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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Visualizing User Editing Behavior in Collaborative Ontology-Engineering Projects</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Simon Walk</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Tania Tudorache</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mark A. Musen</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Stanford Center for Biomedical Informatics Research Stanford University Stanford</institution>
          ,
          <addr-line>CA 94305</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <fpage>68</fpage>
      <lpage>79</lpage>
      <abstract>
        <p>Over the last decade, ontologies have become the mainstay in the biomedical domain. Their size and complexity, as well as, the required expert domain knowledge to create these ontologies have increased significantly. In addition, many projects resort to collaborative approaches for building these ontologies, using the Internet as a cooperation platform. While online collaborative projects have become common, the processes that drive these collaborations are still not well understood. In this paper, we are investigating novel approaches and visualizations using Markov chains to improve our understanding of how users build large, real-world ontologies. Using our novel methods, we analyze, visualize and compare the editing behavior of users in two collaborative ontologyengineering projects from the biomedical domain. The contributions of our work are two-fold. First, we visually explore the editing behavior and dynamics of users in collaborative ontology-engineering projects; and second, we quantify the differences between the editing behaviors in these two projects. We also discuss the implications and potential applications of our findings, which, we believe, may be used to create adaptive user interfaces that better support the editing behaviors of the users.</p>
      </abstract>
      <kwd-group>
        <kwd>editing behavior</kwd>
        <kwd>visualization</kwd>
        <kwd>collaborative ontology engineering</kwd>
        <kwd>Markov chain</kwd>
        <kwd>transition matrix</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>new requirements for the ontology-engineering process are emerging. In order to better
support users in editing these large real-world ontologies collaboratively, and to
support the project managers to get an overview of the entire process, we need to better
understand the intricacies of the collaborative process for building ontologies.</p>
      <p>Uncovering such new insights—which can potentially be used to adapt and
improve existing ontology-engineering tools, or devise new and expand existing
development and evaluation strategies—represents a very important first step towards overall
improved and more easily maintainable structured knowledge representations.</p>
      <p>
        In this paper, we focus on visually analyzing, exploring and comparing user
editing behavior across two different collaborative ontology-engineering projects from the
biomedical domain. To that end, we expand on our previous analyses [
        <xref ref-type="bibr" rid="ref24 ref25 ref26">24–26</xref>
        ], fit
firstorder Markov chain models on sequences of change-type actions, and visualize the
resulting transition matrices. In contrast to most existing visualization techniques, the
figures presented in this paper include information about the sequential nature of the
change-logs. Further, we extend the utility of the presented approach by visually
highlighting the differences and commonalities between the two investigated projects.
      </p>
      <p>The remainder of the paper is structured as follows: We discuss the related work
(Section 2), then we describe the datasets and methods to extract user-editing behaviors
from the change history of collaborative ontology-engineering projects (Section 3). We
present the results of our analyses in Section 4, and then discuss the implications and
potential applications of the presented visualizations in Section 5.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Related Work</title>
      <p>
        In general, research in the field of ontology engineering addresses all the tasks, actions,
tools and processes required for developing and evaluating ontologies [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. As a result,
many researchers and practitioners have developed guidelines and methodologies [
        <xref ref-type="bibr" rid="ref14 ref17 ref3 ref6 ref7">3,
6, 7, 14, 17</xref>
        ] or compiled best practices [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] for engineering ontologies. Simperl and
Luczak-Ro¨sch [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] provide an exhaustive overview of different collaborative
ontologyengineering methodologies and tools.
      </p>
      <p>
        To learn more about the impact and implications of collaboration and consensus
finding in collaborative ontology-engineering projects, researchers have analyzed
several aspects of such projects. For example, Falconer et al. [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] investigated if
contributors of collaborative ontology-engineering projects exhibit specific roles, and if these
roles can be used to group and classify these users when contributing to the ontology.
Strohmaier et al. [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ] investigated the hidden social dynamics that take place in
collaborative ontology-engineering projects from the biomedical domain and provided new
metrics to quantify various aspects of the collaborative engineering processes. Pesquita
et al. [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] showed that the location and specific structural features can be used to
determine if and where the next change is going to take place in the Gene Ontology1.
To analyze user editing patterns, Wang et al. [
        <xref ref-type="bibr" rid="ref27">27</xref>
        ] used association-rule mining on the
change-logs of collaborative ontology-engineering projects, and showcased the utility
of the identified editing patterns in a prediction experiment.
      </p>
      <sec id="sec-2-1">
        <title>1 http://www.geneontology.org</title>
        <p>
          In 2014, Van Laere et al. [
          <xref ref-type="bibr" rid="ref21">21</xref>
          ] used k-means and the GOSPL methodology to classify
users by analyzing and clustering the different interactions that users engage in, while
collaboratively working on engineering an ontology.
        </p>
        <p>
          To support the collaborative development of ontologies, the Semantic Web
community has already developed a number of tools and visualizations. For example, Prote´ge´,
and its versions for collaborative ontology development, such as WebProte´ge´ [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ],
iCAT [
          <xref ref-type="bibr" rid="ref18">18</xref>
          ] and Collaborative Prote´ge´ [
          <xref ref-type="bibr" rid="ref19">19</xref>
          ], are prominent stand-alone tools, which are
used by a large community worldwide to develop ontologies for a variety of different
projects.
        </p>
        <p>
          Many of the existing ontology-engineering tools already provide built-in
functionality or plug-ins to visualize and browse ontologies [
          <xref ref-type="bibr" rid="ref1 ref10 ref8">1, 8, 10</xref>
          ]. However, most of these
visualizations lack the ability to visualize the dynamic nature of collaborative
ontologyengineering projects. Falconer et al. [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ] developed the Change Analysis plugin for
Prote´ge´ that presented user-activity graphs and author dependency graphs from the
change history of a project. In 2013, Po¨schko et al. [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ], and Walk et al. [
          <xref ref-type="bibr" rid="ref22">22</xref>
          ] developed
new visualizations, which take the historical evolution of an ontology into account. The
tool, called PragmatiX, allows users to browse aspects of the history of
collaborativelyengineered ontologies. PragmatiX also provides quantitative insights, which allow for
an easier monitoring of the progress of collaborative ontology-engineering projects. In
2015, Burch and Lohmann [
          <xref ref-type="bibr" rid="ref2 ref9">2, 9</xref>
          ] presented visualizations of dynamic and time-varying
graphs, using the VOWL notation.
        </p>
        <p>
          In our previous work, we have used Markov chains to visualize different aspects
of the editing behavior of users in collaborative ontology-engineering projects [
          <xref ref-type="bibr" rid="ref24 ref25 ref26">24–26</xref>
          ].
In this paper, we expand on our previous work and present a new analysis and a novel
visualization that extends the arsenal of available analysis tools for investigating social
interactions in collaborative ontology-engineering projects.
3
3.1
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Materials &amp; Methods</title>
      <sec id="sec-3-1">
        <title>Datasets</title>
        <p>
          We used the change logs of two real-world ontology-engineering projects to conduct
the analyses presented in this paper. Both projects were developed with iCAT [
          <xref ref-type="bibr" rid="ref18">18</xref>
          ], a
customized version of WebProte´ge´ [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ], which records a log of all changes performed
        </p>
        <p>ICTM
1, 506
67, 522</p>
        <p>27
2011/02/02
2013/07/17
2.5 years
by each user. Each entry in the record stores additional metadata about the change, such
as the user who performed the change, a brief description of the change, the timestamp,
and all the classes and properties involved in the change. Additionally, we have removed
all automatically executed changes.</p>
        <p>Using these additional metadata, we can create sequences of change actions for
each user, which can then be used to fit a (first-order) Markov chain model. A brief
characterization of the datasets can be found below and in Table 1. Note that we have
removed users with less than 2 changes from our analysis as no transitions between
changes could be observed.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>The International Classification of Diseases (ICD),2 developed by the World Health</title>
      <p>
        Organization (WHO), is the international standard for diagnostic classification used to
encode information relevant to epidemiology, health management, and clinical use in
nearly all of the United Nations’ 193 member states. The 11th revision of the
classification, ICD-11,3 is currently in progress, with a planned finalization in 2018. In contrast
to previous revisions, ICD-11 is developed as a rich OWL ontology [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ], with over
48,000 classes and authored by over 100 domain experts.
      </p>
      <p>The International Classification of Traditional Medicine (ICTM)4 is a project that
aimed to produce an international standard terminology and classification for diagnoses
and interventions in Traditional Medicine and was led by WHO. Analogously to
ICD11, ICTM was developed collaboratively as an OWL ontology with the goal of
unifying the traditional medicine practices from China, Japan and Korea. The content of
the ontology is authored in English, Chinese, Japanese and Korean. More than 20
domain experts from the three countries developed ICTM, using a customized version of
WebProte´ge´, until the development of ICTM ended in 2012. Currently, there is ongoing
work to make ICTM a chapter in ICD-11.</p>
      <sec id="sec-4-1">
        <title>2 http://who.int/classifications/icd/en/</title>
        <p>3 http://who.int/classifications/icd/ICDRevision/
4 http://who.int/mediacentre/news/notes/2010/trad_medicine_
20101207/en/
3.2</p>
        <sec id="sec-4-1-1">
          <title>Extracting Editing Behaviors</title>
          <p>In order to analyze the editing behavior of users in two collaborative ontology-engineering
projects, we have extracted and aggregated several different types of changes (see
Table 2). Each change-type represents one action that a user performed in the user
interface. For example, Edit Property Value describes a change, where an existing value of
a property of an entity is edited by a user. In contrast, Add Property Value describes
the action of adding a value to a property of an entity, which was previously empty. We
extracted these change types from the change history recorded by iCAT. Note that even
though ICD-11 and ICTM were both created using iCAT, not all types of changes were
performed in both projects during our observation periods.</p>
          <p>By extracting and analyzing the sequences of change-actions of all users in
ICD11 and ICTM, we can calculate the “average” editing behavior of all users involved
in the corresponding project—in the form of a first-order Markov chain—and identify
commonly followed workflows. Further, whenever more than 30 minutes have passed
between two consecutive changes of one user, we have added a BREAK state. This
allows us, not only to learn more about common workflows among users, but also which
actions are conducted before users take a break, and which actions are conducted, once
they resume work.</p>
          <p>It is important to understand that the types of changes listed in Table 2 are
manually aggregated change-types of all the different types of changes created by iCAT.
The visualizations and analyses are not limited to these, and could be easily applied
to a different set of change-logs created by a different ontology-development tool that
provides similarly granular log-information. Aggregating similar change types into one
action helps make the visualizations easier to read.
3.3</p>
        </sec>
        <sec id="sec-4-1-2">
          <title>Fitting Markov Chains</title>
          <p>A Markov chain consists of a finite state-space S, where each state s1, s2, ..., sn ∈ S
with n = |S| and a transition matrix P , which lists all probabilities pij to traverse from
the state si to the state sj , and for each i, Pj pij = 1.</p>
          <p>For example, if the state space of one specific Markov chain consists of all the types
of changes that can be conducted on an ontology, the values listed in the transition
matrix P reflect the probabilities of a user to conduct a specific type of change immediately
after that user conducted the same or a different type of change.</p>
          <p>Similarly, Markov chains can be used to model the transition probabilities between
multiple transitions or higher orders. This means that the next state does not only depend
on the current state, but on a sequence of k previous states, as well.</p>
          <p>
            In our previous work, we have already demonstrated that higher-order Markov chain
models can be extracted from the logs of changes of different collaborative
ontologyengineering projects [
            <xref ref-type="bibr" rid="ref24 ref25 ref26">24–26</xref>
            ]. However, for the purpose of creating visualizations to
manually inspect these transitions, higher-order Markov chains quickly become
cluttered, as all permutations of possible states up to length k have to be included in the
state space as well. Hence, in this paper, we focus on the visualization of first-order
Markov chains.
          </p>
          <p>To be able to calculate the transition matrix P , we first have to define W with each
element wij representing the number of transitions between states si and sj . Hence,
Pj wij describes the absolute number of occurrences of state si in the corresponding
dataset. Finally, we calculate P by normalizing each row of W by its corresponding
ℓ1-norm, and use it for our visualizations.</p>
          <p>To be able to compare two projects, we calculate the transition matrix Qabs by
subtracting WICT M from WICD−11, and again normalizing each row by its ℓ1-norm,
as described in Equation 1.</p>
          <p>Qabs = ||WICD−11 − WICT M ||1
(1)</p>
          <p>Note that the transition probabilities in Qabs reflect the differences between the
absolute numbers of occurrences of change-type transitions of the two datasets. After
normalization, frequent transitions, which are mostly appearing in only one of the two
dataset, will either be close to 1.0 for the minuend (WICD−11) or −1.0 for the
subtrahend (WICT M ).</p>
          <p>In contrast, Qrel = PICD − PICT M represents the difference between the relative
transition probabilities of the change-type transitions. Analogously, after normalization,
transition probabilities will range between 1.0 and −1.0. Hence, we can either decide to
compare the absolute number of transitions between the different change-type actions
(Qabs), or the relative transition probabilities (Qrel).</p>
          <p>
            A detailed description of all the steps necessary to apply Markov chains on
collaborative ontology-engineering projects, as well as additional results that complement the
analysis presented in this paper can be found in Walk et al. [
            <xref ref-type="bibr" rid="ref25">25</xref>
            ]. Please note that the
analyses presented in this paper extend the previously presented analyses [
            <xref ref-type="bibr" rid="ref23 ref26">23, 26</xref>
            ], and
include a novel approach to visualize the differences in the editing behaviors of users in
ICD-11 and ICTM.
4
          </p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Results</title>
      <p>a S
h</p>
      <p>Additionally, we can observe that users who delete a property value are equally
likely to delete another property value or add a new property value to a class. For both
projects, we can further see that users, who conducted a Remove Superclass change, are
very likely going to create a new class next or move classes in the hierarchy (Create
Class and Move Class(es)). However, after moving a class, users in ICD-11 exhibit a
higher tendency to edit a property value, while users in ICTM are likelier to remove
another superclass.</p>
      <p>For both projects, there does not appear to be a specific change action that users
conduct before taking a break from work (see columns of BREAK in Figure 1), and
the probabilities to conduct specific types of changes when returning from a break are
according to the frequencies of the different types of changes depicted in the histograms
(see rows of BREAK in Figure 1).</p>
      <p>To further highlight the differences between the editing behaviors of the users of the
two projects, we visualized Qabs (see Figure 2(a)) and Qrel (see Figure 2(b)). As
ICD11 exhibits roughly six times the amount of changes compared to ICTM (see Table 1),
transition probabilities in Qabs are mostly positive. The only exceptions are Create
Reference and Import Property, which were performed more often by the users of ICTM.
As described before, we can now see that users in ICTM have a higher tendency to
first conduct a Remove Superclass change, immediately followed by a Move Class(es)
change than users who work on ICD-11. In contrast, users in ICD-11 are likelier to
conduct a Create Class change after removing a superclass (Remove Superclass).</p>
      <p>When looking at Qrel, this difference becomes even stronger (Figure 2(b)). We can
also see that specific workflows, such as creating a class, editing a property value and
then adding a property value are more dominant for ICTM, which is likely caused by
the overall lower number of changes and thus, their increased relative importance. In
contrast, users in ICD-11 exhibit a higher tendency than users of ICTM to consecutively
perform the same change-type actions, as depicted by the diagonal in Figures 2(a) and
2(b).
5</p>
    </sec>
    <sec id="sec-6">
      <title>Discussion</title>
      <p>The analyses of the presented visualizations provide important insights into the
editing behavior of users in collaborative ontology-engineering projects, which can not be
inferred directly from static data. We have demonstrated that common workflows can
be identified when exploring the editing behavior visualizations presented in Section 4.
We believe that this newly obtained information could be used by ontology-engineering
tool developers to identify opportunities for improving the ontology-development tool.
For example, the user interface of the tool can be better aligned to the observed
workflows, and tool developers could use the information about the obtained sequences of
changes to adapt the interface with the goal of reducing the number of clicks that are
required to perform certain workflows.
te g f th r</p>
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lsob tiid sno f)o ceo</p>
      <p>E it
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)a re ac tto re
( s e o t</p>
      <p>U p b h</p>
      <p>g
f ty ( i
o e l</p>
      <p>e t e
n g ta h</p>
      <p>t</p>
      <p>Further, the presented visualizations could act as source of information for
automatically adapting interfaces, which guide users through the process of developing an
ontology by considering their historical editing behavior. We have also observed that
users tend to edit “vertically” in the ontology (e.g., if they edit the property value of a
class, they will do so for all the subclasses). Such a workflow suggests that a tabular
editing interface, similar to spreadsheets, presenting one class per row, would speed up
the content entry by the users.</p>
      <p>The visualization of the differences in editing behaviors between the two projects
may be used by project administrators to identify and analyze differences in the
workflows between projects, and especially between the ones that use different tools or
guidelines for creating the ontology. In contrast to existing visualizations, our presented
method specifically concentrates on the sequential nature of the change-log data, and
provides novel insights into the dynamic nature of collaborative ontology-engineering
projects.</p>
      <p>For future work, we plan on further refining the presented analyses to compare the
editing behavior of different groups of users. For example, biologists might exhibit
different workflows and patterns, when developing an ontology than chemists or computer
scientists do. To extend the utility of the Markov chain visualization, we plan on making
the visualizations interactive. This extension would allow us to dynamically aggregate
similar types of changes into abstract classes of changes, which could be expanded and
collapsed by users while exploring the visualization. Additionally, this extension would
make it possible to visualize higher-order Markov chains, and avoid visual clutter due
to the increased number of states. Finally, we are also interested in comparing the
editing behavior of users across different ontology-development tools to assert the extent to
which the tool influences the editing behavior.
6</p>
    </sec>
    <sec id="sec-7">
      <title>Conclusions</title>
      <p>In this paper we have extended the analyses from our previous work, and demonstrated
how to visualize and compare the editing behavior of users of two different collaborative
ontology-engineering projects from the biomedical domain. In that process, we have
uncovered and discussed several editing workflows, and we have presented a novel
visualization, which highlights the differences in editing behaviors between two projects.
Finally, we have discussed the implications of our findings for ontology tool developers
and project administrators, and we have outlined potential applications of the
visualizations for future work.</p>
      <p>Acknowledgments This work was supported by Grant GM086587 from the U.S.
National Institute of General Medical Sciences (NIGMS) of the National Institutes of
Health. The Prote´ge´ project is support by NIGMS grant GM103316.</p>
    </sec>
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