<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>Bragg grating. CEUR Workshop Proceedings</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.18287/1613-0073-2016-1638-32-38</article-id>
      <title-group>
        <article-title>3D PULSE DIFFRACTION ON A PHASE-SHIFTED BRAGG GRATING</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>N.V. Golovastikov</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>D.A. Bykov</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>L.L. Doskolovich</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Image Processing Systems Institute - Branch of the Federal Scientific Research Centre "Crystallography and Photonics" of Russian Academy ofSciences</institution>
          ,
          <addr-line>Samara</addr-line>
          ,
          <country country="RU">Russia</country>
          ,
          <institution>Samara National Research University</institution>
          ,
          <addr-line>Samara</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2016</year>
      </pub-date>
      <volume>1638</volume>
      <fpage>32</fpage>
      <lpage>38</lpage>
      <abstract>
        <p>We consider diffraction of a three-dimensional (3D) spatiotemporal optical pulse by a phase-shifted Bragg grating. Resonant approximations of the reflection and transmission coefficients of a phase-shifted Bragg grating as functions of the angular frequency and the in-plane components of the wave vector are obtained. Using these approximations, analytical expressions for reflected and transmitted 3D pulse envelopes are derived. The presented rigorous simulation results fully confirm the proposed theoretical description.</p>
      </abstract>
      <kwd-group>
        <kwd>Bragg grating</kwd>
        <kwd>resonance</kwd>
        <kwd>all-optical information processing</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Optical devices implementing required temporal and spatial transformations of optical
signals are of great interest for a wide range of practical applications including
alloptical information processing and analog optical computing [1].Various resonant
structures are known to implement these operations including phase-shifted Bragg
gratings (PSBG). PSBGs have been used both for temporal differentiation and
integration of an optical pulse envelope [2–4] and for spatial differentiation and
integration of a monochromatic optical beam profile [5, 6]. The utilization of resonant
structures is attributable to the fact that their reflection (transmission) coefficient of the
structure in the vicinity of the resonance can be described by the Fano profile, which
in turn can approximate the transfer function of a differentiating or integrating filter.
In case of a PSBG this resonant effect is caused by the excitation of the structure's
eigenmode localized at the defect layer.</p>
      <p>In the previous works, temporal and spatial transformations of the incident pulse
envelope were considered separately. Temporal transformations in [2–4] were
investigated without taking into account the spatial configuration of the incident optical
pulse, whereas spatial operations in [5, 6] were studied in the case of a
monochromatic incident beam. In this regard, the description of spatiotemporal transformations
of optical pulses implemented by PSBG in the general 3D case is of great interest.
Recently published results [7, 8] concerned 2D spatiotemporal optical pulse
diffraction by a resonant grating.</p>
      <p>In this work, a theoretical description of the 3D optical pulse diffraction by a PSBG is
presented for the first time. Resonant approximations of the PSBG's reflection and
transmission coefficients as functions of the angular frequency and the in-plane wave
vector component are obtained. It is shown that at normal incidence the
transformation of the pulse envelope can be described by a hyperbolic partial differential
equation. The proposed theoretical description is confirmed by rigorous simulation
results.
2</p>
    </sec>
    <sec id="sec-2">
      <title>3D pulse envelope</title>
      <p>
        Consider normal incidence of a 3D optical pulse on a multilayer structure (Fig. 1). It
can be shown that reflected and transmitted pulse envelopes uR,T  x, y, t  correspond
to theincident pulse envelope v  x, y, t  passing through a linear system. The
connection between the Fourier spectrum of the incident pulse V kx , ky ,  and the Fourier
spectrum of the reflected (transmitted) pulse UR,T kx , ky ,  has the form:
UR,T kx , ky ,   HR,T kx , ky , V kx , ky ,  ,
where HR,T kx , ky ,  is the linear system's transfer function (TF), expressed through
the structure's reflection (transmission) coefficient:
HR kx , ky ,   R  kx2  ky2 , 0  ,
HT kx , ky ,   T  kx2  ky2 , 0 .
(
        <xref ref-type="bibr" rid="ref1">1</xref>
        )
(
        <xref ref-type="bibr" rid="ref2">2</xref>
        )
Here 0 is the central frequency of the pulse, k x , k y are components of the in-plane
wave vector. Note that TFs (
        <xref ref-type="bibr" rid="ref2">2</xref>
        ) are functions of angular frequency and in-plain wave
vector components. In this regard, these TFs are generalizations of TFs which
describe temporal transformations of an optical pulse [4] and spatial transformations of
an optical beam [5].
      </p>
      <p>
        We assume that the incident pulse is polarized along the x axis at z  0 . This means
that the incident pulse envelope v  x, y, t  corresponds to the Ex component of the
electric field  Ey  0 , and the reflection and transmission coefficients
R  kx, ky , 0  and T  kx, ky , 0  in (
        <xref ref-type="bibr" rid="ref2">2</xref>
        ) are expressed through the reflection and
transmission coefficients of TE- and TM-polarized plane waves incident on the
structure.
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>Envelope transformation</title>
      <p>
        To analytically describe transformations of an optical pulse envelope upon diffraction
by a PSBG (
        <xref ref-type="bibr" rid="ref1">1</xref>
        ) we derived resonant approximation for the grating's reflection and
transmission coefficients. This approximation holds true in the vicinity of normal
incidence kx  ky  0 and the resonance frequency corresponding to the mode of
the defect layer  p and has the following form:
R kx , ky ,    R vg2 kx2  ky2     p    * 
p
vg2 kx2  ky2    zR   zR  ,
T kx , ky ,    T vg2 kx2  ky2     p    * 
p
vg2 kx2  ky2    zT   zT* 
where   2 ∈  corresponds to the group velocity of an eigenmode of the structure;  R
 T are the non-resonant (far-from-resonance) reflection and transmission
coefficients. Representations (
        <xref ref-type="bibr" rid="ref3">3</xref>
        ) can be considered as a generalization of reflection and
transmission coefficients resonant approximations to a three-dimensional case. At a
fixed frequency  equations (
        <xref ref-type="bibr" rid="ref3">3</xref>
        ) become the known approximations of the reflection
and transmission coefficients as functions of k x in the vicinity of normal incidence
kx  ky  0 [5]. At kx  ky  0 the spectra (
        <xref ref-type="bibr" rid="ref3">3</xref>
        ) are reduced to the conventional Fano
profile [4]. Note that expressions (
        <xref ref-type="bibr" rid="ref3">3</xref>
        ) generalize the previously proposed resonant
approximations of PSBG spectra [9] by accounting for the second pole of the resonant
structure with negative real part  *p .
      </p>
      <p>
        Taking into account (
        <xref ref-type="bibr" rid="ref3">3</xref>
        ), we rewrite TFs (
        <xref ref-type="bibr" rid="ref2">2</xref>
        ) as product of two TFs, corresponding to
transformations implemented by the numerator ( HR1,T kx , ky ,  ) and denominator
( HR2,T kx , ky ,  ) of the original TF HR,T kx , ky ,  :
vg2 kx2  ky2    0  p   0  * 
      </p>
      <p>
        p
Applying the inverse Fourier transform to Eq. (
        <xref ref-type="bibr" rid="ref1">1</xref>
        ) and taking into account Eq. (
        <xref ref-type="bibr" rid="ref4">4</xref>
        ), we
obtain the following differential equation for the envelope of the reflected
(transmitted) pulse uR,T  x, y, t  :
      </p>
      <p>2
 uR,T  vg2uR,T  2i 0  i Im  p  uR,T 
t2 t</p>
      <p> 0  p  0  *p  uR,T  fR,T ,
where
fR,T  x, y, t    R,T ( t2v2  vg2v  2i 0  i Im zR,T   vt </p>
      <p>
         0  zR,T  0  zR,T *  v),
  2 x2  2 y2 is the Laplace operator with respect to the spatial coordinates.
Note that for low-quality-factor resonances, the function HR2,T kx , ky ,  in Eq.(
        <xref ref-type="bibr" rid="ref4">4</xref>
        ) is
slowly varying. That means that in this case the incident pulse undergoes the
transformation fR,T  x, y, t  (
        <xref ref-type="bibr" rid="ref6">6</xref>
        ) corresponding to the linear system with the TF
HR1,T kx , ky ,  [8]. Equation(
        <xref ref-type="bibr" rid="ref6">6</xref>
        ) demonstrates that the PSBG enables the optical
implementation of several important differential operators including the computation of
the Laplacian with respect to spatial coordinates (the second term in Eq. (
        <xref ref-type="bibr" rid="ref6">6</xref>
        )) and the
computation of the first temporal derivative (the third term in Eq(
        <xref ref-type="bibr" rid="ref6">6</xref>
        )). These
operations can be performed in reflection for a pulse with central frequency 0  zR
Im  zR   0 [7, 8]. Note that in the previous works these operations were studied
separately for monochromatic beams and infinitely wide pulses respectively. In this
regard equations (
        <xref ref-type="bibr" rid="ref5">5</xref>
        ), (
        <xref ref-type="bibr" rid="ref6">6</xref>
        )generalize spatial and temporal transformations of optical
signals analyzed in [3, 5].
      </p>
      <p>
        The solution to the differential equation (
        <xref ref-type="bibr" rid="ref5">5</xref>
        )can be obtained in the following form:
  
uR,T  x, y, t      fR,T  , ,   h3D  x  , y  , t   d d d , (
        <xref ref-type="bibr" rid="ref7">7</xref>
        )
  


expi0t  Im  p  t
h3D  x, y, t   

 0,
cos Re  p  t2   x2  y2  vg2 
2 vg2 t2   x2  y2  vg2
, x2  y2  vg2t2 ,
x2  y2  vg2t2 ,
(
        <xref ref-type="bibr" rid="ref4">4</xref>
        )
(
        <xref ref-type="bibr" rid="ref5">5</xref>
        )
(
        <xref ref-type="bibr" rid="ref6">6</xref>
        )
(
        <xref ref-type="bibr" rid="ref8">8</xref>
        )
Note that h3D  x, y, t  is the fundamental solution of (
        <xref ref-type="bibr" rid="ref5">5</xref>
        ) and the impulse response
function of the linear system with TF HR2,T kx , ky ,  (
        <xref ref-type="bibr" rid="ref4">4</xref>
        ). The obtained solution has a clear
physical interpretation. The integration in Eq. (
        <xref ref-type="bibr" rid="ref7">7</xref>
        ) is performed over the area located
inside the cone x2  y2  vg2t2 . This area can be considered as an analogue of the light
cone: it includes the points, the light from which can reach the considered point in a
time t . Assuming that the group velocity of the eigenmode of the structure vg does
not exceed the speed of light, the impulse response function h3D  x, y, t  satisfies the
relativistic causality condition.
4
      </p>
    </sec>
    <sec id="sec-4">
      <title>Numerical simulations</title>
      <p>
        To confirm the accuracy of the obtained model we numerically simulated diffraction of an
optical pulse on a PSBG with high quality-factor resonance (29 layers, quality-factor
Q  Re  p  2 Im  p    7848.6 ). The following values of the refractive indices
of the BG layers, defect layers, superstrate and substrate were used in the simulations:
n1  2.4547 TiO 2  , n2  1.4446 SiO2  , ndef  n1 , nsup  nsub  1 . The thicknesses
of the layers were calculated so that the grating has zero reflection for Bragg
wavelength B  1500nm and the incidence angle  0  0 . Fig. 2а shows the PSBG
transmission spectrum T kx ,  calculated using RCWA in the case of TM-polarization
(left half, kx  0 ) and calculated using the resonant approximation (
        <xref ref-type="bibr" rid="ref3">3</xref>
        ) (right half,
kx  0 ). A sharp transmission maximum caused by the excitation of an eigenmode in
the defect layer is evident in Fig 2а. The complex frequency of the eigenmode
 p  1255.77  0.08i ps1 was found as a pole of the structure's scattering matrix at
normal incidence ( kx  ky  0 ). The rest of the approximation parameters –
zT =966.84 + 801.35i ps1 ,  T  0.99104 and vg  159 m ps – were obtained using
an optimization procedure aimed at minimizing the difference between the
transmission coefficient calculated using RCWA and the approximate expression (
        <xref ref-type="bibr" rid="ref3">3</xref>
        ) at several
characteristic points of the spectrum. The normalized root-mean-square deviation
(NRMSD) of the spectra in Fig. 2а amounts to 2.1%. The NRMSD amounts to 2.0%
for the considered example in the case of TE-polarization. Resonant representation (
        <xref ref-type="bibr" rid="ref3">3</xref>
        )
provides similar accuracy also when used for the approximation of the reflection
spectra.
      </p>
      <p>
        We simulated the diffraction of an incident Gaussian pulse
v  x, y, t   exp  x2  y2   2  t 2  t2 with the following parameters:  t =1ps ,
 =2 m , central frequency 0 = 2 c B =1255.77 ps1 (fig. 2b) by the considered
grating. Figure 3(b) compares the envelopes of the transmitted pulse calculated using
RCWA ( x  0 ) and using the analytical model (
        <xref ref-type="bibr" rid="ref7">7</xref>
        ), (
        <xref ref-type="bibr" rid="ref8">8</xref>
        ) ( x  0 ).The NRMSD of the
distributions in Fig. 2c amounts to 2.2%, which confirms high accuracy of the
proposed model.
      </p>
      <p>
        Pinc  x, y  0,t  , (c) transmitted pulse envelope Ptr  x, y  0,t 
Let us note that the computational cost of the PSBG spectra estimation (Eq.(
        <xref ref-type="bibr" rid="ref3">3</xref>
        )), and
the solution of the 3D pulse diffraction problem using Eqs.(
        <xref ref-type="bibr" rid="ref7">7</xref>
        ) is much smaller
comparing to the direct solution of Maxwell’s equations using the RCWA technique.
Indeed, for the calculation of the resonant approximations parameters (
        <xref ref-type="bibr" rid="ref3">3</xref>
        ) or the
convolution kernel (
        <xref ref-type="bibr" rid="ref8">8</xref>
        ) it is sufficient to rigorously solve the diffraction problem only for
several points in the kx , ky ,  space. Moreover, once calculated parameters of the
convolution kernel (
        <xref ref-type="bibr" rid="ref8">8</xref>
        ) allow one to simulate the diffraction of an arbitrary pulse.
5
      </p>
    </sec>
    <sec id="sec-5">
      <title>Conclusion</title>
      <p>We have proposed resonant approximations of the reflection and transmission
coefficients of the PSBG as functions of the angular frequency and the in-plane component
of the wave vector. On the basis of the proposed approximations, we obtained
theoretical description of the class of the spatiotemporal transformations of a 3D optical
pulse envelope upon diffraction by a PSBG. The presented simulation results obtained
using the rigorous coupled-wave analysis technique fully confirm the theoretical
description. These results may find application in the design of novel planar devices for
all-optical information processing and analog optical computing.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments References</title>
      <p>This study was funded by Russian Science Foundation (grant no. №14-19-00796).</p>
    </sec>
  </body>
  <back>
    <ref-list>
      <ref id="ref1">
        <mixed-citation>
          1.
          <string-name>
            <surname>Silva</surname>
            <given-names>A</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Monticone</surname>
            <given-names>F</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Castaldi</surname>
            <given-names>G</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Galdi</surname>
            <given-names>V</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Alù</surname>
            <given-names>A</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Engheta</surname>
            <given-names>N.</given-names>
          </string-name>
          <article-title>Performing Mathematical Operations with Metamaterials</article-title>
          .
          <source>Science</source>
          ,
          <year>2014</year>
          ;
          <volume>343</volume>
          (
          <issue>6167</issue>
          ):
          <fpage>160</fpage>
          -
          <lpage>163</lpage>
          .
        </mixed-citation>
      </ref>
      <ref id="ref2">
        <mixed-citation>
          2.
          <string-name>
            <surname>Rivas</surname>
            <given-names>LM</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Boudreau</surname>
            <given-names>S</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Park</surname>
            <given-names>Y</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Slavík</surname>
            <given-names>R</given-names>
          </string-name>
          ,
          <string-name>
            <surname>LaRochelle</surname>
            <given-names>S</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Carballar</surname>
            <given-names>A</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Azaña</surname>
            <given-names>J</given-names>
          </string-name>
          .
          <article-title>Experimental demonstration of ultrafast all-fiber high-order photonic temporal differentiators</article-title>
          . Opt. Lett.,
          <year>2009</year>
          ;
          <volume>34</volume>
          (
          <issue>12</issue>
          ):
          <fpage>1792</fpage>
          -
          <lpage>1794</lpage>
          .
        </mixed-citation>
      </ref>
      <ref id="ref3">
        <mixed-citation>
          3.
          <string-name>
            <surname>Kulishov</surname>
            <given-names>M</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Azaña</surname>
            <given-names>J</given-names>
          </string-name>
          .
          <article-title>Design of high-order all-optical temporal differentiators based on multiple-phase-shifted fiber Bragg gratings</article-title>
          .
          <source>Optics Express</source>
          ,
          <year>2007</year>
          ;
          <volume>15</volume>
          (
          <issue>10</issue>
          ):
          <fpage>6152</fpage>
          -
          <lpage>6166</lpage>
          .
        </mixed-citation>
      </ref>
      <ref id="ref4">
        <mixed-citation>
          4.
          <string-name>
            <given-names>Nam</given-names>
            <surname>Quoc Ngo</surname>
          </string-name>
          .
          <article-title>Design of an optical temporal integrator based on a phase-shifted fiber Bragg grating in transmission</article-title>
          . Opt. Lett.,
          <year>2007</year>
          ;
          <volume>32</volume>
          (
          <issue>20</issue>
          ):
          <fpage>3020</fpage>
          -
          <lpage>3022</lpage>
          .
        </mixed-citation>
      </ref>
      <ref id="ref5">
        <mixed-citation>
          5.
          <string-name>
            <surname>Bykov</surname>
            <given-names>DA</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Doskolovich</surname>
            <given-names>LL</given-names>
          </string-name>
          .
          <article-title>On the diffraction of an optical beam by a phase shifted Bragg grating</article-title>
          .
          <source>Computer Optics</source>
          ,
          <year>2014</year>
          ;
          <volume>38</volume>
          (
          <issue>4</issue>
          ):
          <fpage>590</fpage>
          -
          <lpage>597</lpage>
          [in Russian].
        </mixed-citation>
      </ref>
      <ref id="ref6">
        <mixed-citation>
          6.
          <string-name>
            <surname>Golovastikov</surname>
            <given-names>NV</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Bykov</surname>
            <given-names>DA</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Doskolovich</surname>
            <given-names>LL</given-names>
          </string-name>
          .
          <article-title>Spatial integration of optical beams using phase-shifted Bragg grating</article-title>
          .
          <source>Computer Optics</source>
          ,
          <year>2014</year>
          ;
          <volume>38</volume>
          (
          <issue>3</issue>
          ):
          <fpage>372</fpage>
          -
          <lpage>376</lpage>
          [in Russian].
        </mixed-citation>
      </ref>
      <ref id="ref7">
        <mixed-citation>
          7.
          <string-name>
            <surname>Golovastikov</surname>
            <given-names>NV</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Bykov</surname>
            <given-names>DA</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Doskolovich</surname>
            <given-names>LL</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Soifer</surname>
            <given-names>VA</given-names>
          </string-name>
          .
          <article-title>Spatiotemporal optical pulse transformation by a resonant diffraction grating</article-title>
          .
          <source>Journal of Experimental and Theoretical Physics</source>
          ,
          <year>2015</year>
          ;
          <volume>121</volume>
          (
          <issue>5</issue>
          ):
          <fpage>785</fpage>
          -
          <lpage>792</lpage>
          .
        </mixed-citation>
      </ref>
      <ref id="ref8">
        <mixed-citation>
          8.
          <string-name>
            <surname>Golovastikov</surname>
            <given-names>NV</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Bykov</surname>
            <given-names>DA</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Doskolovich</surname>
            <given-names>LL</given-names>
          </string-name>
          .
          <article-title>Spatiotemporal pulse shaping using resonant diffraction gratings</article-title>
          .
          <source>Optics Letters</source>
          ,
          <year>2015</year>
          ;
          <volume>40</volume>
          (
          <issue>15</issue>
          ):
          <fpage>3492</fpage>
          -
          <lpage>3495</lpage>
          .
        </mixed-citation>
      </ref>
      <ref id="ref9">
        <mixed-citation>
          9.
          <string-name>
            <surname>Doskolovich</surname>
            <given-names>LL</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Golovastikov</surname>
            <given-names>NV</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Bykov</surname>
            <given-names>DA</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Kharitonov</surname>
            <given-names>SI</given-names>
          </string-name>
          .
          <article-title>Resonant approximation of phase-shifted bragg grating (PSBG) spectra</article-title>
          .
          <source>Computer Optics</source>
          ,
          <year>2015</year>
          ;
          <volume>39</volume>
          (
          <issue>3</issue>
          ):
          <fpage>311</fpage>
          -
          <lpage>318</lpage>
          [in Russian].
          <source>DOI: 10</source>
          .18287/
          <fpage>0134</fpage>
          -2452-2015-39-3-
          <fpage>311</fpage>
          -318.
        </mixed-citation>
      </ref>
    </ref-list>
  </back>
</article>