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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Using Machine Learning Methods and Linguistic Features in Single-Document Extractive Summarization</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Alexander Dlikman</string-name>
          <email>dlikman@post.bgu.ac.il</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mark Last</string-name>
          <email>mlast@bgu.ac.il</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Information Systems Engineering Ben-Gurion University of the Negev Beer-Sheva</institution>
          ,
          <country country="IL">Israel</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Extractive summarization of text documents usually consists of ranking the document sentences and extracting the top-ranked sentences subject to the summary length constraints. In this paper, we explore the contribution of various supervised learning algorithms to the sentence ranking task. For this purpose, we introduce a novel sentence ranking methodology based on the similarity score between a candidate sentence and benchmark summaries. Our experiments are performed on three benchmark summarization corpora: DUC-2002, DUC2007 and MultiLing-2013. The popular linear regression model achieved the best results in all evaluated datasets. Additionally, the linear regression model, which included POS (Part-of-Speech)-based features, outperformed the one with statistical features only.</p>
      </abstract>
      <kwd-group>
        <kwd>text summarization</kwd>
        <kwd>part-of-speech tagging</kwd>
        <kwd>supervised learning</kwd>
        <kwd>regression</kwd>
        <kwd>sentence ranking</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        In this study, we seek to improve the performance of extractive summarization
algorithms by using multiple statistical and linguistic sentence features combined with
advanced machine learning techniques. We apply the following four supervised learning
algorithms to the extractive summarization task: Classification and Regression Trees
(CART) [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], Cubist [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ], linear regression, and a genetic algorithm. The algorithms are
trained on benchmark corpora of summarized documents and compared to
state-of-theart extractive summarization tools using the same feature sets. The proposed
supervised methodology for sentence extraction is based on a continuous similarity score
between candidate sentences and human-generated gold standard summaries. For this
purpose, a novel, Penalized Precision metric is introduced.
      </p>
    </sec>
    <sec id="sec-2">
      <title>Extractive Text Summarization</title>
      <p>
        Extractive summarization techniques identify the most important sentences in the input
text(s) and combine them to create a summary of a pre-defined length. Various sentence
scoring metrics, or features, have been proposed in literature. Gupta and Lehal [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] in
their survey of text summarization techniques list the following groups of features:
keyword-based, title-based, location-based, length-based, proper noun and upper-case
word-based, font-based, specific phrase-based, and features based on the sentence
similarity to other sentences in text. The MUSE summarization algorithm [
        <xref ref-type="bibr" rid="ref14 ref15">15, 14</xref>
        ] is a
representative example of an extractive summarizer, built upon 31 statistical sentence
metrics. These metrics are divided into structure-based, vector-based and graph-based
groups. The MUSE summarizer uses a supervised approach with Genetic Algorithm to
find the best feature weights from a given corpus of summarized documents.
      </p>
      <p>
        Several extractive summarization approaches make use of linguistic sentence
scoring metrics for text representation and calculation of the final sentence score. The most
typical approach is the use of proper nouns or upper case words [
        <xref ref-type="bibr" rid="ref11 ref12 ref7">7, 11, 12</xref>
        ]. Fattah and
Ren [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] use the count of numerical data and proper noun occurrences in a sentence.
AlHashemi [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] employs human-generated rules based on POS (Part-of-Speech) sequences
in an extractive summarization system. Mihalcea and Tarau [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ] present a graph-based
model for keyword extraction which makes use of POS tags. In this approach, a graph
represents the text and interconnects words or other text entities. The authors propose
several options including all words, only nouns, only nouns and verbs or only nouns
and adjectives. One of conclusions of Mihalcea and Tarau's study shows that the
performance of models without POS information is significantly lower than those that
consider POS information.
2.2
      </p>
    </sec>
    <sec id="sec-3">
      <title>Machine Learning Methods for Sentence Extraction</title>
      <p>
        In the regression approach to the sentence ranking task, the score of each candidate
sentence  is evaluated as a weighted average of all its features [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ]. The feature
weights can be found by various machine learning techniques such as a linear
regression [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] or a Genetic Algorithm [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. Ouyang et al. [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ] apply a Support Vector
Regression (SVR) model to the task of query-based, multi-document extractive
summarization. Their SVR framework is based on a set of seven sentence features. Galanis et
al. [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] present an Integer Linear Programming (ILP) based approach for extractive,
query-based multi-document summarization. The proposed method simultaneously
maximizes both the importance of the sentences that are included in a summary as well
as their diversity. In order to find a sentence’s  importance score sentence, the authors
use SVR model based on five various predictors (sentence features).  The  “true”  im-­
portance (outcome of the regression) is obtained as a ROUGE score between candidate
sentences and human-generated summaries.
      </p>
      <p>
        Compared to other regression-based summarization methods that use seven
predictive features in [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ] and five in [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], we employ a much larger set of sentence scoring
metrics (30 statistical features from [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] and 17 novel linguistic features) and perform
feature selection to preserve the most important features in the model. In addition, both
[
        <xref ref-type="bibr" rid="ref21">21</xref>
        ] and [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] utilize a sentence-to-summary similarity score, which prefers the longest
sentences in the extraction stage. The sentence-to-summary similarity score proposed
in our study (Penalized Precision) handles this limitation and penalizes both “toos hort” 
and “too long” sentences. 
3
3.1
      </p>
      <sec id="sec-3-1">
        <title>Methodology</title>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Linguistic features</title>
      <p>
        In this section, we introduce 17 POS-based sentence features, which are listed in Table
1. Some of them are completely novel while others are derived from our interpretation
of certain metrics used by Litvak and Last [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] in the MUSE summarizer. All proposed
POS features take into account only nouns, verbs, adjectives and adverbs due to the
semantic importance of these parts of speech [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. These features can be divided into
POS ratio-based (defined as a ratio between the number of the above parts-of-speech
in a sentence and the sentence length); POS filtering (employing the original MUSE
features after keeping the above POSs and discarding the rest of the words); and POS
patterns (these features take into account part-of-speech n-grams, which are frequent
in human-generated summaries and, at the same time, relatively rare in the original
texts).
      </p>
      <p>
        While the first two methods do not need further explanation, the POS pattern metrics
are defined as follows. We assume that the presence of a specific POS pattern in a
candidate sentence may indicate sentence relevance in the summary [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Our method
requires a preprocessing stage where the relevance of the candidate POS patterns is
calculated. We define POS pattern relevance as a ratio between normalized pattern
frequency in human-generated summaries and normalized pattern frequency in the
corpus. The measure is greater than one when the POS n-gram is relatively more frequent
in summaries than in the original texts. In the last stage, we sum up all POS n-gram
relevance measures, which are greater than one, and normalize this value by the total
amount of n-grams in a sentence. In the current work, we calculated the above metrics
separately for 2-, 3- and 4- POS grams.
3.2
      </p>
    </sec>
    <sec id="sec-5">
      <title>Sentences Ranking</title>
      <p>Our methodology for the sentence ranking task includes the following steps: data
preparation, calculation of sentence similarity to benchmark summaries, data scaling,
training, and evaluation.</p>
      <p>Data Preparation: In the data preparation stage, we generate a sentence-feature matrix
for the training corpus. Each row of the matrix refers to a sentence   ; each column refers
to a feature; and entry of the matrix ( ) indicates the score of feature  for sentence   .
Each sentence is associated with  _   and   _ . The feature set
includes the original, language-independent MUSE features as well as our novel
linguistic features.</p>
    </sec>
    <sec id="sec-6">
      <title>Category</title>
      <sec id="sec-6-1">
        <title>POS RatioBased</title>
      </sec>
      <sec id="sec-6-2">
        <title>POS Filtering</title>
      </sec>
      <sec id="sec-6-3">
        <title>POS Patterns</title>
      </sec>
    </sec>
    <sec id="sec-7">
      <title>Feature</title>
    </sec>
    <sec id="sec-8">
      <title>Description</title>
      <sec id="sec-8-1">
        <title>POS_NN_RATIO</title>
      </sec>
      <sec id="sec-8-2">
        <title>Ratio of nouns to all words in the sentence</title>
      </sec>
      <sec id="sec-8-3">
        <title>POS_VB_RATIO</title>
      </sec>
      <sec id="sec-8-4">
        <title>POS_JJ_RATIO</title>
      </sec>
      <sec id="sec-8-5">
        <title>POS_RB_RATIO</title>
      </sec>
      <sec id="sec-8-6">
        <title>POS_V_TITLE_O POS_V_TITLE_J POS_V_TITLE_C POS_V_TF</title>
        <p>POS_V_COV
POS_V_TFISF
POS_V_KEY
POS_V_D_COV_O
POS_V_D_COV_J
POS_V_D_COV_C
POS_N2
POS_N3
POS_N4</p>
      </sec>
      <sec id="sec-8-7">
        <title>Ratio of verbs to all words in the sentence</title>
        <p>Ratio of adjectives to all words in the
sentence
Ratio of adverbs to all words in the
sentence
Overlap similarity to the document title
Jaccard similarity to the document title
Cosine similarity to the document title
Average term frequency for all POS words
Coverage of POS keywords
Sum of term frequencies times inverse
sentence frequencies
Sum of POS keyword frequencies
Overlap similarity to the document
complement
Jaccard similarity to the document
complement
Cosine similarity to the document
complement
POS 2-gram relevance measure
POS 3-gram relevance measure</p>
        <p>POS 4-gram relevance measure</p>
        <p>Sentence to Summary Similarity Score: The most complex stage is determining
the similarity between each sentence and a gold standard summary of the corresponding
document. Similarity measures such as ROUGE and other recall-based measures,
which normalize joint terms between sentence and benchmark summaries by a
summary length, prefer longer sentences by assigning them a higher score. On the other
hand, precision-based measures, which normalize joint terms by sentence length, prefer
shorter sentences.</p>
        <p>
          To address those issues, we have modified the BLEU (Bilingual Evaluation
Understudy) measure, which originally was used for evaluating the quality of machine
translation [
          <xref ref-type="bibr" rid="ref22">22</xref>
          ]. Our implementation of the BLEU score (Eq. 1) is precision penalized when
a sentence is “too short”.
        </p>
        <p>1
.
P stands for the sentence precision, which naturally penalizes "too long" sentences as
well, and the 
.</p>
        <p>ℎ parameter represents the minimum sentence length in a gold
standard summary. When several benchmark summaries exist per each document, we
calculate the 
method.
the average similarity of a sentence to benchmark summaries, exactly as in the ROUGE
  value for each benchmark summary separately and then provide</p>
        <p>
          Data Scaling: The max-min rescaling method is used to normalize the feature values
to the [
          <xref ref-type="bibr" rid="ref1">0, 1</xref>
          ] range based on their minimum and maximum values in the training corpus.
In contrast, to normalize the values of sentence similarity to the gold standard, we
calculate the minimum and maximum similarity values separately for each document.
This approach allows to deal with the fact that gold standard summaries in the corpus
can be both extractive and abstractive  (for extractive summaries, the similarity values
tend to be higher than for the abstractive ones).
        </p>
        <p>Training: By using the columns in the sentence-feature matrix as regression
predictors and sentence similarity to the gold standard as a continuous target variable, any
regression algorithm can be trained. The resulting regression model will include the
values of the feature weights.</p>
        <p>Evaluation. To evaluate the performance of the induced model on a hold-out set,
we first compute the predicted value of each sentence similarity score ( ). After this, 
top ranking sentences (based on  ) are extracted to a peer summary, subject to a
summary length constraint. The resulting peer summaries can be evaluated using various
ROUGE measures and available gold standard summaries.
4
4.1</p>
        <sec id="sec-8-7-1">
          <title>Evaluation Experiments</title>
        </sec>
      </sec>
    </sec>
    <sec id="sec-9">
      <title>Datasets and Software Tools</title>
      <p>
        For training and testing, we used three different English corpora containing summarized
documents. DUC-2002 [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], which was prepared for the summarization competition task
at the Document Understanding Conference, is a gold-standard dataset that contains
531 news articles from the Wall Street Journal (1987-1992), and the Financial Times
(1991-1994). Each textual document contains at least 10 sentences and appears with
two to three human-generated ("gold standard") abstractive summaries of around 100
words.
      </p>
      <p>
        An additional evaluated corpus is DUC-2007 [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. The main task of DUC-2007 was,
given a topic and a set of 25 relevant documents, to synthesize a fluent, well-organized
250-word summary of the documents that would answer the question in the topic
statement, i.e., perform a multi-document query-based summarization. Each topic is
accompanied with up to four human-generated abstractive summaries of around 250 words.
In order to allow single-document training, all documents on a particular topic were
merged into one text.
      </p>
      <p>
        We have also used an English corpus from the MultiLing 2013 single-document
summarization task [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ]. The dataset includes 30 Wikipedia articles with one gold
standard (human-generated) summary of around 270 words per article. Due to relatively
small amount of documents, MultiLing-2013 is used only as test data in cross-corpus
evaluation experiments.
      </p>
      <p>
        In our study, we used MUSEEC, an open-source text summarization tool [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]. For
the purpose of preprocessing (sentence splitting, tokenization, stop words removal and
lemmatization) and part-of-speech tagging, we used the popular Stanford CoreNLP
toolkit [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ], an extensible pipeline that provides core natural language analysis. For
sentence ranking, we used several R packages: GA Package [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ] for Genetic
Algorithm, rpart [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ] for CART algorithm, cubist [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] for Cubist algorithm. The Caret R
package [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] was used for parameter optimization of those algorithms and
cross-validation when implementing the experiments described below.
4.2
      </p>
    </sec>
    <sec id="sec-10">
      <title>Evaluation Results</title>
      <p>
        We evaluated four regression approaches to the sentence ranking task: CART [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], LM
(linear regression model), GA (Genetic Algorithm) and Cubist [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. We also compared
the results to MUSE [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] as a state-of-the-art supervised method for extractive
summarization. Each model was evaluated with four different feature sets: MUSE (30 original
features used by MUSE); POS only (17 POS-based features); POS Extended (17
POSbased features + Sentence Position + Sentence Length); and MUSE &amp; POS (both MUSE
and POS-based features).
      </p>
      <p>
        DUC-2002 (10-fold cross-validation): Cubist and LM using the most complete
feature set (MUSE &amp; POS) were the top ranking approaches. Since the difference between
them was not found statistically significant (p-value of 0.205) we preferred the simpler
LM approach. In further statistical tests, we compared LM models with different
feature sets (the first four rows in Table 2). As can be seen from the results, the MUSE &amp;
POS feature combination is significantly better than the other feature sets. The
subsequent experiments (the last three rows in Table 2) compared the LM model with three
other models (all using MUSE &amp; POS features). The results are statistically significant
and show that LM outperforms all other models. Using the Akaike Information
Criterion (AIC) statistics [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] for stepwise feature selection, 4 statistical features (D_COV_J,
KEY_DEG, KEY_PR, SVD) and 4 POS-based features (POS_B, POS_RB_RATIO,
POS_V_TITLE_C, POS_V_TITLE_O) were discarded as statistically insignificant.
      </p>
      <p>DUC-2007 (10-fold cross-validation): In this dataset, the difference between the
MUSE and the MUSE &amp; POS feature sets was not found statistically significant and,
thus, the MUSE feature set was preferred due to simplicity. The experiments have
shown that the LM model with MUSE features outperforms all other models with the
same feature set.</p>
    </sec>
    <sec id="sec-11">
      <title>MultiLing-2013 (training on DUC-2002): In the MultiLing-2013 corpus, both</title>
      <p>Cubist and LM with the MUSE &amp; POS feature set are the top-ranking models, without
a statistically significant difference between them. Consequently we prefer the simpler
LM approach. The results show that LM with the MUSE &amp; POS feature set outperforms
all other models.</p>
    </sec>
    <sec id="sec-12">
      <title>Model</title>
      <p>LM
LM
LM
LM
MUSE
GA
CART</p>
    </sec>
    <sec id="sec-13">
      <title>Features</title>
      <sec id="sec-13-1">
        <title>MUSE &amp; POS</title>
      </sec>
      <sec id="sec-13-2">
        <title>POS Extended</title>
      </sec>
      <sec id="sec-13-3">
        <title>MUSE</title>
      </sec>
      <sec id="sec-13-4">
        <title>POS only</title>
      </sec>
      <sec id="sec-13-5">
        <title>MUSE &amp; POS</title>
      </sec>
      <sec id="sec-13-6">
        <title>MUSE &amp; POS</title>
      </sec>
      <sec id="sec-13-7">
        <title>MUSE &amp; POS</title>
        <p>ROUGE-1 F</p>
        <p>p-value
In this work, we have explored the contribution of various machine learning algorithms
to sentence ranking and introduced a novel, Penalized Precision metric. The results of
our experiments show that in all evaluated textual corpora, the linear model
outperforms the more sophisticated CART and Cubist regression models, the heuristic
optimization with genetic algorithm, as well as the state-of-the-art summarization approach
(MUSE). Additionally, the linear models which included POS features, outperform
those with statistical features only. To achieve the best results, we suggest using the
Linear Model with statistical and POS-based features. Future work may focus on
extending the proposed POS-based features and sentence ranking techniques to other
languages and domains.
6</p>
      </sec>
    </sec>
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