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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>A Descriptive Delta for Identifying Changes in SNOMED CT</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Christopher Ochs</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Yehoshua Perl</string-name>
          <email>perl@njit.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Gai Elhanan</string-name>
          <email>elhanan@njit.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>James T. Case</string-name>
          <email>james.case@mail.nih.gov</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Computer Science New Jersey Institute of Technology Newark</institution>
          ,
          <addr-line>NJ</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>National Library of Medicine (NLM) National Institutes of Health (NIH) Bethesda</institution>
          ,
          <addr-line>MD</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>- SNOMED CT is a large and complex medical terminology. Thousands of editing operations are applied to its content for each new release. Understanding what changed in a release is important for the end user and SNOMED CT editors. Each SNOMED CT release comes with release notes that provide a brief description of the changes that occurred and a set of “delta” files that identify individual changes in the content. The release notes are brief and changes to thousands of concepts may be described in a few sentences, whereas the delta files contain tens of thousands of individual changes. To better identify how SNOMED CT content changes between releases we introduce a methodology of creating a descriptive delta that captures the editing operations that were applied to SNOMED CT content in a given release in a more comprehensible form. We use this methodology to analyze editing operations that were part of a recent remodeling effort of the Congenital disease and Infectious disease subhierarchies in the large Clinical finding hierarchy.</p>
      </abstract>
      <kwd-group>
        <kwd>SNOMED CT</kwd>
        <kwd>terminology change analysis</kwd>
        <kwd>terminology change tracking</kwd>
        <kwd>remodeling tracking</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>I. INTRODUCTION</title>
      <p>
        SNOMED CT [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] is a large medical terminology developed
by the International Health Terminology Standards
Development Organisation (IHTSDO). As of the Jan 2016
release, it contains over 319,000 active concepts and over 1.5
million relationships. In the Jan 2015, July 2015, and Jan 2016
releases of SNOMED CT over 192,000 changes affected its
content. These changes included the addition of new concepts,
the retiring of concepts that are no longer valid, and the
modification of existing concepts (e.g., the addition and
removal of attribute relationships).
      </p>
      <p>From the perspective of an end user, it is important to know
how (and where) SNOMED CT content is changing.
Applications that utilize SNOMED CT will be affected by the
changes made between each release. The IHTSDO provides
release notes with each SNOMED CT release that briefly
describe the major changes that occurred. For example, the Jan
2016 release notes mention that “A project to improve the
consistency and quality of the Infectious disease hierarchy has
begun with the remodeling of over 2,000 of the estimated
6,400 concepts that are subtypes of Infectious disease.”
However, typically, no details are provided about which
concepts were modified and how they were modified.</p>
      <p>In this paper we describe the creation of a human readable
descriptive delta, based on SNOMED CT delta files, to provide
a list of editing operations that were applied to individual
concepts. A descriptive delta provides the semantics for the
changes listed in the delta files, better fitting the needs of the
initiators of the change (i.e., SNOMED CT editors) and the
observers of the change (i.e., the end users of SNOMED CT).
The descriptive delta methodology can be applied to the
entirety of SNOMED CT, a specific subhierarchy of interest, or
an individual concept. We use this methodology to investigate
the editing operations that were applied to the Clinical finding
hierarchy throughout 2015 (i.e., in the July 2015 and Jan 2016
versions of the hierarchy). We identify and characterize
significant changes in the Infectious disease and Congenital
disease subhierarchies that resulted from a concentrated effort
to remodel these hierarchies due to errors and inconsistencies
in their content.</p>
    </sec>
    <sec id="sec-2">
      <title>II. BACKGROUND</title>
      <p>
        SNOMED CT [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] is a large, densely connected clinical
terminology. SNOMED CT is used to support encoding of
clinical data in Electronic Healthcare Records (EHRs), among
other applications. Lee et al. [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] survey use of SNOMED CT
and Elhanan et al. [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] describes a survey of SNOMED CT
users. SNOMED CT’s concepts are organized into a
subsumption hierarchy via Is a relationships and are further
defined using attribute relationships (e.g., Associated
morphology and Finding site). SNOMED CT concepts are
separated into 19 mostly disjoint hierarchies (e.g., Clinical
finding and Procedure).
      </p>
      <p>
        SNOMED CT is released in a format called RF2 (for
details and a review of this format see [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]), which consists of a
set of tab-delimited text files that contain entries for concepts,
relationships, and descriptions (i.e., synonyms). These files are
created from the DL descriptions defined by SNOMED CT’s
editors. Each RF2 release comes with a “snapshot” of the
current version of the terminology, the list of individual
changes that occurred between the current release and the
previous release (referred to as “delta” files, see examples in
Fig 1b and Fig2b), and a full history of the terminology’s
content.
      </p>
      <p>SNOMED CT is based on description logics (specifically,
the EL subset of DL which allows only existential qualifiers).
The stated version of SNOMED CT includes all of the
relationships that were defined by SNOMED CT editors. The
inferred version of the terminology is obtained by applying a
classifier on the stated relationships. Each RF2 release includes
the stated relationships and the relationships inferred by the
classifier.</p>
      <p>A concept may be primitive or fully defined. A concept is
primitive if its defining characteristics are not sufficient to
uniquely distinguish its meaning from other similar concepts.
A concept is fully defined if its defining characteristics are
sufficient to distinguish its meaning from other similar
concepts. If a concept is fully defined, the SNOMED CT
classifier can add inferred hierarchical relationships according
to the logical definitions of the concepts.</p>
      <p>
        A concept may be modeled using several attribute
relationships of the same type. For example, in Fig 2a
Congenital cyst of iris has three Associated morphology and
Finding site attribute relationships. To clarify the meaning of a
group of attribute relationships, SNOMED CT provides a
mechanism of relationship groups [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] to clarify the definition
of a concept. Specifically, relationship groups combine
multiple attribute relationships into a single unit.
      </p>
      <p>
        Ceusters et al. [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] reviewed the changes across 18 releases
of SNOMED CT. They found that SNOMED CT history
mechanism did not sufficiently provide justifications for stated
changes. Ceusters [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] also tracked SNOMED CT evolution to
determine its quality. In previous studies, Rector et al. [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ],
Mortensen et al. [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ], and Ochs et al. [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] have investigated
quality assurance issues in the Clinical finding hierarchy’s
content. Other significant quality issues in Clinical finding
have also been reported, leading to the current project to
remodel the Congenital disease and Infectious disease
subhierarchies.
      </p>
    </sec>
    <sec id="sec-3">
      <title>III. METHODS</title>
      <p>A. Congenital Disease and Infectious Disease Remodeling</p>
      <p>As noted in SNOMED CT July 2015 and Jan 2016 release
notes, the Congenital disease and Infectious disease
subhierarchies are being remodeled to address inconsistencies
and errors in their content. Both subhierarchies each contain
over 6,000 concepts and are in the large Clinical finding
hierarchy, which has 103,912 concepts in the Jan 2016 release.
While this editing effort was initiated by the IHTSDO, change
requests may be submitted by individual users or SNOMED
CT national release centers.</p>
      <p>
        Many SNOMED CT concepts follow the closest proximal
primitive parent stated concept model [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. A proximal
primitive parent is the closest parent in the hierarchy to a
concept being modeled that is not fully defined. The goal of
the remodeling effort is to correct inconsistent stated modeling
to enable the classifier to infer most of the hierarchical
connections between the concepts in these subhierarchies. The
remodeling effort is still ongoing and it is being carried out by
co-author (JTC), IHTSDO Head of Terminology (acting) and
the content manager of the US Extension of SNOMED CT.
      </p>
      <p>For example, in Fig 1a, Congenital cyst of iris has two
stated parents, Congenital anomaly of iris and Cyst of iris,
both fully defined concepts. Thus, this concept does not
follow the proximal primitive parent. In Fig 1c, which shows
the stated modeling of Congenital cyst of iris in the July 2015
release, the concept has just one stated parent, Disease, the
proximal primitive parent as of the Jan 2016 release.</p>
      <p>A second issue is inconsistent grouping of attribute
relationships. In the proximal primitive parent model, attribute
relationships must be properly assigned to relationship groups.
For example, in Fig 1a Congenital cyst of iris’s Occurrence
attribute relationship was not assigned to a relationship group.
In the new stated modeling of the attribute relationships are all
assigned to the same relationship group.</p>
      <p>As of the Jan 2015 release, the Congenital disease
hierarchy had 4,566 concepts with a stated fully defined parent
and 2,466 concepts with a stated attribute relationship that
wasn’t in a relationship group. Similarly, in the Infectious
disease hierarchy 1,065 concepts had a stated fully defined
parent and 4,198 had a stated attribute relationship in no
relationship group.</p>
      <p>By modeling concepts using the closest proximal primitive
parent design pattern, the SNOMED CT classifier can more
accurately infer parents and descendants and remove the
incorrect inferences. Furthermore, SNOMED CT editors will
only need to assign the proper proximal primitive parent.
There will be no need to try and determine where the concept
should be in the inferred hierarchy. The other advantage of
this editing approach is that it has allowed a substantial
number of primitive concepts to become fully defined.
B. Descriptive Delta</p>
      <p>We will now describe a methodology to extract a human
readable descriptive list of editing operations that were applied
between two SNOMED CT releases. We call this list a
“descriptive delta.” This process utilizes the delta files
provided with each SNOMED CT release. Our focus is on
capturing the editing operations that were applied to the
relationships used in concept definitions.</p>
      <p>A SNOMED CT relationship can be represented as a
(source concept, relationship type, destination concept,
relationship group) tuple. For a relationship   this can be
abbreviated as (  ,   ,   ,   ). The relationship delta files (for
stated relationships and inferred relationships) also indicate if
the given relationship is active (i.e., added) or inactive (i.e.,
removed) in the current release (see Fig 1b, Fig 2b).</p>
      <p>Given the set of active and inactive relationships, as
expressed in a relationship delta file, and the inferred concept
hierarchy for the current release, the editing operations that
were applied to the active concepts can be derived. Below we
identify five important examples of editing operations and
how they are identified using the delta file.</p>
      <p>Added relationship: Given an activated relationship  1 there
exists no retired relationship  2 where s1 = s2, t1 = t2, and d1
= d2. d1 is also not an ancestor or descendant of d2 in the
current release’s inferred concept hierarchy.</p>
      <p>Removed relationship: Given a retired relationship  1 there
exists no active relationship  2 where s1 = s2, t1 = t2, and d1
= d2. d1 is also not an ancestor or descendant of d2 in the
current release inferred concept hierarchy.</p>
      <p>Relationship Target More Refined: Given an inactive
relationship  1 there exists an active relationship  2 where
s1 = s2, t1 = t2, and d2 is a descendant of d1 in the current
release’s inferred concept hierarchy.</p>
      <p>Relationship Target Less Refined: Given an inactive
relationship  1 there exists an activated relationship  2
where s1 = s2, t1 = t2, and d2 is an ancestor of d1 in the
current release’s inferred concept hierarchy.</p>
      <p>Relationship Group Changed: Given an active relationship  1
there exists an inactive relationship  2 where s1 = s2, t1 = t2,
and d1 = d2 but g1 does not equal to g2.</p>
      <p>The process of converting a delta file into a descriptive
delta may be a one-to-one process, where one delta entry is
captured as one editing operation (e.g., for an added
relationships), or a many-to-one process (e.g., for relationship
target more refined).</p>
      <p>The first four editing operations can be further refined by
distinguishing between changes to Is a relationships and
changes to attribute relationships (e.g., Added parent versus
Added attribute relationship and More refined parent versus
Attribute relationship target more refined). This distinction
provides a separation between changes in the hierarchy and
changes in the relationships used to define each concept.</p>
      <p>We note that it is possible to capture additional kinds of
editing operations, and further refinements of the above
editing operations, when necessary. If a concept has only one
parent, and there exists both an inactive Is a relationship for
that concept and an active Is a relationship for that concept,
and the new parent is not an ancestor or descendant of the old
parent in the inferred hierarchy, this could be identified as a
changed parent editing operation. For example, the concept
Midline sinus of the upper lip had one parent, Lip pits, in the
Jan 2015 release. This concept was deactivated in July 2015
and Midline sinus of the upper lip parent was changed to
Congenital lip pits. However, in this study we focus on the
core editing operations listed above.</p>
      <p>Two or more editing operations may relate to the same
modeling change. For example, in Fig 1, the two stated
parents of Congenital cyst of iris, Congenital anomaly of iris
and Cyst of iris, were replaced by a single stated parent,
Disease (the proximal primitive parent), an ancestor of both of
the inactivated parents (only the Is a relationships were
inactivated in this example, not the parent concepts
themselves). Furthermore, a given concept may have multiple
instances of a given kind of editing operation. For example, in
its stated modeling, Congenital cyst of iris has two instances
of stated attribute relationships being added.</p>
      <p>Applying this process on a stated relationships delta file
identifies the changes that were intentionally applied by a
SNOMED CT editor. Consider the changes listed in the stated
relationships delta file for Congenital cyst of iris, as illustrated
in Fig 1c. In the descriptive delta, these are identified as:
Less refined parent (2): Congenital anomaly of iris and Cyst
of iris were replaced by Disease.</p>
      <p>Added attribute relationships (2): Associated morphology
with a target of Embryonic cyst and Occurrence with a
target of Congenital.</p>
      <p>Removed attribute relationship (1): Associated morphology
with a target of Congenital anomaly</p>
      <p>Similarly, the descriptive delta process can be applied on
the inferred relationships delta file. This will highlight the
implicit changes that occurred between the inferred versions
of the concepts. Consider the changes listed in the July 2015
inferred relationships delta file for Congenital cyst of iris, as
shown in Fig 1d. These implicit changes are captured as:
More refined attribute relationship target (2): Associated
morphology with a target of Developmental anomaly and
Associated morphology with a target of Cyst replaced by
Associated morphology with a target of Embryonic cyst.
Removed attribute relationship (3): Associated morphology
with target Congenital anomaly and two Finding site
relationships with target Iris structure.</p>
      <p>Relationship group changed: Finding site with target Iris
structure moved to relationship group 4.</p>
      <p>The descriptive delta for a stated relationships file and the
descriptive delta for an inferred relationships file will often be
very different, as the classifier will make significant changes
based on the stated relationships. A concept that had no stated
editing operations applied may have several implicit changes
due to editing operations at its ancestor(s). Given a concept,
one can use the inferred concept hierarchy to identify which
ancestors were modified and which editing operations were
applied at those ancestors. Alternatively, a concept may have
stated editing operations applied but this does not affect the
concepts in the inferred version of SNOMED CT, and thus, it
would have no implicit changes in the descriptive delta
created from the inferred delta file.</p>
      <p>There may be tens of thousands of editing operations
identified. To reduce the amount of information that has to be
reviewed, a user can focus on only a subset of the content that
was edited. For example, a user can choose a concept and look
at only the editing operations that affected the subhierarchy
rooted at that chosen concept. Alternatively, they can obtain a
summary of the descriptive delta by only looking at the
number of editing operations applied. For example, the stated
descriptive delta for Congenital cyst of iris could be
summarized as “Less refined parent (2), Added attribute
relationship (2), Removed attribute relationship (1).”</p>
      <p>If a user is interested in identifying which portions of a
SNOMED CT hierarchy underwent significant change they
could review the number of concepts that were affected by
stated editing operations in certain subhierarchies (e.g., a user
can see that relatively many editing operations occurred in the
Congenital disease and Infectious disease subhierarchies in
July 2015, see Results).</p>
      <p>To create descriptive deltas we have developed a software
tool that takes as input a relationship delta file and a concept
of interest c. The output identifies all of the editing operations
that affected the subhierarchy rooted at c.</p>
      <p>In the initial version of this tool the output is presented
tab-delimited text, where one line consists of the concept
identifier, the name of the concept, the kind of editing
operation applied, and a textual description of the change
(e.g., “Parent Cyst of iris was replaced by Disease”). This
output can be inserted into an Excel spreadsheet to obtain
aggregated information. In Discussion we mention a future
version of this tool which will provide a visual change
browser.</p>
    </sec>
    <sec id="sec-4">
      <title>IV. RESULTS</title>
      <p>We obtained the July 2015 and Jan 2016 International
SNOMED CT releases in RF2 format and created descriptive
deltas using the stated relationships delta file and inferred
relationships delta file provided in each release. We focused
our analysis on concepts that changed, as opposed to concepts
that were added and removed, since we concentrated our
attention to the remodeling efforts.</p>
      <p>First, we investigated the editing operations that were
applied to the concepts in the complete Clinical finding
hierarchy. The July 2015 and Jan 2016 stated relationships
delta files contained 7,737 and 10,190 entries for the Clinical
finding hierarchy, respectively. The inferred relationships
delta files contained 33,146 and 39,380 entries, respectively.
We identified 5,728 and 7,524 descriptive delta editing
operations in the July 2015 and Jan 2016 release, respectively.
We identify which subhierarchies (rooted at the children of
Clinical finding and Disease) had the most edited concepts.</p>
      <p>Disease
Finding by site
Clinical history and
observation findings</p>
      <p>In both releases the majority of edited concepts were in the
Disease and Finding by site subhierarchies (Table 1). This is
not surprising, as these subhierarchies both contain over
60,000 concepts and both contain many of the same concepts
(i.e., there are many diseases that can be found in many body
sites). The remaining subhierarchies had few changes. The
effect of the remodeling of Congenital disease and Infectious
disease is reflected in Table 1.</p>
      <p>About 1,500 of the 2,586 edited Disease concepts (over
58%) were in the Congenital disease and Infectious disease
subhierarchies (these are mostly disjoint; they share only 75
concepts). On the other hand, the Disorder by body site and
Inflammatory disease subhierarchies contain relatively many
concepts that are also in either the Infectious disease or
Congenital disease subhierarchies.</p>
      <p>Table 2 provides metrics from the descriptive deltas for
July 2015 and Jan 2016. It lists the number of concepts that
had a particular type of editing operation applied. We found
that an edited concept typically undergoes multiple editing
operations. Each edited concept had, on average, 3-4 editing
operations applied. The most common editing operations
applied in these hierarchies was making a parent more general
(i.e., assigning the proximal primitive parent), adding attribute
relationships, and assigning relationship groups to existing
stated attribute relationships. These editing operations are
inline with the goals of the remodeling effort being undertaken
in these hierarchies. Table 3 provides three examples of the
stated modeling of concept changing.</p>
    </sec>
    <sec id="sec-5">
      <title>V. DISCUSSION</title>
      <p>Identifying changes between two versions of SNOMED
CT is important for end users and for SNOMED CT editors.
The descriptive delta described in this paper provides a human
readable, actionable format that is not currently available. As
analogy, the delta files provided in SNOMED CT release are
like machine code and the descriptive delta is like a higher
level programming language.</p>
      <p>Sometimes a user realizes certain changes occurred in a
SNOMED CT subhierarchy that they are interested in but they
do not know the nature and motivation for the changes. The
descriptive delta, with its semantic view of change, can better
support such a user in finding out the nature of the changes.</p>
      <p>The descriptive delta analysis reflects the extensive work
that went into remodeling portions of the Clinical finding
hierarchy in July 2015 and Jan 2016. Namely, thousands of
editing operations were applied manually to the concepts in
the Congenital disease and Infectious disease subhierarchies.
These changes affected thousands of concepts directly and
thousands more implicitly (Table 2). Whenever this much
change occurs one needs to assess the overall impact (and
correctness) of the changes. During this study we identify
concepts that underwent significant changes (e.g., Congenital
heart block) but still were not yet completely remodeled.</p>
      <p>From Tables 1 and 2 we notice that concerted editing
efforts have a detectable impact on SNOMED CT’s content.
For example, the Congenital disease subhierarchy underwent
extensive remodeling in July 2015 but almost no remodeling
in Jan 2016. In comparison, the Infectious disease
subhierarchy saw significant remodeling in both releases. The
Congenital disease remodeling project is still in progress, but
the focus of the Jan 2016 editing cycle was on Infectious
diseases. One limitation is the amount of resources (in terms
of editor’s time) that can be dedicated to these large
remodeling projects.</p>
      <p>From Table 2 two we observe that the number of primitive
concepts in Infectious disease has decreased significantly.
This is the desired result of the remodeling effort. In the
Congenital disease subhierarchy, however, there was no
significant reduction. Many concepts that were remodeled
could not be fully defined due to limitations in the concept
model (e.g., lack of finding site and associated morphology
target values of sufficient specificity, SNOMED CT does not
currently contain concepts specific enough to be proper
targets). From Table 2 we also see that thousands of concepts
were affected by inferred changes. By removing the stated
fully defined parents from concepts in these subhierarchies,
and remodeling the concepts using the proximal primitive
parent, the classifier significantly affected the contents.</p>
      <p>In future work we will continue to observe the effects of
the remodel effort being applied to the Congenital disease and
Infectious disease subhierarchies. We will perform a review of
sets of concepts that underwent remodeling to evaluate the
correctness of the changes. We will compare the results of this
review with the output of the descriptive delta to determine if
concepts that undergo certain editing operations are more
prone to needing additional remodeling.</p>
      <p>
        While our current descriptive deltas are output in a
tabdelimited file format, we plan to provide them in an
interactive application-based display that will enable end users
to easily investigate and search the changes based on the type
of change, areas of interest, specific concepts, and changes in
the inferred version resulting from stated changes. We will
also investigate combining the descriptive delta technique
with diff partial-area taxonomies [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ], which we developed to
visually summarize change between two releases of an
ontology. Using this method we could create a “heat-map” of
where similar SNOMED CT content is changing.
      </p>
    </sec>
    <sec id="sec-6">
      <title>VI. CONCLUSIONS</title>
      <p>In this paper we introduced a method of creating
descriptive deltas for SNOMED CT to identify the editing
operations that were applied to its concepts. The descriptive
delta helps to identify the nature of the remodeling the large
amount of change in the Clinical finding hierarchy that
occurred due to the still-in-progress remodeling of the
Congenital disease and Infectious disease subhierarchies.</p>
    </sec>
    <sec id="sec-7">
      <title>ACKNOLWDGMENTS</title>
      <p>Research reported in this publication was supported by the
National Cancer Institute of the National Institutes of Health
under Award Number R01CA190779. The content is solely
the responsibility of the authors and does not necessarily
represent the views of the National Institutes of Health.</p>
    </sec>
  </body>
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