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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Dynamic design optimization of turbine-compressor unit by Ocvirk and Dubois elastohydrodynamic equations and Craig-Bampton approach</article-title>
      </title-group>
      <contrib-group>
        <aff id="aff0">
          <label>0</label>
          <institution>Diego Acerbo HSE at Bonatti S.p.A. Via Nobel</institution>
          ,
          <addr-line>2 A , 43122 Parma</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <fpage>26</fpage>
      <lpage>32</lpage>
      <abstract>
        <p>-This paper presents the results obtained analysing the dynamic behaviour and natural vibration modes of the components of a turbine-compressor unit, connected by toothed coupling. The study was undertaken with the aim of improving the dynamic behaviour of the system, identifying some critical characteristics, mainly linked to problems of misalignment which lead to elevated vibration levels in some bearings and to the rupture of the lubrication film. An accurate 3D parametric virtual model of the system was used, integrating FEM and Multibody calculation programmes to perform a dynamic analysis of the various components considered as deformable bodies. Information regarding some characteristics significant for the dynamics of the system was obtained in experimental trials, allowing the validation of the numerical models. In particular, the contact of the teeth of the turbine and compressor hubs with the teeth of the coupling bell were simulated, as well as the hydrodynamic effect of the lubrication in the shaft bearings. The analysis of the results highlighted the need to use models with deformable elements, and allowed the determination of the limiting conditions of misalignment. Index Terms-3D Flexible modeling, Computational dynamic analysis, misalignmen, bearings, lubrication film.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>I. INTRODUCTION</title>
      <p>
        Management of a modern petrochemical plant, where the
sound functioning of the machines installed guarantees the
reliability and continuity of production, must include
continuous monitoring by means of dedicated systems. Checking
for vibration is essential in verifying the correct functioning
of mechanical systems and will evidence possible anomalies
at their incipient stage [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. The
present study examines a steam turbine driving a centrifuge
compressor installed in an ethylene refrigeration cycle, part
of the thermal cracking unit at the Enichem plant at Priolo
(Sicily). Lately, different tools and methodologies have been
employed to study this typology of machinery [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. A
multibody model, composed of flexible parts and developed
with the ADAMS programme, was used to simulate the
dynamic behaviour of the two rotors, turbine and compressor,
linked by a toothed coupling. The model, validated by
comparison with experimental data obtained using the monitoring
system, was found to be particularly useful in the analysis of
breakdowns, allowing the simulation of misalignment due to
Copyright © 2017 held by the authors.
jibbing of the coupling. The modeling methodology followed
it is similar to that described by Cali et al. [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ], [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ].
      </p>
      <p>
        The simplified Reynolds equations proposed by Ocvirk and
Dubois [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] for short bearings were used to simulate the
hydrodynamic reaction of the bearing on the pivot.
      </p>
    </sec>
    <sec id="sec-2">
      <title>II. TURBO-COMPRESSOR UNIT</title>
      <p>The P2005A turbo-compressor in the ethylene production
plant of Enichem Priolo is used to compress the mixture of
hydrocarbon gases emitted at the head of the quench column.
The machine, constructed by Nuovo Pignone, consists of three
main parts: the steam driven turbine, the centrifuge compressor
which compresses the gas, and the toothed coupling which
transmits the torque from the turbine to the compressor. The
axial turbine, delivers a maximum power of 20835 kW at 4190
rpm. The shaft rests on two radial hydrodynamic bearings of
the Michell type (tilting pad bearings) and a hydrodynamic
axial thrust bearing of the Kingsbury type. The steam and
lubrication oil seals are secured by a series of rings cut
on the rotor and mounted on the stator with a labyrinth
system. The six-stages centrifuge compressor of horizontal
open case type, with three intake flanges and one delivery
flange positioned in the lower half-casing, again rests on
two segmented hydrodynamic bearings and a Kingsbury-type
thrust bearing (Tab. I).</p>
      <p>The Maag toothed coupling, Zud8 type, in AISI 8740
steel, is 976.3 mm in length with a maximum diameter of
383 mm. The two bells, internally toothed, rest on the hubs
and are connected together by a sleeve collar; two metal
Orings, pressure mounted in circumference slots cut into the
teeth of the bell, allow the bell-cylinder system an axial slip
of 6 mm. The hubs, toothed externally with 88 teeth, are
keyed on the turbine and compressor shafts; two keys and
two threaded locking rings prevent, respectively, tangential
and axial movement. The smaller longitudinal dimensions
of the hub teeth compared to those of the bells, combined
with radial and tangential gap, allow the shafts to become
misaligned. A gas balancing system, which uses a disk keyed
to the shaft, makes it possible to limit the axial thrust and
the vibrations. To prevent excessive vibrations from damaging
the seals, during operation a control system verifies that
radial movement at the bearings never exceeds the allowed
tollerances (0:24 0:28 mm for the compressor bearings and
0:3 0:358 mm for the turbine bearings).</p>
    </sec>
    <sec id="sec-3">
      <title>III. NUMERICAL MODEL</title>
      <p>
        The numerical model was developed using: the ADAMs
calculation programme to construct the multibody model of
the turbo-compressor; and the MSC/NASTRAN calculation
programme which, through modal analysis of the components,
was used to generate transfer files simulating the flexible
behaviour of the parts in the multibody code [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. The
approach followed in order to consider the bodies flexible
was the modal approach developed by Craig and Bampton
[
        <xref ref-type="bibr" rid="ref15">15</xref>
        ], which allows the number of generalised coordinates to
be reduced to a minimum and offers greater freedom in the
definition of the constraint conditions at the boundary points.
      </p>
      <p>
        The transfer file contains the stiffness and damping matrices
of dimensions (6Nx6N), where N is the number of points used
in modelling the flexible parts; five for the turbine, two for
the coupling and twelve for the compressor. A characteristic
aspect of this modelling is the use of kinetic reference systems,
KRF (Kinematic Reference Frame), integral with each rigid
part making up the discretized flexible body. In this approach,
each substructure of the FEM is represented by a superelement
characterised by the above stiffness and damping matrices[
        <xref ref-type="bibr" rid="ref16">16</xref>
        ].
The movements of each substructure are calculated locally
with respect to the corresponding KRF; the overall elastic
deformation of the flexible body is obtained from the set of
single movements of the rigid parts into which it is discretized.
The definition of the matrix of concentrated mass is obtained
through the localisation of a centre of mass for each part,
with the inertial properties referring to it. The mass of each
part is independent of the rest of the system, so that the
extradiagonal terms are eliminated from the mass matrix. On the
basis of the blueprints supplied by MAAG and using digital
photogrammetry acquisition as described in [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ], [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ], CAD
3D geometries were developed for the following parts: the
compressor shaft; the turbine shaft; the six rotors; the thrust
equaliser; the Kingsbury rings of the thrust bearings; all the
parts of the diffusors of the keyed stages in the rotor; the
threaded locking rings which axially constrain the rotors and
diffusors; the hubs of the toothed coupling keyed to the stator
and the locking rings which constrain them axially (Fig. 1).
      </p>
      <p>The construction of the finite element model required a
simplification of these geometries, eliminating some features
irrelevant to the dynamic behaviour. The number of hexahedral
elements and nodes are reported in Table II.</p>
    </sec>
    <sec id="sec-4">
      <title>IV. HYDRODYNAMIC BEARINGS Particular attention was paid to the modelling of the hydrodynamic bearings, on which the dynamic stability of the system depends.</title>
      <p>
        For each shaft, three-component forces were applied at the
mid-line of each bearing: the two radial components x and z
(Fig. 2) reproduce the hydrodynamic reaction of the bearing
on the journal, while the y component, using a bistop function,
simulates the thrust bearing [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ], [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ], [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ].
      </p>
      <p>Integrating the differential equations of Reynolds, in
accordance with the Ocvirk and Dubois approximation for short
bearings, the characteristics of the lubrication fluid in the
bearings were obtained (eqq. 1-7) which determine, together
with the static component of the load, the elastohydrodynamic
reaction of the bearing on the pivot (eq. 8).</p>
      <p>0 !b rb b3 "0
c3
(1
sin2 0
"2)2 +
0
+ 3 "0 cos 0 sin 0 + 2(1 + "20) cos2 0</p>
      <p>4(1 "20) 25 (1 "02)3
0 !b rb b3 "
c3
(1 + 2"20) sin2
4(1
kXY =
kXZ =
kY Z =
kZZ =
rXX =
# (6)
# (7)
(8)
rXZ = rZX =
0 rb b3 "0
c3
4 sin2
(1 "20)02 +
+ 3 "0 cos 0 sin 0
2(1</p>
      <p>Three-component vector forces were used to model the
forces exchanged between the teeth of the hubs and those of
the bells. Using IMPACT and BISTOP functions, these vector
forces limit the axial, radial and tangential movements of the
hubs inside the bells.</p>
      <p>The axial movement of the sleeve collar-bells system
( 3 mm) is limited by the z components of the forces of
contact between the teeth simulating the behaviour of the two</p>
      <p>O-rings pressure mounted inside the bells. The x component
of the vector force is applied to the tooth flank in the tangential
direction, while the y component is applied in the radial
direction (Fig. 4 and Fig. 5).</p>
      <p>
        VI. MODEL VALIDATION AND ANALYSIS OF RESULTS
The model, was validated on the basis of experimental
measurements conducted at the Enichem Priolo plant using
inductive proximity transducers, which measure the radial and
axial movements of the shafts in their bearings. The
experimental measurements of the monitoring system were filtered
and only those frequencies of major interest appear in the
spectra, i.e. frequencies up to the value at the speed of rotation
and at multiples of this speed [
        <xref ref-type="bibr" rid="ref22">22</xref>
        ], [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ]. For comparison, figure
6 shows the frequency spectra of the movements measured in
the turbine bearing near the coupling. In correspondence with
the first harmonic (65.3 Hz) the amplitude values are almost
coincident for both the numerical model and the experimental
measurements. The further close agreement between values
for the subsequent harmonics confirms that the behaviour of
the numerical model is very close to that of the real system.
      </p>
      <p>The numerical modal analysis was performed using the
Lanczos method of constants.</p>
      <p>Since the frequency corresponding to maximum speed
(4000 rpm) is 66 Hz, the possibility of torsional resonance with
the two shafts and the coupling is improbable and, therefore,
the operating anomalies are considered to be the result of shaft
misalignment. Thus, as well as an analysis of the dynamic
behaviour of the system under normal operating conditions, a
misalignment between the shafts was simulated with values of</p>
      <p>Fig. 6. Frequency spectrum of the movements in the internal turbine bearing.
40 and 90, the maximum values admitted by the manufacturer
at speed and in transient, respectively.</p>
      <sec id="sec-4-1">
        <title>A. Normal operation</title>
        <p>Fig. 7 shows the displacement calculated during six
revolutions at a speed of 3920 rpm at the two sensors mounted
at 45 with respect to the vertical, in the turbine bearing
located near the coupling.</p>
        <p>The displacements, calculated under normal operating
conditions, have amplitudes of less than 1.5 mils (0.0381 mm) and
in the real system can, therefore, be considered background
noise produced by the surface roughness of the pivot. The
coincidence of the values measured by two sensors indicates
that the pivot rotates with an almost constant eccentricity. The
values of the displacements for rigid and deformable elements
are compared in Fig. 8.</p>
        <p>The need to use a model with deformable elements appears
evident. Although this model presents considerable difficulty
in construction and longer calculation times, it yields results
which are comparable to those measured experimentally. In the
model with rigid elements, instead, the displacement values
are incompatible with the normal operation of the machine,
above all considering the fact that they were calculated with
zero misalignment.</p>
      </sec>
      <sec id="sec-4-2">
        <title>B. Misalignment of the shafts</title>
        <p>Fig. 9 shows a comparison of the displacements and relative
spectra of the turbine bearing at the sensor at +45 for
misalignments of zero, 40 and 90. A misalignment of 40 leads
to displacements of about 3 mils (0.0762 mm), the limiting
value beyond which the critical operation alarm is activated.
A misalignment of 90. produces displacements of almost 6
mils (0.1524 mm) which result in the machine blocking, given
that this exceeds the maximum allowed radial play of 0.13
mm. The frequency diagrams evidence that increasing the
misalignment results in a decrease in the amplitude of the
vibrations at 3920 rpm (65.3 Hz) and conversely, a
considerable increase at double the rotation speed. Comparing these
data with those of Fig. 4, it can be deduced that during the
experimental measurements the machine was operating with
a misalignment of less than 40. The misalignments, therefore,</p>
        <p>Fig. 10. Comparison of displacements in the internal and external bearings.
provoke vibrations at frequencies which are multiples of the
frequency at operating speed.</p>
        <p>Finally, Fig. 10 shows a comparison of the displacements
calculated in the two bearings (internal and external with
respect to the coupling) of the compressor and turbine, when
a misalignment of 40 is simulated. In the turbine, the values
of the displacements are substantially coincident and show a
fairly regular trend due to the fact that jibbing between the
turbine itself and the coupling was provoked to simulate the
misalignment. In the compressor, the internal bearing shows a
trend similar to that of the turbine, while the external bearing
shows a rather irregular trend as a result of being dragged
by the coupling and thus oscillating around the equilibrium
position.</p>
      </sec>
      <sec id="sec-4-3">
        <title>C. Energy of deformation</title>
        <p>The possibility of constructing a reliable numerical model
with flexible bodies able to simulate the dynamic behaviour
of the turbo-compressor in a realistic manner also made it
possible to obtain complete information regarding the stress
and strain states of the various machine components while
operating. In particular is was possible to analyse the impulsive
interactions between the teeth of the hubs and those of the bells
Fig. 11.
jibbing).</p>
        <p>Strains in the coupling and bearings (misalignment of 90 with
when jibbing occurs, evaluating the stress and strain states. The
simulations of misalignment with jibbing between the axis of
the turbine and that of the coupling reproduce the most severe
operating conditions; the bells present elevated strains (Fig. 9)
accompanied by a displacement of the centres of rotation of the
pivots in their bearings. The stress peaks are concentrated on
the external surface of the bells and at the toothing, reaching
stresses close to the elastic limit (0.21 GPa).</p>
        <p>Figure 9 shows the strain distributions in the zones of the
bells and in the bearings where the stresses reach maximum
values, remaining, however, below the elastic limit. From the
analysis of the dynamic behaviour of the turbo-compressor,
it emerged that in misalignments of up to 90, the strains
in the bells and bearings in any case allow the machine to
operate; the limits of vibration anticipated for the pivots are
not exceeded and the lubrication film in the bearings is not
ruptured. During the simulations of jibbing, it was possible
to distinguish two phases; in the first phase a considerable
amount of energy is absorbed by the bells, followed by a phase
of settling in which the shafts find a new position of dynamic
equilibrium on the bearings and the strain energy of the bells
decreases.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>VII. CONCLUSIONS</title>
      <p>The dynamic optimization of a turbo-compressor, simulated
through a complete model with flexible bodies which
reproduced all the interactions between the parts of the system was
performed. The validity of the model was verified through
the comparison of data obtained by calculation with that
measured experimentally provided by ENICHEM. The models
usefulness is demonstrated by making it possible to study
typical situations of malfunction of the real system, such as
the jibbing of the toothed coupling, the most frequent cause of
alarms signalled by the vibration monitoring system. The study
allowed the simulation of the functioning of the rotors at
operating speed, performing an investigation into the maximum
permitted misalignment between the shafts and the coupling.
It was possible to verify the entity of the displacements of
the bearing pivots, and analyse the strains and the stress
states in the toothed bells of the turbine-compressor coupling.</p>
      <p>Through the exact determination of the natural frequencies
of the three main components of the system, it was possible
to affirm that the critical operating characteristics are not
linked to phenomena of resonance produced by applied forces
originating in the bearings.</p>
    </sec>
    <sec id="sec-6">
      <title>ACKNOWLEDGMENT</title>
      <p>This study was made possible by the helpfulness of Enichem
Priolo. The authors wish to thank Engineer Antonio Rosolia,
who supplied the data and material necessary for the
development of this research.</p>
    </sec>
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