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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Generalized Metrics and Their Relevance for FCA and Closure Operators</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Tobias Gabel-Hokenschnieder</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Thorsten Pfei er</string-name>
          <email>pfeiffer@yahoo.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mosadak Al Salamat</string-name>
          <email>mosadak@gmx.de</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Stefan E. Schmidt</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>FINMA</institution>
          ,
          <addr-line>Bern</addr-line>
          ,
          <country country="CH">Schweiz</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Institut fur Algebra, Technische Universitat Dresden</institution>
        </aff>
      </contrib-group>
      <abstract>
        <p>We provide an approach to generalized metrics that covers various concepts of distance. In particular, we consider functorial maps which are weakly positive. Here, we focus on the supermodular case which generalizes dimension functions. We give a lattice-theoretically based construction for supermodular functorial maps, which generalize those arising from Dempster-Shafer-Theory. Within this framework, generalized metrics relevant for FCA and closure operators are discussed.</p>
      </abstract>
      <kwd-group>
        <kwd>Generalized metric</kwd>
        <kwd>supermodular</kwd>
        <kwd>formal concept analysis</kwd>
        <kwd>Dempster-Shafer-Theory</kwd>
        <kwd>closure operators</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Introduction
Generalized metrics recently have become of increased interest for modelling a
concept of directed distances with values in a qualitative measurement space. In
particular, they allow to distinguish between deletion and error within the
context of transferred information. We propose a general modeling including lattices
and ordered monoids. Here, our goal is to construct generalized metrics relevant
for FCA and closure operators [
        <xref ref-type="bibr" rid="ref3 ref7 ref8">3, 8, 7</xref>
        ]. For our approach it turns out that
supermodularity plays an important role, which goes beyond ideas of measurement
accociated with Dempster-Shafer-Theory [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ].
      </p>
      <p>Our modeling of generalized metrics can be very helpful to improve and better
understand the mapping of ratings, i. e. compare the rating methodologies of
di erent rating agencies with di erent result scales.</p>
      <p>We start with a lattice L = (L; L). Then, we consider the ordered monoid
M = (M; [; ;; ) with M = 2L. Furthermore, we set
and de ne the maps
and
# x := ft 2 L j t L xg
: L</p>
      <p>! M : x 7!# x
D :</p>
      <p>L ! M : (x; y) 7!# y
# x:
(1)
We can easily see that D (x; y) is equal to the set ft 2 L j t L y and t L xg,
where x; y 2 L and x L y.</p>
      <p>Observation Obviously, D ful ls the following properties:
{ D (x; x) = ; holds for all x 2 L, since D (x; x) =# x
# x = ;.
{ D (x; y) [ D (y; z) = D (x; z) holds for all x; y; z 2 L with x
since
Now we want to put the previous considerations in a slightly more general setting.
As above, the starting point is a lattice L = (L; L). For a given subset A of L
we consider the ordered monoid M = (M; [; ;; ) with M = 2A. Then, for all
x 2 L we de ne</p>
      <p>Ax := fa 2 A j a L xg:</p>
    </sec>
    <sec id="sec-2">
      <title>Based on this setup, we consider the following maps:</title>
      <p>: L</p>
      <p>! M : x 7! Ax;
D :</p>
      <p>L ! M : (x; y) 7! Ay</p>
      <p>Ax:
(2)
Claim 1 D is functorial w. r. t. (L; M).</p>
      <p>Proof. { Firstly, D (x; x) = ; obviously holds for all x 2 L.</p>
      <p>{ Secondly, we have to show that D (x; y) [ D (y; z) = D (x; z) holds for all
x; y; z 2 L with x L y L z:</p>
    </sec>
    <sec id="sec-3">
      <title>Let x; y; z be elements in L such that x is equivalent to</title>
      <sec id="sec-3-1">
        <title>Let a 2 D (x; z). We distinguish two situations:</title>
        <p>L y</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Then, a</title>
    </sec>
    <sec id="sec-5">
      <title>Then, a</title>
      <p>L x and a
L y and a</p>
      <p>L y, that is a 2 D (x; y).</p>
      <p>L z, that is a 2 D (y; z).</p>
      <p>Hence, a 2 D (x; y) [ D (y; z).</p>
      <p>On the other hand, assume a 2 D (x; y) [ D (y; z). Hence, a L x and
a L y, or a L y and a L z. Then, a L x (since x L y) and a L z
(since y L z) which yields a 2 D (x; z). 2</p>
    </sec>
    <sec id="sec-6">
      <title>In (2), we introduced D</title>
      <p>for an extension of D</p>
      <p>as a function with domain L. Next, we want to look
onto L L. We achieve this by the following map:
d : L</p>
      <p>L
! M : (x; y) 7! D (x ^ y; y)
(3)
Claim 2 The map d is a generalized quasi metric (GQM) w. r. t. (L; M), that
is, the subsequent conditions are satis ed:
(A0)
(A1)
(A2)
for all x; y 2 L :
for all x 2 L :
for all x; y; z 2 L :
;</p>
      <p>d (x; y),
d (x; x) = ;,
d (x; z)
d (x; y) [ d (y; z).</p>
      <p>We remind the reader that A is called join-dense in L if for all x; y 2 L with
x L y there exists a 2 A such that a L y and a L x.</p>
      <p>Claim 3 Let A be join-dense in L. Then d is a generalized metric (GM) w. r.
t. (L; M), that is, d is a GQM which additionally satis es:
(A3)</p>
      <p>For all x; y 2 L :
d (x; y) = ; = d (y; x)
=)
x = y.</p>
      <p>A more general de nition for the underlying concepts will be given in de nition
3.</p>
      <sec id="sec-6-1">
        <title>Proof.</title>
        <p>(A0) Obviously, for all x; y 2 L, the condition ;
satis ed.
d (x; y) is
(A1)
(A2)</p>
        <p>Clear, since for all x 2 L : d (x; x) = ;.</p>
      </sec>
    </sec>
    <sec id="sec-7">
      <title>We have to show that d (x; z)</title>
      <p>x; y; z 2 L. This is equivalent to
d (x; y) [ d (y; z) holds for all
D (x ^ z; z)</p>
      <p>D (x ^ y; y) [ D (y ^ z; z):
To do so, let a 2 D (x ^ z; z). Hence, a
which implies
L x ^ z and a</p>
    </sec>
    <sec id="sec-8">
      <title>We have to examine two cases:</title>
      <p>Let x; y 2 L. We suppose d (x; y) = ;. This is equivalent to
()</p>
      <p>Ay A(x ^ y) = ;</p>
      <p>Ay = A(x ^ y):
Taking advantage of the precondition d (x; y) = ; = d (y; x),
we follow that</p>
      <p>Ay = A(x ^ y) = A(y ^ x) = Ax:</p>
      <p>Hence, y = x, as A is join-dense.</p>
      <p>All in all, d is a GM w. r. t. (L; M).</p>
      <p>
        Claim 4 The map D is supermodular w. r. t. (L; M) [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], that is, for all
x; y 2 L, the following condition holds:
(A4)
      </p>
      <p>D (x ^ y; y)</p>
      <p>D (x; x _ y)
Proof. Let a 2 D (x ^ y; y). Since D (x ^ y; y) equals Ay
that</p>
      <sec id="sec-8-1">
        <title>A(x ^ y), we know</title>
        <p>a 2 Ay
and
a 2= A(x ^ y):</p>
      </sec>
    </sec>
    <sec id="sec-9">
      <title>According to the de nition of A, we obtain a</title>
      <p>y and a
x^y. Hence, a</p>
    </sec>
    <sec id="sec-10">
      <title>Suppose a x. As a</title>
      <sec id="sec-10-1">
        <title>Therefore, a 2 A(x _ y) y, it follows a x ^ y which is a contradiction to (4).</title>
        <p>
          Ax = D (x; x _ y). 2
3
We want to put our recent examinations from the special case into a more general
setting. For that, we start with some necessary de nitions [
          <xref ref-type="bibr" rid="ref1 ref10 ref3">1, 3, 10</xref>
          ].
is called functorial w. r. t. (P; M), if
2
(4)
x_y.
        </p>
        <p>If in addition, (A3) holds, d is a generalized metric (GM) w. r. t. (P; M):
for all (p; q) 2 P</p>
        <p>P :
d(p; q) = " = d(q; p)
=)
p = q
{ for all p 2 P :</p>
        <p>(p; p) = ",
{ for all p; t; q 2 P with p</p>
        <p>P t</p>
        <p>P q :
(p; t)
(t; q) =
(p; q).</p>
        <sec id="sec-10-1-1">
          <title>Furthermore,</title>
          <p>is called weakly positive, if "
(p; q) for all (p; q) 2</p>
          <p>is called supermodular w. r. t. (P; M), if (p ^ q; q)
all (p; q) 2 P.
(p; p _ q) holds for
Furthermore, is called submodular w. r. t. (P; M), if (p^q; q)
holds for all (p; q) 2 P.
(p; p_q)
De nition 3 Let P be a set, and M = (M; ; "; ) be an ordered monoid. A
function d : P P ! M is called generalized quasi-metric (GQM) w. r.
t. (P; M), if
for all (p; q) 2
for all p 2 P :
for all p; t; q 2 P :</p>
          <p>P :
"</p>
          <p>d(p; q)
d(p; p) = "
d(p; t) d(t; q)
d(p; q)
(A0)
(A1)
(A2)
(A3)
For a given : P ! M , does there exist a generalized quasi-metric
d : P P ! M w. r. t. (P; M) which extends such that dj P = ?
Theorem 1 Let P = (P; P) be a lattice. If a map :
positive, supermodular and functorial w. r. t. (P; M), then
P
! M is weakly
d : P</p>
          <p>P
! M; (p; q) 7!
For (A2), we have to show that d(p; q) P d(p; t) d(t; q) holds for all p; t; q 2 P .</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-11">
      <title>According to the de nition of d this means</title>
      <p>We will prove this inequality immediately in Claim 3 below. However, rst of
all, we need to show two properties in preparation for that.</p>
      <p>Claim 1 (Interval Property)</p>
      <sec id="sec-11-1">
        <title>Proof. Since</title>
        <p>is functorial, we obtain
t P x P y P z
=)
(x; y)
(t; z):
As
is weakly positive, we get
(t; z) =
(t; x)
(x; y)
(y; z):
(x; y) = "
(x; y) "
(t; z):
Claim 2 (Meet Property)
x P y
=)
(x ^ z; y ^ z)
(x; y):</p>
      </sec>
    </sec>
    <sec id="sec-12">
      <title>Proof. To show this implication, we rewrite the right hand side:</title>
      <p>(x ^ z; y ^ z) =
(x ^ (y ^ z); y ^ z)
We continue denoting y ^ z by y0 and derive
(x ^ (y ^ z); y ^ z) =
(x ^ y0; y0)
(x; x _ y0);
due to supermodularity of . We know that
x _ y0 P y, since x P y and y0 P y. Hence,
with Claim 1, we get
(x ^ z; y ^ z)
(x; y):
3
Claim 3
z
y
x
t
z
p ^ t
t
p ^ q
q
t ^ q
p ^ t ^ q</p>
    </sec>
    <sec id="sec-13">
      <title>Therefore,</title>
      <p>The latter theorem can be applied to various concepts of distance between
objects of a given lattice. In the following, we will study some interesting
applications in di erent context, starting with formal concept analysis.
4</p>
      <p>Application to FCA
Let K = (G; M; I) be a nite formal context. Then the set of formal concepts of</p>
    </sec>
    <sec id="sec-14">
      <title>K is given by</title>
      <p>BK := f(X; Y ) 2 2G
2M j X0 = Y and ; Y 0 = Xg
and the formal concept lattice of K is de ned as
BK := (BK;</p>
      <p>BK)
with c1</p>
      <p>BK c2 i A1</p>
    </sec>
    <sec id="sec-15">
      <title>Remarkably, the map</title>
      <p>A2 holds for all c1 = (A1; B1); c2 = (A2; B2) 2 BK.
dext : BK</p>
      <p>BK
! N
such that (c1; c2) 7! #(A2</p>
      <p>A1)
is a GM w. r. t. (BK; M) with M := (N; +; 0; ). The reason for this is based
in Theorem 1, as we will outline below.</p>
      <p>For all c1 = (A1; B1); c2 = (A2; B2) 2 BK it follows</p>
      <p>(A1 \ A2) and # is the counting measure.</p>
    </sec>
    <sec id="sec-16">
      <title>To verify that dext is a GM, we de ne</title>
      <p>Dext :</p>
      <p>BK ! N such that(c1; c2) 7! #A2
#A1:
Claim 4 Dext is functorial w. r. t. (BK; M), weakly positive and supermodular.
Proof. The properties of being weakly positive and functorial are clear due to
the de nition of Dext via the counting measure. Let us have a closer look at the
supermodularity:</p>
      <sec id="sec-16-1">
        <title>Let c1; c2 2 BK. We have to show that</title>
        <p>!
Dext(c1 ^ c2; c2)
Dext(c1; c1 _ c2):</p>
      </sec>
    </sec>
    <sec id="sec-17">
      <title>Transforming the left hand side, we obtain</title>
    </sec>
    <sec id="sec-18">
      <title>On the right hand side, we get</title>
      <p>Dext(c1 ^ c2; c2) = Dext</p>
      <p>A1 \ A2; (A1 \ A2)0 ; A2; B2
= #A2
= dext(c1; c2):
#(A1 \ A2)
Dext(c1; c1 _ c2) = Dext
A1; A2 ; (B1 \ B2)0; B1 \ B2
|=(A1{[zA2)00
}
= # (A1 [ A2)00</p>
      <p>#(A1 [ A2)
= #A2
= dext(c1; c2):
#(A1 \ A2)</p>
      <p>#A1
#A1</p>
    </sec>
    <sec id="sec-19">
      <title>Hence, and the supermodularity is shown.</title>
      <p>Dext(c1 ^ c2; c2)</p>
      <p>Dext(c1; c1 _ c2)
Obviously, by theorem 1 together with claim 4 it immediately follows that dext
is a GM w. r. t. (BK; M).</p>
    </sec>
    <sec id="sec-20">
      <title>Remark. In analogy to the above, the map</title>
      <p>dint : BK</p>
      <p>BK
! N such that (c1; c2) 7! #(B1</p>
      <p>B2)
is a GM w. r. t. (BK; M).
2</p>
      <p>Application to Dempster-Shafer-Theory
is a GM w. r. t. the power set of U into the naturally ordered additive monoid
of non-negative real numbers.</p>
      <p>Remark. With the plausibility map introduced above, a submodular pendant
to the supermodular map in (6) can be constructed via
e(X; Y ) := Plm Y</p>
      <p>Plm X
where X</p>
      <p>Y</p>
      <p>U:
e is indeed submodular, as the following inequation holds:</p>
      <p>Plm(X [ Y ) + Plm(X \ Y )
Let P = (P; P) be a poset, M = (M; ; ") be a monoid, and : P
be a map such that the following properties are satis ed:
M
! P
1
2
3</p>
      <p>For all p 2 P and all x; y 2 M :
For all p 2 P :</p>
      <p>p " = p
For all p; y 2 P; x 2 M :
p P q
=)</p>
      <p>p x P q x
p (x y) = (p x) x
Then we call the triple (P; M; ) a poset right monoid action.</p>
      <sec id="sec-20-1">
        <title>In this setup, we consider the map r : P</title>
        <p>P</p>
        <p>! M de ned by
r(p; q) := fx 2 M j q P p xg for all p; q 2 P:
Claim 6 For all p; q; r 2 P the following reverse triangle inequality holds:
r(q; r). That is, there exits x 2 r(p; y) and</p>
      </sec>
      <sec id="sec-20-2">
        <title>P p x. Analogously, y 2 r(q; r) implies</title>
        <p>3
r P q y</p>
        <p>P (p x) y
1
= p (x y)
= p z:</p>
      </sec>
      <sec id="sec-20-3">
        <title>All in all, r P p z which implies z 2 r(p; r).</title>
        <p>Let t 2 r(p; q)
y 2 r(q; r) such that t =
to property, i. e. we obtain</p>
      </sec>
    </sec>
    <sec id="sec-21">
      <title>Consequently, with claim 6, we get</title>
      <p>(x y)
t:</p>
    </sec>
    <sec id="sec-22">
      <title>Applying on both sides yields Hence,</title>
      <p>x y 2 r(p; q)
(8)
2
and the triangle inequality of d is shown.</p>
      <p>De nition 4 Let M = (M; ; ") be a monoid and let L = (L; ; ; ) be an
ordered monoid. Then, a map : M ! L is a monoid norm w. r. t. (M; L)
if (") = and (x y) x y holds for all x; y 2 M .</p>
      <p>Theorem 2 Let (P; M; ) be a poset right monoid action with P = (P; P) and
M = (M; ; "). Further, let L = (L; ; ; ) be a residual complete lattice and
: M ! L be a monoid norm w. r. t. (M; L).</p>
      <sec id="sec-22-1">
        <title>Then</title>
        <p>is a GQM w. r. t. (P; L).</p>
        <p>Application to join geometries
Let P = (P; ) be a complete lattice. Then an element x 2 P is called compact
in P if for every subset T of P with x sup T there exists a nite subset U of</p>
      </sec>
    </sec>
    <sec id="sec-23">
      <title>T such that x sup U .</title>
      <p>De nition 5 A join geometry is de ned as a pair (P; E) consisting of a
complete lattice P and a join-dense subset E consisting of compact elements in P.
For the following, let (P; E) be a join geometry such that for all p; q 2 P there
exists a compact element r 2 P such that q p _ r.</p>
      <p>Then the triple (P; M; ) is a poset right monoid action for M = (M; [; ;) with</p>
      <p>E
M := 2fin and
: P</p>
      <p>M
! P;</p>
      <p>(x; D) 7! x _ sup D:</p>
    </sec>
    <sec id="sec-24">
      <title>Moreover, the map</title>
      <p>is a monoid norm w. r. t. (M; L) for
: M
! N [ f1g;</p>
      <p>D 7! #D</p>
      <p>L := N [ f1g; +; 0;
(which forms a residual complete lattice). Obviously, by theorem 2 it follows
that
d : P</p>
      <p>P
! N [ f1g;
(p; q) 7! inf</p>
      <p>This result has an important specialisation for closure operators on power sets
of nite sets.
8</p>
      <p>Application to Closure Operators</p>
    </sec>
    <sec id="sec-25">
      <title>Let U be a nite set and</title>
      <p>Further, let M := N; +; 0;
be a closure operator on P := P;</p>
      <p>. Then the map
is a GQM w. r. t. (P; M), which we want to call the closure distance.</p>
    </sec>
    <sec id="sec-26">
      <title>In particular, the restriction of d onto P</title>
      <p>P is a GM w. r. t. ( P; M).</p>
      <p>In context of information pooling, for a group of received elements, we can
construct the corresponding closure and with the closure distance d from above,
the distance to a given closure can be evaluated. This works for arbitrary closure
operators, which also includes closure systems of a matroid, for instance.
with P := 2U .</p>
    </sec>
  </body>
  <back>
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