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      <title-group>
        <article-title>Towards Incorporating Appraisal into Emotion Recognition: A Dynamic Architecture for Intensity Estimation from Physiological Signals</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Robert Jenke</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Angelika Peer</string-name>
        </contrib>
      </contrib-group>
      <pub-date>
        <year>2016</year>
      </pub-date>
      <fpage>48</fpage>
      <lpage>49</lpage>
      <abstract>
        <p>- Current approaches to emotion recognition do not address the fact that emotions are dynamic processes. This work concerns itself with the development of a gray-box framework for dynamic emotion intensity estimation that can incorporate findings from appraisal models, specifically Scherer's Component Process Model. It is based on Dynamic Field Theory which allows the combination of theoretical knowledge with data-driven experimental approaches. Further, we conducted an exemplary user study applying the proposed model to estimate intensity of negative emotions from physiological signals. Results show significant improvements of the proposed model to common methodology and baselines. The flexible cognitive architecture opens a wide field of experiments and directions to deepen the understanding of emotion processes as a whole.</p>
      </abstract>
      <kwd-group>
        <kwd>Activity</kwd>
        <kwd>Output</kwd>
      </kwd-group>
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  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>II. MODEL</p>
      <p>In the CPM, the subjective feeling (i.e. affective state) is
characterized by the emotion intensity I of an emotion quality
ϑ at time t and can generally be written as I(ϑ, t). The CPM
provides detailed relations between the so-called stimulus
evaluation checks (SECs) that happen in the appraisal process
and their effects on physiology. For example, a novelty
check can lead to an increase in skin conductance or the
obstructiveness of an event changes the heart rate of a person.</p>
      <p>1Chair of Automatic Control Engineering, Technische Universita¨t
Mu¨nchen, Munich, Germany, www.lsr.ei.tum.de, E-mail: rj@tum.de
2Bristol Robotics Laboratory, University of the West of England, Bristol,
UK, www.brl.ac.uk, E-mail: angelika.peer@brl.ac.uk</p>
    </sec>
    <sec id="sec-2">
      <title>Subjective Feeling Component</title>
    </sec>
    <sec id="sec-3">
      <title>Inputs</title>
    </sec>
    <sec id="sec-4">
      <title>Emotion</title>
    </sec>
    <sec id="sec-5">
      <title>Quality</title>
      <p>ϑˆ(t)</p>
    </sec>
    <sec id="sec-6">
      <title>Emotion</title>
      <p>ˆI(ϑ, t)
Fig. 1. The subjective feeling component is divided into consecutive
estimation of emotion quality ϑˆ(t) and emotion intensity ˆI(ϑ, t).</p>
      <p>
        Similar to Bailenson et al. [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], we separate estimation
of emotion quality and intensity (see Fig. 1). We control
the former by experimental design, i.e. we assume ϑˆ(t) to
be a known input to our model. The architecture of our
dynamic model is based on DFT. These fields usually span
over physical dimensions such as space or angle and model
dynamic changes along this dimension. Fields are governed
by differential equations and can represent functionalities like
memory (for details, see [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]).
      </p>
      <p>For our model, we define the field over the emotion quality
ϑ as shown in Fig. 2. The core part of the model is the
intensity layer i(ϑ, t) together with a memory layer m(ϑ, t),
which model the changes in the subjective feeling, i.e. the
output ˆI(ϑˆ, t). The second part are the input layers, where
we use one layer for each prediction from the SECs provided
by the CPM, e.g. u(ϑ, t) in Fig. 2. For example, a change
in skin response would be an input layer.</p>
      <p>Input</p>
      <p>ˆI(ϑˆ, t)
ϑ
Fig. 2. Architecture of the proposed dynamic model: three-layer field
spanned over the dimension of emotion quality ϑ.</p>
      <p>III. EXPERIMENTAL DESIGN</p>
      <p>We control the emotion quality ϑˆ in our experimental
design by fixing it through choice of emotion induction. This
results in a simplified dynamic model at one location of the
fields, i.e. three neurons and their governing equations.</p>
      <p>
        For the dataset, we recorded the galvanic skin response
(GSR) of subjects. Additionally, we used a slider device
interface to record the emotion intensity experienced by the
subject. For emotion induction, we used standardized IAPS
pictures of a fixed emotion quality, here, negative emotions
[
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. After segmentation, we had collected 7 trials of 110 s
recordings for each of three subjects.
      </p>
      <p>The change in GSR is computed as a prediction of SECs
and used as model input. The continuously recorded intensity
measures of the slider served as ground truth. For training of
the dynamic model, free parameters are determined by means
of experimental data applying leave-one-out cross validation.
In this, we minimize the error between the output of the
dynamic model and the ground truth s.t. boundary conditions.</p>
    </sec>
    <sec id="sec-7">
      <title>IV. RESULTS</title>
      <p>First, we compare the accuracy of our model with common
static methods and baselines, i.e. linear regression and
random regressors. We use the match of estimate with ground
truth plus an acceptable error margin as accuracy measure.
In summary, the dynamic model performs significantly better
than common methodology and baselines. Limitations of the
model become apparent for small error margins.</p>
      <p>Secondly, capabilities and limitations of the model in its
current version are examplified in Fig. 3. In the upper graph,
we see the changes in GSR, which characterize the onset
as well as the increase of intensity well. The memory layer
(bottom graph) helps to stabilize the decay at an appropriate
rate. However, limitations of the current model are apparent,
as the third change in GSR should not have any impact on the
intensity. This points towards the need to include additional
input layers where appropriate interaction can avoid this
behavior.</p>
    </sec>
    <sec id="sec-8">
      <title>V. CONCLUSION</title>
      <p>For the first time, a dynamic gray-box model framework
based on DFT has been proposed for emotion recognition,
which allows to include theoretical knowledge into the model
and learn free parameters from experimental results. We
designed and carried out an exemplary study to estimate
emotion intensity from physiological signals. In this, the
dynamic model performed significantly better than baselines.
We also identified current limitations and ways to improve
the model. Future work includes several extension to the
architecture as well as carrying out experiments to further
evaluate the model.
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