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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>A Semantic Web Representation of Entire Populations</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Daniel Welch</string-name>
          <email>dwelch2101@ufl.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Amanda Hicks</string-name>
          <email>aehicks@ufl.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Josh Hanna</string-name>
          <email>joshhanna@ufl.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>William R. Hogan</string-name>
          <email>hoganwr@ufl.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Health Outcomes and Policy University of Florida Gainesville, FL</institution>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>-Accurately representing demographic realities is a critical component in creating useful, agent-based epidemiological models of infectious disease. Synthetic ecosystems are generated from Census data microsamples in a statistically-sound manner to maintain population-level demographic characteristics. These highly detailed representations of populations are the basis of many advanced simulations of infectious disease epidemics. Creating a standard, machine-readable representation of synthetic ecosystem data would enable easier use and integration with epidemic simulator software. Here we describe an ontologybased representation in Resource Description Framework (RDF) and Web Ontology Language (OWL) of version 1.0 of the 2010 U.S. Synthetic Population database by RTI International. Our representation draws upon applicable classes from several reference ontologies, including the Ontology of Medically Related Social Entities (OMRSE). After failing to find suitable ontological representations of several key data elements in the Synthetic Population dataset, we created new classes in OMRSE for representing employment status, employee roles, workplaces, residences, households, and age measurements. We loaded a test RDF dataset (structured according to ontologies in OWL) of synthetic individuals into a commercial triple store (Stardog) and validated the representation with SPARQL queries.</p>
      </abstract>
      <kwd-group>
        <kwd>ontology</kwd>
        <kwd>synthetic ecosystem</kwd>
        <kwd>disease transmission model</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>I. BACKGROUND</p>
      <p>
        Disease transmission models (DTMs) are epidemiological
models that predict the future course of infectious disease
outbreaks under various assumptions. They are used to study
which strategies for controlling outbreaks are potentially the
most effective and thus for decision making during the course of
an outbreak. For example, researchers have used them to study
the effects of various vaccination control strategies on pandemic
influenza [
        <xref ref-type="bibr" rid="ref1 ref2 ref3">1, 2, 3</xref>
        ] and to study the Ebola outbreaks in western
Africa [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
      <p>
        Agent-based disease transmission models (AB-DTMs) are a
class of DTMs that represent every host individual in the
population of interest, and sometimes individual vector
organisms as well, to increase the realism of the simulations and
thereby increase the accuracy of the predictions generated [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
To accomplish these goals, the characteristics of the population
represented in the AB-DTM must closely match the
characteristics of the actual population under study. As reported
by Grefenstette et al., accounting for differences in population
density and sociodemographics indeed affects DTM results for
different regions [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
      </p>
      <p>
        Census data are a key resource for matching simulated
populations to actual ones [
        <xref ref-type="bibr" rid="ref5 ref6">5, 6</xref>
        ]. They include data about
demographics, housing units, household composition,
employment, school attendance, and other physical and social
dynamics that have the potential to influence infectious disease
transmission. However, record-level Census data are typically
only available as microsamples of the overall Census data set.
Therefore, there are typically representations of only 1%-5% of
the population. This amount of data is insufficient for use with
AB-DTMs that model 100% of a population. To overcome this
limitation, researchers employ statistical methods to generate a
full population dataset from the microsamples such that the
synthetic population-wide dataset mirrors the actual population
in aggregate in terms of various demographic characteristics
such as sex, race, and marital status [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. For example, the
synthetic populations (or more generally, synthetic ecosystems,
since housing units, workplaces, schools, etc. are also
represented) available have percentages of blacks, women,
employed individuals, students, etc. that statistically match the
actual population.
      </p>
      <p>
        In addition to expanding microsample Census data to full
population size, researchers incorporate significant additional
information into synthetic ecosystems relevant to disease
transmission [
        <xref ref-type="bibr" rid="ref5 ref6 ref7">5, 6, 7</xref>
        ]. For example, although Census data
capture employment and school attendance statuses, they do not
associate individual persons to individual workplaces or
schools. However, for AB-DTMs, these linkages are critical for
studying whether and how well school closures and workers’
decisions to stay at home (whether made individually or as a
matter of public health or employer policy) control disease
transmission. Therefore, a significant component of extant
synthetic ecosystems is data about individual school and
workplace assignment.
      </p>
      <p>
        Researchers typically make these synthetic ecosystems
available as delimited text files in a format suitable for loading
into tables in a relational database management system, with
limited semantics and simple integer values for representing
categories such as race and gender. For example, see the
extensive collection of synthetic ecosystems available at [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ].
      </p>
      <p>
        In this work, we make available full-population synthetic
ecosystem data as Resource Description Framework (RDF) [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]
triples. It differs from past efforts to include Census data in
government linked open data (LOD) [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] in at least two key
respects. First, we took a realist ontological perspective. To our
knowledge, our work is the first to attempt to represent the
necessary entities to cover a Census-derived dataset from a
realist perspective. We were able to reuse significant
components of other realist-based ontologies, but we also
needed to carry out additional ontology development to
accomplish the task. Second, to our knowledge, we are the first
to attempt representing an entire population from Census data in
a Semantic Web framework using synthetic ecosystem data
created for AB-DTMs.
      </p>
      <p>
        In previous work, we created the Ontology of Medically
Related Social Entities (OMRSE) to handle demographics such
as those represented in Census and electronic health record
(EHR) data [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. OMRSE is a realist representation of medically
related social entities. Social entities are those entities that exist
in reality but which would not exist outside of a social context.
For example, the role of a doctor is distinct from the human
being who bears that role. This role exists within the healthcare
system and confers rights and responsibilities associated with
treating and diagnosing a patient. It is the result of social
agreements and interactions rather than of the physical stuff that
makes up the natural world. It is realized through various
processes of diagnosing, treating, prescribing, etc. We develop
OMRSE in accordance with OBO Foundry best practices [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]
and reuse classes from several other ontologies including Basic
Formal Ontology [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], NCBI Taxonomy [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ], Information
Artifact Ontology [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ], and the Document Acts Ontology [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ].
      </p>
      <p>Given the importance of school and workplace assignment
and the data about them in synthetic ecosystems, it was critical
to represent additionally the roles of students and employees.
Furthermore, it was necessary to capture the relationships of
these roles to the organizations that create them and to the
individual facilities where they are realized. We also report here
on the extent to which pre-existing ontologies fulfilled this need
vs. the additional ontology development required.</p>
      <p>II. METHODS</p>
      <p>
        We reviewed the files generated by the Research Triangle
Institute’s Synthia synthetic population generator [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] in
conjunction with its documentation. Because Synthia uses U.S.
Census files and public-use microsample (PUMS) data, we also
reviewed U.S. Census definitions of the variables in those data.
      </p>
      <p>We reviewed each of the data fields in the following subset
of Synthia files: synth_people.txt, synth_households.txt,
schools.txt, workplaces.txt. Through an iterative process, we
analyzed and described each data field and determined whether
to include the field in this work. The most common reason we
excluded a field from the final ontological representation was
redundancy. For example, we excluded data fields from
synth_households.txt, schools.txt, and workplaces.txt that
represented the total number of individuals assigned to a
household, school, or workplace since these values could be
derived by counting in the underlying data. Other fields were
excluded because they were determined to be of lesser
immediate importance to epidemiologic simulation, such as the
prek, kinder, gr01-12, and ungraded fields in schools.txt, which
represent the total number of students in different grade
categories in a given school.</p>
      <p>We then determined whether each included data field could
be accurately modeled using existing ontological classes from
OMRSE or other established ontologies, or whether new classes
were necessary. We created graphical models of how the data
would be structured ontologically as an initial specification for
transforming the data into RDF, as well as to identify any new
classes that we would need to create. These graphical models
depict the individuals, relationships between pairs of
individuals, and classes to which individuals belong. These
diagrams included specifications for associating people with
their workplaces and schools as represented in the dataset.</p>
      <p>
        We then manually created these individuals and
relationships for a single set of individuals in one household,
including their associated school and workplace, in a Web
Ontology Language (OWL) [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ] file that imported OMRSE and
the Apollo-SV ontology [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ] (the latter was a choice of
convenience because it already brings together ontological
representations from numerous ontologies, including its own, in
the domain of epidemic simulation). This OWL file served as
the machine-readable specification for converting Synthia text
files into RDF triples. Once we had this machine-readable
specification, we created a software application that performed
this conversion, and applied it to the county-based Synthia files
for Alachua County, FL and Miami-Dade County, FL. This
application is freely available at:
https://github.com/ufbmi/synthia-rdf-converter. We then loaded
the RDF triple datasets output by the application into an instance
of the Stardog triple store.
      </p>
    </sec>
    <sec id="sec-2">
      <title>A. New Ontology Classes in OMRSE</title>
      <p>In accordance with OBO Foundry best practices, we reused
as many classes and object properties from other ontologies as
we could to generate the OWL file. After importing existing
classes from OBO ontologies, it was still necessary to create new
classes to represent several key elements of the Synthetic
Population dataset. Specifically, we created new classes in
OMRSE to represent employment status, employee roles,
workplaces, residences, households, and age measurements.</p>
    </sec>
    <sec id="sec-3">
      <title>B. Queries of the RDF Dataset</title>
      <p>We developed queries of the RDF datasets to validate our
representations as well as to identify population characteristics
that are likely to influence disease transmission. If these
differences are signficant among regions, they could influence
the choice of DTM used to study an infectious disease control
strategy. For example, if two regions differ substantially in
household and workplace composition, size of school-aged
population, etc., an AB-DTM is likely to be the better choice.
Furthemore, these queries could also be done as part of a
simulation experiment to help explain differing results among
geographical regions in incidence rates, peak dates, and choice
of infectious disease control strategies output by the simulator.</p>
      <p>Because the sizes of households, schools, workplaces, and
the amount of overlap among them (e.g., households with an
employee in the workplace and student in a school) influence
disease transmission and thus potentially DTM results, we
developed queries to find (1) the average numbers of individuals
per household, workplace, and school; (2) the number and
percentage of households with both an employee and a student;
and (3) the number and percentage of workplaces with at least
one employee who lives with a student. We executed these
queries against both the Alachua County and Miami-Dade
County datasets to contrast these locations based on
characteristics relevant to disease transmission.</p>
      <p>We loaded the RDF data into an instance of version 3 of the
Stardog triple store from Complexible, Inc. This triple store runs
on an Amazon Web Services r4.large instance (2 CPUs and
15.25GB of RAM). Queries were submitted from the Stardog
command line on the same server on which the triple store was
running. The timings we report here are from the Stardog
command line output.</p>
      <p>III. RESULTS</p>
    </sec>
    <sec id="sec-4">
      <title>A. RDF Representations</title>
      <p>To accurately model the U.S. Synthetic Population
Database, we created RDF representations of the data fields
relating to individual persons, households, housing units,
workplaces, and schools. We created graphical models of these
representations (Figs. 1-4). Fig. 2 illustrates our representation
of humans in a household. Fig. 3 illustrates our representations
of workplaces and employment.</p>
      <p>
        Many ontologies classify age as a physical quality, rather
than as a measurement of some temporal interval with respect to
the time the measurement was made. The Ontology for
Biomedical Investigations (OBI) [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ] has a class ‘age
measurement datum’ that has a class restriction of being is about
some age quality. The age quality class, in turn, comes from the
Phenotypic Quality Ontology (PATO). By contrast, we
represent age as a measurement of a one-dimensional temporal
region that is occupied by a process that is part of the history of
some object (Fig. 4).
      </p>
      <p>Fig 1. Key for Graphical Models.</p>
      <p>In analyzing Synthia data fields, we found that Synthia
conflates households and housing units, despite being based on
U.S. Census data that make the distinction clear. For example,
Synthia assigns to households both the physical properties of a
housing unit, such as latitude and longitude, as well as properties
about the household as a social unit, such as total household
income, race and age of the head of the household, and
household size. Our approach distinguishes household from
housing unit and asserts that housing units are individuated by
their residence functions and that a household realizes the
housing unit’s residence function by living there. In OMRSE,
we define a household as a human or collection of humans that
occupies a housing unit by storing their possessions there and
habitually sleeping there thereby participating in the realization
of its residence
Fig 2. Graphical Model of RDF Specification of Household.</p>
      <p>Fig 3. Graphical Model of RDF Specification of a Person’s Relation to a Workplace.
Fig 4. Graphical Model of RDF Specification of Age.
function, and add the following description logic equivalence
statement:
household =def ('Homo sapiens' or 'collection of humans')
and ('participates in' some (process and (realizes some</p>
      <p>'residence function')))
where residence function is defined as a function that inheres in
a material entity and is realized by protecting persons and their
possessions from weather and by some person or group of
persons habitually sleeping in at least one site that is contained
by that material entity.</p>
    </sec>
    <sec id="sec-5">
      <title>B. New OMRSE Classes</title>
      <p>We created a total of 11 new classes in OMRSE to support
the representation of synthetic ecosystems. Each class has a
textual definition adapted from U.S. Census. One major
adaptation of the definitions was to put them in Aristotelian form
with the name of the direct superclass as part of the definition.
Other adaptations were necessary to eliminate ambiguity and to
reuse other defined ontology terms. OMRSE is a
publiclyavailable resource at the following permanent URL:
http://purl.obolibrary.org/obo/omrse.owl.</p>
    </sec>
    <sec id="sec-6">
      <title>C. RDF Datasets and Queries</title>
      <p>The Alachua county dataset comprised ~13M triples, and the
Miami-Dade County dataset comprised 133M triples (Table 1).
The population totals for both counties are slightly lower than
the 2010 Census numbers on which the Synthia datasets were
based. The reason is that we did not incorporate group quarters
such as nursing homes and military barracks, which is future
work.</p>
      <p>The execution time for the SPARQL queries ranged from a
few milliseconds to 41 seconds. The longest of these was the
query that counted all workplaces with at least one employee
who lives at home with at least one student.</p>
      <p>The housing unit totals for both counties match the 2010
Census numbers. The data show distinct differences, as
expected, between Miami-Dade—a large urban county—and
Alachua—a small county (in terms of population) where a large
university is located. Miami-Dade has a larger household size
and school size, a greater percentage of workplaces with at least
one employee that lives with at least one school student, and a
greater percentage of households with at least one workplace
employee and school student. By contrast, Alachua has a higher
average workplace size, even when the University of Florida is
excluded from consideration. These differences are likely to
impact simulator results—Miami-Dade will often have a larger
incidence and prevalence of infectious disease that is spread
from person to person such as influenza in the absence of control
measures. Infectious disease control measures designed to
reduce school and workplace transmission—such as school
closure, voluntary or imposed absenteeism from work, and
vaccination of the school and / or workplace population—are
likely to have a greater predicted effectiveness (and thus perhaps
actual effectiveness) in Miami-Dade than Alachua.</p>
    </sec>
    <sec id="sec-7">
      <title>D. Availability of Materials</title>
      <p>All materials created for this paper—the graphical models
(including additional ones not shown here), the SPARQL
queries, and the OWL files with the entire datasets for Alachua
and Miami-Dade counties—are freely available under a
Creative Commons Attribution (CC BY 4.0) license at:
http://tinyurl.com/syneco-queries.</p>
      <p>IV. DISCUSSION</p>
      <p>We developed a Semantic Web and realism-based
representation of the entire populations of two counties in
Florida. We built SPARQL queries to assess differences
between the two populations that are likely to influence disease
transmission, as well as the results of experiments conducted
using DTMs. The approach is generic and could be applied to
any other synthetic ecosystem data, including for additional
geographical regions. The queries are generic and could be
applied to any additional county-based datasets (or datasets at
other levels of geographical granularity such as Census tract)
similarly transformed via our processes and representations.</p>
      <p>We have demonstrated the feasibility of using Semantic Web
technologies for representing entire populations, and in
particular for representing synthetic ecosystems for use in
ABDTMs. Additionally, through additions to OMRSE and the
creation of RDF synthetic datasets, we have developed some of
the resources necessary to transform other U.S. Census data into
Semantic Web representations. In so doing, we have made
explicit much of the semantics that are implicit in those data and
the synthetic ecosystems that are based on them. It is our
conjecture for future work that the explicit semantics improve
the ease with which synthetic ecosystems can be expanded to
incorporate additional biological, social, and abiotic ecosystem
elements.</p>
      <p>
        Although we developed this work in the context of
agentbased DTMs, this resource and approach could also be leveraged
for social network analysis due to the graph-based nature of
RDF. For example, one could construct queries for finding hubs
in the network and people or places that a set of people have in
common. Furthermore, DTMs are increasingly taking into
account social networks as part of the synthetic ecosystem itself
(for example, see Frias-Martinez et al. [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ]). Network-based
approaches and graph representations such as our RDF-based
one here are more extensible and suitable for representing these
networks.
      </p>
      <p>Future work includes expanding the specification to include
data related to group quarters, which will require additional
ontological analysis and ontology development.</p>
      <p>ACKNOWLEDGMENTS
This work was supported by award UL1TR001427 from the
National Center for Advancing Translational Sciences
(NCATS) and award U24GM110707 from the National Institute
for General Medical Science (NIGMS). The content is solely
the responsibility of the authors and does not necessarily
represent the official views of NCATS, NIGMS, or the NIH.</p>
    </sec>
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