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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Estimating the Stress for Drivers and Passengers Using Deep Learning</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Víctor Corcoba Magaña</string-name>
          <email>vcorcoba@it.uc3m.es</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mario Muñoz Organero</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jesús Arias Fisteus</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Luis Sánchez Fernández</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Dpto. de Ingeniería Telemática</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Universidad Carlos III</institution>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2016</year>
      </pub-date>
      <abstract>
        <p>The number of vehicles in circulation has become a problem both for safety and for the citizens health. Public transport is a solution to reduce its impact on the environment. One of the keys to encourage users to use it is to improve comfort. On the other hand, numerous studies highlight that drivers are more likely to suffer physical and psychological illnesses due to the sedentary nature of this work and workload. In this paper, we propose a model to predict the stress level on drivers and passengers. The solution is based on deep learning algorithms. The proposal employs the Heart Rate Variability (HRV) and telemetry from the vehicle in order to anticipate the incoming stress. It has been validated in a real environment on distinct routes. The results show that it predicts the stress by 86 % on drivers and 92% on passengers. This algorithm could be used to develop driving assistants that recommend actions to smooth driving, reducing the workload and the passenger stress.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>Cognitive errors appear in highly cognitive demanding
situations in which the cognitive load as perceived by
the driver is high and the actions taken by the driver to
handle those situations are in many occasions not
appropriate. The data presented in [U.S. Department of
Transportation, 2008] categorizes the major risk
factors responsible for traffic accidents as follows
(according to their impact): human factors (92%),
vehicle factors (2.6%), road/environmental factors
(2.6%), and others (2.8%). Among these, drivers’
human factors consist of cognitive errors (40.6%),
judgment errors (34.1%), execution errors (10.3%), and
Copyright © by the paper’s authors. Copying permitted only for private
and academic purposes.
others (15%).</p>
      <p>There are many proposals on measuring and
quantifying the driver’s cognitive load and stress
levels. In [Gao et al., 2014] the authors propose a
method for detecting stress based on facial
expressions.They employed a near-infrared (NIR)
camera to capture the near frontal view of the driver’s
face. Tracking face is made using a supervised descent
method (SDM) [Xiong and Torre, 2013].</p>
      <p>In [Eilebrecht, 2012], the research analyzed the
suitability of the heart rate variability (HRV) to
measure the driving workload. The results conclude
that the HRV could be used as a good workload
indicator, although it is also affected by many other
factors that may have an influence on it. To solve this
problem, the author suggested using other parameters
such as: skin conductivity, gripping pressure on the
steering wheel, respiration or blood pressure. In the
paper [Rodrigues et al., 2015], the authors also
observed that variability is not enough to detect the
stress. They also mentioned the meaning of previous
driver experience. Novice drivers are more likely to get
stressed driving in difficult situations.</p>
      <p>Currently, the vehicle has become an essential
element, both for the freight transport and the city
residents. In Japan [Elbanhawi et al ,2015] statistics
show that each person travels 7500 Km on average per
year. On the other hand, many of these trips are made
by bus or rail. In the United States [Innamaa and
Penttinen, 2014], commuters travel more than 20
billion miles by bus and 9 billion miles by commuter
rail. In the literature there are many methods for
evaluating the comfort of the passenger. The author in
[da Silva, 2002] proposes various measures based on
vibrations, noise, temperature and air quality for this.
He also mentioned that actions such as accelerating,
braking, or engaging the clutch impact on the level of
comfort in the driver. The road geometry is another
factor to consider.</p>
      <p>[Hoberock, 1977] studies the relationship between
the passenger comfort and the longitudinal motion. He
estimated nominal acceleration values in the range of
0.11 g to 0.15 g and a maximum jerk region of 0.30
g/sec in the longitudinal direction to maintain a good
confort level. For safe emergency response, maximum
acceleration of 0.52 g is estimated to prevent
dislodgment. The author also noted that these results
are affected by passenger type. In addition, he
concluded that there are few studies analyzing the over
short distances. In this scenario, the start-stop
movements are very frequents, disturbing the
passengers.</p>
      <p>The authors in [Wang et al., 2001] propose a a
driving assistant that estimates the discomfort in real
time. This solution is based on the analysis of the
accelerations. The objective of this study is that the
driver change his driving style in order to reduce the
passenger ride discomfort and provide
passengerfriendly maneuvers.</p>
      <p>The authors in [Innamaa and Penttinen, 2014] made
a study about the impact of Green-driving applications
on fuel consumption, speeding and passenger confort.
The results demostrated that the driving assistant
improved the decelerations and the driver’s service
attitude in peak traffic significantly. This was also
experienced as more pleasant by passengers. All these
works is based on questionnaires whose responses are
subjective. The consequence is a large variation among
the different results.</p>
      <p>In conclusion, there are many proposals to detect the
driver stress and measure the comfort of the
passengers. However, there are no solutions to predict
a worsening for the tension on drivers and passengers
in real scenarios. In this paper, we propopse a model
that allows us to estimate if the driver or passenger will
experience an increase in the stress level.</p>
      <p>The aim is that assistive tools to prevent the stress or
avoid it could be developed in the future based on our
proposed algorithm. This algorithm could be used to
build a driving assistant that recommends an optimal
vehicle speed in order to maximize confort while
driving. This recommended speed will minimize the
driving workload and the speed fluctuations. The
reduction in the number and intensity of the
accelerations will improve the comfort of the drivers
and passengers.</p>
    </sec>
    <sec id="sec-2">
      <title>Proposal for the estimation of stress level on drivers and passengers</title>
      <p>2.1</p>
      <sec id="sec-2-1">
        <title>Objective</title>
        <p>Our goal is to predict the stress, both for drivers and
passengers, based on the current measurements of
stress level and vehicle telemetry.
In this work, the input variables can be classified into
two groups: variables related to the stress level and
variables associated with the vehicle telemetry.</p>
      </sec>
      <sec id="sec-2-2">
        <title>Measurements of stress level</title>
        <p>Heart Rate signals are employed as an indicator for
the Autonomic Nervous System (ANS) neuropathy for
normal, fatigued and drowsy states because the ANS is
influenced by the sympathetic nervous system and
parasympathetic nervous systems. This indicator is not
intrusive. A high heart rate correlates with the driver
experiencing stress.</p>
        <p>Among the different variables previously described
as presented in the existing literature we have used the
Heart Rate Variability (HRV) since it has been
assessed as one having a higher correlation with stress
levels together with Skin Conductivity (SC).</p>
        <p>One major limitation of the HRV signal in order to
estimate the level of stress and cognitive load is that
there are other factors such as the physical exercise that
also impact the measured values. As described in the
previous section, the experiment has been designed to
minimize the impact that factors outside the study have
on the measurements. In this way, only data from
drivers driving alone to work and back home in similar
situations each day (same hour, same traffic conditions,
with moderated previous walking to get into the car
and a relaxation period of 30 seconds before driving,
with the mobile phone muted, with the radio switched
off and without using any navigation system) have
been taken. The same methodology was applied to
passengers.</p>
        <p>In addition, we analyze the driving behavior. The
combination of these two groups of variables allows us
to build a model to predict the stress on drivers and
passengers accurately.</p>
        <p>We can consider Heart Rate Variability (HRV) from
two different domains: Time and Frequency Time
domain analysis of HRV implicates quantifying the
mean or standard deviation of RR intervals. Frequency
domain analysis means calculating the power of the
respiratory-dependent high frequency and low
frequency components of HRV. In our case, we are
going to use measures on the time domain. There are
many HRV that can be defined on this domain such as:
mean RR interval (mRR), mean heart rate (mHR),
standard deviation of RR interval (SDRR) or standard
deviation of heart rate (SDHR).</p>
        <p>We have chosen the following variables based on
real tests:
•
•
•
•
•
•
•</p>
        <p>Average HeartRate (b.p.m): This variables has
a high value when the driver or passenger
experiences high levels of stress.</p>
        <p>Average RR (ms): It measures the time
between beat-beat (consecutive heartbeats). Its
value decreases when there is an event that
causes stress on the driver. On the contrary, a
high value means that the driver is relaxed.</p>
        <p>Standard deviation of RR intervals (ms): the
variation between beat and beat (inter-beat
period) increases when the driving workload
is high.</p>
        <p>RR50: It is the number of pairs of successive
RRs that differ by more than 50 ms. A high
number allows us to detect stress situations.</p>
        <p>Average acceleration (positive and negative):
Frequently, these actions cause stress. For
example, if the car in front braked suddenly,
the driver from behind will have to react
quickly. This situation increases the tension,
both for drivers and for passengers and
demands attention.</p>
      </sec>
      <sec id="sec-2-3">
        <title>Driving behavior</title>
        <p>Figure 1 captures the driving speed profile and the
result of the difference between the current RR and the
previous RR. We can observe that the driver’s
perceived tension increases between seconds 2 and 4,
when the driver is accelerating. In addition, the stress
level also worsens in the interval between 15 and 23
seconds. During this period, the driver was accelerating
and braking frequently.</p>
        <p>Positive Kinetic Energy (PKE): This variable
measures the aggressiveness of driving. Its
value depends on the intensity and frequency
of the accelerations. If it is high means that the
driver accelerated sharply and frequently. This
driving style has a negative impact on the
stress level, both for drivers and passengers.
In the case of the driver it implies that he or
she has to make faster decisions in order to
avoid accidents.</p>
        <p>The intensity of turning: We detected during
testing that the tension increased in the
majority of the drivers when there were curves
on the road. The degree of impact depends on
the road angle (intensity of turning required).</p>
        <p>In order to minimize the random errors introduced
by the sensors in each sample, values are averaged
each 5 seconds. The measured values in the last 5
seconds of driving are then used to estimate the
upcoming stress level for the next 5 seconds of driving.
Therefore, a 10 second window is selected for the
computations and validation.
2.3</p>
      </sec>
      <sec id="sec-2-4">
        <title>Method</title>
        <p>In order to validate results we consider two cases.
The first scenario is to predict the drivers stress. The
second case is to estimate the incoming stress for the
passengers.</p>
        <p>In the first case, 6 different users using 2 different
cars in 2 different regions have been selected. The
regions were Sheffield in the UK and Madrid in Spain.
The vehicle models were an Opel Zafira Tourer and a
Citroen Xsara Picasso. In total, we have obtained 100
test drives with around 2000 minutes of driving. Each
test drive comprised both urban and inter-urban (rural
and highway) sections.</p>
        <p>One major limitation of the HRV signal in order to
estimate the level of stress and cognitive load is that
there are other factors such as the physical exercise that
also impact the measured values. The experiment has
been designed to minimize the impact that factors
outside the study have on the measurements. In this
way, only data from drivers driving alone to work and
back home in similar situations each day (same hour,
same traffic conditions, with moderated previous
walking to get into the car and a relaxation period of at
least 30 seconds before driving, with the mobile phone
muted, with the radio switched off and without using
any navigation system) have been taken.</p>
        <p>In the second case, 6 different bus drivers and 6
passengers have participated. The regions were near
Sheffield in the UK. In total, we have obtained 30 test
drives with around 1200 minutes of driving. Each test
drive comprised both urban and inter-urban sections.
As in the first case, the experiments were conducted
under similar conditions in order to get accurate results.</p>
        <p>A Polar H7 band was used to record the HRV signal.
The band was paired with a Nexus 6 Android Mobile
device running an application implemented for the
experiment which recorded the HRV together with
GPS data and telemetry data such as the driving speed.</p>
        <p>In order to predict the stress level, we only use a
heart rate strap because this device is not intrusive and
the cost is low. These features allow us to make tests
with a broad population. The aim is to maximize the
acceptability. The user only has to buy a heart rate
strap that costs about 50$. There are many solutions
[Mohan et al., 2016] which demonstrate that only with
this variable, you can get a good stress estimate.</p>
        <p>The current acceleration of the vehicle is calculated
based on the measured speed as follows:
!" =
%"- %"'(
)"- )"'(</p>
        <p>In which vi represents the speed at the sample
number i, ai the estimated acceleration at that sample
and the derivative of the speed is estimated by dividing
the increment in speed by the time elapsed between the
consecutive samples i-1 and i.</p>
        <p>The positive kinetic energy (PKE) is estimated over
a period of time as follows:
!"# =
&amp;'- &amp;')* +
,
;
Where vi is the speed (meters/seconds) and d is the trip
distance (meters).</p>
        <p>The intensity of turning is estimated
following formula:
using the
!"# = cos−1
*+ ∙ *+-.
*+
*+-.</p>
        <p>; 1# &gt; 3ℎ</p>
        <p>Where the numerator represents the dot product
between the average direction vectors in the last 5
seconds and the average direction vectors in the next 5
seconds and the denominator captures the norm of such
averaged vectors. The direction vectors are calculated
from the GPS coordinates. The average over a period
of 5 seconds is used to minimize the impact of random
errors in the GPS signal. In order to eliminate the errors
introduced at low speeds, a threshold in the speed is
used. This threshold has been empirically evaluated
and a value of 1 m/s has been found to perform well
and therefore selected for the experiment.
3</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Validation of the proposal</title>
      <p>We capture the results for drivers and passengers in
two different sub-sections.</p>
      <sec id="sec-3-1">
        <title>3.1 Prediction of driver stress</title>
        <p>This section captures the results of training the
algorithms leaving out one particular driver and using
the trained algorithms with the data coming from the
other drivers (5 drivers) to predict the stress levels. To
validate results, we have used 5 different algorithms to
capture different families of machine learning
techniques: Support Vector Machines (SVM),
MultiLayer Perceptron (MLP), Naïve Bayes, C4.5 and Deep
Learning. The confusion matrixes are captured in
tables 1 to 5.</p>
        <p>We can see that the Deep Learning algorithm has
obtained the best result both in terms of accuracy and
positive hits. This algorithm is able to predict stress
situations by 86%. On the other hand, other algorithms
predict high driving workload by 52%. In this case, the
algorithm which presents the best best accuracy is c4.5.</p>
        <p>Deep Learning is a method that introduces a new
way to train multilayer networks. This technique
allows us to discover the complex relationships
between variables.</p>
        <p>This section captures the results of training the
algorithms leaving out one particular passenger and
using the trained algorithms with the data coming from
the other passengers (5 drivers) to predict the stress
levels. The confusion matrixes are captured in tables 6
to 10.</p>
        <p>In this case we see that the prediction of the
passenger stress is more accurate than the first scenario
taking into account all the algorithms. We have found
during experiments that passengers are always more
relaxed than the driver. Stress only increases when
there is a high stress event such as high deceleration,
high acceleration or jerk. In this case, Deep Learning
algorithm is able to predict stress situations by 92%.
The remaining algorithms only obtained a hit rate of
74% on average.</p>
        <p>The results demostrate the suitability of deep
learning algorithms to predict the perceived stress both
for drivers and passengers. We have also observed that
the prediction of stressful situations is easier for the
passengers. Drivers are subjected to more difficult
situations. Therefore, it is more complex to anticipate
upcomming reactions for drivers than for passengers.
In addition, both types of users do not start from the
same stress level. Driving is a difficult task because
drivers have to do multiple actions at the same time.
This causes that the drivers stress levels are higher than
the passengers stress levels for the same road
conditions.</p>
        <p>As future work, we want to add more information in
order to increase accuracy in the prediction of the
driver stress. The previous activity level, sleeping time,
working time, the upcoming traffic signs, and the
driving style from the nearby driver are variables that
can be useful to improve the solution. On the other
hand, the results of this paper could be employed to
develop driving assistants that avoid or reduce the
driving workload.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Acknowledgments</title>
      <p>The research leading to these results has received
funding from the “HERMES-SMART DRIVER”
project TIN2013-46801-C4-2-R funded by the Spanish
MINECO, from the grant PRX15/00036 from the
Ministerio de Educación Cultura y Deporte and from a
sabbatical leave by the Carlos III of Madrid University.</p>
    </sec>
  </body>
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