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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>On Stability of Triadic Concepts</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Sergei O. Kuznetsov</string-name>
          <email>skuznetsov@hse.ru</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Tatiana P. Makhalova</string-name>
          <email>t.makhalova@gmail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>ISIMA, Complexe scienti que des Cezeaux</institution>
          ,
          <addr-line>63177 Aubiere Cedex</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>National Research University Higher School of Economics</institution>
          ,
          <addr-line>Kochnovsky pr. 3, Moscow 125319</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Triadic formal concept analysis has become a popular research direction, since triadic relations give natural models of many data collections. In this paper we address the problem of selecting most interesting concepts by proposing triadic stability indices. Triadic formal concept analysis (3FCA) was introduced by Rudolf Wille and Fritz Lehmann [1] to model hierarchies of classes and dependencies arising from ternary relations. Recently, several algorithms for computing frequent triconcepts were proposed [2, 3]. It is noticed that some infrequent concepts are still interesting, since they represent extraordinary or uncommon data. In this paper we propose triadic stability for selecting interesting triadic concepts. Together with exact stability indices we suggest their e cient approximations analogous to -stability introduced in [4].</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>2.1</p>
    </sec>
    <sec id="sec-2">
      <title>Main de nitions</title>
      <p>Formal Concept Analysis
First, we brie y recall some basic de nitions of the Formal Concept Analysis
(FCA) [5]. A formal context is a triple (G; M; I). G and M are sets of objects
and attributes respectively, and I is an incidence relation. It is de ned as the
Cartesian product G M , i.e. (g; m) 2 I if the object g 2 G has the attribute
m 2 M . The derivation operators ( )0 are de ned for A G and B M as
follows:</p>
      <p>A0 = fm 2 M j 8g 2 A : gImg</p>
      <p>B0 = fg 2 G j 8m 2 B : gImg
A0 is the set of attributes common to all objects of A, and B0 is the set of objects
sharing all attributes of B. The double application of ( )0 is a closure operator,
i.e. ( )00 is extensive, idempotent and monotone. Subsets A G, B M such
that A = A00 and B = B00 are called closed.</p>
      <p>A (formal) concept is a pair (A; B), where A G, B M and A0 = B,
B0 = A. A is called the (formal) extent, and B is called the (formal) intent of
the concept (A; B).</p>
      <p>A concept lattice (or Galois lattice) is a partial ordered set of concepts,
the order 6 on the set of concepts is de ned as follows: (A; B) (C; D) i
A C (D B), a pair (A; B) is a subconcept of (C; D), while (C; D) is a
superconcept of (A; B). Each nite lattice has the highest element with A = G,
called the top element, and the lowest element with B = M , called the bottom
element.
2.2</p>
      <p>Triadic Concept Analysis
In the case of a triadic relation one deals with a quadruple (G; M; B; Y ), called
a triadic context. G, M , B are sets and Y is a ternary relation between G, M
and B, i.e. Y G M B; the elements of G, M and B are called objects,
attributes and conditions respectively, and (g; m; b) 2 Y is read: object g has
attribute m under condition b.</p>
      <p>The dyadic derivation operators can be used to construct triadic concepts.
A triadic context can be represented as follows: K := (K1; K2; K3; Y ), where K1
is a set of objects G, K2 is a set of attributes and K3 is a set of conditions, and
each element of Ki may be seen as an instance of Peirce's i-th category [1]. For
every triadic context one de nes the following dyadic contexts:</p>
      <p>
        K1 := K1; K2 K3; Y (
        <xref ref-type="bibr" rid="ref1">1</xref>
        ) with gY (
        <xref ref-type="bibr" rid="ref1">1</xref>
        ) (m; b) :, (g; m; b) 2 Y
K2 := K2; K1 K3; Y (
        <xref ref-type="bibr" rid="ref2">2</xref>
        ) with mY (
        <xref ref-type="bibr" rid="ref2">2</xref>
        ) (g; b) :, (g; m; b) 2 Y
K3 := K3; K1 K2; Y (
        <xref ref-type="bibr" rid="ref3">3</xref>
        ) with bY (
        <xref ref-type="bibr" rid="ref3">3</xref>
        ) (g; m) :, (g; m; b) 2 Y
For fi; j; kg = f1; 2; 3g and Ak
      </p>
      <p>Kk, one de nes K(Ai;kj) :=</p>
      <p>Ki; Kj ; YA(ik;j) ,
where (ai; aj ) 2 YA(ik;j) if and only if (ai; aj ; ak) 2 Y for all ak 2 Ak.</p>
      <p>Put di erently, the context K(i) is a attened representation of the original
triadic context, while K(Ai;kj) corresponds to the relation between elements of Ki
and Kj that belong to Ak.
(i)-derivation operator For fi; j; kg = f1; 2; 3g with j &lt; k and for X
Z Kj Kk the (i)-derivation operators are de ned by
Ki and
X 7 ! X(i) := f(aj ; ak) 2 Kj</p>
      <p>Kk j (ai; aj ; ak) 2 Y for all ai 2 Xg</p>
      <p>Z 7 ! Z(i) := fai 2 Ki j (ai; aj ; ak) 2 Y for all (aj ; ak) 2 Zg
(i; j; Xk)-derivation operators For fi; j; kg = f1; 2; 3g and for Xi
and Ak Kk the (i; j; Xk)-derivation operators are de ned by
Ki, Xj</p>
      <p>Kj
Xi 7 ! X(i;j;Ak) := faj 2 Kj j (ai; aj ; ak) 2 Y for all (ai; ak) 2 Xi
i
Xj 7 ! X(i;j;Ak) := fai 2 Ki j (ai; aj ; ak) 2 Y for all (aj ; ak) 2 Xj
j
Akg
Akg</p>
      <p>A triadic concept (triconcept) of K := (K1; K2; K3; Y ) is a triple (A1; A2; A3)
with Ai Ki for i 2 f1; 2; 3g and Ai = (Aj Ak)(i) for every fi; j; kg = f1; 2; 3g
with j &lt; k. The sets A1,A2, and A3 are called extent, intent and modus of the
triadic concept respectively. We let T (K) denote the set of all triadic concepts
of K.</p>
      <p>
        A triadic concept lattice has three maximal elements, namely ((K2 K3)(
        <xref ref-type="bibr" rid="ref1">1</xref>
        );
K2; K3), (K1; (K1 K3)(
        <xref ref-type="bibr" rid="ref2">2</xref>
        ); K3), and (K1; K2; (K1 K2)(
        <xref ref-type="bibr" rid="ref3">3</xref>
        )). For any two
elements of a lattice one de nes tree types of set inclusion/exclusion relations, which
satisfy the following antiordinal dependencies: (A1; A2; A3) G (B1; B2; B3) i
A1 B1; A2 B2; A3 B3, (A1; A2; A3) M (B1; B2; B3) i A1 B1; A2
B2; A3 B3 or (A1; A2; A3) C (B1; B2; B3) i A1 B1; A2 B2; A3 B3.
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>Stability Indices For Triadic Concepts</title>
      <p>Stability indices for formal concepts were introduced in [6, 7] and modi ed in [8].
We de ne stability indices for the triadic case in a similar way. We describe two
types of stability that correspond to the derivation operators de ned above.
(i)-stability For a triadic concept (A1; A2; A3) the (i)-stability is de ned by:
Stab(i) (A1; A2; A3) := j X</p>
      <p>AijX(i) = (Aj</p>
      <p>Ak) j</p>
      <sec id="sec-3-1">
        <title>2jAij</title>
        <p>This index shows how much the binary relation on sets Xj and Xk is
dependent on particular elements of a subset Ai.
(i; j; Xk)-stability For a triadic concept (A1; A2; A3) the (i; j; Xk)-stability is
de ned by:</p>
        <p>Stab(i;j;Xk) (A1; A2; A3) := j X
(Ai</p>
        <p>Aj ) jX(k) = Ak j</p>
      </sec>
      <sec id="sec-3-2">
        <title>2jAij+jAjj</title>
        <p>The (i; j; Xk)-stability allows us to estimate the dependence of a subset Ak
on elements of the (Xi; Xj )-relation.</p>
        <p>
          Example Below we consider a small examples of computing stability indices for
a concept. The formal context is given in the table 1.
and f2; 3g(
          <xref ref-type="bibr" rid="ref1">1</xref>
          ) = (fb; cg
        </p>
        <p>f ; g).</p>
        <p>
          Let us consider a triconcept C = (f2; 3g ; fb; cg ; f ; g) with (
          <xref ref-type="bibr" rid="ref1">1</xref>
          ) - stability
and (1; 3; X2)-stability.
        </p>
        <p>
          Stab(
          <xref ref-type="bibr" rid="ref1">1</xref>
          ) (C) = 12 . Since the numerator is comprised by f3g(
          <xref ref-type="bibr" rid="ref1">1</xref>
          ) = (fb; cg
f ; g)
        </p>
        <p>C corresponding to all possible subsets of the extent f2; 3g
f;g a b c d f2g a b c d f3g a b c d f2; 3g a b c d</p>
        <p>Stab(1;3;X2) (C) = 38 . To compute this value one needs to check 16 subsets
of X1 X3 and corresponding subsets of X2. The following sets occur in the
numerator: f;; 2; 3; 23g f;; ; ; g.</p>
        <p>fb; cg = (f2; 3g ; f ; g)(1;3;A2) = (f2; 3g ; f g)(1;3;A2) = (f3g ; f g)(1;3;A2)
(f3g ; f ; g)(1;3;A2) = (f2g ; f g)(1;3;A2) = (f2g ; f ; g)(1;3;A2)
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Estimates of stability</title>
      <p>The problem of computing stability is #P -complete [6, 7], therefore, in practice,
when one deals with a big context and with the huge amount of generated
concepts, it is very di cult to apply these indices. That's why, estimates of the
stability for dyadic concepts have been proposed [9, 4].</p>
      <p>We have expanded the -stability [4] for the case of triadic stability indices.
In this regard, it is important to note that the estimates derived from the
direct descendants of a triconcept can be useless owing to the de ned quasiorders,
because the number of direct neighbors is usually small. In gure 1 the
distributions of the descendants number with respect to di erent inclusion/exclusion
relations are represented.</p>
      <p>Instead of considering the set di erence between (i)-th components of a
triconcept and each direct descendant, we consider the set di erence between (i)-th
components of a triconcept c = (A1; A2; A3) and other, possibly, unclosed
concepts derived by adding new elements from Kj n Aj , j 6= i or Kj Kk n Aj Ak,
j; k 6= i. Put di erently, the lower and upper bounds estimates of stability index
look as follows:
log2</p>
      <p>X
d2Enl(c)
2
(c;d)</p>
      <p>LStab (c)
min (c) ;
where
min (c) = mind2Enl(c) (c; d),
Enl (c) = nX j X = fAk [ xg ; x 2 Kk n Ak; X(k)
(Ai</p>
      <p>Aj )
o
and (c; d) is the di erence between jAj j jAkj and the number of elements in
X(k) for estimates of (i; j; Xk)-stability.</p>
      <p>Enl (c) = nX j X = fAj</p>
      <p>Ak [ xg ; x 2 Kj
and (c; d) is the di erence between jAij and the number of elements in X(i)
for estimates of (i)-stability.</p>
      <p>
        Example. Consider upper and lower bounds of stability estimates for C =
(f2; 3g ; fb; cg ; f ; g) from the running example (Table 1). To get an estimate of
the (
        <xref ref-type="bibr" rid="ref1">1</xref>
        )-stability we consider elements of the following set fa; b; c; dg f ; ; ; gn
fb; cg f ; g. Subsets of A1 derived from those elements are f;g and f2g, which
give us log2(7 2 2 + 2 1) and 1 for lower and upper bounds, respectively. To
get estimates of (1; 3; X2)-stability one needs to expand the intent by elements
from fa; dg. Adding the rst element a reduces the f2; 3g f ; g to f2; 3g f g,
while expanding the intent by d results in the empty set. Thus, the lower and
upper bounds take values 1.678 and 2, respectively.
5
      </p>
    </sec>
    <sec id="sec-5">
      <title>Experimental Results</title>
      <p>In this section we explore some empirical properties of the introduced indices
using synthetic data. We generated four groups of 100 random 10 10 10
contexts with densities 0.1, 0.2, 0.4, 0.6. The features of the data are given in
Figure 2.</p>
      <p>The choice of a subset of indices for data exploration can be motivated by
the following properties: the indices should be pairwise uncorrelated (to avoid
biased results when combining indices) and e ciently computable (if possible).
The density function of an index may be a multimodal mixture of two or more
distributions. In this case one needs a special justi cation for the choice of a
threshold value separating two distributions.</p>
      <p>We consider Pearson's correlation between all pairs of stability indices and
cardinalities of sets that comprise a triadic concept (extent, intent, modus). In
Figure 3 the values of the coe cient are represented. The sizes of the extent,
intent and modus are denoted by jA1j, jA2j, jA3j, respectively. The sizes of dyadic
subcontexts are denoted in a similar way. The corresponding stability estimates
are referred to by the log pre x.</p>
      <p>As can be seen from Figure 3, there is a correlation between (i)-stability and
jAj j jAkj. The index of (i)-stability correlates less strongly with the estimates
of (j; k; Xi)-stability and the size of the set Ai. These types of correlation
become stronger as the density of a context increases. In fact, these indices can
be replaced by the size of a particular set in the case of a dense context. A
correlation is observed between (i; j; Xk)-stability and its estimates, a less strong
correlation is observed between (i; j; Xk)-stability and jAij jAj j. It is important
to note that the strong correlation between (i; j; Xk)-stability and its estimates,
as well as very small correlation between (i; j; Xk)-stability and estimates of
(k)-stability remains the same with di erent context densities. The pairwise
correlation between stability indices is weak, hence it is preferable to use these
indices together.</p>
      <p>
        For selecting interesting concepts based on values of an index it is important
to choose a correct threshold. This choice can be based on the distribution of
index values. Figure 4 shows that the distribution of values (
        <xref ref-type="bibr" rid="ref2">2</xref>
        )-stability and
(1; 3; Xk)-stability (other (i)-stabilities and (i; j; Xk)-stabilities have similar
distributions). The distribution of (i)-stability values allows us to identify a
threshold easily, since some picks exist in the distribution, while for (i; j; Xk)-stability
the distribution varies from density to density, in case of a dense context it
motivates further study of the index and the way one selects thresholds for it. For
values of the lower bound of stability estimates the modes of the distribution
become less distinct or the distribution becomes unimodal (Figures 5,6). The
upper bound for (i)-stability estimate (or (i; j; Xk)) in most cases corresponds
to jAij (or jAij jAj j), since the closure of a superset of Aj Ak (or Ak) results
in the empty set.
      </p>
      <p>The lower bound of (i)-stability is also strongly correlated with the size of
set i. This is due to the fact that a big size of the set i leads to larger di erence
between the sizes of Ai and (Xj Xk)(i), where Xj Xk is a superset of Aj Ak,
and the sum under logarithm. The estimate of (i; j; Xk)-stability are correlated
with the corresponding indices. There is roughly the same correlation between
the estimate and the value jAij jAj j, which results from the bigger di erence
between jAij jAj j and jXij jXj j, which correspond to a superset of Ak. The
upper and lower estimates of (i; j; Xk)-stability also correlate, in this case, the
correlation could be related to set-di erence between the set Ai Aj and the
volume of the rectangular subarea of Xi Xk for the corresponding superset of
Ak.</p>
      <p>It is noteworthy that the calculation of stability estimates in practice could
take more time then the stability calculation itself. It is typical for (i)-stability,
where the number 2jAij is lower then the number of all possible subsets obtained
by adding elements from Kj Ak.
6</p>
    </sec>
    <sec id="sec-6">
      <title>Conclusion</title>
      <p>In this paper we have introduced two stability indices for triadic concepts, based
on two derivation operators, and studied their empirical behavior. We have
proposed to compute stability using two derivation operators. We have studied
correlation of stability indices and their distributions, which is important in
practical data analysis. As it was shown, the introduced stability indices are not
pairwise correlated and therefore can be used in some combinations for selecting
interesting concepts. Moreover, (i)-stability correlates with jAij(for dense
contexts) and jAj jjAkj, and hence these indices should not be combined together.</p>
      <p>The values of (i)-stability for all concepts are characterized by the presence
of groups of values with high frequency, which facilitates selection of interesting
concepts based on threshold values, while the distribution of (i; j; Xk)-stability
does not give clearly de ned groups of interesting concepts.</p>
      <p>We have also introduced the estimates of stability indices, which correlate
both with the corresponding stability indices and some of stability estimates.
This is due to the fact that the estimates of (i)-stability (or (i; j; Xk)-stability)
are based on the elements from Kj Kk n Aj Ak (or Kk n Ak). Hence, the
choice between stability and its estimates must be guided by the comparison
of the sizes of sets involved in calculation, e.g. in the case of (i)-stability the
number of subsets 2jAij, most probably, will be less then the number of elements
in Kj Kk n Aj Ak.</p>
      <p>The proposed indices characterize triconcepts di erently, in general they do
not agree in the top-n selected concepts, which allow us to use either their
combination to set up the strictest selection criteria, or to take some of them
depending on the meaning behind a stability index.</p>
    </sec>
  </body>
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