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  <front>
    <journal-meta />
    <article-meta>
      <article-id pub-id-type="doi">10.18287/1613-0073-2016-1638-49-54</article-id>
      <title-group>
        <article-title>DIFFRACTION-GRATING-BASED BLOCH SURFACE WAVE REFRACTIVE INDEX SENSORS</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>E.A. Kadomina</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>E.A. Bezus</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>L.L. Doskolovich</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Image Processing Systems Institute - Branch of the Federal Scientific Research Centre “Crystallography and Photonics” of Russian Academy of Sciences</institution>
          ,
          <addr-line>Samara</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Samara National Research University</institution>
          ,
          <addr-line>Samara</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2016</year>
      </pub-date>
      <fpage>49</fpage>
      <lpage>54</lpage>
      <abstract>
        <p>A planar optical sensor consisting of a diffraction grating and a onedimensional photonic crystal based on Bloch surface wave excitation effect is proposed. The obtained results can find application in the design of novel onchip refractive index sensors.</p>
      </abstract>
      <kwd-group>
        <kwd>photonic crystal</kwd>
        <kwd>Bloch surface wave</kwd>
        <kwd>diffraction grating</kwd>
        <kwd>optical sensor</kwd>
        <kwd>Maxwell's equations</kwd>
        <kwd>rigorous coupled-wave analysis</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        Nowadays, resonant optical sensors based on the excitation of surface electromagnetic
waves (surface plasmon polaritons (SPP) or Bloch surface waves (BSW)) are widely
used for refractive index measurement and for detection of various micro-objects.
SPPbased sensors [
        <xref ref-type="bibr" rid="ref1 ref2 ref3">1–3</xref>
        ] have a significant drawback, namely, high absorption losses in
metals leading to broadening of the SPP resonance, which limits the sensor
performance. BSW-based sensors are free from this disadvantage because BSW can be
supported by all-dielectric structures. Moreover, BSW can be either TM- or
TEpolarized, which adds one more degree of freedom to the sensor design. Recently
proposed BSW-based sensors [
        <xref ref-type="bibr" rid="ref4 ref5 ref6 ref7 ref8 ref9">4–9</xref>
        ] possess high sensitivity (the accuracy of the
measurement of the refractive index exceeds 106 ). In the existing works, BSW are
excited in the Kretschmann configuration, which leads to a relatively large size of the
sensor. A promising approach to miniaturizing the sensors consists in the utilization of
grating-based BSW excitation configuration and is studied in the present work.
      </p>
    </sec>
    <sec id="sec-2">
      <title>Geometry and parameters of the optical sensor</title>
      <p>Fig. 1 shows the geometry of the investigated sensor. The structure comprises a
diffraction grating with one-dimensional periodicity and a one-dimensional photonic
crystal (PC). The PC consists of N periods (N pairs of plane-parallel layers with
alternating thicknesses and dielectric permittivities). Let us consider an example with
the following parameters: PC layer thicknesses h1  96 nm and h2  140 nm ,
dielectric permittivities 1  4.511.7 103 i (corresponds to TiO2 at 0  550 nm )
and  2  2.05  6 104 i (corresponds to SiO 2 at 0  550 nm ). At the upper surface
of the PC, an additional layer with the thickness h and the dielectric permittivity  
is located. In the considered example, we set     1 and h  h1  hc , where
hc  63.8 nm . The studied structure is intended for the measurement of the refractive
index of the superstrate (the medium over the PC with the unknown refractive index
nsup ). The working refractive index range in the considered example is 1.33–1.34
(distilled water and weak NaCl solutions). At the lower surface of the PC, a
onedimensional diffraction grating with the period dgr , ridge height hgr , ridge width lgr
and dielectric permittivity  gr (in the present example,  gr  1 ) is located. The values
of the parameters dgr , hgr , lgr are chosen so that BSW are excited by a prescribed
diffraction order (orders) of the grating.</p>
      <p>z
s
d
o
i
r
e
p
N
x
nsup
h’ ’
h2 2
h1 1
The operating principle of the sensor consists in the measurement of the reflection
coefficient at different (gradually varying) values of the incident angle or the incident
wavelength. In the vicinity of the resonance that occurs at certain combinations of
parameters (e.g., the refractive index of the superstrate and the angle of incidence),
BSW is excited at the interface between the PC and the superstrate, which leads to a
pronounced dip in the reflectance spectrum.</p>
      <p>
        To evaluate the sensor performance, we use the following conventional figure of merit
[
        <xref ref-type="bibr" rid="ref6 ref8">6, 8</xref>
        ]:
FoM  Sv  D W , (1)
where S v is the sensor sensitivity, D is the reflectance dip depth, and W is the dip
FWHM (full width at half maximum). Depending on the varying parameter (angle of
incidence q or wavelength  ), the sensitivity is calculated using one of the following
equations: Sv  q min n or Sv  min n , where q min and min are the angular and
spectral locations of the minimum, respectively. In order to compare the investigated
structure with the conventional sensor configuration (Kretschmann geometry), a sensor
comprising a prism made of BK7 optical glass instead of the diffraction grating was
also simulated.
      </p>
      <p>
        Let us note that the FoM values given below were obtained on the basis of a rigorous
solution of the Maxwell’s equations using the Fourier modal method [
        <xref ref-type="bibr" rid="ref10 ref11">10, 11</xref>
        ]. The
derivation of the BSW dispersion relation and the conditions of BSW excitation by
prescribed diffraction orders of a diffraction grating were described in detail in the
previous works of the present authors [
        <xref ref-type="bibr" rid="ref12 ref13">12, 13</xref>
        ].
      </p>
    </sec>
    <sec id="sec-3">
      <title>Performance of the optical sensor at varying angle of incidence</title>
      <p>The sensing performance of the considered structure was investigated for the following
superstrate media: double-distilled water and 1%, 2% and 3% NaCl solutions with the
refractive indices equal to 1.3330, 1.3347, 1.3364, and 1.3381, respectively.
The values of the diffraction grating parameters dgr  453.2 nm , hgr  563.7 nm ,
lgr  0.59dgr were found using an optimization procedure from the condition of BSW
excitation by the first diffraction order at the incidence angle of 10º and the superstrate
refractive index of 1.335.</p>
      <p>
        Fig. 2 shows the absolute value of the reflection coefficient vs. the incidence angle for
the four measured media. According to Fig. 2, the resonance (the reflection dip) is
present for all considered media. Let us note that the angular position of the reflectance
dip changes continuously and monotonically with the change in the refractive index of
the measured medium. The performance of the grating-based sensor and the sensor
based on the Kretschmann geometry is compared in Table 1. It follows from Table 1
that the FoM values for the sensor with a diffraction grating are slightly lower than the
values for the sensor based on the Kretschmann configuration. At the same time, these
values are significantly (by almost 5 times) greater than the theoretical limit for
SPPbased sensors with a gold film ( FoM  108RIU-1 ) [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
    </sec>
    <sec id="sec-4">
      <title>Performance of the optical sensor at varying wavelength</title>
      <p>Let us now study the performance of the considered sensors in the case of varying
wavelength.</p>
      <p>As in the previous case, the grating parameters dgr  396.8 nm , hgr  805.5 nm ,
lgr  0.72dgr were found using an optimization procedure. In the present example, two
counter-propagating BSW were excited by ±1st diffraction orders at normal incidence
of the wave with 0  550 nm at nsup  1.335 .</p>
      <p>Similarly to Fig. 2, it is evident from Fig. 3 that the reflection dip is present for all
measured media. The comparison of the proposed sensor with the sensor in the
Kretschmann configuration is given in Table 2. It follows from Table 2 that in the case
of varying wavelength, the grating-based sensor provides better average FoM value.</p>
    </sec>
    <sec id="sec-5">
      <title>Conclusion</title>
      <p>ddH2O NaCl NaCl
1% 2 %</p>
      <sec id="sec-5-1">
        <title>Sensor based on the Kretschmann geometry</title>
        <p>Sv, nm/RIU 773.5 786.9 801.0</p>
      </sec>
      <sec id="sec-5-2">
        <title>Sensor with a diffraction grating</title>
        <p>Sv, nm/RIU 163.9 165.2 166.5
In the present work, a planar configuration of an optical refractive index sensor was
proposed and numerically investigated. The sensor contains a diffraction grating with
one-dimensional periodicity and a one-dimensional photonic crystal. The working
principle of the sensor is based on the excitation of Bloch surface waves. As a varying
parameter, the angle of incidence or the wavelength can be used. The proposed sensor
is compared with the conventional sensor based on the Kretschmann configuration in
the case of four measured media: double-distilled water and 1%, 2% and 3% NaCl
solutions. It is shown that two sensor configurations have comparable performance,
which significantly exceeds the theoretical limit for SPP-based sensors with gold films.
The obtained results may find application in the design of novel on-chip refractive
index sensors.</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgements</title>
      <p>This work was funded by the Russian Science Foundation grant № 14-31-00014.</p>
    </sec>
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