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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Initial Sets in Abstract Argumentation Frameworks</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Yuming Xu</string-name>
          <email>xuyuming@sdu.edu.cn</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Claudette Cayrol</string-name>
          <email>ccayrol@irit.fr</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>IRIT, Univ. of Toulouse</institution>
          ,
          <addr-line>Toulouse City</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>School of Math.</institution>
          ,
          <addr-line>Shandong Univ., Jinan City</addr-line>
          ,
          <country country="CN">China</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2009</year>
      </pub-date>
      <fpage>72</fpage>
      <lpage>85</lpage>
      <abstract>
        <p>Dung's abstract argumentation provides us with a general framework to deal with argumentation, non-monotonic reasoning and logic programming. For the extensionbased semantics, one of the basic principles is Imaximality which is in particular related with the notion of skeptical justification. Another one is directionality which can be employed for the study of dynamics of argumentation. In this paper, we introduce two new extension-based semantics into Dung's abstract argumentation, called grounded-like semantics and initial sets semantics which satisfy the I-maximality and directionality principles. The initial sets have many good properties and can be expected to play a central role in studying other extension-based semantics, such as admissible, stable, complete and preferred semantics.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Our aim is to introduce a new extension-based semantics, named initial sets semantics, into the
study of argumentation frameworks so as to analyse the structural feature of other known extensions.
Firstly, we generalize the notion of initial arguments by proposing initial-like arguments and initial
sets of argumentation frameworks. In the literature, initial arguments play a basic role in describing
the grounded extension. That is one incrementally starts from the initial arguments and suppresses
the arguments attacked by them. If new initial arguments arise, the arguments attacked by them
are suppressed and so on. The process will stop when no new initial argument appears after a
deletion step. The set of all initial arguments in the final argumentation framework is the grounded
extension, which is the least complete extension. An initial-like argument is an argument which
attacks each attacker of it. From the view of directed graph, an initial-like argument can be regarded
as a starting point. This idea can be further extended to the notion of initial set. An initial set is
a minimal conflict-free set of arguments, which attacks each attacker of it. In fact, an initial set
is exactly a minimal (non-empty) admissible set. Secondly, we investigate the properties of initial
sets and show the relationship between initial sets and other known extensions such as complete,
preferred and stable extensions.</p>
      <p>The paper is organized as follows. Section 2 recalls the basic definitions on abstract
argumentation. Section 3 introduces the grounded-like extensions and initial sets of argumentation
frameworks, and gives some basic properties of initial sets. Section 4 discusses the general properties of
initial sets semantics and the relationship between initial sets and other traditional extensions, and
thus discovers the central position of initial sets in extension-based semantics. Section 5 is devoted
to concluding remarks and perspectives.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Background on abstract argumentation frameworks</title>
      <p>In this section, we recall the basic notions of abstract argumentation frameworks.
Definition 1 [Rah09] An abstract argumentation framework is a pair AF = (A, R), where A is a
finite set of arguments and R ⊆ A × A represents the attack relation. For any S ⊆ A, we say that</p>
      <sec id="sec-2-1">
        <title>S is conflict-free if there are no a, b ∈ S such that (a, b) ∈ R; a ∈ A is attacked by S if there is some b ∈ S such that (b, a) ∈ R; a ∈ A attacks S if there is some b ∈ S such that (a, b) ∈ R; a ∈ A is defended by (or acceptable wrt) S if for each b ∈ A with (b, a) ∈ R, we have that b is attacked by</title>
        <p>S.</p>
        <p>The following notations are inspired from graph theory and will be used in this paper.
Notations Let AF = (A, R) be an argumentation framework and S ⊆ A.</p>
        <p>• R+(S) denotes the set of arguments attacked by S
• R−(S) denotes the set of arguments attacking S</p>
        <p>An argumentation semantics is the formal definition of a method ruling the argument evaluation
process. Two main styles of argumentation semantics definition can be identified in the literature:
extension-based and labelling-based. Here, we only recall the common extension-based semantics
of AF .</p>
        <p>Definition 2 [Rah09]
• S is a stable extension of AF if S is conflict-free and each a ∈ A \ S is attacked by S.
• S is admissible in AF if S is conflict-free and each a ∈ S is defended by S. For convenience,
we denote the collection of all admissible subsets in AF by a(AF ).
• S is a preferred extension of AF if S ∈ a(AF ) and S is a maximal element (wrt set inclusion)
of a(AF ).
• S is a complete extension of AF if S ∈ a(AF ) and for each a ∈ A defended by S, we have
a ∈ S. For convenience, we denote the collection of all complete extensions by c(AF ).
• S is the grounded extension of AF if S ∈ c(AF ) and S is the least element (wrt set inclusion)
of c(AF ). GE(AF ) denotes the grounded extension of AF .</p>
        <p>Since every extension under the standard semantics (stable, complete, preferred and grounded)
introduced by Dung is an admissible set, the concept of admissible set plays an important role in
the study of argumentation frameworks.</p>
        <p>The complete and grounded extensions can also be defined using the characteristic function. Let
AF = (A, R), the function F : 2A → 2A which, given a set S ⊆ A, returns the set of the acceptable
arguments wrt S, is called the characteristic function of AF . A complete extension is a conflict-free
fixed point of F and the grounded extension of AF is the least fixed point of F .
Definition 3 [Rah09] Let AF = (A, R) be an argumentation framework, S a subset of A. The
restriction of AF to S, denoted by AF |S, is the sub-argumentation framework (S, R ∩ (S × S)).</p>
        <p>We also recall the I-maximality and directionality principles first introduced by [Bar07] (see also
[Rah09]). Let σ be a semantics and AF be an argumentation framework. Eσ(AF ) denotes the set
of extensions of AF under the semantics σ.</p>
      </sec>
      <sec id="sec-2-2">
        <title>Definition 4 A set E of extensions is I-maximal if and only if ∀E1, E2 ∈ E, if E1 ⊂ E2 then E1 = E2. A semantics σ satisfies the I-maximality principle if and only if ∀AF such that Eσ(AF ) is non-empty, Eσ(AF ) is I-maximal.</title>
        <p>The I-maximality principle is a basic criterion which is satisfied by the grounded, the stable and
the preferred semantics but not satisfied by the complete semantics.</p>
        <p>The directionality principle is based on the sets of arguments which do not receive the attacks
from outside. This principle requires that such an unattacked subset is not affected by the remaining
sub-argumentation framework.</p>
        <p>Definition 5 [Rah09] Given an argumentation framework AF = (A, R), a non-empty set S ⊆ A
is unattacked in AF if and only if !a ∈ (A \ S) such that a → S. The collection of unattacked sets
of AF is denoted as U (AF ).</p>
      </sec>
      <sec id="sec-2-3">
        <title>Definition 6 [Rah09] A semantics σ satisfies the directionality principle if and only if ∀AF such that Eσ(AF ) is non-empty, ∀S ∈ U (AF ), Eσ(AF |S) = {(E ∩ S) : E ∈ Eσ(AF )}.</title>
        <p>The directionality principle is satisfied by the grounded, the preferred and the complete semantics
but not satisfied by the stable semantics.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Initial-like arguments and initial sets</title>
      <p>In this section, we first recall the notion of initial argument and its role in the construction of the
grounded extension. Then we generalize to the notion of initial-like argument and further to the
notion of initial set.
3.1</p>
      <sec id="sec-3-1">
        <title>Initial</title>
        <p>As is known, an argument of AF = (A, R) not receiving attacks is called initial argument. The set of
all initial arguments is denoted by IN (AF ). Note that IN (AF ) = F (∅). So the grounded extension
of AF can be obtained from IN (AF ). Namely, GE(AF ) consists of all initial arguments in the
final modified argumentation framework which can be obtained from incrementally suppressing the
arguments attacked by initial arguments [Rah09]. More formally, we have:</p>
        <sec id="sec-3-1-1">
          <title>Proposition 1 [Rah09] The grounded extension of AF , GE(AF ), is the least fixed point of F and</title>
          <p>can be obtained as F n(IN (AF )) where F n(IN (AF )) = F n+1(IN (AF )) for some natural number
n.</p>
          <p>Example 1 Let AF = (A, R) with A = {1, 2, 3, 4} and R = {(1, 3), (2, 3), (3, 1), (3, 4)}. It can be
presented by the following directed graph:</p>
          <p>Obviously, 2 is the unique initial argument. IN (AF ) = {2} and F (IN (AF )) = {1, 2, 4}. As it
is a fixed point of F , S = {1, 2, 4} is the grounded extension.
3.2</p>
        </sec>
      </sec>
      <sec id="sec-3-2">
        <title>Initial-like arguments</title>
        <p>An initial-like argument is an argument which attacks each attacker of it. From the view of directed
graph, an initial-like argument can be regarded as a starting point.</p>
        <p>Definition 7 Let AF = (A, R) be an argumentation framework and i ∈ A. i is an initial-like
argument if i is not initial and {i} defends itself.</p>
        <p>For convenience, we denote the set of all initial-like arguments by IL(AF ). Since an initial-like
argument will attack each argument which attacks it, IN (AF ) will not attack any argument of
IL(AF ). On the other hand, two initial-like arguments may attack each other. So, the set of all
initial-like arguments is generally not admissible. Let I ⊆ IL(AF ) be a conflict-free subset, then
IN (AF ) ∪ I is conflict-free.</p>
        <p>The idea is to define a new semantics where the set of initial arguments plays the role of the set
on initial arguments in the grounded semantics.</p>
        <sec id="sec-3-2-1">
          <title>Proposition 2 Let I ⊆ IL(AF ) be a conflict-free subset, then there is some natural number k</title>
          <p>such that F k(I) = F k+1(I).
Proof: From Definition 7, each argument of I is defended by I.That is, each argument of I ia
acceptable wrt I. Since F (I) consists of the acceptable arguments wrt I, it has two types of
arguments: the initial arguments defended by ∅, and the argument defended by I. In turn, F 2(I)
is the set of all arguments defended by F (I), namely, all the acceptable arguments wrt F (I). The
process will stop at some step k when no new argument is defended by F k(I) except the arguments
in F k(I), and thus we have that F k(I) = F k+1(I). !</p>
          <p>The above result enables us to define the extensions of a new semantics, called the grounded-like
semantics.</p>
          <p>Definition 8 Given AF = (A, R) with the characteristic function F . For each conflict-free subset</p>
        </sec>
        <sec id="sec-3-2-2">
          <title>I ⊆ IL(AF ), the least fixed point of F which contains I, denoted by GL(I), is the grounded-like</title>
          <p>extension generated from I.</p>
          <p>It is easy to see that when F k(I) = F k+1(I), the set F k(I) is a complete extension generated
from I by the characteristic function of AF .</p>
        </sec>
        <sec id="sec-3-2-3">
          <title>Proposition 3 Let I ⊆ IL(AF ) be a conflict-free subset. GL(I) contains the grounded extension</title>
          <p>GE(AF ), and is a complete extension.</p>
          <p>Proof: Since ∅ ⊆ I, we have F (∅) ⊆ F (I) and thus F i(∅) ⊆ F i(I) for each natural number i.
Therefore, GE(AF ) ⊆ GL(I). Note that, GL(I) = F k(I) and F k(I) = F k+1(I) for some natural
number k. It holds that F (GL(I)) = GL(I). This implies that GL(I) is a fixed point of the
characteristic function F and so is a complete extension. !
Example 1 (cont’d) Note that 1 is the unique initial-like argument, and IL(AF ) = {1}. So,
{1, 2, 4} is a grounded-like extension which is generated by {1}.</p>
          <p>Note that every initial-like argument can not be defended by ∅. For different conflict-free subsets
I ⊆ IL(AF ), the grounded-like extensions are different. The notion of grounded-like extension
could be defined by requiring I to be a conflict-free subset of IL(AF ) (as done in this paper) or to
be a maximal conflict-free subset of IL(AF ), thus giving different meanings to the semantics.</p>
          <p>The grounded-like semantics does not satisfy the I-maximality principle, as shown by the
following example:
Example 2 Let AF = (A, R) with A = {1, 2, 3, 4, 5, 6} and R = {(1, 2), (1, 3), (2, 1), (2, 3),
(3, 1), (3, 2), (3, 4), (4, 3), (4, 5), (5, 6)}. It can be presented by the following directed graph:</p>
          <p>Note that, there is no initial argument. The set of initial-like arguments is IL(AF ) = {1, 2, 3, 4}.
For the conflict-free subsets I1 = {1}, I2 = {4}, and I3 = {1, 4}, we have three grounded-like
extensions GL(I1) = {1}, GL(I2) = {4, 6} and GL(I3) = {1, 4, 6}. Obviously, GL(I1) ⊂ GL(I3),</p>
        </sec>
        <sec id="sec-3-2-4">
          <title>GL(I2) ⊂ GL(I3). Therefore, the grounded-like semantics does not satisfy I-maximality principle.</title>
          <p>Then we study the grounded-like semantics wrt the directionality principle. The following results
will be useful for that purpose.</p>
          <p>Proposition 4 Given an unattacked set U of AF = (A, R). If S is conflict-free, then FU (S ∩ U ) =</p>
        </sec>
        <sec id="sec-3-2-5">
          <title>F (S) ∩ U where FU and F are the characteristic functions on AF |U and AF respectively.</title>
          <p>Proof: Suppose that a ∈ F (S) ∩ U , then a ∈ F (S). Let b ∈ U and (b, a) ∈ R |U , then (b, a) ∈ R
and thus there is some argument c ∈ S such that (c, b) ∈ R. Since b ∈ U and U is unattacked, we
have that c ∈ U . From c ∈ S ∩ U , we conclude that a ∈ FU (S ∩ U ) in AF |U . By now, we have
proved that F (S) ∩ U ⊆ FU (S ∩ U ).</p>
          <p>On the other hand, we obviously have FU (S ∩ U ) ⊆ F (S ∩ U ) ⊆ F (S). Therefore, FU (S ∩ U ) =
FU (S ∩ U ) ∩ U ⊆ F (S) ∩ U . !
Theorem 1 The grounded-like semantics satisfies the directionality principle.</p>
          <p>Proof: Let U be an unattacked set of AF = (A, R), S = GL(I) = F k(I) a grounded-like extension
where I is a conflict-free set of initial-like arguments, we have to prove that S ∩ U is a grounded-like
extension in the sub-argumentation framework AF |U .</p>
          <p>Suppose that GL(I ∩ U ) = F m(I ∩ U ) where m is a natural number, then m ≤ k or k ≤ m.
Without lost of generality, we assume that m ≤ k. By the above proposition, S ∩ U = F k(I) ∩
U = F (F k−1(I)) ∩ U = FU (F k−1(I) ∩ U ) = FU (F (F k−2(I)) ∩ U ) = FU (FU (F k−2(I) ∩ U )) =
FU2 (F (F k−2(I) ∩ U )) = ... = FUk−1(F (I) ∩ U ) = FUk (I ∩ U ) = FUm(I ∩ U ) = GL(I ∩ U ). !</p>
          <p>Note that for any initial-like argument i ∈ A, the grounded-like extension GL({i}) is the least
complete extension which contains GE(AF ) and i. But, it may not be the minimal admissible set
which contains the grounded extension. In Example 2, GL({1}) = {1} and GL({2}) = {2} are two
incomparable grounded-like extensions which contain the grounded extension GE(AF ) = ∅.</p>
          <p>From the point of view of acceptability, the initial arguments and initial-like arguments can be
identified as the origin of some admissible sets as in the above examples. Generally speaking, a set
can also play the role of an initial-like argument.</p>
          <p>Example 3 Let AF = (A, R) with A = {1, 2, 3, 4, 5, 6} and R = {(1, 2), (2, 3), (3, 4), (4, 1),
(4, 5), (5, 6)}. It can be presented by the following directed graph:</p>
          <p>B = {2, 4} is an admissible set such that F (B) = {2, 4, 6} which is a bigger admissible set
generated from B. Certainly, neither 2 nor 4 is initial or initial-like.
3.3</p>
        </sec>
      </sec>
      <sec id="sec-3-3">
        <title>Initial sets</title>
        <p>This idea of initial-like argument can be further extended to the notion of initial set. With a similar
intuition as for an initial-like argument, we consider a set of arguments which is minimal
conflictfree and attacks each attacker of it, or in other words a minimal (for set-inclusion) non-empty
admissible set.
Definition 9 Let AF = (A, R) be an argumentation framework and S ⊆ A. S is an initial set of
AF iff S is not empty, S is admissible in AF and no non-empty proper subset of S is admissible.</p>
        <sec id="sec-3-3-1">
          <title>The collection of all initial sets of AF is denoted by IS(AF ).</title>
          <p>For any initial or initial-like argument i of AF , {i} is an initial set. So, an initial set containing
more than one argument does not contain any initial or initial-like argument. On the other hand,
two different initial sets may have some common arguments, as shown by the following example.
Example 4 Let AF = (A, R) with A = {1, 2, 3, 4, 5, 6} and R = {(1, 2), (1, 6), (2, 3), (3, 4),
(4, 1), (5, 4), (6, 5)}. The graph of AF is as follows:</p>
          <p>There are three initial sets: {2, 4, 6}, {1, 3} and {1, 5}. Particularly, {1, 3} and {1, 5} have a
non-empty intersection.</p>
          <p>The initial sets contained in an admissible extension are included in any bigger (wrt set-inclusion)
admissible extension. In other words, the initial sets are the basic parts of an admissible
extension they are contained in. On the other hand, the initial sets can not completely determine the
admissible extension they are included in.</p>
        </sec>
        <sec id="sec-3-3-2">
          <title>Proposition 5 Let S1 and S2 be two admissible extensions of AF . If S1 ⊆ S2, then each initial</title>
          <p>set contained in S1 is contained in S2. The converse is not true.</p>
          <p>Example 5 Let AF = (A, R) with A = {1, 2, 3, 4} and R = {(1, 2), (2, 1), (2, 3), (2, 4)}. The
directed graph of AF is as follows:</p>
          <p>There are two initial sets : {1} and {2}. Let I = {1}, then S1 = {1, 3} and S2 = {1, 4} are two
admissible extensions containing I. But they are not comparable. In other words, S2 contains every
initial set which S1 contains but S1 ⊆ S2 does not hold.</p>
          <p>In the following, we will borrow the idea of grounded-like extension. For each initial set B, there
is some natural number k such that F k(B) = F k+1(B). In that case, the set F k(B) is an admissible
extension generated from B by the characteristic function of AF . Moreover, since an initial set may
be attacked by another one, we mainly focus on a conflict-free subset of IS(AF ) in the following
sense.
Definition 10 Given AF = (A, R). A subset B of IS(AF ) is a conflict-free collection of initial
sets if and only if ∪B(= ∪{S : S ∈ B}) is a conflict-free set in AF .</p>
          <p>Now, we continue the idea of grounded-like extensions.</p>
          <p>Proposition 6 Given AF = (A, R) and B ⊆ IS(AF ). If ∪B is conflict-free, there is a natural
number k such that F k(∪B) = F k+1(∪B).</p>
          <p>Definition 11 Given AF = (A, R) with the characteristic function F . For each conflict-free
collection B of initial sets, the least fixed point of F which contains ∪B is denoted by G(B).</p>
          <p>It follows directly that G(B) is a complete extension containing GE(AF ).</p>
          <p>Let us present some properties of the operator G. Note that F is monotonic, so G is also a
monotonic operator. That is, G(B1) ⊆ G(B2) whenever B1 and B2 are conflict-free and satisfy
B1 ⊆ B2 ⊆ IS(AF ). Meanwhile, G is an idempotent operator according to its definition. Namely,
G(B) = G(G(B)) for every conflict-free collection B.</p>
          <p>For any non-empty admissible extension S, we can find out all the initial sets included in it.
They can be viewed as the basic parts of S. They also form a conflict-free collection B, and thus
generate a complete extension G(B) by the characteristic function F , which obviously contains S.
Under this sense, the collection B of initial sets can give us the scope of S but can not exactly
determine S.</p>
          <p>Proposition 7 Given an admissible extension S of AF = (A, R), there is a conflict-free collection</p>
        </sec>
        <sec id="sec-3-3-3">
          <title>B of initial sets such that ∪B ⊆ S ⊆ G(B).</title>
          <p>Example 6 Let AF = (A, R) with A = {1, 2, 3, 4, 5, 6, 7, 8, 9} and R = {(1, 9), (2, 1), (3, 2),
(3, 4), (4, 3), (5, 2), (5, 8), (6, 5), (7, 6), (8, 7)}. The directed graph of AF is as follows.</p>
          <p>Note that there is no initial argument in AF and there are two initial-like arguments 3 and 4.
The initial sets of AF are {3}, {4}, {6, 8} and {5, 7}.</p>
          <p>It is easy to check that S1 = {1, 3} is an admissible extension which contains the initial set {3},
and {3} ⊆ S1 ⊆ G({3}) = {1, 3}; S2 = {2, 4, 6, 8} is an admissible extension which contains two
initial sets {4} and {6, 8}, and {4} ∪ {6, 8} ⊆ S2 ⊆ G({4}) ∪ {6, 8}) = {2, 4, 6, 8, 9}.</p>
        </sec>
        <sec id="sec-3-3-4">
          <title>Note that since {2, 4, 6, 8, 9} is complete, it is also an admissible extension which contains the two initial sets {4} and {6, 8}.</title>
          <p>4</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>General properties of initial sets</title>
      <p>In this section, we discuss the general properties of initial sets semantics, such as I-maximality and
directionality, which will make us to have a better understanding for the roles of initial sets in
argumentation frameworks.
4.1</p>
      <sec id="sec-4-1">
        <title>Evaluation of initial sets semantics</title>
        <p>By definition, initial sets are minimal (for set-inclusion) non-empty admissible sets, so the initial
sets semantics satisfies the I-maximality principle.</p>
        <p>Theorem 2 The initial sets semantics satisfies the I-maximality principle.</p>
        <p>Another important principle in argumentation frameworks is directionality.</p>
        <p>Lemma 1 Let U ⊆ A be a non-empty unattacked set of AF = (A, R), then any admissible set S
of AF |U is admissible in AF .</p>
        <p>Proof: First, S is conflict-free in AF by the definition of AF |U . Suppose that a ∈ A attacks S,
then a ∈ U by the fact that U is an unattacked set and S ⊆ U . Because S is admissible in AF |U ,
there is some b ∈ S such that (b, a) ∈ R. Therefore, S is admissible in AF . !
Theorem 3 The initial sets semantics satisfies the directionality principle.</p>
        <p>Proof: Let U be an unattacked set of AF and I an initial set of AF and I ∩ U ̸= ∅, then I ∩ U is
conflict-free in AF |U .</p>
        <p>Suppose that a ∈ (I ∩ U ) and b ∈ (U \ I) satisfy (b, a) ∈ R, then there is some c ∈ I such that
(c, b) ∈ R. Since I ∩ (A \ U ) does not attack b ∈ U , we have that c ∈ I ∩ U . Thus, I ∩ U is admissible
in AF |U .</p>
        <p>Assume that T ⊂ (I ∩ U ) is an admissible set of AF |U , then T is admissible in AF according to
the above Lemma. This contradicts with the fact that I is an initial set of AF . So, I ∩ U is an
initial set of AF |U . !
Remark In the proof of Theorem 3, we note that I ∩ U is admissible in U . It follows that I ∩ U is
admissible in AF . If I ∩ U ̸= I, then I has a non-empty proper subset I ∩ U which is admissible in
AF . This contradicts with that I is an initial set of AF . Therefore, we have the following result
about the relationship between initial sets and unattacked sets of AF .</p>
        <p>Corollary 1 Given an unattacked set U of AF . If I is an initial set of AF , then I ∩ U = ∅ or
I ∩ U = I.
4.2</p>
      </sec>
      <sec id="sec-4-2">
        <title>Justification status wrt initial sets</title>
        <p>In order to evaluate the arguments, two types of justification are introduced in terms of their
extension membership : the skeptical and credulous justification. Generally speaking, the credulous
justification includes skeptical justification. But they are the same for unique-status approaches.
Definition 12 [Rah09] Given AF = (A, R), for a semantics σ (such as for instance stable,
admissible, complete and preferred semantics), an argument a is</p>
        <sec id="sec-4-2-1">
          <title>1. skeptically justified if for each σ−extension E, we have a ∈ E.</title>
        </sec>
        <sec id="sec-4-2-2">
          <title>2. credulously justified if there exists at least one σ−extension E such that a ∈ E.</title>
          <p>If we let σ represent the initial semantics in the above definition, then an argument can also be
evaluated by skeptical and credulous justification wrt initial semantics.</p>
          <p>Obviously, an argument is credulously justified wrt admissible semantics whenever it is
credulously justified wrt initial semantics. But, the converse is not true. As for skeptical justification,
since the empty set is always admissible, no argument is ever skeptically justified for admissible
semantics. Anyway, the following property explains the relation between initial semantics and
admissible semantics in this direction.</p>
          <p>Proposition 8 Let AF = (A, R) and AS the collection of all nonempty admissible sets, then an
argument a ∈ A is skeptically justified wrt initial semantics iff a ∈ ∩AS.</p>
          <p>Proof:
• &lt;= Suppose a ∈ ∩AS, then a is contained in each nonempty admissible extension. Since every
initial set is a nonempty admissible set, we have that a ∈ ∩IS. Therefore, a ∈ A is skeptically
justified wrt initial semantics.
• =&gt; Assume that a ∈ A is skeptically justified wrt initial semantics, then a ∈ ∩IS. For each
non-empty admissible extension S, there must be an initial set I contained in S. We conclude
that a ∈ S due to a ∈ I. And thus a ∈ ∩AS.
!
4.3</p>
        </sec>
      </sec>
      <sec id="sec-4-3">
        <title>Relationship with other extensions</title>
        <p>Initial sets have a closed relationship with other traditional extensions. That is, the traditional
extensions can be generated from a collection of initial sets under some rules.</p>
        <p>Recall that the grounded extension of AF is the least fixed point of its characteristic function.
Furthermore, it can be built from the initial arguments. First, we suppress the arguments attacked
by initial arguments, resulting in a modified argumentation framework. Then, the arguments
attacked by the “new” initial arguments can be suppressed, and so on. This process stops when
no new initial argument appears, and all the initial arguments form the grounded extension.</p>
        <p>In a similar way, we can build each complete extension (including the preferred and stable
extensions) from a conflict-free collection of initial sets. For this purpose, we first introduce a new
notion called joint acceptable wrt a known admissible set.</p>
        <p>Definition 13 Given an argumentation framework AF = (A, R) and an admissible set S of AF .</p>
        <sec id="sec-4-3-1">
          <title>If the arguments in T ⊆ A \ S are not acceptable wrt S and S ∪ T is admissible, then we say that</title>
          <p>T is joint-acceptable wrt S or J-acceptable wrt S for short.</p>
          <p>In other words, T is J-acceptable wrt S means that when we remove the arguments attacked
by S, the set T becomes an initial set in the modified argumentation framework. Moreover by
definition, S ∪ T is conflict-free.</p>
          <p>For an admissible set S of AF , each admissible set T which is conflict-free with S is J-acceptable
wrt S. But, the converse is not true. That is, a J-acceptable set wrt S may be not an admissible
set of AF .
Example 7 Let AF = (A, R) with A = {1, 2, 3, 4} and R = {(1, 2), (2, 3), (2, 4), (3, 4), (4, 3)}. The
direction graph of AF is as follows:</p>
          <p>S = {1} is an initial set of AF , T1 = {3} and T2 = {4} are two J-acceptable sets wrt S. But,
T1 and T2 are obviously not admissible in AF .</p>
          <p>As for the acceptability wrt a given admissible set S, we know that any two arguments which
are acceptable wrt S are conflict-free. In contrast, two J-acceptable sets wrt a given admissible set
may not be conflict-free.</p>
          <p>Example 7 (cont’d) As is known, S = {1} is an initial set of AF , T1 = {3} and T2 = {4} are two
J-acceptable sets wrt S. Obviously T1 ∪ T2 is not conflict-free.</p>
        </sec>
        <sec id="sec-4-3-2">
          <title>Theorem 4 For any conflict-free sub-collection B of initial sets (B ⊆ IS(AF )), G(B) is the least complete extension which contains ∪B.</title>
          <p>Proof: Let S be a complete extension which contains ∪B. It has been proved in section 3.3
that G(B) is a complete extension. It remains to prove that G(B) ⊆ S. As ∪B ⊆ S, we have
F (∪B) ⊆ F (S). Because S is a fixed point of F , it holds that G(B) = F k(∪B) ⊆ F k(S) = S. !</p>
          <p>With the notions of acceptability and J-acceptability, we can build the preferred extensions as
for the grounded extension. First, find a J-acceptable set T1 wrt the grounded extension GE(AF ),
if there exists one. Then, GE(AF ) ∪ T1 is conflict-free, and we generate the complete extension
G1 = G(T1) from T1 by the characteristic function F of AF . In turn, take a new J-acceptable
set T2 wrt G1, if there exists one and generate the complete extension G2 = G(G(T1) ∪ T2) from
G(T1) ∪ T2 by F . The incremental process will stop at some step k when no J-acceptable set wrt
Gk arises and thus Gk is a preferred extension of AF . This process is not unique because of the
fact that the preferred semantics is a multi-status approach. It depends on the choice of initial set
wrt Gi at each step i where i &lt; k.</p>
          <p>Theorem 5 An admissible set S of AF = (A, R) is preferred if and only if F (S) = S and there is
no non-empty set T which is J-acceptable wrt S.</p>
        </sec>
      </sec>
      <sec id="sec-4-4">
        <title>Proof:</title>
        <p>=&gt;: If AF has a nonempty J-acceptable set wrt S, say T , then S ∪ T is an admissible extension
and S ⊂ S ∪ T . This contradicts with that S is a preferred extension.
&lt;=: Suppose that the admissible extension S is not preferred, then there is another admissible
extension S′ such that S ⊂ S′. Let T = S′ \ S. T is non-empty. If F (S) = S, then there is no
argument in T which is acceptable wrt S, and thus T is a nonempty J-acceptable set wrt S. !</p>
        <p>Note that in [Gag15] an alternative characterization is proposed for preferred extensions, for the
purpose of ASP encodings of preferred semantics. The idea is that an admissible set S is preferred
if each other admissible set E (which is not included in S) is in conflict with S. In contrast, the
characterization of Theorem 5 uses T , a J-acceptable set wrt S, which is usually non admissible.
Moreover, the notion of J-acceptable set can also be used for constructing new admissible sets
including complete extensions and stable extensions.</p>
        <p>Generally speaking, the union or intersection of two complete extensions is not necessary complete
even if it is conflict-free. The situation will change if we take into account the complete extensions
which are generated from conflict-free collections of initial sets. Namely, if the union of two
conflictfree collections is conflict-free then it can generate a bigger complete extension.
Definition 14 Given AF = (A, R) and a complete extension S. A conflict-free collection B ⊆</p>
        <sec id="sec-4-4-1">
          <title>IS(AF ) is called a base of S if S can be generated from B by the characteristic function F (that is</title>
          <p>S = G(B)).</p>
        </sec>
        <sec id="sec-4-4-2">
          <title>Proposition 9 Given two complete extensions S1 and S2 of AF . Let B1 ⊆ IS(AF ) be a base of</title>
        </sec>
        <sec id="sec-4-4-3">
          <title>S1, and B2 ⊆ IS(AF ) be a base of S2, then</title>
        </sec>
      </sec>
      <sec id="sec-4-5">
        <title>Proof:</title>
        <p>1. Since B1 ∪ B2 is conflict-free, S = G(B1 ∪ B2) is a complete extension, as shown in section 3.3.</p>
        <p>Obviously, S1 = G(B1) ⊆ G(B1 ∪ B2), and S2 = G(B2) ⊆ G(B1 ∪ B2). Therefore, S1 ∪ S2 ⊆ S.
It follows that S1 ∪ S2 is conflict-free and G(S1 ∪ S2) ⊆ G(G(B1 ∪ B2)) = G(B1 ∪ B2).</p>
        <p>On the other hand, ∪(B1 ∪ B2) ⊆ S1 ∪ S2 implies that G(B1 ∪ B2) ⊆ G(S1 ∪ S2).
2. It is obviously true and the converse does not hold.
!
5</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Concluding remarks and future works</title>
      <p>In this paper, initial arguments are generalized in two ways: initial-like arguments which can be
defended only by themselves but are not the starting arguments like initial arguments, and initial
sets which are the minimal conflict-free sets defended only by themselves.</p>
      <p>From initial-like arguments, we extend the unique-status grounded approach to a multi-status
approach. That is the grounded-like semantics, which is a roughness of grounded extension and
satisfies the directionality principles but not the I-maximality principle. It is proved that every
grounded-like extension is complete and contains the grounded extension. From initial sets, we
introduce the initial sets semantics which is a refinement of admissible semantics in the direction
of minimality. Based on the characteristic function, initial sets have a closed relationship with
the traditional semantics such as complete, preferred and stable semantics. Every complete and
preferred extension can be generated from initial sets by the characteristic function.</p>
      <p>It would be interesting to compare initial semantics with other non-standard semantics, in
particular resolution-based grounded semantics [Bar11] and strongly admissible semantics [Cam14].</p>
      <p>The key idea of resolution-based grounded semantics is, under certain rules, to remove some
attacks in the mutual attacks of AF . It follows that an initial-like argument of AF may become
an initial argument in the obtained AF. So, each grounded-like extension of AF is a
resolutionbased grounded extension. Furthermore, another kind of resolution-based grounded extension can
be built from initial sets by adding acceptable arguments and J-acceptable sets. Therefore, the
grounded-like semantics is another one which satisfies all the desirable properties raised by [Bar11].</p>
      <p>As for strongly admissible semantics, every nonempty strongly admissible set can be constructed
from a conflict-free collection B of initial sets with only one argument (in fact, the union of this
collection is a set of initial arguments) by adding acceptable arguments wrt ∪B, and in turn adding
acceptable arguments wrt the new obtained set and so on. In this process, each obtained set is
strongly admissible. If this process starts from a conflict-free collection B of initial sets, in which
at least one has more than one argument, then the obtained admissible set will not be a strongly
one. In particular, any initial set with more than one argument is not strongly admissible. In
addition, if S is an admissible set, and we add a nonempty set which is J-acceptable wrt S, then
the obtained admissible set may also be not strongly admissible. In fact, all admissible sets can be
built from initial sets by adding acceptable arguments and J-acceptable sets. A strongly admissible
set is only a special type of admissible extensions, which can be built from initial sets by adding
acceptable arguments.</p>
      <p>Since initial sets are exactly the minimal non-empty admissible sets and are the bases for
generating complete, preferred and stable extensions, the determination of initial sets is an extremely
important work in argumentation theory. One of our future works is to investigate the
computing approaches on initial sets. Another direction of further research concerns the application of
grounded-like extensions and initial sets for dynamics in argumentation frameworks. Several works
have proposed efficient ways for handling dynamics, such as [Lia11] which introduces the
divisionbased method, and [Xu15] where a matrix approach allows for a decomposition of traditional
extensions, using unattacked sets of arguments. We are going to investigate the role of initial sets in
the construction of the extensions of an updated argumentation framework. Finally, it also would
be interesting to situate the new semantics within the equivalence classes discussed in [Bau15].
[Bar05]</p>
      <p>P. Baroni, M. Giacomin, G. Guida. SCC-recursiveness, a general schema for
argumentation semantics. Artificial Intelligence, 168 (1-2): 162–210, 2015.</p>
      <p>P. Baroni, M. Giacomin. On principle-based evaluation of extension-based argumentation
semantics. Artificial Intelligence, 171: 675–700, 2007.</p>
      <p>P. Baroni, M. Giacomin. Skepticism relations for comparing argumentation semantics.
International Journal of Approximate Reasoning, 50: 854–866, 2009.</p>
      <p>P. Baroni, P. E. Dunne, M. Giacomin. On the resolution-based family of abstract
argumentation semantics and its grounded instance. Artificial Intelligence, 175(3-4): 791–813,
2011.</p>
      <p>R. Baumann, G. Brewka. The equivalence zoo for dung-style semantics. Journal of Logic
and Computation, March 2015.</p>
      <p>
        T. J. M. Bench-Capon, P. E. Dunne. Argumentation in artificial intelligence. Artificial
Intelligence, 171: 619–641, 2007.
Y. Xu, C. Cayrol. The Matrix Approach for Abstract Argumentation Framework, in:
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