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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Exploiting Tree Kernels for High Performance Chemical Induced Disease Relation Extraction</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Nagesh C. Panyam</string-name>
          <email>npanyam@student.unimelb.edu.au</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Karin Verspoor</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Trevor Cohn</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Kotagiri Ramamohanarao</string-name>
          <email>kotagirig@unimelb.edu.au</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Computing and Information Systems, The University of Melbourne</institution>
          ,
          <country country="AU">Australia</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Machine learning approaches based on supervised classification have emerged as effective methods for Biomedical relation extraction such as the Chemical-InducedDisease (CID) task. These approaches owe their success to a rich set of features crafted from the lexical and syntactic regularities in the text. Kernel methods are an effective alternative to manual feature engineering and have been successfully used in similar tasks such as text classification. In this paper, we study the effectiveness of tree kernels for Chemical-Disease relation extraction. Our experiments demonstrate that subset tree kernels increase the F-score to 61:7% as compared to 57:9% achieved with simple feature engineering. We also describe the strengths and shortcomings of tree kernel approaches for the CID relation extraction task.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Scientific publications in the fields of biomedical
and life sciences are vast and growing fast (Haas
et al., 2014). Prior research has shown that
Chemicals and Diseases and their relationships are
among the most searched topics by PubMed users
(Dogan et al., 2009), due to their importance in
applications such as toxicology, drug discovery and
safety surveillance. Efforts to manually curate and
extract these important concepts such as
Chemicals and Diseases and their relationships have
led to the creation of structured databases such
as the Comparative Toxicogenomics Database
(CTD) (Davis et al., 2012). However, manual
curation is unlikely to scale
        <xref ref-type="bibr" rid="ref2">(Baumgartner et al.,
2007)</xref>
        and has stimulated research interest in
automated relation extraction.
      </p>
      <p>
        The recent shared task for
Chemical-InducedDisease relation extraction (CID) organized by
BioCreative-V
        <xref ref-type="bibr" rid="ref8">(Wei et al., 2015)</xref>
        , has made
available a large body of annotated PubMed abstracts
for the valuable Chemical-Disease relations. The
shared task revealed that CID relation extraction is
a difficult task with best reported systems
achieving an F-score of about 57%. Study of the
participating teams’ approaches reveals that most
approaches (14 out of 18) were based on Support
Vector Machines (SVMs)
        <xref ref-type="bibr" rid="ref5">(Burges, 1998)</xref>
        ,
modeling relation extraction as a supervised
classification problem. Most of these systems obtain their
performance through a rich feature set that is
manually crafted by studying the syntactic and lexical
regularities in the text. Substantial performance
boost is also drawn from custom heuristics such as
postprocessing rules
        <xref ref-type="bibr" rid="ref10">(Zhou et al., 2016)</xref>
        .
Designing such an effective relation extraction system
involves extensive feature engineering and domain
expertise.
      </p>
      <p>Kernel methods in NLP (Collins and Duffy,
2001) have been designed precisely to address this
problem of manual feature engineering. These
methods enable an efficient and comprehensive
exploration of a very high dimensional feature
space and to automatically adapt to the dominant
patterns expressed in the training set.</p>
      <p>
        In our work, we show that kernel methods can
be used for boosting relation extraction
performance without having to manually engineer
additional features. We demonstrate through
experiments that combining tree kernels over constituent
parses with simple lexical and syntactic features
can substantially enhance the performance of the
CID task. We also discuss the strengths and
weaknesses of these methods which can assist in the
design of better methods in the future.
Our system is developed in the context of the CID
subtask described in BioCreative-V
        <xref ref-type="bibr" rid="ref8">(Wei et al.,
2015)</xref>
        . Many teams, including the top scoring
team
        <xref ref-type="bibr" rid="ref8">(Wei et al., 2015)</xref>
        , model the CID task as a
supervised binary classification problem. In
addition to the annotated PubMed abstracts,
alternate sources of information such as the Chemical
Toxicology Database (CTD) (Davis et al., 2012)
were used. Similar biomedical relation extraction
tasks that have been studied are drug-drug
interaction
        <xref ref-type="bibr" rid="ref3">(Bjorne et al., 2011)</xref>
        and protein-protein
interaction (Lan et al., 2009). A subsequence kernel
was presented by
        <xref ref-type="bibr" rid="ref4">(Bunescu and Mooney, 2005)</xref>
        for protein-protein interaction extraction. Richer
kernels that use constituent parses or dependency
structures are studied in
        <xref ref-type="bibr" rid="ref1 ref6">(Chowdhury et al., 2011;
Airola et al., 2008)</xref>
        for the protein-protein
interaction extraction. Recent approaches have focused
on broadening the scope of word matching from
a simple lexical match to more complex semantic
matching
        <xref ref-type="bibr" rid="ref7">(Saleh et al., 2014)</xref>
        . The suitability of
these methods for the CID task remains to be
explored.
3
      </p>
    </sec>
    <sec id="sec-2">
      <title>Approach</title>
      <p>Our goal is to minimize task specific and domain
specific feature engineering. We therefore explore
the power of domain independent techniques such
as kernel methods for effective relation extraction.
Kernel methods automatically explore a large
feature space and can reduce the need for rich hand
crafted features. In our system, we do not employ
any preprocessing or custom filtering techniques.
We use simple text based features and a
knowledge base (CTD) look up as our primary feature
set. Further knowledge extraction from text is
accomplished through tree kernels.</p>
      <p>We cast the CID relation extraction as a binary
classification problem. The input to the classifier
is a pair of chemical and disease mentions. From
the set of predicted relation mentions, we extract
their normalized entity ids (MeSH Ids) and add it
to the final list of Chemical-Disease relations. We
built and tested two types of classifiers, namely
linear classifier and tree kernel classifier. The
linear classifier uses a flat list of simple features. The
tree kernel classifier uses kernel methods over
constituent parse trees of input sentences. The
detailed steps are described below:
1. Every chemical mention (C) that appears in
the article is paired with every other disease
mention (D) to generate an entity pair (C-D)
for classification. An entity pair in which
both the entity mentions are within a
sentence are referred to as intrasentence pairs,
and those that cross a sentence boundary are
referred to as intersentence pairs. The full test
data is the union of intrasentence and
intersentence entity pairs.
2. Intersentence and intrasentence pairs are
grouped separately for training and testing
with two separate classifiers. No further
filtering or post-processing of (C-D) pairs is
performed.
3. At training time, we label a (C-D) pair as
positive if there exists a valid CID relation
between these entities, using the relation
annotations. At test time, the label is inferred from
the classifier output.
4. Features for intrasentence pairs include
verbs, bag of words, POS tags, dependency
parse and the token distance between entity
mentions in the sentence.
5. Features for intersentence pairs include the
POS tags and bag of words of the two
sentences containing entity mentions, distance
(number of sentences) between them,
statistical features of the entity mentions in the
document (frequency of mentions), entity
frequencies and zonal information (document
zone containing the mentions).
6. We use the Chemical Toxicology
Database (Davis et al., 2012) to
generate a binary feature Ictd(C; D) that evaluates
to 1 if the (C-D) pair is known to be related
in the CTD database and 0 otherwise.</p>
      <p>We used a Support Vector Machine (SVM) with
linear kernel from Scikit (Pedregosa et al., 2011)
to classify candidate entity pairs. The predicted
(C-D) pairs from the sentence level and document
level classifiers are combined to form the final list
of document level CID relations. We refer to this
system as “Linear Classifier”.
3.2</p>
      <sec id="sec-2-1">
        <title>Tree Kernel Classifier</title>
        <p>Kernel methods have gained wide spread
acceptance, because they allow direct computation
of similarity (dot product) between two
examples in an implicitly mapped high dimensional
NP</p>
        <p>
          JJ
space
          <xref ref-type="bibr" rid="ref9">(Collins and Duffy, 2001; Zelenko et al.,
2002)</xref>
          . A tree kernel implicitly maps a given tree
into a very high dimensional feature space of tree
fragments, as illustrated with an example in
Figure 1. The kernel score between two trees is the
count of common tree fragments between them.
We used tree kernels over constituent parse trees
of sentences, to efficiently compute the syntactic
similarity between two sentences. Different
variants of the tree kernels are proposed based on what
constitutes a tree fragment, such as subtrees or
subsets of nodes. Efficient algorithms with linear
time complexity in the average case are presented
in (Moschitti, 2006b). The formal definition of
the tree kernel is discussed below.
        </p>
        <p>Given two trees T1 and T2 and the set of all
possible tree fragments F = ff1; f2; : : :g, an
indicator function Ii(n) is defined which evaluates to 1
if the fragment fi is rooted at node n and 0
otherwise. The unnormalized kernel score is given by
where NT1 and NT2 are the sets of nodes
of T1 and T2 respectively and (n1; n2) =
PjiF=j1 Ii(n1)Ii(n2). The normalized kernel score
is given by</p>
        <p>K(T1; T2) =</p>
        <p>k0(T1; T2)
pk0(T1; T1) k0(T2; T2)</p>
        <p>We experimented with subtree and subset tree
kernels over constituent parse trees and found
subset tree kernels to be superior for our task. In
the rest of the paper, we mean subset tree
kernel when we refer to tree kernels. We used
Stanford CoreNLP (Manning et al., 2014) to
generate the constituent parse trees. For tree kernels
we use the SVM-LIGHT-TK toolkit1 (Moschitti,
2006a) that offers kernel implementation within
SVM2 (Joachims, 1999). For each intrasentence
(C-D) pair we get a single parse tree and for each
intersentence pair we get a forest of two
constituent parse trees, from each sentence containing
one of the two entity mentions.</p>
        <p>The contribution from flat features as defined in
the section 3.1 can be combined with tree kernels
by linearly combining the dot products of the flat
feature vectors and the tree kernel. That is, the
kernel for the new classifier (linear + tree kernel)
is computed as the sum of the linear kernel over
flat features and the tree kernel over the constituent
parse trees. We report results for these classifiers,
namely Linear, Tree Kernel and Linear + Tree
Kernel classifier in Section 4.</p>
      </sec>
      <sec id="sec-2-2">
        <title>3.2.1 Tree kernels with entity focus</title>
        <p>Tree kernels attempt to classify a sentence in its
entirety and in its default form are unaware of the
entity mentions in the sentence. This approach is
suitable if our goal is to simply detect if a sentence
expresses a relation or not. However, to render
greater focus on the entity mentions, we can
preprocess the sentence to highlight the location of a
word with reference to entity mentions. We
prefixed all words in the sentence with “pre”, “mid”,
and “post” tags, based on whether they are located
prior to, in between, or post entity mentions,
before generating the constituent parse trees.</p>
        <sec id="sec-2-2-1">
          <title>1http://disi.unitn.it/moschitti/Tree-Kernel.htm 2http://svmlight.joachims.org/</title>
          <p>4.1</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Evaluation</title>
      <sec id="sec-3-1">
        <title>Dataset and Evaluation metrics</title>
        <p>
          We work with the dataset provided by
BioCreative-V
          <xref ref-type="bibr" rid="ref8">(Wei et al., 2015)</xref>
          . It comprises
3 subsets, referred to as training, development
and test set. Each subset consists of 500 PubMed
articles (Title and Abstract only), that are fully
annotated with Chemical and Disease mentions
and the CID relations. Our goal is to extract
Chemical-Disease relations at the document
(PubMed abstract) level and the metrics are
standard Precision (P), Recall (R) and F1 measure
( P2P+RR ).
4.2
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>Results</title>
        <p>
          We measure the effectiveness of our relation
extraction system over the provided test data set, as
set out in the CID task. We use the standard
entity annotations provided with the data set. Given
the limited annotated data, we decided to use both
the training and development data set for
classifier training with default settings and no
custom parameter tuning. Results for intersentence,
intrasentence and the full set of (C-D) pairs are
presented for linear classifier, tree kernel
classifier and their combination, in Table 1. We also
present the results for the Linear classifier without
the CTD feature. Finally, the table also contains
the results reported in a prior work by
          <xref ref-type="bibr" rid="ref10">(Zhou et al.,
2016)</xref>
          for the CID task. A comparative study with
this prior work is presented in Section 5.
        </p>
        <p>To summarize, our final system (linear + tree
kernel) achieves an F-score of 61:7% over the CID
test data. Note that the combination of linear and
tree kernels outperforms the linear and tree kernel
classifiers individually. The Table also reveals the
substantial contribution of the CTD look up
feature towards the linear classifier’s performance.
5</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Discussion</title>
      <sec id="sec-4-1">
        <title>Comparison with prior art. Previously pub</title>
        <p>
          lished results in the CID BioCreative-V task used
custom entity recognition tools. Therefore, their
CID performance is not directly comparable
without replicating their entity annotation process.
A more accurate comparison can be made with
          <xref ref-type="bibr" rid="ref10">(Zhou et al., 2016)</xref>
          who follow a similar
evaluation process. Their system uses gold standard
entity annotations and is trained on the CID
training and development datasets and evaluated on
        </p>
        <sec id="sec-4-1-1">
          <title>Test Data</title>
          <p>Intrasentence
Intrasentence
Intrasentence
Intrasentence
Intersentence
Intersentence
Intersentence
Intersentence
Full test
Full test
Full test</p>
        </sec>
      </sec>
      <sec id="sec-4-2">
        <title>Full test</title>
        <sec id="sec-4-2-1">
          <title>Full test</title>
        </sec>
        <sec id="sec-4-2-2">
          <title>Classifier Lin - CTD Lin TK</title>
          <p>
            Lin + TK
Lin - CTD
Lin
TK
Lin + TK
Lin - CTD
Lin
TK
Lin + TK
            <xref ref-type="bibr" rid="ref10">(Zhou et
al., 2016)</xref>
            55.6
68.4
61.3
the CID test data. They report an F-score of
61:3%. Significantly, their system relies on task
specific post-processing rules, without which their
F1 score drops to 56:0%. Our system performs
better (61:7%), reflecting a substantive advantage
in precision, without using heuristics or task
specific rules.
          </p>
          <p>Effectiveness of Tree Kernels. We note that tree
kernels can significantly improve the performance
of CID relation extraction as illustrated in the
results. Also, this additional performance is
obtained using PubMed abstracts and not external
information sources. These results suggest that a
greater amount of information exists in annotated
text that is easier to extract with tree kernels as
compared to manual feature mining for richer
patterns. Further, tree kernels have an effect of
increasing the precision of the classifiers, specially
for intersentence cases. This is likely due to the
fact that tree kernels enable stringent comparison
of sentence structures (constituent parse trees) as
compared to the lenient approach of bag of words
matching with linear kernels.</p>
          <p>Further enhancements. Incorporating entity
focus to tree kernels (section 3.2.1) produced a
slight improvement (to 61:7% from 61:0%). This
approach is likely to be beneficial for sentences
that express multiple relations (&gt; 1) between
multiple entity pairs. In the CID dataset, we found
that sentences expressing multiple relations
constitute around 14%, 15% and 14% of training,
development and test datasets respectively. Alternate
approaches that discriminate parts of the sentence
based on the relation expressed are likely to
further improve the performance.</p>
          <p>In the context of intersentence (C-D) pairs, we
are currently using only the two sentences si; sj
that contain the entity mentions. However, the
actual relationship might be collectively expressed
by any subset of the sentences in the document.
We attempted to model the whole of the document
as a forest of parse trees of all its sentences, but
did not observe any improvement in performance.
For the CID task where more than 30% of the
(CD) pairs cross sentence boundaries, effective
intersentence relation extraction remains a challenge.
6</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Summary and Conclusion</title>
      <p>In this work, we show that tree kernels were very
effective in CID relation extraction and boosted F1
score to 61:7% as compared to 57:9% achieved
with a linear classifier using simple handcrafted
features alone. In future work, we seek to improve
intersentence relation extraction from documents.
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