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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Nano-indentation Testing for Al-Cu Bulks</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>Fabio Maugeri</institution>
          ,
          <addr-line>Giuseppe D' Arrigo</addr-line>
        </aff>
      </contrib-group>
      <fpage>19</fpage>
      <lpage>24</lpage>
      <abstract>
        <p>-The present paper provides a practical method for rapid evaluation of the mechanical properties of a copper specimen, avoiding long and onerous fatigue analysis. Instrumented indentation (also known as relative penetration depth) is used to calibrate and validate a finite element (FE) analysis simulation model using COMSOL Multiphysics. The selected tool (CSM Nano Scratch Tester) allows for the validation of the FE model, providing for the individual characteristics of the contact point and penetration depth with remarkable accuracy (in the order of 10 11m). The validated FE model enables to determine the stress state originating from the indentation test and the pile up on the specimen for loads in the range 0 to 300 mN.</p>
      </abstract>
      <kwd-group>
        <kwd>-Nanoplasmonics</kwd>
        <kwd>FEM</kwd>
        <kwd>Surface Plasmon Polariton</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Recently nanofabrication is gaining a great interest and
several methods have been recently developed for studying
phenomena and developing tools at nanoscale [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>Indentation is a non-destructive method which is widely
used to estimate mechanical properties of small volumes of
material. It requires high forces, thus such diamond penetrators
as Vickers or Berkovich tip are applied. However, precise
results can be obtained only if the penetrators geometry is
well defined, as well as the exact position of the contact point
is established. A penetrator can present certain roundness due
to the use and the presence of dust, which can significantly
influence the indentation curve.</p>
      <p>Often, due to minor geometrical irregularities, the four
facets of a Vickers tip form a line rather than meet at a
single point. For this reason, the present study describes the
nano-indentation hardness test of a copper specimen using a
Berkovich indenter tip. A high resolution instrument (CSM
Nano Scratch Tester) has been employed to continuously
register the loads and displacement of the penetrator during the
loading-holding-unloading cycle with a remarkable accuracy
of one hundredth of a nanometer (10 11m).</p>
      <p>The resulting indentation curve has been analysed using
Oliver and Pharr method, whereas the FE model offers a
load curve with great precision. From the obtained indentation
curves (elastic and plastic field) one can yield different
mechanical characteristics (e.g. hardness, Youngs modulus, etc.).</p>
    </sec>
    <sec id="sec-2">
      <title>II. INDENTATION USING A BERKOVICH TIP</title>
      <p>The geometrical characteristics of the diamond penetrator
Berkovich are shown in Fig. 1.</p>
      <p>Copyright c 2016 held by the authors.</p>
      <p>H = PMax (1)</p>
      <p>A
where P is the test force in mN and A is the surface area in
m2. The latter is calculated via optical microscope available
in the CSM Nano Scratch Tester. The change in loads and
displacement allows us to obtain the indentation curve. In
particular, displacement depends on the parameters which can
be obtained by using Oliver and Pharr method. Specifically,
in case Berkovich indenter tip is employed, the projection of
the contact surface is related to the penetration depth via the
following formula:</p>
      <p>A =
tan2(70:3) h2C = 24:5 hC
2
Penetration depth results from:
hC = hm
hs
where hm is the maximum penetration and hs is the vertical
displacement of the surface at the perimeter of the contact and
thus can be obtained from the general Sneddon equations for
indenters of any shape, always expressed as:</p>
      <p>Fm
S
(2)
(3)
(4)</p>
      <p>where is a factor dependent only on the indenter’s
geometry.</p>
    </sec>
    <sec id="sec-3">
      <title>III. GEOMETRICAL MODEL</title>
      <p>The present study offers a 3D Berkovich hardness model
illustrating one third of the original geometry (see Fig. 3). The
base of the penetrator is modelled as an isosceles triangle with
the base 129:9 m and sides 75 m. The specimen is modelled
as a prism with a triangular base similar to the penetrator
base and height 75 m. The contact point (for the sake of
convenience) bears the following coordinates (x;y;z)=(0;0;0).</p>
    </sec>
    <sec id="sec-4">
      <title>IV. AXISYMMETRIC MODEL</title>
      <p>In order to define an axisymmetric model, we have used
an equivalent conical indenter with a semi-apical angle of
= 70o300. This system has geometric and loading symmetry
around the axis of the indenter. The specimen is modeled
with 2635 4-node axisymmetric reduced integration elements
(CAX4R element type).</p>
      <p>The indentation region is very small with respect to the size
of the sample. A high mesh refinement is used for modeling
the large deformation area. In the outer zones multi-point
constraints (MPCs type linear) are introduced lot interfacing
one element with two adjacent elements to reduce the total
number of degrees of freedom.</p>
      <p>
        Finally, semi-infinite elements (CINAX4 clement type)
resemble the far field domain in the radial direction. The
elements at the interlayer between the film and the substrate
are reduced in height to be able to more accurately detect
the behavior of that zone. The imposed geometrical boundary
conditions are: the nodes along the axis of rotation can move
only along such an axis, i.e. the y axis; and all the nodes on
the bottom of the mesh are fixed, i.e. the displacements along
x and y direction, are constrained [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ].
      </p>
      <p>
        An important feature of COMSOL is its capability to model
the contact between two bodies as a sliding through contacting
surfaces, which arc in our case the indenter surface and the
specimen surface. The damping coefficient was calculated
with the same procedure reported in [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. From the initial
geometry the nodal gaps between the surfaces are defined.
      </p>
      <p>During the analysis, the program controls the variation of
the nodal gaps. In particular whenever the distance between
the indenter and the specimen becomes zero gap closure the
contact takes place and an external reaction force is exerted
on the nodes involved in the contact. The contact constraint is
enforced by tile definition of the master and the slave surfaces,
only the master surface can penetrate into the slave surface and
the contact direction is always taken as being normal to the
master surface. We have chosen the indenter surface as the
master surface due to the larger stiffness of the indenter with
respect to the specimen. In Fig. 2 the indenter is represented
by a rigid movable surface. Since the coating is very hard, we
have also modeled the tip with axisymmetric elements to take
into account the stiffness of the indenter.</p>
      <p>This mesh is shown in Fig. 3. The friction coefficient
between the tip and the specimen surface is assumed to be
zero, because in the case of a hard coating on a softer substrate,
like TiN/HSS system, the friction has a negligible effect on
the nanoindentation process.</p>
      <p>
        Coating and substrate are assumed to be initially stress free
and in perfect contact during the indentation process. Both
the TiN coating and the HSS substrate are assumed to be
homogeneous and isotropic and having a perfect elastic-plastic
behavior [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ], [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ], [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ].
      </p>
      <p>
        The indentation procedure is simulated by two subsequent
steps: loading and unloading. During loading, the rigid surface
or the modeled tip moves along the y direction (see Fig. 2
and 3) and penetrates the specimen up to the maximum depth;
during unloading, the tip returns to the initial position. At each
depth increment, the program makes many iterations according
to a specified convergence rate to reach an equilibrate and
congruent configuration [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ], [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ], [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ], [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ].
      </p>
      <p>Purely elastic deformation takes place only during the
beginning of the indentation process. The Mises yield criterion
is applied for determining the occurrence of the plastic
deformation. The equivalent Mises stress is given by the expression:
Mises =
r ( 1
2)2 + ( 2
3)2 + ( 3</p>
      <p>1)2
2
where 1; 1; 1 are the three principal stresses. Whenever
Mises reaches the yield strength 0, the material begins to
deform plastically.</p>
      <p>V. ELASTOPLASTIC MODEL OF COPPER SPECIMEN
The specimen to be indented is copper, while the Berkovich
indenter tip is diamond (extremely hard material) so as not
to suffer significant deformation during indentation process.
Diamond indenter operates only in elastic field and is
characterised by Young’s modulus, density and Poisson’s ratio:
Diamond E =1141 GPa; = 3530kg=m3; = 0:07.</p>
      <p>The copper specimen will be subjected to stresses
leading to permanent deformation, thus, elements characterizing
elastoplastic behaviour of materials must be added to the
three previously mentioned characteristic dimensions. Copper
E =125 GPa; = 8920kg=m3; = 0:34. In order to do that,
Ramberg-Osgood law must be applied:
= K pn; f or
sn
p plastic strain.</p>
      <p>stress in the corresponding direction.</p>
      <p>K material constant which corresponds to the value of
at p = 1.
n hardening behaviour of the material.</p>
      <p>snyield strength.</p>
      <p>For copper, such values have been obtained in literature:
K = 530, n = 0:44, sn = 70M P a.</p>
    </sec>
    <sec id="sec-5">
      <title>VI. BOUNDARY CONDITION</title>
      <p>The following boundary conditions have been introduced:
1) Symmetry in compliance with the symmetrical plane of
the model;
2) Fixed constraint at the base of the model;
(5)
(6)</p>
      <p>Fig. 5. Differential mesching in Berkovich.
3) Kinematical constraint in z direction of the indenter tip
(null displacement in x and y directions);
4) Kinematical constraint in z direction of the axis
intersecting the contact point, belonging to both the indenter
and the specimen;
5) All other boundaries are considered to be unconstrained.
A. Mesh Generation</p>
      <p>
        Being exclusively composed of tetrahedrons, mesh is
defined with greater attention in the area surrounding the contact
point. The three dimensional domains are organized in pairs
[
        <xref ref-type="bibr" rid="ref18">18</xref>
        ], [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ] in the following way:
every pair includes equally dimensioned domains in x
and y direction (except for the pair of domains located
furthest from the contact point);
the pairs are numbered from 1 to 3 (ranging from smallest
to largest dimensions);
Maximum dimension of the elements 2 m;
Maximum dimension of the elements 6 m;
Maximum dimension of the elements 9 m;
      </p>
    </sec>
    <sec id="sec-6">
      <title>VII. SOLUTION STRATEGY The geometrical model is based on the load that acts vertically on the base of the Berkovich tip using stationary</title>
      <p>analysis and parametric solver from the Structural Mechanics
module in Comsol Multiphysics 5.1. This option is set up to
facilitate dynamic analysis that depends on the variation of
load in time. The final solution is sought interactively from
a series of multistage elastoplastic static solutions generated
under the control of variable displacement parameter. In every
phase, the geometrical configuration is calculated using the
previous one. The load is measured within the range of 30
seconds (during which the maximum load of 300 mN is
achieved) with a step being 1s.</p>
    </sec>
    <sec id="sec-7">
      <title>VIII. CONTACT BETWEEN PARTS</title>
      <p>In COMSOL Multiphysics the problem of contact between
parts is solved by determining the initial contact pair, i.e.
source and destination. In this case, penetrator is considered
to be the source, whereas the specimen is the destination.
The problem of contact between parts is thus solved by
using Penalty method with the offset null penalty function.
Examining the case of maximum load being 300 mN, the
following curve is obtained (see Fig. 8 and 9).</p>
      <p>IX. COPPER SPECIMEN</p>
      <p>Prior to carrying out the test, it is necessary to choose the
solid specimen surface (by using electronic microscope) that
does not have visible depressed areas or ridges which could
influence the test result. Several indentation tests are then
carried out on a copper specimen in seven different points
with the maximum load ranging from 50 mN to 350 mN (i.e.
a step being 50 mN) and dwell time 10 seconds.</p>
      <p>Examining the case of maximum load being 300 mN, the
following curve is obtained (see Fig. 10 and 11).</p>
    </sec>
    <sec id="sec-8">
      <title>X. RESULTS</title>
      <p>The numerical analysis on the model at 51330 degrees of
freedom (plus 436590 internal DOF) provides the following
curves. Estimated indentation curves indicate a mutual
agreement if compared to their experimental counterparts. A prior
validation test versus the experimental values is assessed by
juxtaposition of the load curves.</p>
      <p>Fig. 10 (left) shows Von Mises stress state originating from
the point of maximum contact from a lateral perspective, while
Fig. 10 (right) indicates the stress state on a copper specimen
(maximum value being the contact point between the edge of
the tip and the specimen).</p>
      <p>Moreover, the shape of the impression (Fig. 11 (right)) can
be evaluated from a lateral perspective (in a section along the
contact point) in the direction perpendicular to the direction of
the applied load, passing by the vertex of the triangular base
of the pyramid as shown in Fig. 11 (left), with the maximum
pile up value being 35 mN and load 150 mN.</p>
      <p>Moreover, the shape of the impression (Fig. 12 (right)) can
be evaluated from a lateral perspective (in a section along the
contact point) in the direction perpendicular to the direction of
the applied load, passing by the midpoint of the triangular base
of the pyramid as shown in Fig. 12 (left), with the maximum
pile up value being 64 mN and load 120 mN.</p>
      <p>
        The present study offers a numerical model able to manage
and predict strong singularities on the contact point between
the indenter tip and the specimen in a nano-indentation test.
By means of suitable parameters and modelling strategies, the
developed model allows a more accurate representation of the
indenter tip geometry and materials in contact with it [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ],
[
        <xref ref-type="bibr" rid="ref21">21</xref>
        ], [
        <xref ref-type="bibr" rid="ref22">22</xref>
        ], [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ], [
        <xref ref-type="bibr" rid="ref24">24</xref>
        ].
      </p>
      <p>
        The model allows evaluating the relation between the
loadpenetration curve parameters and the stress state inside the
specimen using the Oliver-Pharr method. The present paper
is a preliminary study of a precise evaluation of the pile-up
phenomenon which occurs in the microelectronic circuits.
Further studies might introduce advanced neural network based
models, as e.g. in [
        <xref ref-type="bibr" rid="ref25">25</xref>
        ], [
        <xref ref-type="bibr" rid="ref26">26</xref>
        ], [
        <xref ref-type="bibr" rid="ref27">27</xref>
        ], [
        <xref ref-type="bibr" rid="ref28">28</xref>
        ].
      </p>
    </sec>
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