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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>A humanoid robot controlled by neurofeedback to reinforce attention in autism spectrum disorder</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Salvatore M. Anzalone</string-name>
          <email>sanzalone@univ-paris8.fr</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Antoine Tanet</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Olivier Pallanca</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>David Cohen</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mohamed Chetouani</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>CHArt Laboratory - EA4004, Paris 8 University</institution>
          ,
          <addr-line>93526 Saint Denis</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Department of Child and Adolescent Psychiatry APHP, Groupe Hospitalier Pitie-Salpetriere</institution>
          ,
          <addr-line>75013 Paris</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Institute of Intelligent Systems and Robotics University Pierre and Marie Curie</institution>
          ,
          <addr-line>75005 Paris</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>Sleep Disorder Unit APHP, Groupe Hospitalier Pitie-Salpetriere</institution>
          ,
          <addr-line>75013 Paris</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Children with Autism Spectrum Disorder can nd very difcult focusing their attention towards activities they nd less attractive than the ones they like. In this paper we will introduce a prototype designed to reinforce their mental skills through neurofeedback using EEG data and a small humanoid robot to stimulate attention towards a joint activity.</p>
      </abstract>
      <kwd-group>
        <kwd>Social robots</kwd>
        <kwd>Neurofeedback</kwd>
        <kwd>Autism Spectrum Disorder</kwd>
        <kwd>EEG</kwd>
        <kwd>Attention</kwd>
        <kwd>Joint activities</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        As autism Spectrum Disorder is characterized by restricted and repetitive
patterns of behaviors, interests and activities [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ], children with ASD may be able
to maintain rm and durable attention over activities they like and motivates
them. At the same time, in can be really hard for them to keep their attention
on other, less attractive, activities. Children with ASD can develop their skills
through joint activities with an expert clinician that can guide them on
improving their attention span [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. However, it is always di cult also for the most expert
clinicians to infer mental states from the behavior of the children. The EEG
technology, in this case, can help them by providing in real-time neuro-physiological
measures resuming particular mental states, as the attention of the child
towards the current joint activity [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. A companion robot can be an helpful tool
in these scenarios, with the role of conveying such neuro-physiological measures
to clinicians while acting like a playfellow with the child. At the same time,
robots endowed with some kind of intelligent, social skills, can autonomously
act according to particular mental states, providing feedbacks or rewards to the
child [
        <xref ref-type="bibr" rid="ref10 ref5 ref9">10, 9, 5</xref>
        ].
      </p>
      <p>
        Past studies highlighted the possibility of employing a small humanoid robot
to elicit joint attention [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. In this paper we exploit this ability by introducing
a robotic system designed to provide feedback to a child with ASD in accord
to his mental state, to improve his attention skills toward joint activities. The
presented system is still a prototype: the paper will introduce the details on its
conception and a the results of a pilot study involving an adolescent with ASD.
2
      </p>
      <p>Methodology
The system presented in this paper is a prototype designed to reinforce the
attention of a child towards a particular activity, thanks to the feedbacks o ered
by a small humanoid robot. Among the possible choices of joint activities, paying
attention towards a movie or a cartoon has been selected as a simple, stereotyped,
joint activity that the child can be reasonably able to perform. A measure of
attention is retrieved through the real-time exploitation of EEG signals. The
small humanoid robot, as a proactive companion of the child, would return
feedbacks in case of attention breakdown, with the goal of re-inducing attention
towards the joint activity.</p>
      <p>More in detail, the experimental protocol is de ned as in Figure 1:
1. A movie or a cartoon, is used as audio-visual stimulus for the child. At the
same time, his EEG activity is captured.
2. EEG data is exploited to extract a measure able to represent the attention
the child is giving to the current task. The selected metric is able to highlight
the child's attention breakdowns.
3. In case of attention breakdown, the robot produces a feedback to trigger
back the attention towards the task. The feedback is de ned upon a set of
well pre-de ned mix of verbal and non-verbal behaviours.
{ An EEG cap, Enobio from NeuroElectrics;
{ A screen for the audio-visual stimulation;
{ A small humanoid robot, Nao from Aldebaran Robotics;</p>
      <p>Two computer are also employed: one to capture and exploit the EEG data;
one to control the robot and store logs and sensors data. All the systems are
synchronized through Network Time Protocol.</p>
      <p>The session is composed by two main stages:
{ Training stage: The child watches an audio-visual content that assures his
attention. This data is used to build the baseline for the child attention
measure, to train the system how to recognize attention breakdowns.
{ Test stage: The child watches an audio-visual content that does not ensure
his attention. When the system recognizes an attention breakdown, a
feedback behavior of the robot is triggered.</p>
      <p>At the end of each session, the child behavior is evaluated in terms of
information retained, of number of attention breakdowns, and through the average
of the attention measure.
2.1</p>
    </sec>
    <sec id="sec-2">
      <title>Multimodal stimulus selection</title>
      <p>The audio-visual content employed to stimulate the child is one of the most
important component of the system. A stronger stimulus or a weaker one in
terms of attention induced or cognitive load required to understand it, can
compromise the capabilities of the system on recognizing the attention breakdowns.
Several contents have been selected, distinguishing, in particular, the ones for
the training stage of the system. In this case, the stimulus employed should be
particularly e ective on inducing attention in the children because the data
captured will be used as baseline of the attention. Consequently, the stimulus should
be very personalized according to the particular preferences of the child. On the
contrary, the stimulus employed during the Test stage will be less attractive and
engaging.</p>
      <p>The developed prototype employed documentaries (Length: 3min) and
storytelling videos (Length: 5min), as in Figure 3.</p>
    </sec>
    <sec id="sec-3">
      <title>Attention breakdown identi cation</title>
      <p>
        The EEG signal captured is exploited to identify attention breakdowns.
Attention has been characterized through the Theta - Beta ratio of the signals
captured by the central, frontal and temporal EEG sensors (c3, c5, f3, f4, t7,
t8) [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. In particular, the average ratio between the channel has been selected as
attention feature. The attention model of the child is learned at the beginning of
the experimental protocol, during the Training stage, by exploiting the data
obtained while an audio-visual content strongly engages the child. More in detail,
in the Training stage it is supposed that the child will be attentive towards the
stimulus. To model attention, then, an inhibit threshold tor the Theta - Beta
ratio activity de ning the attentive state was set at a power level that the
training activity fell over its range for the 50% of time [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. This model will return a
measure between 0 and 1, as attentive - not attentive, and will be employed by
the system as convenient measure to evaluate the attention given by the child
to the current activity.
      </p>
      <p>Attention breakdown are identi ed in a sliding window of 5sec of the real-time
attention measure captured. The breakdown is de ned by a prevalence ( 50% of
the window) of measures lower than 0.5 (not attentive).
2.3</p>
    </sec>
    <sec id="sec-4">
      <title>Robot feedback</title>
      <p>During the experiment, the robot is placed at the side of the child, attentive
towards the screen, to stimulate on him imitation behaviors and joint attention
towards the audio-visual stimulus. When the attention breakdown is identi ed,
the system triggers a feedback by executing one of some speci c, prede ned
behaviors, able to re-induce attention towards the joint activity. This set of
behaviours mixes gestures, pointing in particular, and voice, as: Ah!, Look!, I
love it!, Ah! I love this!, as in Figure 4.</p>
      <p>In the presented pilot, only 8 behaviors have been implemented: 4 coupling
gestures and voice; 4 proposing just non-verbal behaviors. The selection of the
behavior after the attention breakdown detection is randomly chosen among the
developed behaviors.
To evaluate this pilot system, an exploratory study has been conducted involving
an adolescent (17 years old) from the Ecole Georges Heuyer, part of the Child
and Adolescent Psychiatry Service of Piti-Salptrire Medical Hospital in Paris,
France. While not statistically signi cants, the results obtained in this pilot study
are extremely important to evaluate the feasibility of the system, the possible
protocols that would be employed, the adverse events that could happen and
an appropriate sample size before a more exhaustive experiment. The child has
has been diagnosed with autism spectrum disorder, with a particular evidence
of attentional troubles. The child has been selected because he does not show
any motor disability, or any other serious behavioral trouble.</p>
      <p>The experiments involving the child have been carried on in 3 sessions during
a single week: each session has been divided in an experimental condition and
in a control condition.</p>
      <p>After a common training stage, in which the system learns the attention
model, according to the previous introduced methodology, the child faces the two
conditions. In the experimental condition, the child is in front of the screen, side
by side with the robot, that eventually intervene by giving feedbacks according
to the attentional state revealed by the EEG-based measure. In the control
condition, the robot does not intervene: it just stand on the side of the child,
watching carefully the audio-visual stimulus. The two condition are opportunely
randomized among the days of the week.</p>
      <p>In both conditions, a trained clinician ask questions about the content
proposed to the child, in order to obtain a rough measure of the retained information.
This measure is coupled with the number of attention breakdowns captured by
the system and with an attention score, de ned as the mean of the attention
measure among the whole condition.</p>
      <p>Figure 5 shows that the amount of information retained by the child among
the di erent sessions is higher in the case of proactive robot rather than in the
case of static robot.</p>
      <p>Table 1 shows that the number of attention breakdown events increase among
the time. It shows also that these events are more frequent in the control
condition than the experimental condition. Table 2 shows how the score of attention
among the days is almost constant in the control condition while it highlights
uctuations in the experimental condition.</p>
      <p>
        Experiment Day Control Condition Experimental Condition
In this paper we introduced a prototype neurofeedback system designed to
stimulate attention of a child towards an audio-visual stimulus. The system exploits
data from EEG to estimate the attention, while employs a robot as convenient
and natural interface to stimulate attention in the child. Results obtained seem
to highlight a perturbing e ect of the robot on the attention of the child. Such
e ect could be a result of the eventual presence of false positives on the attention
breakdown detection system. In any case, due to the limited samples collected
in this pilot study, it is di cult to obtain statistically reliable conclusion. Those
results encourage the development of more precise measures of attention, mixing
together EEG data and behavioral information, as the psycho-motor agitation [
        <xref ref-type="bibr" rid="ref1 ref4">1,
4</xref>
        ]. In future experiments, several captures would be deployed in the environment,
o ering the possibility of exploiting the verbal and non-verbal behaviors of the
child. These measures would be be coupled with the neurological measures
obtained by the exploitation of the EEG data, to produce a more accurate and
comprehensive description of the attention state of the child and, consequently,
of his attention breakdowns. The protocol here introduced, with tailored
multimodal stimuli, will be nally introduced in a small classroom of a special school
for autistic children to statistically evaluate its e ects.
      </p>
    </sec>
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