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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Methods for Optimal Control of Hydraulic Fracturing Process</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Yurii Shokin</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Sergey Cherny</string-name>
          <email>cher@ict.nsc.ru</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Vasily Lapin</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Denis Esipov</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Dmitriy Kuranakov</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Anna Astrakova</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Institute of Computational Technologies Siberian Branch of Russian Academy of Sciences Academician Lavrentjev ave.</institution>
          ,
          <addr-line>6, 630090, Novosibirsk, Russian Federation Tel.:</addr-line>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2016</year>
      </pub-date>
      <fpage>423</fpage>
      <lpage>444</lpage>
      <abstract>
        <p>The problem of optimal control of the hydraulic fracturing process is set as the optimization problem of finding the input parameters vector for the fracture propagation model that provides the minimization of objective functions. Various objective functions based on the output data of the fracture propagation model are considered. The problem is formulated within the framework of multivariate and multiobjective optimization method, which is based on the combined features of fracture propagation model and Genetic Algorithm. Plane radial model of fracture propagation caused by Herschel-Bulkley fluid injection is used to establish relationships between input parameters and fracture growth. The potential of the proposed method for control of hydraulic fracturing process is demonstrated by application to hydrocarbon reservoirs of shallow bedding. Results show that the proposed methods for optimal control of hydraulic fracturing process play the important role in maximization of the volume of mined hydrocarbon with significant decrease of the costs for hydraulic fracturing execution.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>The goal of the optimization of the hydraulic fracturing process is the
maximization of gas and oil production by maximization of the fractured reservoir
rock volume. The optimization of hydraulic fracturing is based on the model
of fracture propagation in elastic media caused by viscous fluid injection.
Input parameters of fracture propagation model are: the surface of the cavity in
infinite elastic media; pumping pressure of fluid that causes fracture initiation
and propagation (or pumping schedule for fluid of given rheology); elastic
media parameters. Output characteristics of the model are: the fracture surface;
fracture width distribution; speed of fracture front propagation. Calculation of
output characteristics using the input parameters is the direct problem of
fracture propagation. By solving it one can predict the geometry of forming fracture,
volume of hydrocarbon mined from the fracture, calculate costs of this process,
etc. The inverse problem is to find the vector of input parameters of fracture
propagation model that satisfies the given performance criteria of fracture
formation and propagation processes. Optimal control of hydraulic fracturing process
consists in the solution of the inverse problem. In this problem it is required to
find the parameters of rheological laws for fluid, pumping schedule (e.g. time
dependence of fluid injection rate), conditions of fracture initiation (geometry of
the cavity, its orientation against in-situ stresses of elastic media) that satisfy the
needed location of incipient fracture, linearity of fracture propagation trajectory,
uniformity of fracture width distribution along the trajectory, no sharp bends
along the fracture trajectory, minimal costs for hydraulic fracturing, maximal
volume of mined hydrocarbon.</p>
      <p>In [1] the optimization of hydraulic fracturing process is carried out for the
PKN model. The model describes straight fracture propagation from the linear
source. It is supposed that the fracture is of constant height much lesser than the
fracture length. On this assumption the change of the parameters along fracture
height is negligible and the rock deformation can be considered as plain strain
state independently in each vertical section. In PKN model fracture toughness is
not taken into account. It is considered that the hydraulic fracturing fluid fills the
whole of the fracture, fracture tip mechanics is not considered. Filtration leakoff
to the rock is taken into account. Fracture geometry is considered as a
function of the following parameters that influence the hydraulic fracturing process:
hydraulic fracturing fluid viscosity  , injection rate of fracturing fluid  in( ),
injection time  , proppant concentration  and fracture half-length  frac.
Fracture height ℎ frac and width  are calculated solving coupling relationships based
on fracture geometry and material balance. Optimization problem for hydraulic
fracturing process consists in maximization of total production over 10 years
with bound and design constraints. To solve the optimization problem the
algorithm INTEMOB (INTElligent Moving Object) is used. The main concept of
INTEMOB is based on the concepts of Genetic Algorithm, simplex-method and
EVOP-algorithm (EVolutionary OPeration).</p>
      <p>In [2] the optimization of hydraulic fracturing process is carried out using
Pseudo-3D (P-3D) model of fracture propagation. P-3D model differs from PKN
model by taking into account variability of the parameters along fracture height
that influences fracture width. Problem statement and solution method for
optimization problem are the same as in [1]. The results of [1] and [2] show that
the suggested method for solving of the stated optimization problems plays the
important role in hydraulic fracturing process improvement. Only a 12 %
compromise with the production over 10 years saves about 44 % of the treatment
cost.</p>
      <p>In [3] the optimization of hydraulic fracturing process using 3D model is
presented. Barnett Shale gas field is considered as the object of investigation. It is
characterized by 7 rock layers and 4 sets of joints per rock layer. The goal of the
optimization of the hydraulic fracturing procedure is maximizing the fractured
reservoir rock volume which results in the maximization of gas production. For
three dimensional modeling, analysis and post processing FEM simulator
ANSYS is used. For fracturing process modeling the program multiPlas is used.
Optimization tool optiSLang is used for calibration of more than 200
parameters of the reservoir production simulator. The main result of modeling is 3D
fissured reservoir rock. In the calibration process, the physical parameters are
updated until time and location of seismic fracture measurements show
reasonable agreement with the simulation results. Correlation analysis of optiSLang
identifies the main reservoir parameter to additionally calibrate the mechanism
of how the fracturing design parameter effects the fracture growth. Among the
wide range of the varied parameters the most important are layer thickness and
its location, elastic properties of the rock, hydraulic parameters, bedding plane
of the shale, the location and frequency of the fractures in this plane. These
parameters are compared (correlated) with reservoir and well test data. The
advanced functionality of the software supports taking into account some
additional physical effects such as thermal effects. Calibrated model was used to
predict the gas production rate. The predicted gas production rate from the
calibrated model showed very good agreement to the real production rate and much
better agreement than the estimated production rates with the help of seismic
fracture measurements only. With help of the optimization design an increase of
gas production of 25 % was possible with just an optimized well position in the
reservoir.</p>
      <p>In [4] optimization pump flow rates scenarios has been performed for the
particular wellbore situated in Iranian Sand Stone Reservoir. Pump flow rates
scenario is characterized by two parameters in this study: pump rate that is
assumed to be constant and time of pumping that is replaced by the fracture
half length. These two parameters are varied to maximize wellbore productivity
over a period of one year. The parameters are varied independently and only
one parametric problem of minimization arises. So no optimization algorithm is
needed. But the feature of the paper is the fact that a few different models have
been applied: pseudo three dimensional model, PKN, KGD and radial ones.</p>
      <p>In [5] 2-D hydraulic fracturing model GEOS-2D, is used to simulate dynamic
fracture propagation within a pre-existing facture network. Instead of
integrating physical models and economic models to maximize net present value as the
objective function, or estimating the total production of the wellbore over any
time period the authors of [5] focus on physical criteria, that is, the optimal
hydraulic fracture propagation under uncertain natural conditions. The fractal
dimension of the connected fractures can be derived from the post-fracturing
network simulated by GEOS-2D to represent the network density and
connectivity. Therefore, the fractal dimension is chosen as the objective function to
optimize the hydraulic fracturing well design. BOBYQA, a derivative-free
nonlinear optimization algorithm, is applied in [5] to drive a global search on the
modeled response surface.</p>
      <p>In the present paper the problem of optimal control of the hydraulic
fracturing process is formulated as the optimization problem of finding the input
parameters vector for the fracture propagation model that provides the
minimization of several objective functions. Various objective functions based on the
output data of the fracture propagation model are considered. The problem is
formulated within the framework of multivariate and multiobjective
optimization method, which is based on the combined features of fracture propagation
model and Genetic Algorithm. Plane radial model of fracture propagation caused
by Herschel-Bulkley fluid injection is used to establish relationships between
input parameters and fracture growth. The capability of the proposed method for
control of hydraulic fracturing process is demonstrated by application to
hydrocarbon reservoirs of shallow bedding. Results show that the proposed methods
for optimal control of hydraulic fracturing process play the important role in
maximization of the volume of mined hydrocarbon with significant decrease of
the costs for hydraulic fracturing execution.
2</p>
      <p>Direct problem of hydraulic fracture propagation
The construction of the methods for optimal control of hydraulic fracturing
is carried out using the plane radial model of fracture propagation caused by
Herschel-Bulkley fluid injection.
2.1</p>
      <sec id="sec-1-1">
        <title>Radial or penny-shaped model for fluid-proppant slurry</title>
        <p>Hydraulic fracture propagation is simulated by the classical penny shaped model
[6,7,8] improved by more complex model of slurry flow inside the fracture.
Newtonian fluid model is replaced by more general Hershel-Bulkley model [9] and the
variation of proppant concentration is taken into account by convection
equation added into the model. The geometrical concept of the penny-shaped fracture
model is presented in Fig. 1. Rock deformation under axisymmetric pressure load
in fracture is given by the integral relation
 ( ) =</p>
        <p>8
 ′
 ︁∫ frac⎛ ∫︁</p>
        <p>⎝

0
︀√  2
 net( )
−  2√︀  2
−  2
⎞</p>
        <p>1 −  2
 ⎠ , 
′ =
,  net =  − min,
where  is absolute pressure of the slurry of fracturing fluid and proppant flow,
 frac =  frac( ) is fracture front position defined from the well-known criterion
of brittle fracture propagation</p>
        <p>Slurry flow in the fracture is described by continuity equation of fluid phase
where
 ︁∫ frac
0

  = √
2
frac</p>
        <p>net( )
︀√  f2rac −  2</p>
        <p>=   .
 ( 

+
2
1  (
)
+
1
2</p>
        <p>
          ,

)
(
          <xref ref-type="bibr" rid="ref1">1</xref>
          )
(
          <xref ref-type="bibr" rid="ref2">2</xref>
          )
(
          <xref ref-type="bibr" rid="ref3">3</xref>
          )
(
          <xref ref-type="bibr" rid="ref4">4</xref>
          )
continuity equation of proppant phase
and the momentum equation of slurry flow
 ( 

)
+
2
1  ( )
        </p>
        <p>= 0,

 
 2 +1 

 net = −2
︂( 2 + 1 )︂ 

+
︂( 4 + 2 )︂  0
 + 1

,
where  ,  and  0 are slurry parameters. In the considered model the rheology
of Herschel-Bulkley fluid is taken into account. In Herschel-Bulkley fluid shear
stress  is expressed from yield stress  0, power law fluid rheology consistency
coefficient  , power law fluid rheology behavior index  and the shear rate  ˙ by
the formula</p>
        <p>
          Volume concentrations of the fluid  and the proppant  for all possible 
and  are connected by the relation
Maron-Pierce [10] relationship
(
          <xref ref-type="bibr" rid="ref5">5</xref>
          )
(
          <xref ref-type="bibr" rid="ref6">6</xref>
          )
(
          <xref ref-type="bibr" rid="ref7">7</xref>
          )
(
          <xref ref-type="bibr" rid="ref8">8</xref>
          )
(
          <xref ref-type="bibr" rid="ref9">9</xref>
          )
(
          <xref ref-type="bibr" rid="ref10">10</xref>
          )
(
          <xref ref-type="bibr" rid="ref11">11</xref>
          )
(
          <xref ref-type="bibr" rid="ref12">12</xref>
          )
(
          <xref ref-type="bibr" rid="ref13">13</xref>
          )
(
          <xref ref-type="bibr" rid="ref14">14</xref>
          )
The slurry viscosity is determined from the proppant concentration using
 =  0 +   ˙  .
        </p>
        <p>(,  ) +  (,  ) = 1.
 ( ) =  (0) 1 −  *
︂(
 )︂ −2</p>
        <p>,
 ( w,  ) =  in( )
 ( w,  ) =  in( )
 frac −  fluid &gt; 0.
where  * is the critical concentration of proppant. According to the
experimental study performed by Mueller [11], this relationship can be used to calculate
viscosity of suspensions of solid particles. Yield stress  0 and behaviour index 
correspond to the used hydraulic fracture fluid.</p>
        <p>On the wellbore the boundary condition for the slurry pumping rate
and for one of the two concentrations, e.g. for proppant,
is set. The fluid front  fluid is supposed to lag the fracture front  frac
On fluid front  fluid Stefan condition
 fluid

=  ( fluid ,  ) =</p>
        <p>( fluid )
2 fluid 
( fluid )
and the condition of zero absolute pressure</p>
        <p>net( fluid ,  ) = − min
are set. Net pressure  net on the interval from fluid front  fluid to fracture front
 frac is also supposed to be −
derive the equation of slurry balance at any time moment</p>
        <p>
          min. From (
          <xref ref-type="bibr" rid="ref3">3</xref>
          ) taking into account (
          <xref ref-type="bibr" rid="ref10">10</xref>
          ) one can
︁∫

0
Initial data is set
 fluid( )
︁∫
 w
 in( )
= 2

(,  )
+ 2
︁∫
0
  fluid( )
︁∫
 w
  (, 
).
 frac(0) =  0,  fluid (0) =  0,
        </p>
        <p>(, 0) = 0,  w ≤  ≤  0.
2.2</p>
      </sec>
      <sec id="sec-1-2">
        <title>Direct problem solution</title>
        <p>The hydraulic fracturing process lasts  seconds. In Fig. 2 the flowchart of
numerical solution of incorporated to the model subproblems is presented. Let it be
the fracture with front  
is defined by the increment 
frac at the timestep  . Fracture front at ( + 1) timestep</p>
        <p>frac to fracture front  frac. Fracture increment</p>
        <p>
          frac has the fixed value for all timesteps of the problem. The fluid front
position is set  flui+d1 &lt;  fr+ac1. For the given fluid front position the equations (
          <xref ref-type="bibr" rid="ref1">1</xref>
          ), (
          <xref ref-type="bibr" rid="ref2">2</xref>
          ),
(
          <xref ref-type="bibr" rid="ref3">3</xref>
          ), (
          <xref ref-type="bibr" rid="ref4">4</xref>
          ), (
          <xref ref-type="bibr" rid="ref5">5</xref>
          ), (
          <xref ref-type="bibr" rid="ref6">6</xref>
          ), (
          <xref ref-type="bibr" rid="ref10">10</xref>
          ), (
          <xref ref-type="bibr" rid="ref11">11</xref>
          ), (
          <xref ref-type="bibr" rid="ref13">13</xref>
          ) of the “hydrodynamics-elasticity” problem are
solved numerically. After the convergence of pressure  net distribution is achieved
fulfillment of the condition (
          <xref ref-type="bibr" rid="ref14">14</xref>
          ) is checked. If this condition is not fulfilled the
fluid front position is corrected and the “hydrodynamics-elasticity” problem is
solved again. The process continues until the pressure on fluid front reaches the
value −
is calculated from (
          <xref ref-type="bibr" rid="ref13">13</xref>
          ).
        </p>
        <p>
          min. Note that the time needed for the given fracture increment 
(
          <xref ref-type="bibr" rid="ref15">15</xref>
          )
(
          <xref ref-type="bibr" rid="ref16">16</xref>
          )
frac
n = 0: tn = 0, Rfnrac = R0, Rfnluid = R0, W n(r,0) = 0
Rfnra+c1 = Rfnrac + ΔRfrac
m = 0: Rfluid = Rfnra+c1 − Rε
        </p>
        <p>
          m
s = 0: ps(r) = p0
W s(r) =W (ps(r)): Eq.(
          <xref ref-type="bibr" rid="ref1">1</xref>
          )
        </p>
        <p>
          k = 0: Δtk = Δt0
Qk(r) =Q (W n(r),W s(r), QLn(r), Qinn,δinn,Δtk ), uk : Eq.(
          <xref ref-type="bibr" rid="ref3">3</xref>
          ), Eq.(
          <xref ref-type="bibr" rid="ref10">10</xref>
          )
δ k(r) =D (W n(r),W s(r), Qk(r), δinn,Δtk ): Eq.(
          <xref ref-type="bibr" rid="ref5">5</xref>
          ), Eq.(
          <xref ref-type="bibr" rid="ref11">11</xref>
          )
p%s(r) = P (W s(r),Qs(r),KIc ): Eq.(
          <xref ref-type="bibr" rid="ref2">2</xref>
          ), Eq.(
          <xref ref-type="bibr" rid="ref6">6</xref>
          )
p%s(r) = ps(r)
        </p>
        <p>no
ps+1(r) =ω p%s(r) +(1−ω ) ps(r)
yes
yes
Δts = Δtk, Qs(r) = Qk(r)</p>
        <p>
          Eq.(
          <xref ref-type="bibr" rid="ref14">14</xref>
          )
        </p>
        <p>no
Rfmlu+id1 = R (Rfmluid )</p>
        <p>yes
Rfnlu+i1d = Rfluid
m
The primary goal of hydraulic fracturing is to increase the productivity of a well
by superimposing a highly conductive structure onto the formation. One of the
objective functions that are maximized in present paper is productivity index
(PI)  . This index comes from the linear relation between the production rate
 oil and the driving force (pressure drawdown) 
[12]
 oil =  .</p>
        <p>To find PI the problem of non-stationary oil filtration from the reservoir to
the fracture and through the fracture to the wellbore is solved. The scheme of
this problem is presented in Fig. 3.</p>
      </sec>
      <sec id="sec-1-3">
        <title>Filtration of the fluid in the fracture filled by proppant</title>
        <p>The process of non-stationary oil filtration in plane radial fracture with faces
closed on the proppant at the moment  p and then having the fracture opening
distribution</p>
        <p>p( ) =  (,  p) (,  p),
is described by the convection-diffusion partial differential equation
 p</p>
        <p>p
−  * p
 
 (︂</p>
        <p>︂)
 p
p

+
 * p
2 res = 0
and the equation of Darcy’s law
 p = −  
 p  p</p>
        <p>.</p>
        <p>* =  p( oil +  p),
In (19), (20)  p(,  ) is pressure in the fracture;  p is fracture permeability;  p
is Darcy flux in the fracture;  res is Darcy flux of the oil from the reservoir to
the fracture; total system compressibility  * is defined as
where  p is the porosity of the proppant in the fracture,  oil and  p are the
coefficients of oil and proppant compressibility correspondingly. It is supposed
that oil is a newtonian fluid with the coefficient of dynamic viscosity  .</p>
        <p>The following boundary conditions are set on the wellbore
(17)
(18)
(19)
(20)
(21)
(22)
(23)
(24)
and at the fracture front
Here  oil( ) is debit of the wellbore. The initial condition for (19) is established</p>
      </sec>
      <sec id="sec-1-4">
        <title>Oil filtration from the reservoir to the fracture</title>
        <p>The process of non-stationary oil filtration from the reservoir to the fracture
is described by the convection-diffusion equation [13], [14]
and at the fracture the following condition is set</p>
        <p>Initial data for (25) is established
 res(, , 0) = 0,
0 ≤  ≤  res.
and the equation of Darcy’s law
In (25), (26)  res(, ,  ) is reservoir pressure on the cylindrical surface of radius
 (see. Fig. 3);  res is permeability of the reservoir;  res is Darcy flux of the oil
along the cylinder surface; total compressibility  ** is defined by the formula
 ** =  res( oil +  res),
where  res is reservoir porosity,  res is reservoir compressibility.</p>
        <p>At the distance  res from the fracture the condition is set
 res</p>
        <p>res  2 res = 0
−  **  2</p>
      </sec>
      <sec id="sec-1-5">
        <title>Coupled solution of the production model equations</title>
        <p>The stated two subproblems of the production model are solved iteratively
by means of interchange of parameters  res(, 0,  ) and  p(,  ). Differential
equations (19) and (25) are solved numerically using the finite difference methods.
3</p>
        <p>Inverse problem of hydraulic fracture propagation</p>
        <p>The vector of free design variables x (which have been independently varied
in this study to find an optimum design) includes injection rate of fracturing fluid
 in( ), injection proppant concentration (volume fraction)  in( ), fracturing fluid
parameters  ,  ,  0, the Young’s modulus  and the Poisson’s ratio  of the
rock, the Carter’s leak-off coefficient   . In that way
x = ( in( ),  in( ), , , 
0, , , 
 ).</p>
        <p>(31)</p>
        <sec id="sec-1-5-1">
          <title>Production model parameters</title>
          <p>The vector of free variables y includes debit of the wellbore  oil( ), oil
viscosity  , fracture  p and reservoir  res permeability, fracture  p and reservoir
 res porosity, compressibility coefficients of proppant  p, oil  oil and reservoir
 res. In that way
y = ( oil( ), ,  p,  res,  p,  res,  p,  oil,  res).
(32)</p>
        </sec>
      </sec>
      <sec id="sec-1-6">
        <title>Constraints</title>
        <sec id="sec-1-6-1">
          <title>Bound constraints</title>
          <p>lows:</p>
        </sec>
        <sec id="sec-1-6-2">
          <title>Design constraints</title>
          <p>The design variables are constrained within lower and upper bounds as
fol l ≤   ≤  u ,  = 1, . . . , .</p>
          <p>To build the functional (36) one should solve all the problems formulated
above: fracture propagation during the time 
caused by the pumping of the
fluid-proppant mixture; non-stationary oil filtration from the reservoir to the
fracture closed on the proppant and through the fracture to the wellbore during
the period of time 0 ≤  ≤  prod. It is quite complicated even if the considered 1D
problem statement is used. Therefore some simplifications are implemented. E.g.,
in [1], [2] instead of solving the filtration problem numerically its approximate
closed-form solutions are used for transient period [13], [14] and
pseudo-steadystate [15], derived with the assumption of the constant pressure in the wellbore
and using the empirical relations between flow rate and pressure gradient in
the near-wellbore zone. In practice even simpler formulation is often used. E.g.,
according to [12] in terms of productivity the optimal fracture closed on the
proppant can be considered the one for which the following relation is fulfilled
= 1.6  res .</p>
          <p>p</p>
          <p>Design constraints are formulated to prevent uncontrolled fracture growth,
multiple secondary fracture initiation, excessive fluid loss, to ensure that the
designed treatment program can be executed in the field using specified surface
equipment and downhole tubing, to ensure adequate fracture width, fluid
efficiency and desired geometric proportions. Design constraints are stated as the
inequalities:
For example, to constrain below the minimal fluid discharge to the fracture
in (34) the following function is assigned</p>
        </sec>
      </sec>
      <sec id="sec-1-7">
        <title>Objective functions</title>
        <p>The objective of the hydraulic fracturing is the increase of reservoir
productivity. Therefore in optimization problem it is reasonable to maximize the
cumulative production over time  prod years by means of minimization of the
major design objective
  (x) ≤ 0,  = 1, . . . , .
 1(x) =  imnin</p>
        <p>− m in  in( ).
 1(x, y) = −</p>
        <p>oil( ).
 prod
︁∫
0
(33)
(34)
(35)
(36)
(37)
Then the maximization of cumulative production during the time  prod can be
carried out by means of the minimization of the functional
 2(x) = ⃒⃒⃒  p(0)
⃒  frac( ) − 1.6  res ⃒⃒ ,</p>
        <p>⃒
 p ⃒
for which one need to solve just the problem of fracture propagation during the
time</p>
        <p>caused by the pumping of the fluid-proppant mixture.</p>
        <p>As far as treatment cost of hydraulic fracturing is quite high, it also should
be considered during design work. One of the ways of reduction of the treatment
cost is the increase of fluid efficiency, i.e. the relation between the final fracture
volume and the volume of the fluid pumped into the fracture. The maximization
of fluid efficiency corresponds to minimization of the fluid leakoff total volume
that is achieved by using the functional
 3(x) =
  (,</p>
        <p>For low-permeable reservoirs with low value of  res in (37), such as shale, it
is urgent to create the fractures of large radius. The problem of radius
maximization can be reformulated as the problem of minimization of fracture width
after the pumping stops</p>
        <p>4(x) =  ( w,  ),
and the problem of average fracture front velocity maximization can be
reformulated as the problem of averaged fracture width opening minimization.

1 ∫︁

0
 5(x) =</p>
        <p>( w,  ).</p>
        <p>To demonstrate the possibilities developed methods for multiobjective design
optimization of hydraulic fracturing in this study these functionals are
considered.</p>
      </sec>
      <sec id="sec-1-8">
        <title>General mathematical problem statement</title>
        <p>It is necessary to find the parameter vector
(38)
(39)
(40)
(41)
(42)
(43)
providing the minimums for the functionals</p>
        <p>x = ( 1, . . . ,   ) ∈ X,
x∈X
min  1(x), . . . , min   (x)
x∈X
in the presence of bound (33) and design (34) constraints. In (43) the numeration
of the functionals is not linked with the numeration of the particular functionals
defined above. It is supposed to consider 
≥ 1 abstract functionals.
3.2</p>
      </sec>
      <sec id="sec-1-9">
        <title>Solution method</title>
        <p>Since in general case it is impossible to find the vector x minimizing two or
more functionals at the same time, the solution of the problem is Pareto front.
In [1], [2] building Pareto front is carried out by solving the series of one-objective
optimization problems with freezing one of the functionals by means of the design
constraint. The technique used in our paper allows building Pareto front directly.
In case of multi-objective optimization Pareto front allows choosing compromise
between several performance criteria. Optimization problem (42), (43), (33),
(34) was solved by Genetic Algorithm that was used earlier by the authors for
multi-objective shape optimization of hydraulic turbines [16].</p>
        <p>0.35
0.3
0.25
,
0.05
0
0
2
1
150
t, s
50
100
200
250
300
(45) with  i0n = 0.022 m3 / s and  in = 0.350 m3 / s, obtained from the solution
For fracturing fluid discharge law variation during the time interval from 0 to 
we used its representation in the form of second order polynomial
 in( ) =  2 +  + ,
0 ≤  ≤ ,
which coefficients are found from the conditions
 in(0) =  i0n,  in( ) =  in,
 in ( ) 
=  i*n
and have the following representation
 = (︀
−6 i*n + 3 in + 3 i0n)︀ / 2,  = (︀ 6 i*n − 2 in − 4 i0n)︀ /, 
=  i0n.
︁∫

0
(44)
(45)
(46)
and  in</p>
        <p>The parameter  i*n in (45) defines the volume of the pumped hydraulic
fracturing fluid at constant injection rate  in( ) and is set as non-varied parameter.
Parameters  i0n and  in are the first components of the vector x:  1 and  2
correspondingly. In Fig. 4 two fracturing fluid discharge laws at 
= 300 s are
presented:  in( ) =  i*n with  i*n = 0.1 m3 / s and (44), (45) with  i0n = 0.022
= 0.35, obtained from the solution of the problem 4.2 with bound
constraints 0.02 ≤  1 ≤ 0.1, 0.1 ≤  1 ≤ 0.5.
providing the minimum for the functional
constraints. The values of the rest parameters are shown in Tab. 1.
x = ( 1,  2) = ( i0n,  in),
x∈X
The solution of the problem is the vector
providing minimum  3 equal to 9.5 m3 and corresponding to fracturing fluid
discharge law shown in Fig. 4 under number 2. If one uses four parameters
x = ( 1,  2,  3,  4) = ( i0n,  in, , 
)
instead of two (47) with bound constraints
then the better minimal value of  3 equal to 8.4 m3 for the solution vector
is obtained. It should be noted that the fracturing fluid discharge law is the
same for solutions (51) and 54. Also there is insignificant difference between the
dependences  frac( ) and  (,  ) in the solutions of two- and four-parameter
problems shown in Fig. 5.</p>
        <p>If one minimizes  4 instead of  3 in (48)
min  4(x)
x∈X
with the same constraints then two-parameter problem statement gives x =
(0.1, 0.1) with minimal value of  4 equal to 8.4 mm, and four-parameter
statement gives x = (0.1, 0.1, 0.5, 0.8) with minimal value of  4 equal to 5.4 mm.
The dependencies of the direct problem solution for this vectors x are shown
in Fig. 6. Finally, the solutions of minimization problems for  5 are the vectors
x = (0.022, 0.35) and x = (0.02, 0.348, 0.53, 0.81) in cases of two (47) and four
(52) parameter optimization. In the first case the minimum is 6.1 mm, in the
second case – 3.9 mm. Corresponding dependencies of the direct problem solution
for this x are presented in Fig. 7.
4.2</p>
      </sec>
      <sec id="sec-1-10">
        <title>Two-objective optimization</title>
        <p>Let us find the vector (47) providing the minimum for the functionals
min  3(x),
x∈X
min  4(x)
x∈X
with bound (49) and design (50) constraints. The solution of this problem is
Pareto front presented in Fig. 8 with extreme points 1 and 2 marked. This
points correspond to the vectors x1 = (0.1, 0.1) and x2 = (0.022, 0.35). In Fig. 9
the solutions of direct problem for this vectors are shown.</p>
        <p>Using four parameters (52) instead of two (47) with bound constraints (53)
gives Pareto front presented in Fig. 10. Points 1 and 2 on the front correspond to
(52)
(53)
(54)
(55)
(56)
Fig. 5: Minimization of  3: two-parameter (curves 2) and four-parameter
(curves 4)
150
t, s
(b)
150
t, s
(a)
50
100
200
250
300
50
100
200
250
300
50 100 1t,5s0 200 250 300 5 10 15 r, m20 25 30 35
(c) (d)
Fig. 6: Minimization of  4: two-parameter (curves 2) and four-parameter
(curves 4).
2
4
2
4
150
t, s
(b)
4
2
50
100
200
250
300
50
100
200
250
300
150
t, s
(a)
0.35
0.3
50
100
200
250
300
50
100
200
250</p>
        <p>300
2
1
2
1
35
30
25
R,mfrca2105
10
5
00
14
12
10</p>
        <p>20
r, m
1
2
50
100
200
250
300
5
10
15
25
30
35</p>
        <p>14 2
12
m 10
m
,4
F
8
6
8</p>
        <p>14</p>
        <p>F3 , m3
10
12
16
18
1
Fig. 10: Pareto front in four-parameter optimization problem 4.2 with marked
points for analysis.
(b)
2
00
1
2
1
Fig. 12: Pareto fronts in two-parameter (solid) and four-parameter (dashed)
twoobjective optimization problems with extreme points 1, 1’, 2, 2’ correspondingly.
the solution vectors x1 = (0.1, 0.1, 0.5, 0.8) and x2 = (0.022, 0.36, 2, 1). In Fig. 11
the solutions of direct problem obtained with this two vectors are shown.</p>
        <p>In Fig. 12 Pareto fronts obtained from the solutions of two- and
fourparameter two-objective optimization problems are compared. In tab. 2 the
summary data for two- and four-parameter optimization problems is brought
together. The parameter vectors x and minimal values for the functionals 
from the solutions of one-objective optimization problems and from the extreme
points of Pareto fronts are compared.</p>
        <p>Note that the extreme points 1 and 2 on Pareto front of the absolute minimum
for functionals  4 and  3 correspondingly give the values of this functionals close
to the ones obtained in one-objective optimization problem in which only one
functional is minimized while the other is not taken into account. Hence the
solutions obtained in 4.1 are the particular cases of the solution of two-objective
optimization problem or the extreme points of Pareto front.
min  3(x)</p>
        <p>x</p>
        <p>building of Pareto front.</p>
        <p>The methods for optimal control of hydraulic fracture are proposed. The
procedure consists of the following parts.</p>
        <p>– The simulation of hydraulic fracture propagation caused by the pumping of</p>
        <p>Herschel-Bulkley fluid and proppant slurry.
– The computation of productivity of the fracture filled with proppant based
on the combination of the models of plane-parallel and plane-radial filtration
for the simultaneous description of fluid filtration in the reservoir and the
– Genetic algorithm for solution of multi-objective optimization problem and</p>
        <p>The method capabilities are demonstrated on the proposed functionals that
have practical value and are used in non-automatic hydraulic fracturing design.
By means of choosing the discharge law of the fluid pumping and its rheological
parameters the following problems have been solved.</p>
        <p>– Leakoff minimization.
– Fracture width on the wellbore minimization (or maximization of its radius).
– Time-averaged fracture width minimization (or maximization of fracture
propagation velocity).</p>
        <p>It has been shown that while solving multi-objective optimization problem
the obtained Pareto front includes the solutions of one-objective optimization
problems as particular cases.</p>
        <p>It has been shown that if only fluid discharge law is varied the it is impossible
to reduce the fracture width and fluid leakoff simultaneously. But if the variation
of fluid rheological parameters is allowed then it is possible to decrease fracture
width and leakoff volume simultaneously opposing to the case of fixed fluid
rheology.</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>Acknowledgements</title>
      <p>Authors gratefully acknowledge the financial support of this research by the
Russian Scientific Fund under Grant number 14-11-00234.</p>
    </sec>
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