<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>From a Possibility Theory View of Formal Concept Analysis to the Possibilistic Handling of Incomplete and Uncertain Contexts</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Zina Ait-Yakoub</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Yassine Djouadi</string-name>
          <email>djouadi@irit.fr</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Didier Dubois</string-name>
          <email>Didier.Dubois@irit.fr</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Henri Prade</string-name>
          <email>Henri.Prade@irit.fr</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Computer Science University of Tizi-Ouzou</institution>
          ,
          <addr-line>BP 17, RP, Tizi-Ouzou</addr-line>
          ,
          <country country="DZ">Algeria</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>IRIT</institution>
          ,
          <addr-line>118 Route de Narbonne, 31062 Toulouse, Cedex 9</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>The formal similarity between possibility theory and formal concept analysis, made ten years ago, has suggested the introduction in the latter setting of the counterpart of possibilistic operators, which were ignored before. These new operators can be related to the basic operator of formal concept analysis by a triple use of negations on the contexts, on the set-valued arguments and on the obtained results, and lead to consider new compositions worth of interest. They enable us to complete the Guigues-Duquenne basis with rules having disjunctive conclusions. Besides, the approach can be naturally generalized to incomplete contexts and then to uncertain context where uncertainty is graded.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <sec id="sec-1-1">
        <title>Formal Concept Analysis (FCA) considers the classical Galois derivation operator</title>
        <p>(i.e. the sufficiency operator) for extracting formal concepts organized within a
hierarchy (i.e. partial ordering) called the concept lattice. The concept lattice has proved
highly useful for knowledge discovery. The knowledge is expressed as attribute
implications, that are formulas in the form fa1; :::; ang ! fb1; :::; bmg where a1; :::; an; b1; :::
and bm are attributes. It is considered that the underlying semantics is a conjunctive one.
Indeed, by fa1; :::; ang ! fb1; :::; bmg, the interpretation “a1” and ... and “an” ! “b1” and
... and “bm” is implicitly agreed.</p>
        <p>
          Recently, Dubois and Prade [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ] [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ] have given a possibility-theoretic reading of
formal concept analysis. Beyond the sufficiency operator currently used in FCA, the
possibilistic interpretation proposed by these authors allows to consider three other
(powerset) operators namely possibility, necessity and dual sufficiency [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ] [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ]. In this spirit,
the aim of this paper is to enlarge the knowledge representation capability of FCA to
so-called “disjunctive attribute implications” instead of the conjunctive attribute
implications considered by current approaches [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ] (introduced in [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ]). It will be shown that
the proposed approach considers “open-closed” pairs obtained by means of the
asymmetric composition (N ) of necessity and possibility operators, and then we propose
a method for inducing disjunctive attribute implications.
        </p>
      </sec>
      <sec id="sec-1-2">
        <title>The remainder of the paper is organized as follows. Section 2 gives a background</title>
        <p>on FCA. The possibility-theoretic view of FCA is discussed in section 3, whereas the
next section presents our contribution which highlights the interest of using possibility
theory operators in order to induce disjunctive attribute implications from formal
contexts. Section 5 presents the same analysis for incomplete formal contexts and finally,</p>
      </sec>
      <sec id="sec-1-3">
        <title>Section 6 deals with necessity degrees in uncertain formal contexts.</title>
        <p>2</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>Formal concept analysis: basic notions</title>
      <p>
        Formal concept analysis [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] is a lattice-based setting for data analysis and knowledge
representation. It relies essentially on a binary relation between a set of objects and a set
of attributes. This relation is called a formal context. More formally, a formal context is
a triple K = (O; P; R) where O is a set of objects, P a set of attributes and R a binary
relation s.t. R O P. xRa means that the object x satisfies the attribute a.
Example 1. We consider an example of formal context KS = (O; P; R) given in Table 1
where O = fJohn; Maria; Peter; Clarag and P = fMan; Woman; Father; Mother; Parentg.
The cross mark indicates that the related object satisfies the corresponding attribute.
      </p>
      <sec id="sec-2-1">
        <title>Whereas the empty mark indicates the contrary.</title>
        <p>
          The paradigm of formal concept analysis [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ] is classically based of an adjoint pair of
operators (:) : 2O ! 2P and (:) : 2P ! 2O (called Galois derivation operator in the
literature) defined for two sets X 2 2O and A 2 2P as follows :
        </p>
        <p>A
X
= fx 2 O j 8a 2 P (a 2 A ) xRa)g
= fa 2 P j 8x 2 O (x 2 X ) xRa)g</p>
      </sec>
      <sec id="sec-2-2">
        <title>That is, A corresponds to the set of objects that satisfy all attributes in A. Similarly, X</title>
        <p>corresponds to the set of of attributes that are satisfied by all objects in X.</p>
        <sec id="sec-2-2-1">
          <title>A formal concept of K is a pair of closed sets (X; A) with X O; A P such that</title>
          <p>X = A and A = X. X is called the extent and A the intent of the formal concept (X; A).
For instance, (fClarag, fWoman, Parent, Motherg) is a formal concept of KS. The set
of all formal concepts (denoted by B(O; P; R)) equipped with a partial order defined
as: (X1; A1) (X2; A2) if X1 X2 (or equivalently, A2 A1) forms a complete lattice
(denoted by L(O; P; R)).</p>
        </sec>
      </sec>
      <sec id="sec-2-3">
        <title>Formal concepts lattices can be characterized in terms of attribute implications [10].</title>
        <p>An attribute implication is an expression A ! B where A and B are subsets of attributes
(A; B 2 2P) and it holds in a formal context if A B (equivalently B A ).
The semantics of the attribute implication is that, for every object x 2 O, if every
attribute from A applies to the object x, then every attribute from B also applies to x.
It is important to remark that the underlying semantics is a conjunctive one. Thus, our
objective in the following is to consider additional knowledge in the form of so-called
disjunctive attribute implications.</p>
        <p>Table 1. Formal context KS.</p>
        <p>Man Woman Father Mother Parent</p>
        <p>R
John
Maria
Peter</p>
        <p>Clara</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Asymmetric Composition of possibilistic operators</title>
      <p>
        The Galois derivation operator which is at the basis of FCA theory is the operator of
sufficiency (:) . Some time ago, Dubois and Prade [
        <xref ref-type="bibr" rid="ref6 ref9">6,9</xref>
        ] have highlighted, in the setting
of possibility theory, three other powerset derivation operators, namely the possibility
operator (denoted (:) ), the necessity operator (denoted (:)N) and the dual sufficiency
operator (denoted (:)r). The two former operators are given in the following:
— (A) corresponds to the set of objects that are associated with at least one
attribute in A. Formally, we have:
      </p>
      <p>(A) = fx 2 O j 9a 2 A; xRag
— (A)N corresponds to the set of objects such that any attribute that satisfies one of
them is necessarily in A.</p>
      <p>(A)N = fx 2 O j 8a 2 P (xRa ) a 2 A)g
(X) and (X)N are dually obtained.</p>
      <sec id="sec-3-1">
        <title>Let xRa indicates that object x does not satisfy attribute a. In the particular case</title>
        <p>
          where the derivation operators (:) , (:)N, (:) are applied to the complementary context
K (O; P; R) (where R = f(x; a) 2 O P j xRag), we will exceptionally use the explicit
notation (:) , (:)N , (:) . Given X O and X its complementary set (i.e. O n X), the
following recallsKsomeKuseful properties [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ] needed in the rest of the paper.
        </p>
        <p>K</p>
        <p>P1 : X
P2 : X</p>
        <p>K
= (X )
= (X)N</p>
        <p>K
P3 : X1 X2 ) (X1) (X2)
P4 : X ((X) )N
P5 : (X1) [ (X2) = (X1 [ X2)
P6 : X1 X2 ) (X1)N (X2)N</p>
        <p>P7 : (X) = (((X) )N)</p>
      </sec>
      <sec id="sec-3-2">
        <title>These properties are dually satisfied for A P.</title>
        <p>Let us also denote by N -pair, a formal pair (X; A) s.t. X = A and A = XN, where
X (resp. A) will be called N -extent (resp. N -intent). It may be remarked that both
elements X and A present dual topological properties. Indeed, X is an open element,
whereas A is a closed one, achieving then an “open-closed” pair. The set of all N -pairs
is denoted by BN , whereas the set BN (E xt) (resp. BN (Int)) corresponds to the set of
all N -extents (resp. N -intents). Proposition 1 establishes first a characterization of
N -pairs, whereas the proposition 2 gives the algebraic structure of the set BN .
Proposition 1. Let X 2 2O and A 2 2P, (X; A) is an N -pair if and only if (X; A) is a
formal concept in K (O; P; R).</p>
        <p>Proof. It is proved using properties P1 and P2 given in section 3.</p>
        <p>It has been already established that the set BN with a partial order (denoted ) defined
as (X1; A1) (X2; A2) if X1 X2 (or, equivalently, A1 A2) forms a complete lattice,
called the N -lattice and denoted by LN . The following proposition gives the infima
(greatest lower bound) and the suprema (least upper bound) for a given subset of LN .
Proposition 2. The infima and suprema of a subset (X j; A j) (j an index set) of LN are
given by:</p>
        <p>V (X j; A j) = ( S X j; (( S A j) )N);
j2J j2J j2J</p>
        <p>W (X j; A j) = ( T X j; T A j).
j2J j2J j2J
Proof. This result can be established using Proposition 1, and the fact that (X; A) is a
formal concept of K (O; P; R).</p>
        <p>Example 2. Figure 1 illustrates the LN lattice corresponding to the formal context
given in Table 1.</p>
      </sec>
      <sec id="sec-3-3">
        <title>Let us now introduce the mapping which associates to each set of attributes A 2</title>
        <sec id="sec-3-3-1">
          <title>2P, its N -pair such as:</title>
          <p>: 2P ! BN</p>
          <p>A ! (A) = (A ; (A )N)</p>
        </sec>
        <sec id="sec-3-3-2">
          <title>The following proposition establishes the mapping for a set A of attributes.</title>
          <p>Proposition 3. Let A</p>
          <p>P, then (A) = V (fag)</p>
          <p>a2A
Proof. A = S a is obtained directly by the definition of possibility operator, we
a2A
have (A) = (A ; (A )N) ,
(A) = ( S a ; ( S a )N) = V (fag)</p>
          <p>a2A a2A a2A
4</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Disjunctive attribute implications</title>
      <p>We propose now to introduce disjunctive attribute implications of the form a1 _
::: _ an 7 ! b1 _ ::: _ bm (equivalently denoted by W A 7 ! W B with A = fa1; :::; ang,
(fg,
fg)
(fClarag,
fMotherg)
(fPeterg,
fFatherg)
(fMaria,Clarag, (fPeter,Clarag, (fJohn,Peterg,
fWoman, Motherg) fFather,Mother,Parentg) fMan,Fatherg)
(fMaria,Clara,Peterg,
fWoman,Mother,Father,Parentg)
(fJohn,Peter,Clarag,
fMan,Father,Mother,Parentg)
(fMaria,Clara,John,Peterg,
fMan,Woman,Father,Mother,Parentg)
context K (O; P; R) iff the attribute implication B 7 !
Proposition 4. The disjunctive attribute implication W A 7 !</p>
      <p>W B is valid in formal
A is valid in formal context</p>
      <p>K
A</p>
      <sec id="sec-4-1">
        <title>B , that is, A (B ) iff A</title>
        <p>K K
((B) )N .</p>
        <p>K K
Proof. Suppose B 7 ! A is valid in K . In logical terms, it means ^b2B:b ! ^a2A:a,
which is logically equivalent to _a2Aa ! _b2Bb. Now, B 7 !</p>
        <sec id="sec-4-1-1">
          <title>A is valid in K means</title>
          <p>tu</p>
        </sec>
      </sec>
      <sec id="sec-4-2">
        <title>A simpler way to assert the satisfaction of a disjunctive attribute implication based</title>
        <p>on the possibility operator (:) is given hereafter.</p>
        <p>Proposition 5. Given a formal context K (O; P; R) and A; B
iff for each x 2 O, B * fxg or A
fxg .</p>
        <p>P, K j
= W A 7 !</p>
        <p>W B
Formally, K j</p>
        <p>= W A 7 !
fxg ^ ::: ^ an * fxg
fies a disjunctive attribute implication W A 7 !
and B = fb1; :::; bmg). Being understood that the satisfaction of such an implication is
related to the set of all objects in O
, we agree that a formal context K (O; P; R)
satis</p>
        <p>W B if and only if every object that is
never satisfied by each attribute from B is also never satisfied by each attribute from A.</p>
        <p>W B, iff 8x 2 O; i f b1 * fxg ^ ::: ^ bm * fxg
then a1 *
obtained from concept lattice LN . The following proposition illustrates this.
The disjunctive attribute implications that hold in a formal context K (O; P; R) can be
(B ; (B )N)
Proposition 6. Given a formal context K (O; P; R), K j
= a !</p>
        <p>W B iff (a ; (a )N)
This means that we have to check in the concept lattice LN
whether the N -pairs
associated to a are located above the infima of all N -pairs associated to b from B.
Example 3. In the following we give the set of disjunctive attribute implications that
matches to the formal context given in Table 1 by applying the proposition:
fFather!Man, Mother!Woman, Father_Mother!Parent, Parent!Father_Motherg
5</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Possible and certain implications in incomplete contexts</title>
      <p>R</p>
      <p>f+; ; ?g. The interpretation of the relation R is as follows. Let x 2 O and
attributes in A.
(x; a; ?) 2 Rig where A</p>
      <p>
        K
— (x; a; +) 2 R : it is known that the object x has the attribute a
— (x; a; ) 2 R : it is known that the object x does not have the attribute a
— (x; a; ?) 2 R : it is unknown, whether the object x has the attribute a or not
An incomplete formal context may be viewed as a weighted family of all standard
formal contexts obtained by changing unknown entries (x; a; ?) into known ones ((x; a; +)
or (x; a; )). The two extreme cases where all such unknown entries (x; a; ?) are changed
into (x; a; ) and the case where all such unknown entries (x; a; ?) are changed into
(x; a; +) give birth to lower and upper completions, respectively [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
—
—
      </p>
      <sec id="sec-5-1">
        <title>In this way, two classical (Boolean) formal contexts, denoted K (O; P; R ) and</title>
        <p>K (O; P; R ) are obtained as respective results of the two replacements. More formally:</p>
      </sec>
      <sec id="sec-5-2">
        <title>K (O; P; R ) is a Boolean formal context such that R</title>
        <p>= f(x; a)j(x; a; +) 2 Rig
where A</p>
        <p>K
= fxjA</p>
        <p>xR g is the set of objects certainly having all attributes in A</p>
      </sec>
      <sec id="sec-5-3">
        <title>K (O; P; R ) is a Boolean formal context such that R = f(x; a)j(x; a; +) 2 Ri or</title>
        <p>= fxjA</p>
        <p>xR g is the set of objects possibly having all
There exists other intermediate formal contexts by replacing each “?” by “+” or
“” and we obtain exactly 2</p>
        <p>n possible formal contexts (n is the number of “?” in the
initial formal context). All attribute implications that are obtained from these formal
contexts are either possible attribute implications or certain attribute implications. An
hard to verify at first glance. The following theorem solves the problem.
implication is certain if it is valid in each formal context K j; this condition may seem</p>
      </sec>
      <sec id="sec-5-4">
        <title>Theorem 1. A 7 ! B is a certain attribute implication in Ki iff A</title>
        <p>K</p>
        <p>B</p>
        <p>K
in B =) 9x 2 O jx 2 A
K and x &lt; B
K =) A</p>
        <p>K
* BK .</p>
      </sec>
      <sec id="sec-5-5">
        <title>Proof. Assume that A 7 ! B is not a certain attribute implication in Ki and A</title>
        <p>K</p>
        <p>BK .</p>
        <p>But A 7 ! B is not certain implication =) 9 a formal context K jjx 2 A
Kj and x &lt; B</p>
        <p>Kj
=) 9 an object x possibly having all attributes in A and not having the certain attributes
tu</p>
        <sec id="sec-5-5-1">
          <title>Another problem is to determine a possible attribute implication that are holds in at</title>
          <p>are omitted due to space limitations.
least ont formal context K j, the following theorem facilitates this determination. Proofs</p>
        </sec>
      </sec>
      <sec id="sec-5-6">
        <title>Theorem 2. A 7 ! B is a possible attribute implication in Ki iff A</title>
        <p>K</p>
        <p>B</p>
        <p>K</p>
        <p>This section also considers disjunctive attribute implications, presented in section 4,
in incomplete formal context Ki. As in the case of conjunctive attribute implications we
distinguish certain disjunctive attribute implications and possible disjunctive attribute
implications. Note that (A)K is the set of objects certainly having at least one attribute
in A and (A)K is the set of objects possibly having at least one attribute in A. And (A)K
is the set of objects that certainly never have any attribute in A and (A)K is the set of
objects that can never have any attribute in A. We get two major results of this paper.
Theorem 3.</p>
        <p>W A 7 !</p>
        <p>W B is a certain disjunctive attribute implication in Ki iff A
K
B</p>
        <p>K</p>
        <p>W B is a possible disjunctive attribute implication in Ki iff A
K</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>6 Implications from gradually uncertain contexts</title>
      <p>
        In an uncertain formal context the boxes are filled with a pair ( ; ) of degree of
necessity. That is to say that ( ) is the necessity that the object has the attribute, and ( )
is the necessity that the object does not have the attribute. Moreover, we should respect
the property min( ; ) = 0 [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. Pairs (1,0) and (0,1) correspond to completely informed
situations where it is known that object has the attribute (ie. +), respectively the object
does not have the attribute (ie. -). The pair (0,0) reflects total ignorance (ie. ?), whereas
pairs ( ; ) s.t. 1 &gt; max( ; ) &gt; 0 correspond to partial ignorance.
      </p>
      <sec id="sec-6-1">
        <title>Consider a pair of thresholds (u; v) with u &gt; 0 and v &gt; 0. K(u;v) is an incomplete</title>
        <p>formal context obtained by replacing:
all entries of the form ( ; 0) such that u by (+)
all entries of the form ( ; 0) such that &lt; u by (?)
all entries of the form (0; ) such that v by (-)
all entries of the form (0; ) such that &lt; v by (?)</p>
      </sec>
      <sec id="sec-6-2">
        <title>The classical formal context (K(u;v)) is obtained by replacing with (+) the pairs</title>
        <p>( ; 0) such that u and all the rest with (-). The classical formal context (K(u;v)) is
obtained by replacing with (-) the pairs (0; ) such that v and all the rest with (+).</p>
      </sec>
      <sec id="sec-6-3">
        <title>Observe that (K(u;v)) does not depend on v, and increases when u decreases. (K(u;v))</title>
        <p>does not depend on u, and increases when v increases. Recall that AK increases as K
increases (in the sense of inclusion). Therefore, A(K(u;v)) increases when v increases.
B(K(u;v)) decreases when u increases.</p>
      </sec>
      <sec id="sec-6-4">
        <title>An attribute implication A 7 ! B is more certain with u great and v great such that</title>
        <p>A(K(u;v)) B(K(u;v)) . Therefore, the degree of certainty cert(A 7 ! B) of the attribute
implication is equal to the maximum value w such that A(K(w;w)) B(K(w;w)) . In particular,
cert(A 7 ! B) = 1 iff A(K(1;1)) B(K(1;1)) that is to say that the certain attribute
implications are calculated with the most certain part of the data. Also a possibility degree is
attached to the attribute implication such that A(K(u;v)) B(K(u;v)) which is all the greater
as u and v are greater.</p>
        <p>We also consider the disjunctive attribute implications in the uncertain formal
context. Observe that (K(u;v)) does not depend on v, and increases when u increases, and
(K(u;v)) does not depend on u, and increases when v decreases. Recall that the
disjunctive attribute implication W A 7 ! W B is valid in a formal context K if and only
if the attribute implication B 7 ! A is valid in K . Therefore, the degree of certainty
cert(B 7 ! A) is equal to the maximum value w such that B A , equivalent
to B(K(u;v)) A(K(u;v)) , which is equivalently written: A(K(u;v))
ity degree is attached to attribute implication such that A
the greater as u and v are greater.
(K(u;v))</p>
        <p>B
(K(u;v))
(K(u;v))
. Also a
possibil(K(u;v))</p>
        <p>B(K(u;v)) which is all
7</p>
      </sec>
    </sec>
    <sec id="sec-7">
      <title>Conclusion</title>
      <p>
        All existing works and approaches pertaining to FCA rely on the use of the
classical Galois derivation operator (i.e. sufficiency operator). Thus, these works are based on
the complete lattice of all formal concepts obtained using the composition of sufficiency
operators. Consequently, induced implications are limited to their conjunctive form. In
this paper we propose an approach that enlarges knowledge representation ability to
disjunctive attribute implications. Possible links with [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] are to be investigated. The
proposed approach considers “open-closed” pairs obtained by means of the asymmetric
composition (N ) of necessity and possibility operators. We have only focused on
composition (:)N . Further researches should concern the study of other possible
compositions of possibilistic composite operators such that (:) , (:)r , etc.
      </p>
    </sec>
  </body>
  <back>
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