=Paper= {{Paper |id=Vol-1647/SAL2016_paper_5 |storemode=property |title=Metacognitive Knowledge and Metacognitive Regulation in Time-Constrained in Information Search |pdfUrl=https://ceur-ws.org/Vol-1647/SAL2016_paper_5.pdf |volume=Vol-1647 |authors=Anita Crescenzi |dblpUrl=https://dblp.org/rec/conf/sigir/Crescenzi16 }} ==Metacognitive Knowledge and Metacognitive Regulation in Time-Constrained in Information Search== https://ceur-ws.org/Vol-1647/SAL2016_paper_5.pdf
   Metacognitive Knowledge and Metacognitive Regulation
         in Time-Constrained in Information Search
                                                            Anita Crescenzi
                              School of Information and Library Science, University of North Carolina
                                                      Chapel Hill, NC, USA
                                                          amcc@email.unc.edu



ABSTRACT                                                                metacognitive experiences are influenced by the metacognitive
Learning in search can take the form of changes in conceptual           knowledge that they retrieve from memory, and an individual’s
knowledge and procedural knowledge at a cognitive level.                metacognitive experiences can, in turn, shape the individual’s
Searchers may also gain insights into their cognitive process           metacognitive knowledge.
though their metacognitive experiences and thereby acquire              Metacognitive knowledge consists of one’s conscious or
metacognitive knowledge which may also influence their search           subconscious beliefs or knowledge about people, tasks and
process and outcomes. This paper describes the concepts of              strategies that influence the cognitive process [9]. Metacognitive
metacognition,    metacognitive       knowledge,       metacognitive    knowledge includes knowledge about one’s own or others’
experiences and metacognitive self-regulation and findings from         cognitive processes, self-efficacy, motivation or interest;
an experimental information search study. In particular, the study      knowledge of general strategies that might be used to achieve
provides evidence of participants’ metacognitive experiences and        one’s cognitive goals; or knowledge of the task context such as
metacognitive regulation activities relating to orienting to task and   the task demands or the information available during this task.
time, monitoring and steering the process, and evaluating the           Metacognitive knowledge can change over time, i.e., people can
search process and outcome.                                             learn metacognitive knowledge.
Keywords                                                                Flavell [9] describes a learner’s cognitive or affective
Information search; metacognition; metacognitive self-regulation        metacognitive experiences during a cognitive task. Efklides [8]
                                                                        defines metacognitive experiences as “what the person
1. INTRODUCTION                                                         experiences during a cognitive endeavor, be it online
Learning during search is often thought of in terms of a searcher’s     metacognitive knowledge, ideas and beliefs, or feelings, goals,
gain in cognitive knowledge: searchers learn about the concepts in      judgments. Efklides [9] describes metacognitive experiences in
the search or how to do the search. Searchers may also gain             terms of one’s judgments or feelings that take place and evolve
insights into their own cognitive processes and use these               during the learning process. In particular, metacognitive
metacognitive insights to help determine how to proceed in their        experiences include a learner’s feelings of knowing, difficulty,
search. In this paper, I provide an overview of metacognition as        confidence, satisfaction, and familiarity as well as learner’s
well as two major constituent parts: knowledge about cognition          judgments of learning, solution correctness, and cognitive
and regulation of cognition. I also present evidence from recent        demands including estimates of the time and effort required to
research [6, 7] using previously unpublished data to illustrate         complete a task.
these concepts.
                                                                        An individual’s metacognitive knowledge and experiences can
Based on his research on the learning strategies, in 1979, John         also influence an individual’s future use of cognitive and
Flavell observed that “young children are quite limited in their        metacognitive strategies and processes [9]. Researchers have
knowledge and cognition about cognitive phenomena, or in their          analyzed executive control processes involved in the regulation of
metacognition, and do relatively little monitoring of their own         cognition. Brown and Palincsar [5] describe several types of
memory, comprehension, and other cognitive enterprises” [9]. He         executive functions that one might undertake to regulate their
suggested that promising areas for new research include better          cognitive processes:
understanding metacognition and its development as well as
                                                                            “planning activities prior to undertaking a problem
cognitive monitoring. This differentiation of knowledge about
cognitive phenomena and monitoring of cognition has continued               (predicting outcomes, scheduling strategies, and various
in the literature with other researchers also differentiating between       forms of vicarious trial and error, etc.), monitoring activities
two components of metacognition: one’s knowledge of cognition               during learning (monitoring, testing, revising, and re-
and regulation of cognition [5, 11, 17].                                    scheduling one's strategies for learning) and checking
                                                                            outcomes (evaluating the outcome of any strategic actions
Knowledge about cognition was described by Flavell [9] as two               against criteria of efficiency and effectiveness).” (p.3,
overlapping concepts: one’s metacognitive knowledge and one’s               emphasis in original)
metacognitive experiences during a cognitive task. These concepts       A taxonomy of metacognitive activities in text studying and
are closely related. During a cognitive process, an individual’s        problems solving developed by Meijer, Veenman and van Hout-
                                                                        Wolters [14] contains six types of metacognitive activities:
 Search as Learning (SAL), July 21, 2016, Pisa, Italy
                                                                        orientating, planning, executing, monitoring, evaluation, and
 The copyright for this paper remains with its authors.
 Copying permitted for private and academic purposes.                   elaboration.
This research seeks to understand if metacognition is observable       amount of information remaining). They found greater factual
in interactive information retrieval studies and whether               gain for participants using met.a.ware with monitoring or
participants were able to describe their metacognitive experiences     evaluation prompts versus pencil and paper measured comparing
and self-regulation activities. Specifically, it asks the following    pre-and post-search multiple-choice tests. They also found higher
research question: Do searchers report metacognitive experiences       comprehension scores as measured by graded essays with
and metacognitive self-regulation in search?                           met.a.ware with monitoring prompts than pencil and paper.

2. BACKGROUND                                                          We took a preliminary look at metacognition in information
In studies of information-seeking and information search,              search in a user study investigating the impact of time pressure
metacognition has been investigated in the information behaviors       and system delays on information search [6, 7]. In a lab-based
of adolescents [2], information problem solving of adult experts       experiment, we manipulated the time available for searchers to
versus novices [3], and collaborative information seeking [13].        complete a search task (5 minutes vs. no limit, between-subjects)
Bowler [2] created a taxonomy of metacognitive knowledge from          as well as the speed with which we presented search results and
her longitudinal study of high school student information seeking      documents (immediately vs. adding a 5 second delay the first time
to support the writing of an essay. She uncovered 13 categories of     each SERP and document loaded, within-subjects). 43 participants
metacognitive knowledge, including categories relating to              completed four search tasks in which they searched for and
knowing about ones’ cognitive processes (e.g., knowing what you        bookmarked 8-12 pages providing a good overview of news
don’t know, knowing your strengths and weaknesses), knowledge          coverage for that topic.
of strategies to achieve goals (e.g., building a base of knowledge,    After participants searched for each task, they completed a post-
communicating with others who serve as information mediators),         task questionnaire in which we asked them questions to better
and knowledge of task characteristics which might help guide           understand the extent to which they engaged in metacognitive task
selection of strategy (e.g., understanding time and effort, changing   monitoring. Overall, participants reported monitoring how well
course after evaluating one’s progress).                               they were doing on the task (M=4.87, SD=1.53) and how much
Metacognitive regulation is an explicit component of the               time they had left on the task (M=4.41, SD=1.8). Participants also
Information Problem Solving Model [3, 4]. The model includes           reported high levels of monitoring how much information they
the process and skills needed for information problem solving as       had found and still needed (M=5.56, SD=1.23) [7]. Higher levels
well as process regulation activities. These regulation activities     of monitoring task progress and time remaining were predicted if
include orientation to the information problem, to the task and to     participants were approaching the end of their time limit (see [7]
time; monitoring and steering the problem solving process by           for full analysis and statistical models). This suggests that the
monitoring task performance and planning what to do overall and        presence of a time limit lead to higher metacognitive regulation
next actions; and testing including evaluating the process and         during search. Interestingly, we also found interactions with time
product during the task and at its completion. In an experimental      limit and task order: time-limited participants reported more
study using this model as a framework [3], adult experts were          progress monitoring for their second task than their first task. This
found to regulate their process more frequently with significantly     suggests that participants may have learned how to complete these
more monitoring and steering activities than novices. Experts          tasks. In other words, participants’ metacognitive evaluation of
were also found to monitor time more than novices. Another study       their performance on the first task may have influenced their
found increased levels of regulation activities among students         planning and their performance on their second task.
pursuing a PhD or an education degree compared to freshman
                                                                       Participants also completed an exit questionnaire with several
psychology or secondary education students [4]. When examining         open-ended questions relating to metacognition and a debriefing
individual types of regulation activities, they found that secondary
                                                                       interview that also served to participants of the experimental
education students conducted fewer orientation activities as well
                                                                       manipulations. Analysis of the data from the exit questionnaire
as less monitoring and steering of their process than any of the
                                                                       was not previously presented and is the focus of this paper.
university students.
Search regulation has also been investigated in collaborative          3. METHOD
information-seeking. Lazonder [13] examined search regulation          We analyzed responses to open-ended questions from the exit
and performance in an experimental study investigating                 questionnaire in the study described in the previous section. These
information search in groups versus individuals. He found that         questions, shown in Table 1, were designed to provide insight into
pairs of searchers were able to more quickly and correctly answer      metacognitive task regulation. They asked about the impact of the
questions and they exhibited more planning and monitoring              time limit on 1) the process they used to complete the task, 2) the
behaviors: they used significantly more new search strategies          amount of information they found, and 3) the extent to which they
(e.g., switching to search from entering in a URL) and were better     read the information they found. They were asked the same
able to identify relevant information within a page. Success was       questions about the impact of system speed.
positively correlated with several monitoring and evaluation              Table 1. Open-ended questions relating to metacognition
measures: identifying relevant information, re-checking the
answers, and revising answers.                                         Did the (system speed/ time you had to complete the tasks)
                                                                       impact…
Researchers have also built and evaluated learning systems with
features designed to support metacognition. Stadtler and Bromme        …the process you used to complete the tasks (e.g., steps, thought
                                                                       process)? Please explain.
[18] built the met.a.ware system to provide a structured
notetaking capability with two types of metacognitive prompts:         …the amount of information you found? Please explain.
prompts to evaluate the information found (source, author              …the extent to which you read the information that you found?
expertise, author bias, and their confidence in information), and      Please explain.
prompts to monitor progress (knowledge, comprehension and
Participant’s exit question responses were analyzed using                 feeling that I was running out of time. So, I began to skim
deductive qualitative content analysis approach. For each sentence        faster to complete the task.”
or sentence fragment, we coded for mentions of the participant’s      One participant without task time limits described feeling nervous
knowledge of cognition and regulation of cognition. For               about the time of the experimental session.
knowledge of cognition, we coded for participant’s mentions of
metacognitive knowledge using Flavell’s definition [9], and for           “I felt time pressure during the first task when I had to keep
metacognitive experiences as defined by Flavell [9] and Efklides          searching to find any articles. I was nervous this entire process
[8]. For participant’s mentions of regulation of cognition, we used       would take much longer than the expect 1.5 hours.”
the regulation activities described by Brand-Gruwel et al. [3, 4]:    4.2 Metacognitive regulation: Orienting to
orientation (to task, time or problem), monitoring and steering,
and testing. These definitions are summarized in Table 2.             task or time
                                                                      Participants also described thinking about and orienting
                                                                      themselves towards the task they were to perform. One participant
  Table 2. Categories used in coding of participant responses         described carefully orienting towards the (imposed) search task at
Knowledge of cognition                                                the beginning of the session.

Metacognitive knowledge [9]                                               “At the start as I wanted to make sure I fully understood the
                                                                          task so I spent more time reading the prompt and going back
  Knowledge about one’s own or others’ cognitive processes,               again to make sure I knew it well before I started my search”
  self-efficacy, motivation or interest
                                                                      Another participant described setting his/her goal to meet the task
  Knowledge of general strategies that might be used to achieve       demands even though he/she could have found more information.
  one’s cognitive goals
                                                                          “…since I only needed to find 8-12 articles with a good
  Knowledge of types of task and how the contextual factors               overview, I didn't feel the need to spend larger amounts of
  differ (e.g., task demands or information available)                    time searching.”
Metacognitive experiences [8, 9]                                      Participants also described differing levels of orienting towards
  Feelings of knowing, difficulty, confidence, satisfaction, and      the time they had to complete the task. Two participants noted that
  familiarity                                                         they were not focused on time at all until after the end of their first
                                                                      task because they ran out of time.
  Judgments of learning, solution correctness, and cognitive
  demands including estimates of the time and effort required to          “I only felt the pressure when I was told that time was up.
  complete a task.                                                        Other than that I was more focused on the task than the time.”
  Attention paid to task-specific knowledge, task characteristics         “During the first task, I was not paying attention to the time.
  or strategies specific to the task.                                     After that I paid more attention.”
Metacognitive regulation [3, 4]                                       One participant noted that he/she planned how to allocate time for
                                                                      tasks based using what he/she learned about in the initial tasks.
Orientation to the information problem, to the task and to time
                                                                          “During the practice test and first test, I felt some pressure to
Monitoring and steering the problem solving process by                    work quickly. However, once I had a better sense of how the
monitoring task performance and planning what to do overall and           system operated, and the speed with which I got through those
next actions                                                              tasks, I was less-concerned about the time.”
Testing including evaluating the process and product during the       One participant noted needing to adjust after running out of time
task and at its completion                                            on the initial task.
                                                                          “…after the first search, I realized that five minutes doesn't
4. RESULTS                                                                go very far for this task. By the fourth search, I was very
In their open-ended questions, many participants described at least       preoccupied with time.”
one aspect of metacognition. Below, we describe participant           4.3 Metacognitive regulation: Monitoring
responses relating to metacognitive experiences and their
engagement in metacognitive self-regulation activities such as        progress and steering process
orienting to the imposed task and time, monitoring and steering       Participants described monitoring their task progress and adapting
progress, and evaluating outcomes.                                    their search strategies during and between tasks based on their
                                                                      previous metacognitive experiences. Two participants described
4.1 Metacognitive experience                                          adjusting their task goal based on their (metacognitive) evaluation
Participants described conscious metacognitive experiences            of their performance in previous tasks.
relating to the time they were spending on the task and the               “One task I did not complete before the task ended. I made the
affective response (time pressure) that accompanied it. Multiple          goal of 8 for myself after that and did not try to get 12.”
people described “sensing” or having a feeling that they were
running out of time.                                                       “I had plenty of time and thus usually tried to shoot for the
                                                                          max recommended articles of around 12 as opposed to only
    “After the piracy topic [first topic], I felt the pressure            8.”
    immediately. It became more acute when I could sense the
    time slipping away and I still had only 5 or 6 articles.”         Participants mentioned skimming articles rather than reading them
                                                                      with a time limit (n=22, 100%) and no time limit (n=13, 65%).
    “I felt the most pressure about halfway through the second
    one, where I had not found enough information yet and had a            “Yes. I only skimmed most of the articles, and only carefully
                                                                          read a few of them.”
One participant described his/her metacognitive knowledge about              “Approximately a minute or two into the task, when I had
skimming as a strategy and why skimming was the right strategy               found some articles but didn't want to waste time checking to
for this task.                                                               see the exact number.”
    “I can skim quickly to get a general feeling of what the article   5. CONCLUSIONS
    is about, and then go from there to determine if it is relevant    Our participants described metacognition in information search;
    or not. But, in this case, that was all I could do. Reading, on    they self-reported conscious metacognition experiences as well as
    the other hand, takes more time but lends more information         an impact of metacognitive experiences on their regulation of
    directly and can give a better picture of what the article is      search. We found examples of multiple metacognitive regulation
    specifically about.”                                               activities. Participants described orienting themselves to both the
Multiple participants described how they regulated the search          search task and the time available to do the task. They also
process based on their metacognitive experiences. Several              described monitoring their search process and steering or adapting
mentioned faster skimming when their time was almost up.               their processes as a result. Finally, they described evaluating their
                                                                       search process and task outcomes.
    “I felt the most pressure about halfway through the second
    one, where I had not found enough information yet and had a        Two particular findings are of particular note. First, higher levels
    feeling that I was running out of time. So, I began to skim        of metacognitive monitoring of task progress and time available in
    faster to complete the task.”                                      the presence of a time limit and the interaction with time spent on
Participants also described abandoning an unfruitful search            task suggest that participants may have devoted more attentional
strategy by re-querying more quickly.                                  resources to regulating the task. It is not clear from the results
                                                                       whether the additional regulation activity had an effect on the
    “When I knew there would be a time limit, I scanned articles       search outcome; future research will investigate this. Second, the
    more quickly and I changed my search strategy as soon as the       sequence effect from the questionnaire analysis combined with
    article titles began to look less promising.”                      participant explanations indicate that participants refined their
    “I had to think much faster than usual to decide whether the       search process after the first task suggests that participants
    information was relevant or not. I also had to try different       acquired procedural knowledge based on their metacognitive
    search queries much more frequently than normal in order to        experiences and regulation in their earlier tasks.
    find a combination that worked.”
                                                                       Future research will examine the cognitive and metacognitive
Two participants mentioned increased selectivity in clicking items     strategies and metacognitive regulation in information search
from search results page as a result of the delays.                    using additional methods to gain insight into metacognition and to
    “I was more selective in clicking on article because I knew the    provide triangulation (e.g., [12]). For example, concurrent think-
    system would take a little time to show the article                aloud has been used to provide insight into metacognitive
    consequently more time used.”                                      experiences and regulation activities that take place during a task
                                                                       (e.g., [3, 4]). Several questionnaires have been developed and
    “the system speed took away a few seconds each time I              validated which ask students to self-report their awareness of
    opened an article, so I found myself skimming more and more        metacognition (e.g., the Metacognitive Awareness Inventory
    in order to find enough relevant articles.”                        [17]), the use of metacognitive strategies during a course (e.g., the
Another described using a more effortful strategy (reading more        metacognitive strategies within learning strategies subscale of the
deeply) if they thought it would be relevant.                          Motivated Strategies for Learning Questionnaire, [16]), or the use
    “I skimmed most… when I wasn't able to skim to ascertain           of metacognitive strategies used in a particular domain (e.g., the
    whether it was relevant I read more closely if I really thought    Text-Learning Strategies Inventory, [15]). Eye-tracking (e.g.,
    (based on the article title) the article would be relevant.”       [19]) and logged computer interactions (e.g., [1, 20]) have also
                                                                       been used. Future work could also examine the efficacy of
4.4 Metacognitive regulation: Testing or                               metacognitive prompts or scaffolding in information search (e.g.,
evaluating                                                             [1, 18]).
Participants described evaluating their progress or task outcome in    6. ACKNOWLEDGMENTS
terms of the amount or the type of information they found.
                                                                       Thanks to study participants and my collaborators on this study:
    “…I did not think I had enough different examples of articles      Diane Kelly and Leif Azzopardi.
    (too many articles focusing on China for example).”
    “I was not certain that I had the breadth of information needed
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