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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>CEUR Workshop Proceedings</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.18287/1613-0073-2016-1638-393-400</article-id>
      <title-group>
        <article-title>APPLICATION OF GRADIENT STEEPEST DESCENT METHOD TO THE PROBLEM OF CRYSTAL LATTICE PARAMETRIC IDENTIFICATION</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>A.S .Shirokanev</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>D.V. Kirsh</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>A.V. Kupriyanov</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Image Processing Systems Institute - Branch of the Federal Scientific Research Centre “Crystallography and Photonics” of Russian Academy of Sciences</institution>
          ,
          <addr-line>Samara</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Samara National Research University</institution>
          ,
          <addr-line>Samara</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2016</year>
      </pub-date>
      <volume>1638</volume>
      <fpage>393</fpage>
      <lpage>400</lpage>
      <abstract>
        <p>The objective of this paperwork is the development of a crystal lattice parameter identification algorithm, which allows obtaining a more accurate solution compared to the Bravais unit cell estimation algorithm. To achieve the objective, we suggest solving the parameter identification problem using the steepest descent gradient method. The study of the parameter identification accuracy was conducted on a large number of modeled crystal lattices using the edges and angles similarity measures for Bravais unit cells.</p>
      </abstract>
      <kwd-group>
        <kwd>crystal lattice</kwd>
        <kwd>Bravais unit cell</kwd>
        <kwd>Wigner-Seitz unit cell</kwd>
        <kwd>similarity measure</kwd>
        <kwd>translation vector</kwd>
        <kwd>parameter identification</kwd>
        <kwd>gradient steepest descent method</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        Nowadays, much attention has been concentrated on reconstruction of
threedimensional objects [
        <xref ref-type="bibr" rid="ref1 ref2 ref3">1, 2, 3</xref>
        ]. In particular in crystallography, reconstruction of a
three-dimensional crystal lattice structure is related directly to a parameter
identification problem, which is one of the basic problems of X-ray diffraction analysis [
        <xref ref-type="bibr" rid="ref4 ref5">4, 5</xref>
        ].
Unfortunately, such methods either lack sufficient accuracy or fail to describe
comprehensively the crystal properties [
        <xref ref-type="bibr" rid="ref10 ref4 ref6 ref7 ref8 ref9">4, 6-10</xref>
        ]. The majority of universal methods aimed
at the solution of the parameter identification problem with high accuracy are based
on estimating parameters of a unit cell [
        <xref ref-type="bibr" rid="ref6 ref7 ref8">6-8</xref>
        ].
      </p>
      <p>
        The most well-known crystal lattice model was offered by Auguste Bravais. The
Bravais model is based on unit cell representation: the entire lattice can be constructed by
translation of a single cell. All unit cells are divided into seven lattice systems
according to edge lengths and angle values (Fig. 1) [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ].
With evolving technology, the parameter identification algorithms as well as the
crystal lattice comparison methods have become more relevant [
        <xref ref-type="bibr" rid="ref10 ref12 ref13 ref4 ref7 ref8 ref9">4, 7-10, 12, 13</xref>
        ].
The objective of a crystal lattice parameter identification method is to estimate unit
cell parameters. There are several methods that offer a solution to the problem: NIST
lattice spacing comparator [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ], parameter identification methods based on estimation
of atomic packing factor [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] and distances between isosurfaces [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]. However, these
methods are not universal and have a number of disadvantages, such as strong
dependence between the crystal lattice identification accuracy and the lattice system, high
sensitivity to distortions of crystal lattice point coordinates or complexity of the sample
preparation.
Among the existing universal methods that provides high accuracy of crystal lattice
parameter identification, we can distinguish the following ones: “The lattice
identification method based on estimation of Bravais unit cell parameters” [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], “The lattice
identification method based on estimation of the Wigner-Seitz cell volumes” [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. In the
experimental section, the comparison of the results obtained by these methods and the
developed ones are presented.
The method is based on calculation of six key parameters of the Bravais unit cell, i.e.
three edge lengths and three included angles [
        <xref ref-type="bibr" rid="ref11 ref6 ref7 ref9">6, 7, 9, 11, 19</xref>
        ].
      </p>
      <p>Initial data for the identification method based on estimation of the Bravais unit cell
parameters are a finite set of radius-vectors of crystal lattice nodes.</p>
      <p>
        The identification method involves a search of three non-coplanar vectors in the
original set of nodes: the first vector has a minimum norm; the second vector does not lie
on a straight line with a directing vector equal to the first vector; the third vector does
not lie on a plane made by two found vectors.
The method is based on calculation of six key parameters of the Bravais unit cell (Fig.
2), i.e. three edge lengths and three included angles [
        <xref ref-type="bibr" rid="ref10 ref6 ref8">6, 8, 10</xref>
        ].
Initial data for the identification method based on estimation of the Bravais unit cell
parameters are a finite set of radius-vectors of crystal lattice nodes.
      </p>
      <p>The identification method involves a search of three non-coplanar vectors in the
original set of nodes: the first vector has a minimum norm; the second vector does not lie
on a straight line with a directing vector equal to the first vector; the third vector does
not lie on a plane made by two found vectors.</p>
    </sec>
    <sec id="sec-2">
      <title>The lattice identification method based on estimation of the ner-Seitz cell volumes Wig</title>
      <p>
        In order to find volumes of the Wigner-Seitz cells (Fig. 3), we must construct planes
limiting the cell and estimate its volume using the Monte-Carlo method – a random
scattering of a large number of points into a lattice area and calculation of a number
of points fell into the limited area of the Wigner-Seitz cell [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ].
Initial data for the identification method based on estimation of Wigner-Seitz cell
volumes are the P – number of entered points and the set of radius-vectors of crystal
lattice nodes as follows:
      </p>
      <p>= { ̅} =1,  ̅ = ( ̅1,  ̅2,  ̅3)Т ∈ ℝ3.</p>
      <p>The identification method involves calculation of Wigner-Seitz cell volumes by
constructing the limiting planes: pl1x  pl2 y  pl3 z  pl 2
 0,1  l  L 1 ; generating
L - values of three-dimensional random vectors which are uniformly distributed in the
whole lattice volume and counting the number of vectors that hit in the region limited
by planes. Calculation of the cell volume is based on the fact that the probability of hit
in the Wigner-Seitz cell region is proportional to its measure (volume).
In the presented work, we use only information about limiting planes to reconstruct
the whole lattice. It is necessary to compare all developed parameter identification
methods uniformly.</p>
    </sec>
    <sec id="sec-3">
      <title>Crystal lattice parameter identification algorithm based on optimizing translation vector search using the gradient steepest descent method</title>
      <p>In the context of this paperwork, we have developed a crystal lattice parameter
identification algorithm based on the steepest descent gradient method. The fundamental
element of this algorithm is the Bravais lattice model described by three translation
vectors a1 , a</p>
      <p>
        2 and a3 [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]. The set of lattice nodes is expressed as:
= { =   ̅1 +   ̅2 +   ̅3}:  ,  ,  ∈ ℤ.
      </p>
      <p>In this case, both algorithms shall require initial approximation as an additional input
parameter. Particularly, the result vectors of the lattice identification method based on
estimation of Bravais unit cell parameters can be used as the initial approximation.
The objective function of optimization is as follows:</p>
      <p>L
l1 i, j,k
2
E a1, a2 , a3    min xl  ia1  ja2  ka3  ,
where L is the number of nodes in the lattice.</p>
      <p>Let us introduce the following notation:
A = ( ̅1
nl  il
 ̅2
jl
Nl  nl nlТ ;</p>
      <p>̅3) ∈ ℝ3×3;
kl Т ;
wls  il a1s  jl a2s  kl a3s  xl ,
(1)
where s is the step number in the descent.</p>
      <p>In this case a gradient (2) and a descent factor (3) are as follows:
Expressions (2) and (3) are recorded in compact form. The desired solution is the
matrix (triple translation vectors). Figure 4 shows the convergence of translation
vectors to solution for a two-dimensional lattice.</p>
      <p> L L
E A  2 A  l1 Nl  l1 xl nlT  ;</p>
      <p>L
  wls , E  As  nl 
s  l1 L 2
2 E As  nl
l1
.
(2)
(3)</p>
    </sec>
    <sec id="sec-4">
      <title>Analysis of parameter identification accuracy of the developed algorithms</title>
      <p>The aim of the crystal lattice parameter identification algorithm based on the steepest
descent gradient method is finding the vectors a1 , a2 and a3 , minimizing the
objective function (1). In addition, the objective function (1) determines the error of the
obtained solution in relation to the source set of nodes.</p>
      <p>Using computational experiments, we studied the dependence between the reduction
of the objective function (1) and the lattice systems. For the experiments, 20 lattices
were generated for each crystal system. All modeled lattice consisted of 125 nodes
(5 translations in each direction). Then the lattices was distorted through a random
offset of each node from its ideal position in a random direction at a distance no more
than 0.5 Å. The solution error (1) between the original lattice and the lattice
reconstructed by estimated parameters determined the accuracy of parameter identification
methods. Figure 5 shows the obtained results as values of the averaged objective
function.</p>
      <p>45
35
25
15
5
-5
aP
mP
oP
tP
cP
hR
hP</p>
      <sec id="sec-4-1">
        <title>Bravais algorithm</title>
      </sec>
      <sec id="sec-4-2">
        <title>Wigner-Seitz algorithm</title>
      </sec>
      <sec id="sec-4-3">
        <title>Optimization algorithm</title>
        <p>According to experiment results, the Bravais unit cell parameter estimation algorithm
is highly sensitive to the distortion of lattice structure. It is obvious, since the method
analyze only 4 nearest lattice nodes but not the whole lattice structure. On the
contrary, a Wigner-Seitz cell of three-dimensional lattice are described by 27 lattice nodes.
As a result, the Wigner-Seitz cell volume estimation algorithm demonstrated
significantly better results than the previous one. The error decreased on average by 47 %.
However, the Wigner-Seitz cell volume estimation algorithm has a crucial
disadvantage – an extremely high computational complexity.</p>
        <p>The best result was obtained using the developed parameter identification algorithm
based on the gradient steepest descent method. It greatly improved the results
obtained by the Bravais unit cell parameter estimation algorithm and reduced almost
sixfold the solution error.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Conclusion</title>
      <p>In the presented work, we have developed algorithm of parameter identification based
on the gradient steepest descent method. The algorithm uses the result vectors of the
lattice identification method based on estimation of Bravais unit cell parameters is
used as the initial approximation.</p>
      <p>The experiments proved that the parameter identification algorithm based on the
gradient steepest descent method is stable to lattice distortion and allows to reduce
sixfold the solution error compared to the Bravais unit cell parameter estimation
algorithm and threefold compared to the Wigner-Seitz cell volumes estimation algorithm.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>This work was partially supported by the Ministry of education and science of the
Russian Federation in the framework of the implementation of the Program of
increasing the competitiveness of SSAU among the world’s leading scientific and
educational centers for 2013-2020 years; by the Russian Foundation for Basic Research
grants (# 14-07- 97040, # 15-29- 03823, # 15-29- 07077, # 16-57- 48006); by the
ONIT RAS program # 6 “Bioinformatics, modern information technologies and
mathematical methods in medicine” 2016.</p>
    </sec>
  </body>
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