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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>September</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>A Comparative Analysis of Personality-Based Music Recommender Systems</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Melissa Onori</string-name>
          <email>melissa.onori@gmail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alessandro Micarelli</string-name>
          <email>micarel@dia.uniroma3.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Giuseppe Sansonetti</string-name>
          <email>gsansone@dia.uniroma3.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Engineering, Roma Tre University</institution>
          ,
          <addr-line>Via della Vasca Navale, 79, 00146 Rome</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2016</year>
      </pub-date>
      <volume>16</volume>
      <issue>2016</issue>
      <fpage>2</fpage>
      <lpage>6</lpage>
      <abstract>
        <p>This article describes a preliminary study on considering information about the target user's personality in music recommender systems (MRSs). For this purpose, we devised and implemented four MRSs and evaluated them on a sample of real users and real-world datasets. Experimental results show that MRSs that rely on purely users' personality information are able to provide performance comparable with those of a state-of-the-art MRS, even better in terms of the diversity of the suggested items.</p>
      </abstract>
      <kwd-group>
        <kwd>Personality</kwd>
        <kwd>music recommendation</kwd>
        <kwd>evaluation</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. INTRODUCTION</title>
      <p>Music plays an important role in entertainment and leisure
of human beings. With the advent of Web 2.0, a huge
amount of music content has been made available to millions
of people around the world. This has provided new
opportunities for researchers working on music information with
the aim of creating new services that support navigation,
discovery, sharing, and the development of online
communities among users. Music recommender systems (MRSs) aim
to predict what people like to listen to. A recent research
eld in music recommendation explores the possibility of
harnessing information on the target user's personality in
the recommendation process.</p>
      <p>The goal of the research work described in this paper is
to assess the potential bene ts of such integration. To this
end, we implemented and compared with each other di erent
MRSs, three of them based on users' personality inferred
from explicit and implicit feedbacks, and one that does not
consider users' personality.</p>
    </sec>
    <sec id="sec-2">
      <title>RELATED WORK</title>
      <p>
        In the research literature, there exist several works that
reveal how information about a user's personality can help
infer her music preferences and contribute to a more
accurate recommendation process [
        <xref ref-type="bibr" rid="ref31">31</xref>
        ]. Therefore, several
noteworthy MRSs considering the active user's personality have
been proposed. Among others, Ferwerda and Schedl [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]
propose an approach where users' personality and emotional
states are implicitly extracted by analyzing their microblogs
on Twitter. The authors make use of the extraction
techniques described by Golbeck [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] and Quercia et al. [
        <xref ref-type="bibr" rid="ref30">30</xref>
        ],
also trying to combine them for better predictions. Hu and
Pu [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ] compare a personality test-based MRS with a classic
rating-based one. The authors point out that users are more
inclined to results returned from the former. According to
Hu and Pu, the active user perceives less e ort and less
time to use the personality test-based MRS. They further
claim that users show a strong intention to use such MRS
again and an unexpected surprise in its results, as they feel
that the personality-based approach is able to reveal their
hidden preferences, thereby improving the recommendation
process. Also Tkalcic et al. [
        <xref ref-type="bibr" rid="ref34">34</xref>
        ] show that recommenders
based on Big Five data can outperform rating-based
recommenders. In [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ], Hu and Pu consider again their previous
results, exploring the use of personality tests for creating
psychological pro les of user's friends as well. They enable
the MRS to generate recommendations for users and their
friends too. They also suggest that personality-based MRSs
are preferred by no music connoisseurs, which do not know
their music preferences in depth.
3.
      </p>
    </sec>
    <sec id="sec-3">
      <title>PERSONALITY</title>
      <p>
        Generally speaking, an individual's personality can be
dened as a combination of characteristics and qualities that
make up the way she thinks, feels, and behaves in di erent
situations [
        <xref ref-type="bibr" rid="ref33">33</xref>
        ]. Personality and emotions shape our
everyday life, having a strong in uence on our tastes [
        <xref ref-type="bibr" rid="ref32">32</xref>
        ],
decisions [
        <xref ref-type="bibr" rid="ref29">29</xref>
        ], purchases [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], and general behavior [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. It has
been shown that people with similar personalities turn out
to have similar preferences [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. However, giving a more
rigorous de nition of personality can be challenging, so di erent
theories have been formulated to speci cally make easier the
comprehension of self and others [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. Each of these theories
di erently addresses the problem of representing and
characterizing the human personality. We are interested in theories
that would allow us to di erentiate people from each other
through measurable traits. The subject of the psychology
of personality traits is the study of the psychological di
erences between individuals and relies on empirical research.
Initially, it was studied and de ned by Gordon W.Allport [
        <xref ref-type="bibr" rid="ref1 ref2">1,
2</xref>
        ], which speci ed 17953 speci c traits to describe an
individual's personality. Then, particular e ort was devoted to
the attempt of limiting the number of traits that would
otherwise be unmanageable. This led to the de nition of the
well-known Big Five Model [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. After several revisions, the
Big Five factors were nally labeled as follows [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ]:
      </p>
      <sec id="sec-3-1">
        <title>Extraversion;</title>
      </sec>
      <sec id="sec-3-2">
        <title>Agreeableness;</title>
      </sec>
      <sec id="sec-3-3">
        <title>Conscientiousness;</title>
      </sec>
      <sec id="sec-3-4">
        <title>Neuroticism;</title>
      </sec>
      <sec id="sec-3-5">
        <title>Openness (to experience).</title>
        <p>
          In spite of several criticisms (e.g., [
          <xref ref-type="bibr" rid="ref21">21</xref>
          ]), such model is widely
adopted in various elds, ranging from Medicine to Business.
From the computer science point of view, personality traits
include a set of human characteristics that can be modeled
and implemented, for example, in personalized services.
Prediction of personality traits can be accomplished explicitly
(e.g., by administering personality tests), or implicitly (e.g.,
by monitoring the user's behavior).
3.1
        </p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Explicit Acquisition</title>
      <p>
        Nowadays, questionnaires are the most popular method
for extracting an individual's personality. They consist of
a more or less large number of di erent questions, which
are directly related to the granularity of the traits to be
determined. Nunes et al. [
        <xref ref-type="bibr" rid="ref28">28</xref>
        ] show that the number of items
in uences the accuracy of measurements of traits. As
expected, the higher the number of items, the more accurate
the traits extracted. In particular, personality tests based on
the Big Five Model are numerous and varied. A reasonable
trade-o between accuracy and ease of use is represented
by the Big Five Inventory (BFI) [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. The 44-item BFI has
been developed to create a brief questionnaire for e cient
and exible inference of the ve factors, without the need to
de ne more individual facets [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ].
3.2
      </p>
    </sec>
    <sec id="sec-5">
      <title>Implicit Acquisition</title>
      <p>
        An individual's online behavior has long been the subject
of many studies in the social sciences [
        <xref ref-type="bibr" rid="ref25 ref3 ref7">3, 7, 25</xref>
        ]. Results in
cognitive psychology show that the general factors of
personality can predict the aspects of the Internet use [
        <xref ref-type="bibr" rid="ref25">25</xref>
        ]. In
fact, personality traits can be re ected in users' actions and
ways of sur ng the Web [
        <xref ref-type="bibr" rid="ref10 ref27 ref3">3, 10, 27</xref>
        ]. There are also studies
that investigate the possibility of inferring the user's
personality by user-generated content on social networks such as
Facebook and Twitter. For instance, Gao et al. derive users'
personality traits from their microblogs [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. Golbeck et al.
identify users' personality traits by analyzing their Facebook
pro les, including peculiarities of language, business, and
personal information [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]. Moreover, Golbeck et al. [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] and
Quercia et al. [
        <xref ref-type="bibr" rid="ref30">30</xref>
        ] predict users' personality from Twitter,
by examining their tweet content and observing their
characteristics (e.g., popularity, in uential users, etc.). Kosinski
et al. [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ] show that likes on Facebook can be used to
automatically and accurately predict a set of personal attributes,
including personality traits. For instance, the accuracy of
prediction of the Openness factor is similar to the accuracy
that can be obtained through a classic personality test, with
the advantage of not having to force the user to answer a
signi cant number of questions. Along this direction, the
authors developed the Apply Magic Sauce (AMS)1 that allows
for the prediction of users' personality from the analysis of
their activities on Facebook. Such application, developed at
the University of Cambridge Psychometrics Centre, relies on
over six million social media pro les and determines
personality traits through psychometric evaluations, as described
in [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ]. The model is based on the dataset of myPersonality
project 2.
4.
      </p>
    </sec>
    <sec id="sec-6">
      <title>USER STUDY</title>
      <p>In this section, we describe the dataset, the setup, and the
results of the experimental evaluation.
4.1</p>
    </sec>
    <sec id="sec-7">
      <title>Dataset</title>
      <p>
        The experimental tests were performed on the Last.fm 3
music listening data kindly provided by the researchers of
myPersonality project [
        <xref ref-type="bibr" rid="ref22">22</xref>
        ] and Liam McNamara [
        <xref ref-type="bibr" rid="ref26">26</xref>
        ]. From
this data, we extracted 1,875 Last.fm users with related
information about personality tests and listening histories.
The user's preferences were inferred from the playcount
attribute, which denotes how many times the user listened to
that particular song. The nal value is obtained by
normalizing it between 1 and 5.
4.2
      </p>
    </sec>
    <sec id="sec-8">
      <title>Users</title>
      <p>The users who took part in the experimental trials were
65, all of them with an active Facebook account. Their
characteristics in terms of gender, age, occupation, and
education are illustrated in Tables 1, 2, 3, 4, respectively.</p>
      <p>For presenting the user with the suggested playlists we
designed a simple interface that allows for a quick and easy
use of the system. Furthermore, we made us of the
Spotify APIs 4, which o er a preview of 30 seconds of each
song in the playlist. We deemed such time enough for the
user to understand whether a given song is to her liking or
not. Moreover, listening to the whole playlist is short, thus
avoiding that the user will get bored and stop listening to
the recommended songs. In this way, the user will be able
to express a well-founded opinion.</p>
      <p>Each user was required to test all MRSs and evaluate the
returned playlists. MRSs were proposed in a random order
and with the user completely unaware of their details.
Ratings expressed by users in the evaluation phase were related
to novelty, serendipity, diversity, interest, and future use. To
this end, each user was asked to provide an assessment in
relation to the following ve statements:
1. \I found new songs by artists already known to me."
(novelty)
2. \I found songs by artists that I did not know and, as
of now, will begin to listen to." (serendipity)
3. \I found songs by artists of di erent music genres."
(diversity)
4. \I found the suggested playlist interesting." (interest)
5. \I would use this MRS again in the future." (future
use)
For each of these statements the user could express a
numerical value in a Likert 5-point scale (i.e., 1: strongly disagree,
5: strongly agree). In addition, the user could leave a
feedback as well.
4.4</p>
    </sec>
    <sec id="sec-9">
      <title>Music Recommender Systems</title>
      <p>In this section, we introduce the music recommender
systems (MRSs) developed as part of our research work.
4.4.1</p>
      <p>MRS based on Relations between Explicit
Personality and Music Genres</p>
      <p>
        The rst MRS acquires information on the target user's
personality explicitly, by administering a personality test.
We chose the 44-item Big Five Inventory test introduced in
Section 3.1, as its length represents an appropriate trade-o
between compilation time and results accuracy. Such test is
proposed to the target user through a web interface. Once
the test is completed, the system analyzes the responses and
computes the Big Five factors. In [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], the relations between
users' personality types and their preferences in multiple
entertainment domains are investigated. The authors derive
a set of association rules that connect the Big Five factors
with music genres. Based on those rules, this MRS returns
the resulting playlist to the user.
4.4.2
      </p>
      <p>MRS based on Explicit Personality and
Neighbors</p>
      <p>Even the second MRS relies on the user's personality
explicitly inferred through the use of the questionnaire. The
recommendation mechanism, however, is di erent. More
4https://developer.spotify.com/web-api/
precisely, this MRS identi es the most similar users to the
target one within a dataset containing information related
to personality and music habits of a group of Last.fm users.
The user u's personality is compared to that of each user v
in the dataset by computing the cosine similarity applied to
the Big Five factors, which is de ned as follows:
simp(u; v) =
qP5k=1(pku)2</p>
      <p>P5k=1 pku pvk
qP5k=1(pvk)2
(1)
where pku expresses the value of the Big Five factor k of the
user u. Based on such values, the system selects the ten
Last.fm users most similar to the user u and generates a
playlist from their listening histories.
4.4.3</p>
      <p>MRS based on Implicit Personality and
Neighbors</p>
      <p>The implicit personality acquisition can be carried out by
analyzing the user's behavior on the Web, especially on
social networks. To this end, we used the APIs of the Apply
Magic Sauce (AMS) application introduced in Section 3.2.
In order to infer the user's personality, AMS analyzes how
she assigns likes on Facebook. For such reason, the system
allows users to login via Facebook. In this way, AMS
enters the user pro le, extracts the required information, and
returns the predicted information, such as age, intelligence,
life satisfaction, interest in speci c areas, and her personality
traits. Based on such features, the MRS identi es the most
similar users to the target one within the Last.fm dataset by
computing the similarity function 1. From the information
related to the music such users listen to, the MRS builds the
personalized playlist for the active user. However, this MRS
has a drawback: it is necessary that the user has inserted a
su cient number of likes in her pro le. Otherwise, the AMS
application is not able to predict the user's personality and,
as a result, the MRS is not able to deliver any playlist.
4.4.4</p>
      <p>MRS based on Music Preferences</p>
      <p>This MRS does not exploit information about the user's
personality, and has been realized as a baseline to be used
in the experimental evaluation. The recommender works as
follows. The user is presented with a screenshot of the
images of ten songs belonging to the Last.fm top track, and
is asked to choose her favorites. Alternatively, the user can
enter the title of some of her favorite songs. After that, the
system leverages the Last.fm APIs to retrieve songs similar
to those chosen by the user and includes them in the
suggested playlist. Even though the actual algorithm
underlying the Last.fm recommender is unknown, it is reasonable
to assume that it mostly relies on collaborative ltering and
tagging activity.
4.5</p>
    </sec>
    <sec id="sec-10">
      <title>Results</title>
      <p>Experimental results are shown in Table 5. In the
description of the experimental results, the implemented MRSs are
denoted as follows:
I: MRS based on relations between explicit personality and
music genres;
II: MRS based on explicit personality and neighbors;
IIII: MRS based on implicit personality and neighbors;
IV: MRS based on music preferences.
The reason for the smaller number of users who experienced
the third MRS (i.e., the one based on implicit personality
and neighbors) was that not all testers had a su cient
number of likes on Facebook to enable the AMS application to
predict their personality. It can be noted that the rst three
systems received very similar assessments, as regards
novelty, serendipity, and diversity. Precisely, novelty values are
not high, because we asked users if new songs by known
artists were in the suggested playlists, not if new artists were
in the playlists. Serendipity shows similar values to novelty.
Diversity values are quite high, which is obviously positive,
since in this way the user can broaden her music knowledge,
having a more varied set of possible music listening. The
playlist was judged interesting for each system, a bit less for
the third one. Users also showed some interest in the reuse
of MRSs, a bit less for the third, where the result revealed
some skepticism, due to the lower interest in the returned
playlist. Di erent results emerged from the user evaluation
of the last system. As expected, the results were higher than
the others, except for serendipity (in line with the others)
and diversity (lower). In fact, for such MRS the target user
directly inserts her preferences. As a result, she was more
interested in the suggested playlist and showed higher
intention in reusing that recommender. These results may also
be related to the di culty that users appreciate new songs
on the rst listening and nourish curiosity in music genres
di erent from their usual ones.</p>
    </sec>
    <sec id="sec-11">
      <title>CONCLUSIONS AND FUTURE WORK</title>
      <p>The research work presented here analyzed the e ects of
integrating the target user's personality in music
recommender systems (MRSs). To this end, four di erent MRSs
were developed. Three of them were only personality-based,
the fourth did not take into account users' personality at all.
The experimental results show that the personality-based
ones had performance almost similar to that of a classic
MRS. They also prove that the former ones are able to
recommend songs with higher diversity than those suggested
by the latter one.</p>
      <p>
        This research e ort is just beginning, so the possible
future developments are manifold. Among others, the
extension of the type and number of MRSs to be compared with
each other, and the inclusion of music preferences and
sentiments extracted from music reviews [
        <xref ref-type="bibr" rid="ref16 ref17">16, 17</xref>
        ] in the user
model. Furthermore, as regards the experimental
procedure, we intend to broaden the number of involved users
and tested datasets, and to develop a layered evaluation for
distinguishing the contributions of the user model from those
of the user interface.
      </p>
    </sec>
    <sec id="sec-12">
      <title>ACKNOWLEDGMENTS</title>
      <p>The authors sincerely thank Michal Kosinski, David
Stillwell of the myPersonality project, and Liam McNamara for
kindly providing the datasets used in the experimental
evaluation.
7.</p>
    </sec>
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