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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Selection of the Optimal Parameters of the Process for Thermal Laser Treatment of Metals for Creating the Molten Pool with a Required Depth</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Marina V. Polonik</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Olga V. Dudko</string-name>
          <email>dudko@iacp.dvo.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Far Eastern Federal University</institution>
          ,
          <addr-line>Sukhanova str. 8, 690950 Vladivostok, Russian Federation</addr-line>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Institute of Automation and Control Processes of Far Eastern Branch of RAS</institution>
          ,
          <addr-line>Radio str. 5, 690041 Vladivostok, Russian Federation</addr-line>
        </aff>
      </contrib-group>
      <fpage>768</fpage>
      <lpage>778</lpage>
      <abstract>
        <p>In the paper we examine the problem of optimization of parameters of technological process for obtaining a molten pool with a needed depth on the surface of the metal sample under the thermal local laser treatment. A mathematical model of heat distribution during thermal laser treatment is simplified to a linear problem of heating a half-space, that can be used for plates of finite thickness. Despite a number of assumptions, this approach gives satisfactory qualitative and quantitative understanding of the heating stage. The accepted model allows us to control the quality criteria of the surface layer and, above all, its main feature - the depth of the molten pool by selecting the optimal parameters of laser radiation. To solve the optimization problem the algorithm based on the scanning method of the search space (the zero-order method of conditional optimization) has been built. The obtained results can be used both as preliminary recommendations for setting variable parameters of the real technological process and as prediction of phase and structural states of the irradiated material.</p>
      </abstract>
      <kwd-group>
        <kwd>optimization of technological process</kwd>
        <kwd>thermal laser treatment</kwd>
        <kwd>power</kwd>
        <kwd>molten pool</kwd>
        <kwd>melting temperature</kwd>
        <kwd>boiling temperature</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>In the modern industry the laser treatment of the materials has already become quite
common. Such processes as laser cutting, welding, punching, marking, etc. have been
widely used. The application of fiber lasers is the most effective, due to their small size,
ease of use and the possibility of pervasion into difficult accessible places [1–3]. In
addition, the fiber lasers of the new generation are of high quality of optical radiation, of
high power and high speed of the scanning on the material surface. Modern laser
technologies are complicated and depend on many factors. The same technological process
can not proceed under the absolutely same conditions. Therefore, the development of
Copyright c by the paper’s authors. Copying permitted for private and academic purposes.
In: A. Kononov et al. (eds.): DOOR 2016, Vladivostok, Russia, published at http://ceur-ws.org
a set of recommendations for the specific equipment to ensure successful achievement
of the technological process results is an important task.</p>
      <p>One of the popular laser thermal processing (laser scanning on the material surface)
is the formation of a molten pool with different configurations and sizes in the surface
layer of the sample [3]. Thermal material parameters (density, heat capacity, thermal
conductivity, thermal diffusivity, melting temperature, boiling temperature, etc.), the
geometric sizes of the sample, and the technological possibilities of the laser (lower and
upper power limits of the laser treatment, the minimum and maximum spot radius
of the laser radiation, etc.) affect the outcome of the process. Also an important
factor is the action time (the exposure time of laser radiation). Experimental selection of
variable parameters for obtaining a molten pool of a required size is a laborious,
expensive and sometimes impossible process. Therefore, mathematical modeling and solving
optimization problems, which arise in the solution of this issue, are always relevant.</p>
      <p>In this paper the problem of choosing the optimal parameters of the thermal laser
treatment for obtaining a molten pool with geometric sizes, which are the closest to the
required, is examined. The calculations are carried out in the framework of the
mathematical model of heat distribution under the local heating of the material (structural
steel A) by laser treatment. The source of laser treatment is considered to be an
impulse one. The source treatment power varies in the range from 20 to 1000 watts, the
treatment time – from 0.01 to 0.1 sec, the laser spot radius of 0.0025 to 0.005 meters.
Since the increasing of the laser source power and the treatment time lead to growing
the depth of the molten pool and uncontrolled rising in the temperature on the surface
of material until its boiling and vaporization, one of the main constraints on the
process result is the condition that the material must not boil at the surface of the molten
pool.
1</p>
    </sec>
    <sec id="sec-2">
      <title>The mathematical model of heat distribution during thermal laser treatment</title>
      <p>
        Conducting technological operation is determined by the specific impact of the laser
radiation on the material (depends on the selected device) and specified features of
a technological problem. The power, wavelength and time of radiation exposure are
usually considered as the main parameters [4] among many characteristics of laser
radiation. Here we examine the process of thermal action of the radiation, heating the
object to a specific temperature, therefore the laser radiation power P is assumed as
the main characteristic. The pulse power and mean power are considered for pulsed
lasers. The mean power depends on the pulse time and frequency. The working object
is heated to the temperature T , which is determined by the power density Q of
absorbed radiation. The distribution of Q on the irradiated surface S can be specified
in the various forms. For example [5], the absorbed power density Q with the uniform
distribution law is directly proportional to the product of the radiation power P0 by
a coefficient of surface absorption of laser radiation A and inversely proportional to
the square of the irradiated zone S. For calculations a Gaussian distribution law of the
absorbed power density within the irradiated zone usually used most often [6]:
Q = Aqmaxe−κr2 ,
(
        <xref ref-type="bibr" rid="ref1">1</xref>
        )
where qmax – the highest heat flux to the beam axis, r – the radial distance from the
beam axis to a point of the irradiated surface, κ – the coefficient characterizing the
shape of a Gaussian probability curve on the irradiated surface (κ = 1/r02, where r0 –
the radius of the laser spot). The value of qmax in (
        <xref ref-type="bibr" rid="ref1">1</xref>
        ) depends on the concentration of
heat flux zone. If this area is r ∈ [0, ∞), then qmax = P0/(πr02) [5]. To calculate the
local effects at r ∈ [0, r0] the highest heat flux is determined by the dependence
where r = √X 2 + Y 2, {X, Y, Z} – Cartesian coordinates with origin at the center of
the laser spot on the material surface, the axis Z coincides with the beam axis,
perpendicular to the surface of the heated material and directed into the interior (Fig. 1),
t – the time, ∇2 – Laplace operator.
(
        <xref ref-type="bibr" rid="ref2">2</xref>
        )
(
        <xref ref-type="bibr" rid="ref3">3</xref>
        )
Y
      </p>
      <p>LASER
0</p>
      <p>R
H
h
Z
r0
r</p>
      <p>X</p>
      <p>
        Equation (
        <xref ref-type="bibr" rid="ref3">3</xref>
        ) is valid for strong absorption of radiation, when the depth δ of light
pervasion into the material is much smaller than the thickness h of the heated layer:
h ≫ δ (δ = α−1, h ≫ aτ , α – the light absorption coefficient, a – the heat diffusivity
of the material, τ – the pulse width, h – the material thickness). For metals the optical
radiation with wave length λ = 10−1 ÷ 103 m is absorbed in a layer with thickness
δ = 10−6 ÷ 10−5 cm.
      </p>
      <p>The boundary condition on the surface Z = 0 specifies the action of surface source
[6]:
−k
∂T (r, Z, t)
∂Z</p>
      <p>Z=0
=
(1 − Kref )q(r, t), r 6 r0,
0, r &gt; r0,
where q(r, t) – the radiation power density on the body surface, Kref – the surface
reflection coefficient for the metal in the zone of influence of the laser radiation (1 −
Kref = A), (1 − Kref )q(r, t) – the absorbed specific radiation flux, k – the thermal
conductivity of the material.</p>
      <p>
        The solution of the problem (
        <xref ref-type="bibr" rid="ref3">3</xref>
        )–(
        <xref ref-type="bibr" rid="ref4">4</xref>
        ) under the condition
      </p>
      <p>
        ∂T (r, Z, t)|r=∞ = ∂T (r, Z, t)|Z=∞ = ∂T (r, Z, t)|t=0 = T0
allows to specify the relationship between the temperature T (r, Z, t) of the irradiated
material with the power density of the laser radiation q(r, t). In (
        <xref ref-type="bibr" rid="ref5">5</xref>
        ) T0 denotes the
initial temperature of the irradiated body. The real space-time distribution of the laser
radiation q(r, t) is usually approximated by various functions [6]. Here we use the
dependence
q(r) = qmaxe−r2/r02 ,
q(t) = const.
      </p>
      <p>
        Assuming impulse heating, when r0 ≫ √aτ , a solution of (
        <xref ref-type="bibr" rid="ref3">3</xref>
        )–(
        <xref ref-type="bibr" rid="ref6">6</xref>
        ) is the dependence
T (r, Z, t) = kA√r0π qmax arctan
2√at
r0
+ T0,
r = 0,
      </p>
      <p>Z = 0.</p>
      <p>
        Formula (
        <xref ref-type="bibr" rid="ref7">7</xref>
        ) is also used to calculate the threshold power density at a certain
threshold temperature Tth (melting point, boiling point, etc.):
qth = (Tth − T0)
      </p>
      <p>Ar0 arctan
k√π
2√at
r0
−1</p>
      <p>
        (
        <xref ref-type="bibr" rid="ref4">4</xref>
        )
(
        <xref ref-type="bibr" rid="ref5">5</xref>
        )
(
        <xref ref-type="bibr" rid="ref6">6</xref>
        )
(
        <xref ref-type="bibr" rid="ref7">7</xref>
        )
(
        <xref ref-type="bibr" rid="ref8">8</xref>
        )
(
        <xref ref-type="bibr" rid="ref9">9</xref>
        )
      </p>
      <p>
        On the surface of the irradiated material (r 6= 0, Z = 0) the solution of problem
(
        <xref ref-type="bibr" rid="ref3">3</xref>
        )–(
        <xref ref-type="bibr" rid="ref6">6</xref>
        ) is the dependence
where Erfc Z/(2√at) – the additional integral function of the probability integral.
      </p>
      <p>
        At the depth of the irradiated material (r 6= 0, Z 6= 0) we obtained the solution of
problem (
        <xref ref-type="bibr" rid="ref3">3</xref>
        )–(
        <xref ref-type="bibr" rid="ref6">6</xref>
        ) for the temperature
      </p>
      <p>T (r, Z, t) =</p>
      <p>qmaxe−r2/r02 Erfc
T (r, Z, t) =</p>
      <p>qmaxe−r2/r02 Erfc
2A√at</p>
      <p>k
2A√at
k</p>
      <p>Z
2√at</p>
      <p>
        The relations (
        <xref ref-type="bibr" rid="ref10">10</xref>
        ) and (
        <xref ref-type="bibr" rid="ref2">2</xref>
        ) allow us to write the relationship between temperature
T and basic parameters of the laser treatment (P0, r0, t):
      </p>
      <p>T (P0, r0, t, r, Z) =
2A√at
k
Here the problem of choosing the optimal parameters of a technological process for
creating the molten pool by pulsed laser thermal treatment is formulated. For this
purpose a formalism similar to [8–10] is used. The laser treatment power P0, the spot
radius r0 and the action time t of the laser radiation are taken as variable parameters.
The vector of varied parameters is defined as</p>
      <p>x = (x1, x2, x3),
where x1 = P0, x2 = r0, x3 = t. The variable parameters (14) are limited by the
inequalities</p>
      <p>ximin 6 xi 6 ximax, i = 1, 3.</p>
      <p>In (15) the minimum and maximum values for each parameter xi must be set by taking
into account the technical capabilities of the equipment. In this paper the characteristics
of industrial fiber laser with a maximum power of 1000 W [7] are selected for modeling.</p>
      <p>Output parameters characterizing the creation process of the molten pool are
denoted as</p>
      <p>
        y(x) = (y1, y2, y3),
where y1 = Tc(x) – the temperature in the spot center on the plate surface (calculated
from (
        <xref ref-type="bibr" rid="ref11">11</xref>
        ) at Z = r = 0), y2 = R(x) – the radius of the molten spot on the plate
surface (calculated from (13) at Tth = Tf ) and y3 = H(x) – the depth of the molten
pool (implicit function, calculated from equation T (x, H(x)) = Tf at r = 0). For output
parameters (16) the following requirements are set:
yjmin &lt; yj(x) &lt; yjmax, j = 1, 3.
(13)
(14)
(15)
(16)
The limits for the searching parameter yj in (17) are set to satisfy the feasibility
conditions of results of the technological process:
      </p>
      <p>1) the material temperature in the center of the laser spot on the sample surface
must be greater than the melting point and less then the boiling point:</p>
      <p>Tf &lt; Tc(x) &lt; Tb;
2) the radius of the molten pool on the sample surface must be greater than zero
and less than the radius of the laser spot:
0 &lt; R(x) &lt; r0;
0 &lt; H(x) &lt; H∗.</p>
      <p>3) the depth of of the molten pool must be greater than zero and less than the
target value H∗:</p>
      <p>The problem is to choose the parameters x so that the feasibility conditions of the
technological process would be satisfied and the depth of the molten pool H(x) would
be close to a given value H∗.</p>
      <p>Using the notation adopted above, the statement of the problem can be written in
the form [8–10]:</p>
      <p>x = arg xm∈Dinx |y3(x) − H∗|,
where the allowable set Dx in the space of variable parameters, for which the constraints
(15) and the conditions of feasibility of the process (17) are satisfied, has the form
Dx =
x | xmin 6 x 6 xmax, ymin &lt; y(x) &lt; ymax .
(19)</p>
      <p>Thus, the solving of the problem (18)–(19) lies in searching such set of variable
parameters x = (x1, x2, x3), at which the minimum of the objective function ΔH(x) is
achieved:</p>
      <p>ΔH(x) = |y3(x) − H∗| .</p>
      <p>For solving the optimization problem with constraints of a special kind [11] a
scanning method of the search space (the zero-order conditional optimization) on a discrete
set of values x and y(x) is used. Step dxi for each of the variable parameters xi is
assumed constant. The solution algorithm is presented in block diagram form in Fig. 2.
The use of first or second-order optimization methods in this case is rather difficult
because of the complex form of model relations.</p>
      <p>BLOCK 1 performs the calculation of the discrete set of the output parameters yj (x)
(j = 1, 2, 3) at each grid point (x1, x2, x3), at the same time the conditions of successful
feasibility of technological process (17) are checked for each yj . If all conditions (17) are
met, the current point of space x and the corresponding y are suitable and recorded
to the row n in the two-dimensional array {x; y} (n – counter of suitable iterations).</p>
      <p>BLOCK 2, separately allocated on the scheme as part of BLOCK 1, contains the
evaluation of the values y3 = H(x), given in implicit form by the equation T (x, H(x)) =
Tf , which can be solved with respect to H by dichotomy method.</p>
      <p>In the BLOCK 3, the values ΔH = y3k(xk) − H∗ are calculated for the all saved
sets {xk; yk} (k = 1, 2, ...n). Then, the minimum is determined among all of ΔH, and
(18)
(20)
FALSE</p>
      <p>x2=x2+dx2; x3=x3min
Tm &lt; y1 &lt; Tb</p>
      <p>TRUE</p>
      <p>Tth=Tm</p>
      <p>y2=R(x1,x2,x3)
y2min &lt; y2 &lt; y2max
y3=H(x1,x2,x3)</p>
      <sec id="sec-2-1">
        <title>BLOCK 2</title>
      </sec>
      <sec id="sec-2-2">
        <title>BEGIN</title>
        <p>x1=x1min; x2=x2min; x3=x3min; n=0
x1 &lt;= x1max</p>
        <p>FALSE
Record=( k : min abs(y3k-H*), k=1,2..n )
Print(xRecord; yRecord)</p>
        <p>END</p>
      </sec>
      <sec id="sec-2-3">
        <title>BLOCK 1</title>
      </sec>
      <sec id="sec-2-4">
        <title>BLOCK 3</title>
        <p>the corresponding set number is saved in the variable ”Record”. Thus, the solution of
the problem (18)–(19) is a set of variable parameters xRecord, delivering a minimum of
the objective function (20).
3</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Specifying of the basic parameters</title>
      <p>For the computational experiment the necessary thermal characteristics of the
chosen material (Table 1) and laser processing parameters (Table 2) are specified. The
characteristics of the material (structural steel A) are defined according to [12]. The
parameters in Table 2 correspond to industry ytterbium fiber lasers [7].</p>
    </sec>
    <sec id="sec-4">
      <title>The results and conclusions</title>
      <p>The solution of the choice problem of an optimum set of technological process
parameters is obtained for the given material characteristics (Table 1) and the laser
treatment parameters (Table 2). The values dxi (i = 1, 2, 3), allowing us to achieve the
desired accuracy in the calculation of the objective function, are taken as the following:
dx1 = 20, dx2 = 0.00025, dx3 = 0.01. At the defined limit of the molten pool depth
H∗ = 0.0005 m the allowable set Dx consists of 197 vectors x = (x1, x2, x3) which
satisfy the feasibility conditions of the process (17). The Table 3 shows a part of the
resulting discrete set of suitable collections of variable and output parameters. It is
obvious that the solution of the optimization problem for a given value of H∗ is a vector
x1 = (960; 0.00275; 0.08) (P0 = 960 W, r0 = 0.00275 m and t = 0.08 s), minimizing
the objective function ΔH(x).</p>
      <p>Additionally to the shown above solutions, the algorithm presented in this paper is
used for calculating the maximum depth of a molten pool which satisfies all the
necessary conditions and can be obtained on the surface of the selected material (Table 1)
by the laser with given specifications (Table 2). For this purpose the value H∗ in (20) is
taken equal to the sample thickness h = 0.004 m. The obtained isothermal diagram of
the molten pool with the maximum possible depth H = 0.000978 m is shown in Fig. 3
and corresponds to the solution x = (960; 0.0025; 0.1) (P0 = 960 W, r0 = 0.0025 m
and t = 0.1 s).</p>
      <p>To obtain a deeper molten pool it is necessary to increase the maximum values of
variable parameters of the laser. However, this method, firstly, is not always technically
possible, and secondly, may cause an unwanted effect – boiling of the material at the
sample surface.</p>
      <p>Thus, the paper offers a version of solving the problem of choosing the optimal
process parameters of laser thermal treatment to create the molten metal pool with a
predetermined depth. The obtained results can be used as a pre-theoretical foundation
for experimental testing of real laser system. The calculating algorithm takes into
account the basic restrictions on the technical parameters of the laser and the necessary
conditions for realization of the process.</p>
      <p>Acknowledgments. The work is supported by Ministry of Education and Science
of the Russian Federation (Decree #P218, Agreement #02.G25.31.0116 on 14.08.2014
0.0</p>
      <p>0.001
2500
2000
1500
Tm
1000
Fig. 3. The diagram of temperature distribution across the processed sample height. The dark
area limited by dashed isotherm Tm corresponds to the molten pool with a depth H and radius
R on the sample surface
between JSC ”Ship repairing center ”Dalzavod” and Ministry of Education and Science
of the Russian Federation).</p>
    </sec>
  </body>
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