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    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Improving the E ciency of Retrieval E ectiveness Evaluation: Finding a Few Good Topics with Clustering?</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Kevin Roitero</string-name>
          <email>kevin.roitero@outlook.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Stefano Mizzaro</string-name>
          <email>mizzaro@uniud.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Dept. of Maths</institution>
          ,
          <addr-line>Computer Science</addr-line>
          ,
          <institution>and Physics. University of Udine</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>We consider the issue of using fewer topics in the e ectiveness evaluation of information retrieval systems. Previous work has shown that using fewer topics is theoretically possible; one of the main issues that remains to be solved is how to nd such a small set of a few good topics. To this aim, in this paper we try a novel approach based on clustering of topics. We consider various algorithms, metrics, and various features of topics that can be helpful in identifying such a set.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        E ectiveness evaluation is of paramount importance in the Information Retrieval
(IR) eld. The e ectiveness evaluation method commonly used by Text REtrieval
Conference (TREC) and other similar initiatives is based on a set of topics,
which are textual descriptions of information needs, and on computing relevance
assessments for these topics in a pooled set of documents. Participants run their
own retrieval systems on the topics provided, and return a ranked list of the
retrieved documents. Those are then pooled and their relevance is judged by
human assessors. The process of creating these relevance assessments is very
expensive in terms of money (circa $30M from 1999 to 2009 according to [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ])
and in terms of human e ort; every technique developed for reducing the topic
set size is a signi cant progress in the e ciency of the whole evaluation process.
      </p>
      <p>We present a novel approach, based on clustering, to select such a good subset
of topics. This paper is structured as follows. Sect. 2 describes the state of the
art and the research question, Sect. 3 describes the experiments performed. We
conclude in Sect. 4, where we also provide some directions for future work.</p>
    </sec>
    <sec id="sec-2">
      <title>Background and Research Question</title>
      <p>The starting point of our research is shown in Table 1. Each row represents a
system (or, in TREC terms, run). Each column represents a topic. Each AP(si; tj )
represents the e ectiveness of the system si on the topic tj . AP stands for the
Average Precision measure, while MAP stands for Mean AP.
. . .</p>
      <p>tn</p>
      <p>MAP
AP(s1; tn) MAP(s1)
.
.</p>
      <p>.</p>
      <p>AP(sm; tn) MAP(sm)</p>
      <p>
        Guiver et al. [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] show that a topic set reduction is possible, and that some
topic sets are in fact more informative than others. Starting with a larger set
of topics, it is possible to discover a good-topic subset; that is, a subset which
has a value of correlation of 0.96 for Pearson's (henceforth, ) and a value of
Kendall's (henceforth, ) above 0.853. This behavior is shown in Fig. 1; the
plot shows the and values for the three types of topic subsets for each topic
set size: the best/worst, that is the topic subset with the highest/lowest value
of correlation to the full topic set, and the average, that is the average value for
and of all the topic subsets considered. This result is found by exhaustive
search (and heuristic search when exhaustive was not feasible): enumerating all
subsets and measuring the correlation of the MAP obtained on those subsets only
with the MAP on the full topic set. Berto et al. [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] nd further con rmations
and generalization of these results.
      </p>
      <p>
        It is reasonable to conjecture that similar topics will evaluate systems in a
similar way, and therefore they might be redundant: by removing some of the
similar topics the nal system evaluation should not change much. When
looking for smaller topic subsets a natural strategy is then: (i) to cluster topics into
a set (henceforth we call this set a cluster-set of topics), and (ii) to select a
topic representative of each cluster and form a topic subset (henceforth we call
this set a one-for-cluster -topic subset). Therefore, we inquire into the following
3 The values are justi ed on the basis of previous proposals: [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] states that evaluation
schemes with values above 0.9 should be considered equivalent, while there is
noticeable changes in the ranking with values below 0.8; [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] chose the value in the
middle, 0.85; values of are higher so they chose 0.96 as its value.
research question (RQ): \Can clustering help to nd a good-topic subset?".
Clustering may depend on several aspects; in this paper we show some preliminary
exploration of this space. Table 2 shows the datasets used in these experiments.
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>Clustering of Topics</title>
      <p>
        To answer our research question we build a cluster-set of topics. We use the
columns of Table 1 as vectors, so that each topic is represented with an
mdimensional vector tk = fAP(s1; tk); : : : ; AP(sm; tk)g, where AP(si; tj )
represents the e ectiveness of the evaluation of the system si on the topic tj . We use
hierarchical clustering, with complete method to join clusters, and the cosine
distance. Then, in order to compare the one-for-cluster set with the average set
(similar to the comparisons done in [
        <xref ref-type="bibr" rid="ref1 ref2">1, 2</xref>
        ]), we compare the correlation values of
the one-for-cluster topic subsets and the average-topic subsets, across each topic
set size. Figure 2 shows the results for two datasets (the other two show similar
behavior). In the x axis we nd the topic set size (that is equal to the number of
clusters) while in the y axis we nd the values of and correlations of MAP
values with the full topic set. The one-for-cluster-topic subset does not feature a
higher correlation than the average-topic subset; on the contrary, it usually has
a lower correlation. This can be caused by the fact that experimentally we found
that there is a cluster which has much more topics than the others: this cluster
\attracts" the MAP of the average set, penalizing the one-for-cluster set, which
takes only one item from that cluster. Furthermore, there is a not negligible
overlap between the best and the worst set of topics, as discussed in [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
      </p>
      <p>We also tried other methods and features to cluster topics: we considered
other methods to join clusters (i.e., single, average, Ward); we considered
another clustering algorithm, k-means; we changed from cosine distance to other
ones (i.e., Euclidean, Manhattan, . . . ). We used also other topics features: we
considered the set formed by the identi ers (and the numbers) of the documents
(and the relevant ones) in the pooled set, the textual description of topics (only
the title eld and the full description), plus a set of experiments in which we
considered combinations of all the features and all the parameters. In all these
experiments the one-for-cluster topic subset shows the same correlation values
(or worse) than the average-topic subset.</p>
      <p>These results seem to rule out the possibility of using clustering to select a
few good topics, at least when the columns of Table 1 are used as vectors.
8
.
0
2
.
0
0
.
0
● ●● ● ●● ●● ● ●
●
●● KKPeeeannrddsaaoll n''ss'sττρ:::aoavneveerapragegerecluster</p>
      <p>Pearson's ρ: one per cluster
2
.
0
and</p>
      <p>for one-for-cluster and average set
4</p>
    </sec>
    <sec id="sec-4">
      <title>Conclusions and Future Work</title>
      <p>In summary, we did not nd any evidence supporting our research question
clustering does not seem usable to nd a good-topic subset. Furthermore, we
believe we provided convincing evidence that our results are independent from
the parameters used to form the cluster-set or from the topic features used. We
started from the hypothesis that clustering can be used to chose a subset of a
few informative topics in the evaluation of information retrieval e ectiveness. We
believe that we have provided convincing evidence that performing clustering is
not e ective in the choice of a good-topic subset, at least when straightforward
clustering strategies are used. It might be that more complex approaches, that
we intend to try in the future, provide better results: for example, we did not
yet try dimensionality reduction.</p>
    </sec>
  </body>
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