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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>An Adaptive Clustering Approach for the Diversification of Image Retrieval Results</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Maia Zaharieva</string-name>
          <email>maia.zaharieva@tuwien.ac.at</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Interactive Media Systems Group, Vienna University of Technology, Austria Multimedia Information Systems Group, University of Vienna</institution>
          ,
          <country country="AT">Austria</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2016</year>
      </pub-date>
      <fpage>20</fpage>
      <lpage>21</lpage>
      <abstract>
        <p>In this paper, we explore the application of an adaptive clustering approach for the diversi cation of image retrieval results in the context of the MediaEval 2016 Retrieving Diverse Social Images Task. The proposed approach exploits available textual descriptions, the visual content of the images, and a set of common clustering techniques to select the best combination for each image query individually and in an unsupervised manner.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. INTRODUCTION</title>
      <p>
        The immense amount on publicly available media
content commonly challenges end users in making use of the
broad variety of accessible data. As a result, a lot of recent
research focuses on the optimization of retrieval results in
terms of improved relevance estimation and increased
diversi cation [
        <xref ref-type="bibr" rid="ref13 ref21 ref3 ref6">3, 6, 13, 21</xref>
        ]. The MediaEval Retrieving Diverse
Social Images task fosters the development and
comparability of algorithms in this context [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. The goal of the task
in 2016 is to re ne a set of images retrieved from Flickr as
result of a general (and often multi-topic) query.
      </p>
      <p>Increasing the relevance commonly leads to decreased
diversity of the underling image set and vice versa. The
magnitude of this reciprocal e ect is di cult to estimate for
different data settings. Therefore, in order to exploit the real
potential of a clustering-based approach for data diversi
cation, we consider all images as relevant for the given query.
To address a general image retrieval scenario with arbitrary
queries, we only consider commonly available textual
information (title, description, tags) and the visual content of
the images. The proposed approach does not make any
assumptions about the initial image query or data
characteristics. Moreover, the approach autonomously selects the best
combination of image descriptions and clustering approach
for each query individually and, thus, it is fully adaptive for
di erent queries and data settings. Preliminary experiments
demonstrate the generalization ability of the proposed
approach and both its potentials and limitations.</p>
    </sec>
    <sec id="sec-2">
      <title>APPROACH</title>
      <p>
        The fundamental assumption behind the proposed
approach is that di erent queries require for di erent features
This work has been partly funded by the Vienna Science
and Technology Fund (WWTF) through project ICT12-010.
(a) sailing boats on sea
(b) trees re ected in water
to e ciently describe the retrieval results in terms of
diversi cation of the nal image set. Figure 1 shows examples for
desired image groupings for two queries: sailing boats on sea
and trees re ected in water. While the results of the rst
query indicate potential relevance of the overall
composition and edge-based descriptors, the second query suggests
the use of color-based descriptors. On the contrary, color
information is less meaningful for the rst query since the
retrieved images exhibit common color settings. Similarly,
edges do not provide enough discriminative power to support
the building of the desired image groupings for the second
query. Therefore, in our study we consider a set of commonly
employed visual- and text-based descriptors to represent the
image data. Next to the two convolutional neural network
(CNN)-based descriptors provided by the organizers [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ], we
additionally employ the rst 36 coe cients of the discrete
cosine transform (DCT) [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], intensity histogram (IH) [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ],
KANSEI shape descriptor [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ], and six MPEG-7 visual
descriptors [
        <xref ref-type="bibr" rid="ref18 ref4">4, 18</xref>
        ]: color layout (CL), color structure (CS),
edge histogram (EH), homogeneous texture (HT),
regionbased shape (RS), and scalable color (SC). As text-based
features we consider the well-established term
frequencyinverse document frequency (TF-IDF) [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. We compute the
TF-IDF vector for each image using the available textual
description (title, tags, and descriptions) in combination and
individually. The textual descriptions are rst preprocessed
to increase their expressiveness, i.e., we remove potential
occurrences of the corresponding user name, web links, and
stopwords and we additionally stem all remaining terms.
      </p>
      <p>
        The unsupervised detection of existing groupings in a
dataset is commonly performed by means of a clustering
algorithm. However, the choice of a clustering approach is not a
trivial decision. Di erent clustering approaches commonly
address di erent data characteristics. Furthermore,
potential clustering parameters usually require for an additional
parameter tuning process. In this context, clustering
internal validation indices are commonly applied in order to
assess the quality of a clustering solution in terms of
compactness and/or separability of the detected clusters [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ].
We exploit the performance of several, broadly employed
validation indices covering di erent aspects of a clustering
solutions: 1) compactness in terms of sum of squares and
C-index [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ], 2) separability by means of single linkage
distance between two clusters, 3) combination of compactness
and separability in terms of Calinski-Harabasz [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ],
DaviesBouldin [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], and Silhouette [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ], and 4) consistency
comparison measures by means of Gamma and Tau indices [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. We
employ the clustering validation measures to select the best
combination of image feature and clustering algorithm for
each query individually. As clustering methods we
investigate two model-based approaches: A nity Propagation
(AP) [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] and expectation maximization (EM) [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], and two
partitional approaches: k-means (KM) [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ] and X-means
(XM) [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ]. The clustering methods were selected for their
e ciency. Additionally, the only parameter tuning concerns
the potential speci cation of the expected number of
clusters, k. In this case, we perform clustering for various
settings, k = f5; 10; 20; 30; 40; 50g, and consider each clustering
solution individually. The nal selection of a clustering
solution for a given query is based on the quality assessment
of all possible combinations between the considered
clustering approaches and the employed image features. The nal
selection of images from the clusters follows a Round-Robin
approach according to the Flickr-provided relevance scores.
We start by selecting the image with the best relevance score
from each cluster. These images, sorted in ascending order,
constitute the m highest ranked results, where m is the
number of detected clusters. The selected images are removed
from their clusters and the selection process is repeated until
the required number of retrieved results is achieved.
      </p>
    </sec>
    <sec id="sec-3">
      <title>EXPERIMENTAL RESULTS</title>
      <p>In our rst experiment we investigate whether or not
different datasets require for di erent features. For this
purpose we perform clustering on the development dataset
using all possible combinations between the considered
clustering approaches (including potential clustering con
gurations) and the employed visual- and text-based features.
The best clustering solution is selected using the ground
truth information in terms of highest F1@20-score. Due to
space limitations Table 1 shows an overview of the optimal
clustering combinations for each topic (query) using the
visual features only. The achieved results are presented in
Table 2 (see Optimal solution ). The balanced distribution of
the clustering solutions across the employed visual features
indicate that di erent image queries favor di erent features.
Additionally, the achieved performance in terms of
F1@20score signi cantly outperforms the baseline de ned by the
original Flickr result. The best performing clustering
solution considers the DCT feature in combination with the KM
clustering approach and the C validation index. This result
is notably lower than the achievable performance.
Additionally, the combination is selected based on experiments on a
single dataset and, thus, over tting the data. Experiments
with the performance of the clustering validation indices
indicated the C-index as the best performing validation
measure stressing the importance of compactness for the nal
clustering solution. The results achieved using the proposed
adaptive approach in combination with the C-index are
presented in Table 2. The results are slightly lower than the
best performing xed setting yet not over tting the data.</p>
      <p>Table 3 summarizes the results on the test set. Runs 1
3 employ the adaptive approach while run 4 exploits the
best performing xed settings on the development set as
proof-of-concept for its over tting. The proposed approach
adapts well to the new dataset indicated by the di erence in
the selected features and clustering approaches. The xed
selection of image feature and clustering approach in run 4
performs lowest as expected. Overall, the results are lower
in comparison to the development dataset. However, this
can only be evaluated in relation to the baseline which is
not available for the test set yet.
4.</p>
    </sec>
    <sec id="sec-4">
      <title>CONCLUSION</title>
      <p>In this paper we presented an initial study of the
applicability of an unsupervised and adaptive clustering-based
approach for the diversi cation of image retrieval results. The
results indicate that di erent image queries favor di erent
image representations and di erent clustering methods. The
optimal solution for a dataset achieves an outstanding
performance. However, the considered validation indices could
not re ect the optimal solution. This might be due to the
fact that di erent clustering solutions require for di erent
validations. Our future work will exploit the potential of
combining clustering validation indices in order to approach
the best achievable performance.</p>
    </sec>
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