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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Manuscript Matcher: A Content and Bibliometrics-based Scholarly Journal Recommendation System</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Jason Rollins</string-name>
          <email>jason.rollins@clarivate.com</email>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Meredith McCusker</string-name>
          <email>meredith.mccusker@clarivate.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Joel Carlson</string-name>
          <email>joel.carlson@clarivate.com</email>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jon Stroll</string-name>
          <email>jon.stroll@clarivate.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Clarivate Analytics</institution>
          ,
          <addr-line>Philadelphia, PA</addr-line>
          ,
          <country country="US">US</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Clarivate Analytics</institution>
          ,
          <addr-line>San Francisco, CA</addr-line>
          ,
          <country country="US">US</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Introduction &amp; Background</institution>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2017</year>
      </pub-date>
      <fpage>18</fpage>
      <lpage>29</lpage>
      <abstract>
        <p>While many web-based systems recommend relevant or interesting scientific papers and authors, few tools actually recommend journals as likely outlets for publication for a specific unpublished research manuscript. In this paper we discuss one such system, Manuscript Matcher, a commercial tool developed by the authors of this paper, that uses both content and bibliometric elements in its recommendations and interface to present suggestions on likely “best fit” publications based on a user's draft title, abstract, and citations. In the current implementation, recommendations are well received with 64% positive user feedback. We briefly discuss system development and implementation, present an overview and contextualization against similar systems, and chart future directions for both product enhancements and user research. Our particular focus is on an analysis of current performance and user feedback especially as it could inform improvements to the system.</p>
      </abstract>
      <kwd-group>
        <kwd>Recommendation Services × Bibliometrics × Algorithms × Machine</kwd>
        <kwd>Learning × Paper Recommender System × User Feedback × Content Based Filter- ing × Natural Language Processing (NLP)</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>many thousands of additional data points. While we are focusing specifically on
recommending scholarly journals (based at least in-part on the cumulative reputation of a
journal) this is different than general journal influence as often represented in metrics
like the Journal Impact Factor [7] and the Eigenfactor Article Influence scores [8].</p>
      <p>Recommender systems are typically classified based on their filtering approach in
three broad categories: content-based filtering, collaborative filtering, and hybrid
recommendation systems [9]. For the discussions here, we will consider Manuscript
Matcher as a content-based system augmented with bibliometric-enhanced filtering.
The established characteristic strengths and weakness of these approaches are
welldocumented [1, 9] so frame our definition of bibliometric-based filtering as an
approach that starts with linguistic content—text in article titles and abstracts—and
enhances Natural Language Processing (NLP) analysis of this content with
bibliometric elements [10].</p>
      <p>Content-only approaches have often shown to be error-prone do to the
complexities of matching terms among myriad vocabularies [3, 4]. To minimize these
challenges, we enhanced our text analytics and content-based classifications with
bibliometrics. In particular, we leveraged the rich subject categories, journal ranking
metrics, and citation network from the Clarivate Analytics Web of Science and Journal
Citation Reports (JCR). More than 10 million content records from 8,500 journals
with hundreds of millions of supporting bibliometric data elements from the past 5
years of indexing were used [11].</p>
      <p>There is some recent research validating the successful use of bibliometric
elements in scholarly paper recommendation tools. However, these do not specifically
focus on recommending journals as likely publication outlets for unpublished research
papers so findings should be viewed as tangential [12, 13].
2</p>
    </sec>
    <sec id="sec-2">
      <title>Overview of Current Implementation</title>
      <p>Manuscript Matcher is currently in “soft commercial release”—meaning that it is
publically available but not widely promoted or advertised. The feature was launched
in February of 2015 and branded as the “Match” function of EndNote online. More
than 50,000 users have tried the tool and the feedback from these users is discussed
and analyzed later in this paper.</p>
      <p>While our focus in this study is not on the algorithmic details of the Manuscript
Matcher system development, we include here just a brief overview of the broad
underlying technical approaches. We generally took a “human in the loop machine
learning” approach that enabled human expertise, spot-checking of results, and expert
user feedback to supplement the learning tasks of the algorithms. To make
recommendations for new, unpublished papers, we looked at millions of previously
published papers in journals across many academic domains.</p>
      <p>This data was sourced is two ways: first, full text papers were collected from
various open-access repositories, and second, we used meta-data records from the Web of
Science. The system architecture comprises both journal classifiers and a
recommendation aggregator journal taxonomy, which has three levels and is based on an
agglomerative clustering of the domain journals, and applied thousands of models on
each paper in the training data. Manuscript Matcher itself uses a Support Vector
Machine (SVM) classifier, implemented with LibLinear, as a global classification
algorithm. A Lucene based inverted index is then used as the basis for a k-Nearest
Neighbors (kNN) local clustering algorithm. Both algorithms are supervised in that they
utilize the true journal a given paper was published in as training data. Both models
are used concurrently and the average of their confidence score is used to calculate
how well the recommended journals match the users input.</p>
      <p>The system analyzes jargon used in manuscripts and determines citation patterns in
bibliographies. Citations, specifically author name, journal and full title, are used as
features, and the model learns the importance of each citation part. This way, one
journal model can learn that citations coming from a specific author are important for
that journal, while the model of another journal can learn to prefer papers citing a
specific seminal paper. In the current implementation, key bibliometric and content
elements of a draft paper are identified and used to enable the algorithms to identify
the most suitable journals for a submitted manuscript and provide predictive insight to
its acceptance probability.</p>
      <p>The training data used were titles, abstracts and citations of papers that were
actually published in the domain journals covered in the Web of Science corpus.
Experiments with predicting acceptance probability based on an accept/reject flag and full
text were carried out during the proof of concept phase, but this was not included in
the current state product. The reason being that the results were inconclusive; while
there was some signal for predicting acceptance probability, it was a much more
difficult problem than matching a manuscript to a journal.</p>
      <p>Manuscript Matcher also includes a specialized capability to match
multidisciplinary submissions to journals of a corresponding, multi-disciplinary nature; this
capability was influenced by some core applications of Bradfordizing [14, 15]. Plus,
the system is capable of using a set of rejected manuscripts to determine which
journals are least likely to accept the manuscript for publication. In the interface, the user
is presented with supporting bibliometric evidence from the JCR for the
recommended journals; these data points help the author determine the ultimate “best fit” for their
paper. The user interface also includes recommendations for similar or related papers
that serve to further contextualize the journal recommendations. Based on general
user feedback, the similar article recommendations are among the most popular and
useful features of the Manuscript Matcher tool.</p>
      <p>We did some preliminary experiments with co-authorship, now often included in
discussions of “social network analysis” [4, 16] but have not implemented these
approaches in the current version of the tool as these methods did not result in
significant improvements to the accuracy or quality of the recommendations. Further
investigation along these lines may be explored in future phases of development and
research.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Use Cases</title>
      <p>
        Publishing manuscripts efficiently is essential for disseminating scientific discoveries
and for building an author’s reputation and career. But even with the use of
streamlined, web-based systems, this process can take time; a recent study of journals on a
leading online submission platform, found that the time to first decision on submitted
manuscripts averages 41 days [17]. Appropriateness of articles—matching the scope
of the journal—is overwhelmingly cited as both the primary quality editors and
reviewers look for and the main reason for rejection from journals across many
academic fields [
        <xref ref-type="bibr" rid="ref19">18-20</xref>
        ]. Initial rejection rates (even before peer review) are as high as 88%
based on manuscripts not meeting “…quality, relevance, and scientific interest…”
[21]. These factors were primary drivers for the development of the Manuscript
Matcher system, paired with increasing agreement that recommendation systems
capable of overcoming these challenges would be a welcome aid to many researchers
[3, 4].
      </p>
      <p>While any scholarly author might find Manuscript Matcher useful, it is targeted
toward a few specific user personas hoping to publish in a peer-reviewed journal:
researchers in the early stages of their career with minimal publishing history,
nonnative speakers who may be publishing in an English language journal for the first
time, and established researchers who want to publish outside their core discipline.</p>
      <p>For the early career researcher, whose concerns often focus on establishing their
reputation, Manuscript Matcher recommendations are accompanied by ancillary data
to facilitate making the best choice. This data includes: an overall Match score, the
Current and 5-year Journal Impact Factor, and Subject Category, Rank and Quartile
information from JCR. When advising novice researchers, many experienced authors
specifically recommend targeting journals from Web of Science and those with a
Journal Impact Factor [22, 23].</p>
      <p>For researchers looking to publish in an English language journal for the first time,
and established researchers who want to publish outside their core discipline, their
results will include links to articles similar to their submission sourced from the Web
of Science, which can be added to their EndNote library and cited in a later draft.</p>
      <p>Manuscript Matcher results are derived from greater than 10 million records across
hundreds of subject areas contained within the Web of Science corpus. Purposefully
excluded from the 10 million records are the contents of journals with a very low
Journal Impact Factor and journals that publish infrequently. The intention of
Manuscript Matcher is to use the wide, multi-disciplinary scope of content and
bibliographic data from the Web of Science to recommend journals from a broad range of
publishers that cover varied subject areas within the sciences, medicine, and humanities
to bring distinct usefulness over the current state of the art.</p>
      <p>While Manuscript Matcher includes novel elements, it is not the only such system
available [24]. In preparing this paper we found six other similar and publically
available tools: Elsevier’s Journal Finder [20], Springer’s Journal Suggester [25], the
Biosemantics Group’s Jane [26], SJFinder’s Recommend Journals [27], Research
Square’s Journal Guide [28] and Edanz’s Journal Selector [29].</p>
      <p>These are all hosted by either established primary academic publishers like
Elsevier and Springer, where recommendations focus on the journals they publish, or by
newer organizations offering a suite of bespoke publishing and editing services. After
briefly experimenting with these sites, it appears that five of the six tools use some
type of bibliometric indicators that are most commonly manifest in the user interface
as a single journal influence metric per recommended journal. It is unclear whether
any of the services listed above leverage bibliometric data in their actual
recommendation algorithms, if not, the use of bibliometric data in Manuscript Matcher seems
more substantial as it is included in both the algorithms and the user interface.
4</p>
    </sec>
    <sec id="sec-4">
      <title>User Feedback Analysis &amp; Methods</title>
      <p>We gather user feedback in hopes of continually refining and improving Manuscript
Matcher’s recommendation output. This data is currently being collected for insights
into general user satisfaction and to use in collaborative filtering approaches in future
improvements to the recommendations. This user feedback data is the basis for the
analysis presented below. An end user who has submitted a title, abstract, and an
optional set of citations will be presented with journal recommendation results. While
not every submitted combination of abstract, title, and citations meets the minimum
confidence threshold to result in recommendations, when recommendations are
provided, early user testing feedback indicated that the optimal number of results was
between two and ten. Each recommendation provides an option for the user to
respond with feedback. This is displayed in the interface as a question, “Was this
helpful?” with “Yes” and “No” answers; users can include free text commentary in
addition to the binary choice. It is important to note that, since leaving feedback is
nonmandatory, significant non-response bias is introduced to the data. This bias has not
been corrected for in this analysis.</p>
      <p>Approximately 5.6% (2,770) of the nearly 50,000 users of Manuscript Matcher left
feedback on 1,800 journal recommendations for the specific date range of February
20, 2015 to September 26, 2016. During this period, there was an overall 64%
satisfaction rate—those choosing a positive “Yes” response when asked “was this
helpful?”—for users supplying feedback on individual journal recommendations. Of the
36% negative, or “No” responses, about half, or 44.5%, submitted a comment
indicating why the recommendation was not useful to them. In contrast only 24.5% on those
choosing a positive “Yes” response left written feedback. Also interesting is the actual
frequency of the words used in the comments: “good” and “helpful” were the most
common in positive comments and occurred nearly twice as frequently as “nothing”
which was the most prevalent word in negative comments. Looking more closely at
this, the ten most frequently used words indicate some broader patterns and point
toward some curious inferences. Positive feedback words—good, helpful, thanks,
match, great, excellent, one, will, relevant, research—generally reflect homogenous
sentiment. We interpret this as—those who had positive feedback and took the time to
write a comment, indicated a straightforward approving tone. Conversely, the words
in negative remarks—nothing, match, study, related, research, field, topic, subject,
title, case—suggest more variety and, perhaps, that users were trying to share more
details in hopes of helping to improve future recommendations.</p>
      <p>Percentage of Users Providing Written Feedback
Positive Words
thanks
good
helpful
match
great
excellent
one
will
relevant
research</p>
      <p>N Negative Words
46 nothing
33 match
32 study
23 related
16 research
13 field
12 topic
12 subject
11 title
11 case</p>
      <p>Benchmarking our user satisfaction numbers has been particularly challenging as
so little research exists on comparable systems particularly focused on user feedback.
We found studies that looked at: algorithmic optimization of user feedback, that show
“click-through” performance numbers ranging from 5-69%, and test data performance
(in matching likely publication venues) ranging from 44-94% but these are only
tangentially analogous [4, 12, 30]. In certain situations, negative feedback could actually
be interpreted as validation of the algorithm's accuracy, in the case of users
complaining that they had already been published in a recommended journal and are looking
for an alternative option.</p>
      <p>Contrary to some other published findings [3], during development we found an
overall 30% increase in accuracy in analysis of test data using a combination of NLP
techniques on titles and abstract text along with key bibliometric data compared to
just the use of text. While internal testing indicated that including the citations of a
paper in the submission improved the quality of recommendations, user feedback for
submissions with citations did not confirm this. Of the submissions that included
citations, the mean number of included citations was 43.9, with a median value of 23.
Submissions without citations garnered 66.3% positive feedback, while those with
citations received only 52.9% positive feedback. It is difficult to draw conclusions on
this data due to the many sources of bias inherent in post-hoc data analysis.
5</p>
    </sec>
    <sec id="sec-5">
      <title>Future Directions for Development</title>
      <p>currently shown within the Web of Science and on the Highly Cited Researchers
website [35]. Expanded sort capabilities and results filtering would help the user apply
research indicators in order to support their manuscript submission decision.</p>
      <p>The inclusion of targeted feedback related to publication outcomes is designed to
support the user’s decision in which journal to publish and to serve as a more
informative guide on wider journal performance using research indicators. In later
iterations, the user’s profile and past publications may factor in to display personalized
suggestions.
6</p>
    </sec>
    <sec id="sec-6">
      <title>Future Directions for Research</title>
      <p>As previously noted, we found very little formal research published specifically on
journal recommendation services like Manuscript Matcher. So, the field is wide open
to future investigations into various dimensions including: their effectiveness,
technical and algorithmic approaches, user perceptions and satisfaction. During initial
development, we did interview users and their feedback informed technical and
design decisions in the current tool. We plan to continue to collect user input through
the existing interface as well as perform more in-depth interviews of users from a
wide-range of academic domains.</p>
      <p>From the growing body of research done on online product feedback trends, user
sentiment and motivation, there are parallels and diversions with Manuscript Matcher
that warrant further investigation. The overall Manuscript Matcher feedback skews
positive with 64% selecting “Yes” next to each journal recommendation returned
when asked if it was helpful, a distribution that differs from studies done on optional
product feedback trends. In particular, a large scale assessment of Amazon ratings of
books or CDs showed optional feedback following a U-shaped distribution, with most
ratings either very good or very bad, which was in contrast to controlled experiments,
where opinions on the same items are normally distributed [36]. A notable difference
is that the Amazon users studied were able to provide a star rating out of five, while
Manuscript Matcher users are only able to provide a Yes/ No answer. In future
iterations, implementing an A/B test where users are either presented with the option of
providing a rating out of five stars or Yes/ No feedback to see if the different
feedback options impact 1) the percentage of users that provide feedback and 2) the
ratings distribution.</p>
      <p>We would also like to further investigate why submissions without citations
garnered 66.3% positive feedback, while those with citations received only 52.9%
positive feedback. This was an unexpected outcome, as the inclusion of citations increases
the accuracy of the Manuscript Matcher recommendations, and research done on end
user motivations for providing feedback was consulted.</p>
      <p>Altruism is cited as one of the leading reasons for providing both positive and
negative feedback [37]. In the case of Manuscript Matcher, altruism would take the form
of providing positive feedback in order to give the company “something in return” for
a good experience. Altruism could also motivate a user to provide negative feedback
when they want to prevent others from experiencing the problems they encountered as
well as help improve the tool’s accuracy so that future users benefit [38].</p>
      <p>Another primary motivation for submitting negative feedback would be anxiety
reduction, the easing of anger and frustration when faced with results the user views as
either not relevant or substandard [37]. This would likely be prevalent in users who
had entered their title, abstract, and had taken the extra step of providing a
curated EndNote Group with their manuscript citations. More invested in the process and
its outcome, these users submitting citations would likely feel greater levels of
dissatisfaction when recommendations did not meet or exceed their expectations.
7</p>
    </sec>
    <sec id="sec-7">
      <title>Conclusions/Summary</title>
      <p>In this paper we describe Manuscript Matcher, a commercial journal recommendation
tool that leverages content-based and bibliometric approaches to recommendations.
We give an overview of the current implementation, briefly compare Manuscript
Matcher to a few similar tools, and analyze current user satisfaction and feedback
from nearly 2,800 users of the system. As well, we discuss plans for future user
research and development. In informal tests Manuscript Matcher performed well
compared to similar systems but more rigorous and formal study is needed to validate this.
User feedback is largely favorable, with 64% overall positive sentiment, and we hope
to improve recommendation acceptance with both expanded bibliometric approaches
and the addition of collaborative filtering.</p>
      <p>Further future development of the tool will utilize new Clarivate Analytics data
points to aid the user. These will include user interface changes to display expanded
data points derived from the JCR. User experience improvements will support the
manipulation of results through the application of data filters as well as targeted and
eventually personalized recommendations. The end goal of these additions is to
provide as much relevant data as possible to ensure that Manuscript Matcher users are
able to make the most informed decision in the journal submission process.
9.
10.
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22.
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25.
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27.
28.
29.
30.
31.
32.
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35.
36.</p>
    </sec>
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