavior-related sub-traces of a will help
generate a behavior-related model (by mining BSTt) with maximal tness and the
discovered environment item is put in eit and the value of the maximal tness
is stored by f2. Then, it is checked if the tness improvement acquired is larger
than or equal to a threshold by step 14. If this is the case, the environment
item is put in set SEIr (step 17) which will be nally output by IDC. The
original set of behavior-related sub-traces is updated (step 16) by transforming the
relevant activity under the found environment which is removed from SEIa later
by step 18 and IDC continues to search for the next environment item if SEIa
is not empty and the tness of the new behavior-related model is less than a
target value ". Otherwise, the technique IDC stops.
3</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Evaluation</title>
      <p>
        In our experiment, we utilise the Heuristics Miner (HM) [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] from ProM 61 for
mining process models from event logs. At present, several application instances
[9{14] of the mining algorithm enhancement-based strategy (introduced in Section
1) have been put forward in the literature. These proposed methods are able to
help mine high- tness process models expressed by Petri net [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]. However, few
e orts have been made to help the HM mine high- tness models. According
to [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ], the HM which expresses process model by Heuristics net is one of the
most popular BPMD tools in the ProM framework and this is why we adapt our
technique to HM for the evaluation. Adapting our technique to other BPMD
algorithms will be a future job. Furthermore, we use the ICS tness [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] for
assessing the accuracy of the mined models because it has a computationally
e cient calculative process.
      </p>
      <p>We tested the correctness and e ectiveness of our technique by utilising an
example event log Ee. As shown in Figure 1, log Ee has nine activities and 523
traces and the process model generated by implementing the HM on Ee has a
low ICS tness value which is 0.7748.</p>
      <p>In the process of our experiment, we rstly utilise the algorithm CPBS
(introduced in Section 2.1) to build the PBS for log Ee. Afterwards, the algorithm
IDC (introduced in Section 2.2) is used to analyse the built PBS for discovering
the activities together with their relevant environment items that are the main
factors to turn out the inexpressible process behaviors for HM in log Ee. The
model tness threshold " is set to 1 and the model tness improvement threshold
is set to 0:3 for IDC.</p>
      <p>According to Figure 2, the method IDC nds that the activity F under
environment (D; E) and (H; I) in log Ee is the key factor for generating the
process behaviors that cannot be expressed by HM. With this discovery from
IDC, we replace the activity F under environment (H; I) by a new activity
named F0 and the activity F under environment (D; E) by using F1 in log Ee so
1 http://www.promtools.org.
An Example Event Log : Ee</p>
      <p>&lt;A, B, C, D, F, E, G&gt;1
&lt;A, B, C, D, E, H, F, I, G&gt;64
&lt;A, B, C, F, D, E, H, I, G&gt;78
&lt;A, B, C, D, F, E, H, I, G&gt;247</p>
      <p>&lt;A, B, C, D, E, H, I, G&gt;3
Newly Generated Log : Ee*</p>
      <p>&lt;A, B, C, D, F1, E, G&gt;1
&lt;A, B, C, D, E, H, F0, I, G&gt;64
&lt;A, B, C, F, D, E, H, I, G&gt;78
&lt;A, B, C, D, F1, E, H, I, G&gt;247
&lt;A, B, C, D, E, H, I, G&gt;3</p>
      <p>ICS Fitness : 0.7748</p>
      <p>D</p>
      <p>F</p>
      <p>Process Model Generated by Heuristics Miner
A</p>
      <p>B</p>
      <p>C</p>
      <p>E</p>
      <p>H</p>
      <p>I</p>
      <p>G
A</p>
      <p>B</p>
      <p>C
ICS Fitness : 0.9987</p>
      <p>Process Model Generated by Heuristics Miner</p>
      <p>D</p>
      <p>F1</p>
      <p>E</p>
      <p>H</p>
      <p>I
F0</p>
      <p>F</p>
      <p>
        G
that a new log Ee (in Figure 2) can be generated. As shown in Figure 2, a more
tting process model (with a tness value 0.9987) is output by HM executed on
the newly generated log Ee . This positive evaluation results indicate that our
technique IDC successfully locate the inexpressible process behaviors from Ee
for HM.
In the literature, several e ective techniques stemming from the mining
algorithm enhancement-based strategy have been devised. Most of these presented
techniques are developed to mine tting process models expressed by Petri net.
The authors in [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] put forward the State-based Region Miner which is able to
generate di erent categories of place-irredundant Petri nets from the transition
systems and assure the tness of the generated Petri nets. In [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ], the authors
point out that the BPMD approaches partly based on heuristic methods cannot
guarantee an accurate mining results. Then, they develop a series of methods
for adapting the technique of Petri net synthesis to the BPMD area so that
the advantage from the Petri net synthesis can be utilised to mine high tness
process models from real-life event logs. The authors in [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] propose the ILP
Miner based on the idea that places can restrict the possible ring sequences
of a Petri net. The ILP Miner assures to mine highly tting Petri nets whose
sizes are independent of the number of events in the event logs. The authors
in [
        <xref ref-type="bibr" rid="ref12 ref13">12, 13</xref>
        ] put forward the Inductive Miner which guarantees to return a tting
model that is also sound. The process model repair technique is presented by
the authors in [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] for generating a high- tness process model. Such a technique
tries to divide the original log into several sublogs with non- tting subtraces.
For every sublog, a sub-model is obtained and added to the original model at
the appropriate place.
5
      </p>
    </sec>
    <sec id="sec-4">
      <title>Conclusion</title>
      <p>In this paper, we mainly proposed a technique IDC for helping detect and
convert the inexpressible process behaviors for the utilised BPMD techniques from
particular real-life event logs. Through the evaluation results from Section 3, we
demonstrated the e ectiveness of our technique.</p>
      <p>A tting model might still be complex. Our future job will be focused on
designing a new trace clustering technique [2{6] that contains two steps where
the rst step focuses on building sub-models with lower complexity and the
second step focuses on improving the accuracy of the mined sub-models by using
the technique proposed in this paper. In the meantime, we will also validate our
method on some other real-life cases.</p>
    </sec>
  </body>
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