<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>September</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>The Influence of Users' Personality Traits on Satisfaction and Attractiveness of Diversified Recommendation Lists</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Bruce Ferwerda</string-name>
          <email>bruce.ferwerda@jku.at</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mark Graus</string-name>
          <email>m.p.graus@tue.nl</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Andreu Vall</string-name>
          <email>andreu.vall@jku.at</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Marko Tkalcic</string-name>
          <email>marko.tkalcic@unibz.it</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Markus Schedl</string-name>
          <email>markus.schedl@jku.at</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Human-centered computing ! Human computer</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="editor">
          <string-name>Diversity; Recommender Systems; User-Centric Evaluation;
Personality</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Eindhoven University of</institution>
          ,
          <addr-line>Technology, IPO 0.20, P.O. Box 513, 5600 MB Eindhoven, NL</addr-line>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Free University of Bolzano</institution>
          ,
          <addr-line>Piazza Domenicani, 3, 39100 Bozen-Bolzano, IT</addr-line>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Johannes Kepler University</institution>
          ,
          <addr-line>Altenberger Str. 69, 4040 Linz, AT</addr-line>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>interaction (HCI); User models; User studies;</institution>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2016</year>
      </pub-date>
      <volume>16</volume>
      <issue>2016</issue>
      <fpage>2</fpage>
      <lpage>6</lpage>
      <abstract>
        <p>Diversifying recommendations has shown to be a good means to counteract on choice di culties and overload, and is able to positively in uence subjective evaluations, such as satisfaction and attractiveness. Personal characteristics (e.g., domain expertise, prior preference strength) have shown to in uence the desired level of diversity in a recommendation list. However, only personal characteristics that are directly related to the domain have been investigated so far. In this work we take personality traits as a general user model and show that speci c traits are related to a preference for different levels of diversity (in terms of recommendation satisfaction and attractiveness). Among 103 participants we show that conscientiousness is related to a preference for a higher degree of diversi cation, while agreeableness is related to a mid-level diversi cation of the recommendations. Our results have implications on how to personalize recommendation lists (i.e., the amount of diversity that should be provided) depending on users' personality.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. INTRODUCTION</title>
      <p>Providing users with a diversi ed list of recommendations
has shown to have positive e ects on the user experience.</p>
      <p>
        With an abundance of choices available nowadays, providing
diversity in the recommendations can counteract on the
negative psychological e ects that users may experience, such
as choice overload and choice di culties [26]. These negative
e ects are caused by recommender systems, which are
originally designed to output recommendations that are closest
to the user's interest. The closer to the user's interest, the
higher the accuracy of the recommender system algorithm,
but also results in recommendations that are often too
similar to each other (e.g., same level of attractiveness to the
user). This does not only increase the chance of choice
overload and choice di culties to the user, but also increases
the possibility of not covering the full spectrum of the user's
interest [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
      </p>
      <p>
        Although prior research has shown that recommendation
diversity has positive e ects on the user experience, di
erences between diversity needs of users have not been given
a lot of attention. Domain expertise and prior choice
preferences have shown to play a role in the amount of diversity
desired by the user [
        <xref ref-type="bibr" rid="ref2 ref6">2, 6, 26</xref>
        ]. Others have shown that
diversity needs can also be related to cultural dimensions [
        <xref ref-type="bibr" rid="ref14 ref8">8, 14</xref>
        ].
In this work we consider personality traits as an indicator
of satisfaction and attractiveness on di erently diversi ed
music recommendation lists.
      </p>
      <p>
        The use of personality as a general model for users has
gained increased interest. Several works revealed
personalitybased relationships with users' behavior, preferences, and
needs (e.g., [
        <xref ref-type="bibr" rid="ref10 ref15">10, 15, 25</xref>
        ]), how to implicitly acquire
personality traits of users from social media trails (e.g.,
Facebook [
        <xref ref-type="bibr" rid="ref1 ref12 ref20 ref4">1, 4, 12, 20</xref>
        ], Twitter [
        <xref ref-type="bibr" rid="ref16 ref21">16, 21</xref>
        ], and Instagram [
        <xref ref-type="bibr" rid="ref11 ref13">11, 13,
24</xref>
        ]), and how personality traits can be implemented into
a personalized system [
        <xref ref-type="bibr" rid="ref7 ref9">7, 9</xref>
        ]. With our work we contribute
to the personality research by providing more insights into
personality-related diversity needs. We found among 103
participants that the conscientiousness and agreeableness
personality traits play a role in the desired amount of
diversity in a recommendation list. While conscientious
participants showed a higher degree of satisfaction and
attractiveness with the more diversi ed recommendations,
agreeable participants were more satis ed and found the list more
attractive with medium amount of diversity in the
recommendations.
      </p>
    </sec>
    <sec id="sec-2">
      <title>RELATED WORK</title>
      <p>
        The positive e ects of recommendation list diversity has
been shown by several researchers. Bollen et al. [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] and
Willemsen et al. [26] investigated the in uence of diversity
on movie recommendations and found that diversity has a
positive e ect on the attractiveness of the recommendation
set, the di culty to make a choice, and eventually on the
choice satisfaction. Besides the positive e ects of diversi
cation, also personal characteristics play a role on the
attractiveness of the diversi ed recommendation list (e.g., strength
of prior preference or domain expertise [
        <xref ref-type="bibr" rid="ref2 ref23">2, 23</xref>
        ]). Bollen et
al. [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] found that expertise in the domain showed a positive
e ect on the item attractiveness.
      </p>
      <p>
        The personal characteristics that have been identi ed so
far are domain speci c to the kind of recommendations.
However, a more general personal characteristic may be present
that in uences the subjective evaluations with the diversi ed
recommendations. Personality has shown to be an enduring
factor, which can relate to one's taste, preference, and
interest (e.g., [
        <xref ref-type="bibr" rid="ref10 ref5">5, 10, 25</xref>
        ]). Chen et al. [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] and Wu et al. [27]
showed relationships with personality and preference for
diversi cation based on di erent movie characteristics (e.g.,
genre, artist, director). Ferwerda et al. [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] showed that
music preferences can be related to the personality of the
listener, whereas Tkalcic et al. [25] found relationships
between personality traits and the preference of being exposed
to certain amounts of multimedia meta-information.
      </p>
      <p>
        In this work we investigate whether personality traits can
be considered a personal characteristic that in uences the
subjective evaluations of diversi ed recommendation lists.
To this end, we rely on the widely used ve-factor model
(FFM), which categorizes personality into ve general
dimensions: openness to experience, conscientiousness,
extraversion, agreeableness, and neuroticism [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ].
      </p>
    </sec>
    <sec id="sec-3">
      <title>DATA PREPARATION &amp; PROCEDURES</title>
      <p>We created di erently diversi ed music recommendation
lists in order to investigate the in uence of personality traits
on the subjective evaluation of the recommendation lists.
Since we created the recommendation lists o -line, we
separated the study in two parts. In the rst part participants
were recruited and their complete Last.fm listening history
was crawled in order to create the recommendation lists.
After the lists were created, participants from the rst part
were invited for the second part where they were asked to
assess the diversi ed recommendation lists.</p>
      <p>
        We recruited 254 participants through Amazon
Mechanical Turk for the rst part of the study. Participation was
restricted to those located in the United States with a very
good reputation ( 95% HIT approval rate and 1000 HITs
approved) and a Last.fm account with at least 25 listening
events. Furthermore, they were asked to ll in the 44-item
Big Five Inventory personality questionnaire [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ] to measure
the FFM. Control questions were asked to lter out fake and
careless contributions. A compensation of $1 was provided.
We crawled the complete listening history of each
participant and aggregated the listening events to represent artist
and playcount (i.e., number of times listened to an artist).
      </p>
      <p>
        In order to prepare the music recommendation lists for
each participant, we complemented our data with the
LFM1b dataset [
        <xref ref-type="bibr" rid="ref22">22</xref>
        ]. 1 This dataset consists of the complete
lis1Available at http://www.cp.jku.at/datasets/LFM-1b/
tening histories of 120,322 Last.fm users from di erent
countries. Since our participants were all located in the United
States, we only used the United State users of the LFM-1b
dataset to complement our dataset. This resulted in 10,255
additional users, which we also aggregated into artist and
playcount for each user. The nal dataset consists of user,
artist, and artist playcount triplets with a total of 387,037
unique artists for the creation of the recommendation lists.
      </p>
      <p>
        We used the weighted matrix factorization algorithm of [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ]
on our nal dataset to calculate the recommended items.
This algorithm is speci cally designed to deal with datasets
consisting of implicit feedback (e.g., artist playcounts). We
optimized the factorization hyper-parameters by
conducting grid-search and picking the setting that yielded the best
5-fold cross-validated mean percentile rank. Speci cally,
using 20 factors, con dence scaling factor =40, regularization
weight =1000 and 10 iterations of alternating least squares,
we achieved the best 5-fold cross-validated mean percentile
rank of 1.78%. 2 Afterwards we factorized the whole
userartist triplets using this set of hyper-parameters.
      </p>
      <p>The recommended items were diversi ed as was done in [26]
by using the method of [28]. By using the latent features
as the basis of diversi cation instead of additional metadata
like genre information (as is done in content-based
recommender systems) guarantees that diversity is manipulated in
line with user preferences. Previous research demonstrated
that this way of diversifying recommendations is perceived
accordingly by users [26].</p>
      <p>
        A greedy selection to optimize the intra-list similarity [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]
was run on the top 200 recommended artists (i.e., the 200
artists with highest predicted relevance) to maximize the
distances between item vectors in the matrix factorization
space. This algorithm starts with a recommendation set
consisting of the artist with highest predicted relevance. In
an iterative fashion items are added to the recommendation
set until it contains 10 items.
      </p>
      <p>In each step of the iteration, for each candidate item i the
sum of all distances from its item vector to each iztem
vector in the recommendation set is calculated: ci = P d(i; j),
j=1
where z is the number of items in the recommendation set
and d(i; j) is the Euclidean distance between two item
vectors i and j). All candidate items are ranked based on
decreasing value of ci (Pci ) and on predicted relevance (Pri ).
A weighting factor is introduced to balance the trade-o
between predicted relevance and diversity. For each
candidate item the combined rank is calculated following wi =</p>
      <p>Pci + (1 ) Pri . The item with the highest combined
rank is added to the recommendation set and the next step
is taken until 10 items are selected.</p>
      <p>was manipulated to achieve di erent levels of diversi
cation. In the described implementation =1 corresponds to
maximum diversity, =0 corresponds to maximum predicted
relevance. We compared recommendation lists for di erent
values of in terms of the sum of distances between the
latent features scores of items in the recommendation set
and their average range. The list for =0.4 showed to fall
halfway between maximum relevance and maximum
diversity. Thus, the nal levels for diversi cation were set at
=0 (low), =0.4 (medium), and =1 (high).</p>
      <p>
        After the recommendation lists were created, emails were
2See [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ] for details on the hyper-parameters and the de
nition of the mean percentile rank metric.
sent out to all participants to invite them for the second part
of the study. We created a login screen so that we could
retrieve the personalized recommendation lists for each
participant. After the log in, the participant was sequentially
presented with a recommendation list for three times, with
each time a di erent level of diversity (i.e., low, medium, or
high). The order of presentation was randomized. Each
recommended artist was enriched with metadata from Last.fm
(i.e., picture, genre, Top-10 songs with the number of
listeners and playcounts), which was shown when hovered over the
name in the list. Additionally, example songs were provided
by clicking on the artist name (new browser screen linked
to the artist's YouTube page). Participants were asked to
answer questions about perceived diversity,
recommendation satisfaction, and recommendation attractiveness 3
before moving on to the next list. These questions needed to
be answered for each of the three lists.
      </p>
      <p>After the participant assessed all three recommendation
lists, we performed a manipulation check by placing the
three lists next to each other (randomly ordered) and asked
the participant to rank order the lists by diversity.</p>
      <p>There were 103 participants who returned for the second
part of the study. We included several control questions to
lter out careless contributions, which left us with 100
participants for the analyses. Age: 18-65 (median 28), gender:
54 male, 46 female, and were compensated with $2.</p>
    </sec>
    <sec id="sec-4">
      <title>RESULTS</title>
    </sec>
    <sec id="sec-5">
      <title>Manipulation Check</title>
      <p>A Wilcoxon signed-rank test was used to test the
perceived diversity levels of the recommendation lists. Results
show an increase of perceived diversity by comparing the low
diversity (M =1.28) against the medium (M =2.05, r=.60,
Z=10.370, p&lt;.001) and high condition (M =2.65, r=.80,
Z=13.784, p&lt;.001). A signi cant diversity increase was also
found between medium and high (r=.45, Z=7.711, p&lt;.001).
4.2</p>
    </sec>
    <sec id="sec-6">
      <title>Measures</title>
      <p>Items in the questionnaire were assessed using a con
rmatory factor analysis (CFA) with repeated ordinal
dependent variables and a weighted least squares estimator to
determine whether the questions convey the predicted
constructs. After deleting questions with high cross-loadings
and low commonalities, the model consisting of three
constructs showed a good t: 2(32)=108.6, p&lt;.001, CF I=.99,
T LI=.98, RM SEA=.06. 4 The constructs with their items
are shown below (5-point Likert scale; Disagree
stronglyAgree strongly). The Cronbach's alpha ( ) and the average
variance extracted (AVE) of each construct showed good
values (i.e., &gt;.8, AVE&gt;.5), indicating convergent validity.
Also, the square root of the AVE for each construct is higher
than any of the factor loadings (FL) of the respective
construct, which indicates good discriminant validity.
Perceived Diversity (AVE=.723, =.887):</p>
      <p>
        The list of artists was varied. (F L=.858)
3Questions measuring perceived diversity and
recommendation attractiveness were adapted from [26].
4Cuto values for a good model t are proposed to be:
CF I&gt;.96, T LI&gt;.95, and RSM EA&lt;.05 [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ].
      </p>
      <p>Many of the artists in the lists di ered from other artists
in the list. (F L=.837)
The artists di ered a lot from each other on di erent
aspects. (F L=.855)
Recommendation Satisfaction (AVE=.821, =.932):
I am satis ed with the list of recommended artists.
(F L=.927)
In most ways the recommended artists were close to ideal.
(F L=.905)
The list of artist recommendations meet my exact needs.
(F L=.885)
Recommendation Attractiveness (AVE=.771, =.931):
I would give the recommended artists a high rating.
(F L=.874)
The list of artists showed too many bad items.
(F L=-.830)
The list of artists was attractive. (F L=.914)
The list of recommendations matched my preferences.
(F L=.893)
4.3</p>
    </sec>
    <sec id="sec-7">
      <title>Analysis</title>
      <p>We used a repeated measures ANOVA in order to
investigate the in uence of personality traits on the subjective
evaluations of the diversi ed music recommendation lists.
Below the results of personality traits on the di erent
subjective evaluations are provided. The e ects between diversity
levels are all compared against the low diversity condition.
4.3.1</p>
      <sec id="sec-7-1">
        <title>Personality on Perceived Diversity</title>
        <p>Results show that Mauchly's test is not violated ( 2(2)=
.115, p=.944), so sphericity can be assumed, and
therefore, no correction is needed. The results show that there
are no signi cant main e ects of the di erent personality
traits on perceived diversity. However, a general di erence
in perceived diversity can be assumed (F (2, 22)=51.029,
p&lt;.001). Exploring the di erences between the levels of
diversi ed recommendation lists show that there is an increase
in perceived diversity when comparing the low diversi ed list
against the medium (F (1, 11)=11.596, p&lt;.001) and the high
diversi ed lists (F (1, 11)=31.191, p&lt; .001). This con rms
once more that our diversi cation was e ective and was
perceived as such by the participants.
4.3.2</p>
      </sec>
      <sec id="sec-7-2">
        <title>Personality on Recommendation Satisfaction</title>
        <p>Mauchly's test shows that sphericity is not violated ( 2(2)=
1.830, p=.401), and therefore no correction is needed.
Assessing the e ect of the di erent personality traits on the
recommendation satisfaction, the following personality traits
show a main e ect: conscientiousness (F (4, 22)=2.454, p&lt;.05)
and agreeableness (F (4, 22)=3.886, p&lt;.05). Additional
analyses by looking at the levels between the diversity levels
(i.e., low, medium, and high diversi cation) show that
conscientious participants are increasingly satis ed when
provided a higher degree of diversity: medium diversity (F (2,
11)=3.994, p&lt;.05) and high diversity (F (2, 11)=4.036, p&lt;.05).
However, the satisfaction di erences for agreeable
participants show a higher satisfaction for the medium diversi
cation (F (2, 11)=9.660, p&lt;.05) than for the high diversi
cation (F (2, 11)=4.036, p&lt;.05).
4.3.3</p>
      </sec>
      <sec id="sec-7-3">
        <title>Personality on Recommendation Attractiveness</title>
        <p>Assessing Mauchly's test shows that there is no
violating of sphericity ( 2(2)= 1.860 p=.395). Also here, results
show main e ects for the conscientiousness (F (4, 22)=3.157,
p&lt;.05) and agreeableness (F (4, 22)=3.469, p&lt;.05)
personality traits. By looking at the di erences between the levels
of diversi cation, we found similar patterns as with
satisfaction. Results show that conscientious participants were
increasingly more attracted to more diversi ed
recommendation lists: medium (F (2, 11)=2.955, p&lt;.05), high (F (2,
11)=7.866, p&lt;.05). Participants scoring high on the
agreeableness personality traits show to be more attracted to the
medium (F (2, 11)=5.933, p&lt;.05) diversi ed list than to the
high (F (2, 11)=5.314, p&lt;.05) diversi ed list.</p>
      </sec>
    </sec>
    <sec id="sec-8">
      <title>CONCLUSION &amp; DISCUSSION</title>
      <p>Our results show that certain personality traits (i.e.,
conscientiousness and agreeableness) are related to the
subjective evaluations of diversi ed recommendation lists. We
found that conscientious people judged a higher degree of
diversity more attractive and were more satis ed with it,
whereas agreeable people showed to have more interest (i.e.,
list attractiveness and satisfaction) in a medium degree of
diversity.</p>
      <p>
        The relationships that we found can be used in
personalitybased systems as proposed in [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. With the increased
connectedness of applications, such as recommender systems,
with social networking sites, users' personality can be
acquired without the need of behavioral data in the
application (e.g., via Facebook [
        <xref ref-type="bibr" rid="ref1 ref12 ref20 ref4">1, 4, 12, 20</xref>
        ], Twitter [
        <xref ref-type="bibr" rid="ref16 ref21">16, 21</xref>
        ], or
Instagram [
        <xref ref-type="bibr" rid="ref11 ref13">11, 13, 24</xref>
        ]). By identifying relationships with
users' personality traits, such as in this work, cross-domain
inferences about users' preferences and needs can be made
and implemented to provide a personalized experience to
users.
      </p>
    </sec>
    <sec id="sec-9">
      <title>ACKNOWLEDGMENTS</title>
      <p>This research is supported by the Austrian Science Fund
(FWF): P25655.
What moderates the too-much-choice e ect?</p>
      <p>Psychology &amp; Marketing, 26(3):229{253, 2009.
[24] M. Skowron, B. Ferwerda, M. Tkalcic, and M. Schedl.</p>
      <p>Fusing Social Media Cues: Personality Prediction from
Twitter and Instagram. In Companion Proceedings of
the 25th International WWW Conference, 2016.
[25] M. Tkalcic, B. Ferwerda, D. Hauger, and M. Schedl.</p>
      <p>Personality correlates for digital concert program
notes. UMAP 2015, Springer LNCS 9146, 2015.
[26] M. C. Willemsen, B. P. Knijnenburg, M. P. Graus,
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