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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>How to Aggregate Lesson Observation Data into Learn- ing Analytics Dataset?</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Maka Eradze</string-name>
          <email>maka@tlu.ee</email>
        </contrib>
        <contrib contrib-type="author">
          <string-name>María Jesús Rodríguez-Triana</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mart Laanpere</string-name>
          <email>mart.laanpere@tlu.ee</email>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Ecole Polytechnique Federale de Lausanne</institution>
          ,
          <addr-line>Lausanne</addr-line>
          ,
          <country country="CH">Switzerland</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Tallinn University</institution>
          ,
          <addr-line>Tallinn</addr-line>
          ,
          <country country="EE">Estonia</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>The technological environment that supports the learning process tends to be the main data source for Learning Analytics. However, this trend leaves out those parts of the learning process that are not computer-mediated. To overcome this problem, involving additional data gathering techniques such as ambient sensors, audio and video recordings, or even observations could enrich datasets. This paper focuses on how the data extracted from the observations can be integrated with data coming from activity tracking, resulting in a multimodal dataset. The paper identifies the need for theoretical and pedagogical semantics in multimodal learning analytics, and examines the xAPI potential for the multimodal data gathering and aggregation. Finally, we propose an approach for pedagogy-driven observational data identification. As a proof of concept, we have applied the approach in two research works where observations had been used to enrich or triangulate the results obtained for traditional data sources. Through these examples, we illustrate some of the challenges that multimodal dataset may present when including observational data.</p>
      </abstract>
      <kwd-group>
        <kwd>Multimodal learning analytics</kwd>
        <kwd>learning sciences</kwd>
        <kwd>classroom observation</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Learning analytics (LA) is an interdisciplinary field mainly based on data coming
from digital traces and digital realms. In order to understand and optimize the learning
process, researchers pay especial attention to what is happening in computer-mediated
contexts. However, the evidence gathered might be incomplete in real-world learning
activities where there face-to-face and digital spaces are frequently combined [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
Multimodal learning analytics (MMLA) may be a promising approach for this kind of
contexts, since researchers in this area are trying to identify and collect also
realworld learning data [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. In addition to the data sources compiled by Blikstein &amp;
Worsley in their state of the art [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] (such as speech signals, text-based and graphic-based
content, or gestures), we argue that classroom observations of real world teaching and
learning processes could be a relevant data input. Moreover, observations that capture
teacher pedagogical intentions are highly relevant information that can become a core
of the analysis.
      </p>
      <p>
        Research has shown that triangulating pedagogically grounded LA with
teachers’ observational data can be effectively used for teacher orchestration and research
purposes [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Although there are multiple tools that support the observation process
like Kobo Toolbox1, FieldNotes2, Ethos3, Followthehashtag4,Storify5,and VideoAnt6,
to the best of our knowledge, there is no one that enables the integration of the
observations with other data sources for later analysis.
      </p>
      <p>From the theoretical perspective, there is a need for frameworks that take into
consideration the pedagogical semantics in the data collection, integration and
analysis. In addition, from the technical point of view, questions remain open about how to
model, collect, and integrate the evidence when heterogeneous data sources used.
Therefore, we hypothesize that the LA community will benefit from having an
integrated solution that aligns pedagogical semantics with xAPI statements.</p>
      <p>This paper proposes, first, pedagogy-aware observational data identification
approach. To assess its validity, we have chosen existing research that used
observations in combination with LA for different purposes. In order to verify whether the
approach could be suitable for these cases, we have applied the approach to the
observations of such works. Through this proof of concept, we have identified a set of
challenges to be overcome when integrating observations with other LA data.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Related Work</title>
      <p>
        Learning Analytics and educational Action Research are two research areas with
similar goals (while the former uses educational data to foster learning, the later aims to
improve the teaching practice), but different methods (LA draws from automatically
collected data, and Action Research from observations) [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Thus, the combination of
both could contribute to improvement of LA research and practice [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], e.g., by
mitigating the lack of proper theoretical and pedagogical foundations of existing LA
solutions [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
      <p>
        The alignment between LA and Action Research entails the integration of
observations as part of data sources used in the analysis. This step could have a clear impact
on the analytics accuracy and representativeness. In most of the cases, part of the
teaching and learning processes are not supported by technology. As demonstrated by
some authors [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ], enriching the datasets with observational data could contribute to
1 http://www.kobotoolbox.org
2 http://fieldnotesapp.info
3 https://beta2.ethosapp.com
4 http://www.followthehashtag.com
5 https://storify.com
6 https://ant.umn.edu
obtain a more realistic view of the educational scenario. However, the implementation
of such enrichment is not trivial at different levels:
• Data gathering: The lack of guidance in classroom observation applications
leads to unstructured and pedagogically neutral data with no consistent
format [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ].
• Data integration: Most of the LA solutions involve a limited number and
variety of data sources [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], mainly due to the heterogeneity of data
models, formats and granularity [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ].
• Data analysis: The process of manual coding usually followed by the
analysis of the observations is time-consuming and ineffective [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ].
      </p>
      <p>In the following section, we propose an approach that tackles the aforementioned
problems from a theoretical point of view. Afterwards, the approach is applied to two
research studies in order to verify whether it could support the data gathering,
collection and integration of the observational data.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Theoretical Inquiry: Towards a Solution</title>
      <p>Three dimensions were taken into consideration in the design of our approach,
namely:
•
•
•</p>
      <p>The philosophical and research approach that frames the purpose of the LA
study;
The educational theory and the pedagogical background that sustains the
learning scenario;
The technological and architectural aspects that condition the data gathering
and integration of multiple and heterogeneous data sources;</p>
      <p>This section introduces each dimension, reflecting on those areas when the
different dimensions overlap. Afterwards, we describe how this approach affects the data
gathering, integration and analysis.
3.1</p>
      <sec id="sec-3-1">
        <title>The Approach</title>
        <p>
          Philosophical approach. Current data gathering and analysis proposals can be
classified in two main coarse-grained sets. Data-driven generate indicators in a
bottom-up fashion, based on available data. Conversely, model-driven approaches need
pre-specified models that guide the data gathering and analysis in a top-down process.
No matter which approach is followed, the selection and definition of the unit of
analysis plays an essential role. Indeed, the unit of analysis is used a critical instrument to
dismiss one approach or another [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ]. Since the unit of analysis has to also be
manageable [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ] and appropriate for its purpose [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ], it is therefore important to have a
consistent unit of analysis for multimodal learning analytics.
        </p>
        <p>
          Technological context. Research in this field has suggested that it is possible to
organize several heterogeneous data sources in the form of the xAPI statements and
analyze them with a specific framework in mind [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ]. xAPI has a logic and syntax
actor-verb-object- that closely follows grammatical categories of most of languages
as subject-verb-object (in a context).
        </p>
        <p>
          Educational Theory. In our research, from philosophical point of view, we follow
a constructivist approach. Thus, the goal is to enable learners to become actively
engaged constructors of their own experience and knowledge. This motivation triggers
our interest for understanding the learning activity. In order to track constructivist
learning activities, xAPI is ideally suited [
          <xref ref-type="bibr" rid="ref18">18</xref>
          ]. While actor and verb concepts are
straightforward in xAPI statements, the object has led some researchers to think that
is necessarily a Vigotskyan activity system [
          <xref ref-type="bibr" rid="ref18">18</xref>
          ][
          <xref ref-type="bibr" rid="ref19">19</xref>
          ] unit. In fact, this sentence-like
specification is quite neutral in its essence, since the object is simply an object and not
an “object of activity” [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ] as claimed previously. This does not mean that, if we want
to use activity theory for data collection and analysis, the object cannot become an
“object of activity”. This leads us to argue that xAPI statements are not pedagogically
biased. Indeed, they can be used to aggregate data with different semantics that are
aligned with the pedagogical intentions.
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>The Approach in Action</title>
        <p>The observation process is supposed to be carried out by an ad-hoc observer or any
participant of the scenario, especially the teachers. The process will be supported by a
classroom observation application implemented according to the approach presented
in the previous section.</p>
        <p>To better understand how the approach would be applied, we describe it through
the steps of the common protocol that guides the observation process:</p>
        <p>
          Step 1. Be aware of the elements that belong to the learning context. To facilitate
the data gathering (seen as an observer’s task) and to enable the integration, it will be
necessary to register in all the actors and objects in advance. In that way, the observer
will be able to link the events to the corresponding actors and objects. A first
implementation challenge will be to know in advance not only about the actors and objects
but also to extract the corresponding identifiers which are necessary for later
integration and analysis across data sources. To solve this issue, some authors proposed to
use the learning design and its instantiation in the technological environment as
description of the context [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]. However, this solution is not flexible enough for
learning scenarios where new participants or objects may emerge during the activities.
        </p>
        <p>Step 2. Define the areas of focus, the indicators to be obtained in order to
illuminated such areas, and the specific events to be observed. We should not forget that we
envision the observations as part of a multimodal dataset. Thus, it will be necessary
to define, as a whole, how the different areas of interest are informed by the data
sources available, and the trackable events. In the case of the observations, the
application will be loaded with the vocabulary necessary to describe the events (xAPI
verbs).</p>
        <p>
          Step 3. Collect observable events. In this case, the observations will be recorded
following the subject-verb-object structure, using the set of previously loaded
subjects, verbs, and objects. These events will be presented as xAPI statements that will
be timestamped and sent to a learning record storage together with the rest of the
multimodal dataset. It should be noted that a first study was already carried out to ensure
the whether it was feasible to register the observations following the aforementioned
format [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ].
        </p>
        <p>Step 4. Analyze and interpret the results. The observations will be analyzed with
the rest of the events tracked by the complementary data sources, extracting the
indicators previously chosen for the different areas of focus.</p>
        <p>
          To better support the integration with other data sources we expect to explore the
definition of vocabularies and xAPI Recipes that help us to take also into account the
context as suggested by Bakharia et al. [
          <xref ref-type="bibr" rid="ref19">19</xref>
          ]. Recipes are set of rules that govern how
to use xAPI so that we can ensure, first consistent data to describe similar activities
from different sources, and second interoperability across systems.
        </p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Proof of Concept</title>
      <p>To illustrate the potential of our proposal, we have identified 2 research papers that
make use of both observations and LA. This section provides a proof of concept of
how such research could benefit from an application that implements the approach
described in section 3.</p>
      <p>
        Case 1: The first paper describes a study where the teacher reflects on the aspects
to be evaluated in a learning scenario, selects the data sources that are relevant for
each aspect, and finally choses the events to be used in the LA process [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. As part of
the data sources, the teacher decided to include her own classroom observational data.
The events registered by the teacher were specified in advance and covered: the
students who attended the face-to-face sessions (which were mapped with activities), the
students who had submitted the productions associated to each activity. The teacher
registered the events manually using Google Spreadsheets and ad-hoc solution had to
be implemented to retrieve the evidence, translate it into a machine-readable format,
and integrate it with the rest of the data sources.
      </p>
      <p>
        Case 2: The second research paper applied a multiple data gathering techniques for
triangulation in a face-to-face course supported by technology (observations,
questionnaires, logs, and learning outcomes in the form of text) [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ]. An observer attended
the course in order to register the face-to-face interaction. Concretely, the observer
registered the communication process, indicating the speaker, the kind of action (e.g.,
lecture, question, answer) and the target audience.
      </p>
      <p>In both cases, the processes followed and the unit of analysis is compliant with the
proposal presented in this paper. Thus, the envisioned application could have
contributed to automatize and simplify the data gathering and integration processes.
5</p>
    </sec>
    <sec id="sec-5">
      <title>Conclusions and Future Work</title>
      <p>In this paper, we have discussed the importance of observational data inclusion into
MMLA dataset. Based on the literature review, we have proposed an approach and an
observational data aggregation solution. The suggested approach is an integrated view
that answers to challenges such as standards (xAPI), pedagogy (semantics) and data
source (real world data). Based on the proof of concept, we envision that the
presented approach could be suitable for pedagogy-aware real-world, observational data
identification, and it could serve a basis for development of observational data
collection solution in a form of classroom observation app.</p>
      <p>In our future work, both the approach and the architecture will establish the basis
of the conceptual model/design of an app that will support the structured data
gathering during the observation process, and enable xAPI compliant data export for its
integration with other data sources. Design-based research methodology will be
applied using scenario-based participatory design sessions that are aimed to validate the
presented approach and the conceptual model of the app.</p>
    </sec>
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