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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Named entities in indexing: A case study of TV subtitles and metadata records</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Anne-Stine Ruud Husevåg</string-name>
          <email>Anne-Stine.Husevag@hioa.no</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Oslo and Akershus University College of Applied Science</institution>
          ,
          <addr-line>Oslo</addr-line>
          ,
          <country country="NO">Norway</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper explores the possible role of named entities in an automatic indexing process, based on text in subtitles. This is done by analyzing entity types, name density and name frequencies in subtitles and metadata records from different TV programs. The name density in metadata records is much higher than the name density in subtitles, and named entities with high frequencies in the subtitles are more likely to be mentioned in the metadata records. Personal names, geographical names and names of organizations where the most prominent entity types in both the news subtitles and news metadata, while persons, works and locations are the most prominent in culture programs.</p>
      </abstract>
      <kwd-group>
        <kwd>Named entity recognition ∙ Multimedia indexing ∙ Metadata</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>Advances in information technology and web access of the past decade have
triggered several digitization efforts by libraries, archives, and other cultural heritage
institutions. Consequently, a large number of cultural expressions such as books,
manuscripts, music, archaeological digital objects, television and radio broadcasts have
become available to a broader public, but because of low metadata quality, they are hard
to find.</p>
      <p>
        Cultural expressions are often connected to places, persons, things or events in
different ways. It is likely that different cultural institutions have information about the
same place, event, person or other entity, but these connections are not visible to users
and researchers today. Semantic Web technology, in particular Linked Data, is often
seen as a potential solution to this problem [
        <xref ref-type="bibr" rid="ref1 ref2">1,2</xref>
        ].
      </p>
      <p>Most of the digitized cultural expressions are encoded in natural language aimed at
human consumption. Using methods from Language Technology, it is possible to
extract machine-readable structures from free texts, from which it is possible to retrieve
entities and link these entities together.</p>
      <p>
        The term ’named entity’ (NE) is generally considered to have originated at the Sixth
Message Understanding Conference (MUC-6) held in 1995 [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. There is a lack of
agreement on a firm definition of what a NE is, and definitions are often created to meet the
needs of specific projects or campaigns for Named Entity Recognition (NER). NER is
a subtask of information extraction that seeks to locate and classify single words or
multi-word expressions in text into pre-defined entity types such as the names of
persons, organizations and locations. Earlier research on NER on Norwegian texts [
        <xref ref-type="bibr" rid="ref4 ref5 ref6 ref7">4-7</xref>
        ]
use the entity types person, organization, location, work, event and miscellaneous. The
entity type “work” contains the kind of cultural expressions that are mentioned in this
paper.
      </p>
      <p>In order to explore the potential usefulness of indexing based on NER in subtitles
(closed captions), this paper analyzes both density and frequencies of different NEs in
different material. If NEs found in culture programs have different characteristics than
NEs in news, then document retrieval might benefit from a different ranking of entities
in a knowledge organization system.</p>
      <p>The paper also compares subtitles and metadata records for the same TV programs,
working from the hypothesis that words mentioned in the metadata records are more
salient as content descriptors than the words from the subtitles that are not a part of the
metadata records. More information about salient entities enables advanced entity
search and retrieval, and allows users to perform more sophisticated searches than what
is possible if we treat all the words in a full-text document the same. More knowledge
about salient entities can enable developers to extract the most salient entities from
subtitles in order to enhance precision in document retrieval.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Background</title>
      <p>
        In 2013, several researchers at Oslo University College, including the author, started
the TORCH project - Transforming the Organization and Retrieval of Cultural Heritage
[
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. The objective of this project is research and development on issues related to
automatic construction and structuring of metadata to improve access to digitized cultural
expressions. Much of the research activity in the TORCH project is directed towards
Norwegian NER on representations of cultural expressions, and the generation of linked
data. This paper is a part of the research activities in this group.
      </p>
      <p>This paper will present the findings of an explorative study of the NEs occurring in
subtitles and metadata records in the archive of the Norwegian Broadcasting
Corporation, NRK. Automatic processing of text from subtitles is a relatively simple process,
and therefore has a huge potential in terms of future implementation and actual use.
The subtitles are linked to the timeframe of the broadcast, so it is possible to use words
from the subtitles as locators to where in the broadcast this word was uttered. This
enables the subtitles to act as a source for entity retrieval. The relationship between the
subtitles and the metadata records are in many ways similar to the relationship between
the full text of a book and its index, and we believe that knowledge and experiences
from book indexing can be useful in guiding the focus of annotation of material in large
digital collections.</p>
    </sec>
    <sec id="sec-3">
      <title>Related work</title>
      <p>
        There has been considerable work in NER, typically organized in campaigns such
as MUC1, CoNLL2 and ACE3, with high levels of performance, measured in precision
and recall. On the named entity task at MUC-6, the majority of sites had recall and
precision over 90%; the highest-scoring system had a recall of 96% and a precision of
97%. This was done on texts from the Wall Street Journal [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ].
      </p>
      <p>
        There is currently no publicly available NER system for processing Norwegian text.
The major research in this area was carried out at the University of Oslo within The
Nomen Nescio Named Entity Recognition project between 2001 and 2003 [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. Our
research group decided to use the same definition and entity types as the Nomen Nescio
project, in order to be able to compare results. They defined NEs to be "entities that
have an initial capital letter both when they do and do not occur in the initial position
of a period" [6, p. 34]. In 2015, Johansen at the University of Bergen conducted research
that shows that it is possible to accurately find the names in Norwegian text by focusing
only on demarcating names. He did not identify entity types [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ].
      </p>
      <p>
        There has been a lot of research on NER the last 25 years. The majority of research
has been conducted on news articles and web pages [
        <xref ref-type="bibr" rid="ref11 ref3">3, 11</xref>
        ], but specialized systems
have been developed for short, informal texts like tweets [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ], and different domains
like biomedicine [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. Specialized systems are necessary when the texts are
substantially different from the news-wire genre. Researchers seems to disagree on whether
methods based on frequency counts would find the most important entities or not [
        <xref ref-type="bibr" rid="ref11 ref14 ref15 ref16">11,
14-16</xref>
        ], something that might vary in different genres.
      </p>
      <p>
        In their index quality study, Bishop, Liddy and Settel [
        <xref ref-type="bibr" rid="ref14 ref15">14,15</xref>
        ] reports on a
descriptive, explorative study of back-of-the-book indexes. A number of books (42% of those
that had an index) in their study contained indexes that consisted only of proper nouns,
i.e. NEs. Bishop et al. found that the percentage of proper names in the indexes they
examined were 60 % in humanities, 69 % in fine arts, 50 % in social sciences and 30
% in science and technology. The authors point out that there might be differences
among specific disciplines; not all humanity books are alike [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]. Similar findings have
been reported by Zafran, who found that most of the index entries in art books consists
of names and titles [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ].
      </p>
      <p>
        The use of smartphones have recent years affected how people watch TV. This have
led to the development of so-called second-screen apps, apps that provide additional
information and services to users while they watch TV programs. Subtitles bear great
potential for extracting relevant information to second-screen apps, as shown in
[2023]. The work by Redondoio Garcia et al. [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ] is especially relevant in the context of
this paper, as they have performed named entity recognition on subtitles for news
broadcasts and expanded them with structured data from DBpedia to generate context
aware metadata for a TV news show. In a survey about television viewing habit and the
use of second screens, Nandakumar and Murray [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ] found that about 27 % of TV
1 Message Understanding Conference
2 Conference on Natural Language Learning
3 Automatic Content Extraction
show-related searches is about the characters and their relations, 23 % about the plot,
16 % about location/events, 14 % about trivia, 9% about products and 11 % about other.
      </p>
      <p>
        Enser and Sandom [
        <xref ref-type="bibr" rid="ref25">25</xref>
        ] analysed a sample of 1,270 requests from 11 British film
archives. They found that there was a large number of requests NEs. The footage
requests included 1,143 named people, events, places or times [25, p. 210]. Such
information was not systematically recorded in the catalogues.
      </p>
      <p>
        A case study carried out at the Deutsches Filminstitut (DIF) in 2000, examined how
and what users requested from a comprehensive multimedia collection. In the 275
emails, there were 695 specific requests, 451 of them was regarding NEs. This study
revealed that many of the requests entailed information regarding attributes of films
that had not been indexed, and that further development of indexing procedures was
needed in order to increase information retrieval efficiency [
        <xref ref-type="bibr" rid="ref26">26</xref>
        ].
      </p>
      <p>
        Huurnink et al. [
        <xref ref-type="bibr" rid="ref27">27</xref>
        ] report on a study of transaction logs from an audiovisual
broadcast archive in The Netherlands. They found that queries predominantly consist of
(parts of) broadcast titles and of proper names.
4
      </p>
    </sec>
    <sec id="sec-4">
      <title>Data</title>
      <p>The TORCH project group has gained access to Norwegian subtitles from 11048 TV
shows in different genres, and 780278 metadata records from both TV and radio, from
NRK. The subtitles are quite recent, while the metadata records cover a time period
from 1990, when the system was implemented, to 2013 when the data was exported.
The metadata records contains an unstructured description field named content, where
librarians working at NRK have written an abstract containing all relevant search terms.
Valuable entities, such as the name of people, places and events are hidden within the
ambiguity of these natural language descriptions.
5</p>
    </sec>
    <sec id="sec-5">
      <title>Method</title>
      <p>
        In the TORCH project, we chose to develop our own annotation tool to allow
annotations on specific levels adapted to our projects. In order to be able to compare the
results, we have followed the annotation guidelines outlined in [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] for the main entity
types. The TORCH project and annotating tools is discussed in detail in [
        <xref ref-type="bibr" rid="ref28 ref8">8, 28</xref>
        ].
      </p>
      <p>From the material of matching couples of subtitles at metadata records, the project
group chose to annotate the TV programs Bokprogrammet (The book program) and
Filmbonanza (a program about movies and TV series). These programs are quite
similar. These programs where chosen because they contain mentions of entities that are
useful to connect with other collections in a linked data network. These two programs
are examples of programs from the cultural heritage domain, and this paper compares
them to a program that has a typical news structure with various news stories about
current affairs. The selection of programs described in this paper is not statistically
representative; the programs are chosen for their characteristics as typical for their
genre.</p>
    </sec>
    <sec id="sec-6">
      <title>Results and discussion</title>
      <p>The following table shows the distribution of entity types in subtitles. The paper then
compares the results with results of earlier NER on Norwegian texts.</p>
      <p>Compared to table 1, the relative order of the entity types in table 2 is nearly equal.
The personal names make up an even larger percentage of the whole in the metadata,
and locations are less frequently mentioned.</p>
      <p>In table 1 and 2, NEs that consist of several words are counted as one NE, e.g.,
‘Barack Obama’ is counted as one. In order to measure the density of NEs in the
different texts, all the words in compound NEs are counted as separate words. For the
subtitles, news has a NE density of 5 % and Bokprogrammet and Filmbonanza both
have a NE density of 6%. For the metadata records, Bokprogrammet has a NE density
of 19%, Filmbonanza 20% and news texts 21%.</p>
      <p>
        Numbers from Nøklestad [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] on Norwegian text shows a NE density of 6% for news
articles, 4% for magazine articles and 2% for fiction. English news texts have a higher
density of NEs. Coates-Stephens found that NEs amounted for 11.7 % of the tokens in
30 news stories from English papers [29, p. 171]. Goldstein et al. found that NEs
represented 16.3% of the words in summaries, compared to 11.4% of the words in
nonsummary sentences. 71% of summaries had a greater NE density than the non-summary
sentences [30, p. 124]. The fact that the proportion of NEs is so much higher in
summaries and the metadata records analyzed in this paper, confirms that NEs should play
an important role in knowledge organization systems.
      </p>
      <p>In fig. 1, we see the percentage of NEs of different entity types in the subtitles that
this study has found in the metadata records.</p>
      <p>NE from subtitles found in metadata
80%
70%
60%
50%
40%
30%
20%
10%
0%</p>
      <p>Person</p>
      <p>Organization</p>
      <p>Event</p>
      <p>Work</p>
      <p>Location</p>
      <p>Other
News</p>
      <p>Filmbonanza</p>
      <p>Bokprogrammet</p>
      <p>Named entities in Bokprogrammet
90%
80%
70%
60%
50%
40%
30%
20%
10%
0%</p>
      <p>Person</p>
      <p>Organization</p>
      <p>Event</p>
      <p>Work</p>
      <p>In fig. 2, we see that the entity types person, work and location are more likely to be
found in the metadata records if they are mentioned three times or more in the subtitles.
Because of the low numbers in the data material, it is hard to draw any definite
conclusions about the entity types organization, event and other.</p>
      <p>The structure and content in Bokprogrammet and Filmbonanza is quite similar, so
the numbers were expected to be quite similar, but the librarians that created the
metadata records have chosen to describe these two programs differently due to intern
guidelines. The metadata records for Bokprogrammet have a much fuller text
description in the content field than the records for Filmbonanza. This is not ideal when we are
attempting to facilitate methods for automatic indexing, but it gives a realistic picture
of what we can expect from a large archive of cultural heritage material that extends
over a long time span.</p>
      <p>The descriptions of Filmbonanza typically mentions a few persons, a movie and
maybe a place or an event where interviews takes place. The entity type event is used
more both in subtitles and metadata for Filmbonanza, this is due to the coverage of film
festivals. Organizations are lacking in the material from Filmbonanza, and rarely occurs
in Bokprogrammet. In the descriptions of Bokprogrammet, we observe an attempt to
name all the persons and locations we see in the program, and the works mentioned.</p>
      <p>The analysis of the news material shows that the personal names are included in the
metadata records regardless of frequency in the subtitles. Organizations appear more
frequently in news, and 75% of high frequent organizations in subtitles are found in the
metadata. Few works are mentioned in the news, and the works that are mentioned are
usually very different from the works mentioned in culture programs. The works
mentioned in the news material studied in this paper were laws, treaties, declarations and
conventions, in addition to mentions of the name of the news program itself.
7</p>
    </sec>
    <sec id="sec-7">
      <title>Conclusion</title>
      <p>NRK's archive materials are becoming increasingly available on-line. They have
made a major digitization effort in order to make Norwegian cultural heritage from the
last century of radio and TV available to the public. This gives Norwegians the
possibility to relive nostalgic moments, and for new generations to take part in historical
experiences. This, however, presupposes that the users are able to find specific items.
It is impossible to manually go through and index all the digitized material, but the use
of new technology can provide librarians with a tool to automatically locate indexable
entities and facilitate information retrieval.</p>
      <p>
        This paper has analyzed subtitles and metadata records from different TV programs.
The analysis shows that the density of NEs in metadata records is much higher than the
NE density in subtitles, implying that NEs are more important than other parts of speech
in the descriptions of this kind of material. This finding is coherent with findings from
book indexes who have an even higher density of NEs. Compared to studies of English
texts, Norwegian texts have a significant lower name density: 4-6 % for non-fiction
texts including news, compared to 11.4 % and 11.7 % in English non-summary news
texts [
        <xref ref-type="bibr" rid="ref29">29, 30</xref>
        ]. The descriptive texts in the Norwegian metadata records presented in this
paper have a NE density of 19-21 %, which is higher than the news-article summaries
in [30], where NEs represented 16.3 % of the text.
      </p>
      <p>
        User studies on multimedia collections reveal that named people, events,
organizations, works and locations are common search requests, and that further development
of indexing procedures is needed in order to be able to respond to these requests [
        <xref ref-type="bibr" rid="ref26">26</xref>
        ].
Recognition of NEs in subtitles is a solution to this challenge.
      </p>
      <p>
        This paper has looked closer at the different entity types used to describe different
kind of programs. The findings indicate that NEs with high frequencies in the subtitles
are more likely to be mentioned in the metadata records, and that differences in
frequencies have a higher discriminatory value for some entity types. Compared to earlier
research on NER on Norwegian text, this paper shows similar findings for news text.
Personal names, geographical names and names of organizations where the most
prominent entity types both in the news subtitles and news metadata in this paper, and in the
newspaper articles in [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. The analysis suggest that high frequent entities of the entity
types person, work and location are important as salient content descriptors of culture
programs. The material contained few events, but for Filmbonanza, the events were
also found in the metadata. That was not the case for the literature program
Bokprogrammet. Personal names are often considered important regardless of frequency,
especially in news material. The research presented in this paper have been conducted on
a small sample, and these findings should be examined more closely on a larger sample
to obtain results that are more reliable.
[30] J. Goldstein, M. Kantrowitz, V. Mittal, and J. Carbonell, “Summarizing Text
Documents: Sentence Selection and Evaluation Metrics,” in Proceedings of the
22Nd Annual International ACM SIGIR Conference on Research and
Development in Information Retrieval, New York, NY, USA, 1999, pp. 121–128.
      </p>
    </sec>
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