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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Towards Dialogue Acts and Updates for Semantic Coordination</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Staffan Larsson</string-name>
          <email>sl@ling.gu.se</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jenny Myrendal</string-name>
          <email>jenny.myrendal@gu.se</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Education, Communication and Learning, Gothenburg University</institution>
          ,
          <country country="SE">Sweden</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Department of Philosophy, Linguistics, and Theory of Science, Gothenburg University</institution>
          ,
          <country country="SE">Sweden</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper sketches a formal account of semantic coordination, combining parts of two dialogue act taxonomies related to semantic coordination and relating these to meaning updates on an abstract level.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1 Introduction</title>
      <p>
        Semantic coordination is the process of
interactively agreeing on the meanings of words and
expressions, and (simultaneously) agreeing on which
words are appropriate in a given context. Shared
meanings are achieved by agents interactively
coordinating their respective takes on those
meanings
        <xref ref-type="bibr" rid="ref7">(Larsson, 2008)</xref>
        .
      </p>
      <p>In this paper, we will sketch a general account
of dialogue acts for semantic coordination in
dialogue by (1) sketching a synthesis of two existing
taxonomies of dialogue acts relating to semantic
coordination and (2) relating these dialogue acts
to different kinds of updates to (agents takes on)
meanings.</p>
    </sec>
    <sec id="sec-2">
      <title>Dialogue acts for Semantic</title>
    </sec>
    <sec id="sec-3">
      <title>Coordination</title>
      <p>In this section, we will begin to synthesize two
taxonomies for dialogue acts related to
semantic coordination. While these taxonomies are
designed for different settings (first language
acquisition and online discussion forums), they
nevertheless overlap in interesting ways. By combining
and relating them, we hope to eventually provide
a more comprehensive overview of the dialogue
acts used in semantic coordination independently
of setting and domain.
2.1</p>
      <sec id="sec-3-1">
        <title>Dialogue acts for word meaning negotiation</title>
        <p>In Myrendal (2015) and Myrendal (submitted),
a taxonomy for dialogue acts involved in Word
Meaning Negotiations (WMNs) in online
discussion forum communication is presented. We here
show only parts of the taxonomy. All examples are
taken from Myrendal (2015).</p>
        <p>Frequently, the question under discussion
(QUD) in a WMN concerns whether a certain
trigger expression T correctly describes a situation S
under discussion (what may be called a SUD in
analogy with QUD). However, in some cases there
is no particular SUD, but meanings are negotiated
more abstractly.</p>
        <p>Explicification1: Provides an explicit (partial or
complete) definition of T . Myrendal (2015)
distinguishes between two types of explicifications.</p>
      </sec>
      <sec id="sec-3-2">
        <title>Generic explicifications foreground the meaning</title>
        <p>potential of T ; a complete or partial definition D
of T is provided, but D is not clearly derived from
S. For example, Myrendal (2015) shows an
example where a DP (Dialogue Participant) is asked
to clarify the meaning of sexism and in response
offers a definition: ”That people are treated
differently because of their gender.”</p>
        <p>By contrast, specific explicifications
foreground conversational context; particular aspects
of the SUD S are made explicit and presented as
a (typically partial) definition of T . One example
is taken from a discussion about whether or not
piercing the ears of young children is morally
acceptable, or if it constitutes (child) abuse: ”Clearly
ABUSE to pierce the ears of young children! [...]
- you inflict pain upon the child and a physical
change which the child herself has not chosen and
which cannot be made undone.”</p>
        <p>1The term explicification is borrowed from Ludlow
(2014), but is adapted and elaborated in Myrendal (2015).</p>
        <p>Specific explicifications can also be negative. In
one discussion the trigger word boozing (Sw.
super). This discussion is about a woman who is
denied alcohol in a restaurant. The bartender refuses
to serve the woman a second glass of wine when
he notices that she is breastfeeding her baby at
the table. The thread starter in this discussion
describes the womans behaviour as ”boozing” which
hich receives the following response: ”2 glasses
of wine is not boozing and it is not dangerous to
drink while breastfeeding.”
Exemplification: Providing examples of what
the trigger word can mean, or usually means.In a
discussion about dietary habits, many DPs state
that they prefer to include full fat products in
their diet. One DP requests clarification about the
meaning of the trigger word (”What counts as full
fat?”). Another DP then exemplifies the meaning
of the trigger word: ”When it comes to dairy
products ordinary full cream milk, the fattest cheese
and regular double cream (...)”.</p>
        <p>Similar to (specific) explicifications,
exemplification can be negative. In a discussion about fast
food, a DP protests against another DP’s claim
that (all) food from McDonald’s is unhealthy (T ):
”Hamburgers with lettuce and water is not
especially unhealthy.” (Note that in this case the
discussion does not revolve around a particular SUD,
but rather around a general claim.)
Contrast: A third way of contributing to a
WMN sequence is to contrast T against another
word C, thus indicating a difference in meaning
as well as updating the meanings of both T and C
with respect to some example situation or entity.</p>
        <p>In a discussion about whether or not it is
acceptable to flirt with a married person, after a while
it becomes clear that the participant asking this
question has a specific situation in mind. The
person doing the alleged flirting has expressed strong
feelings towards the married person, sending her
many text messages and e-mails per week and also
sending flowers to her workplace. At this point,
one participant objects to the trigger word being
used to describe the SUD, and contrasts the
trigger word with other words taken to be more
suitable descriptions of the situation: ”This is pure and
utter courtship/picking someone up/declaration of
infatuation! This is not how you flirt... at least not
how I flirt. This is clearly way way beyond
flirting in my world.” Here, the behavior is claimed to
go beyond ”flirting” and to be more accurately
described as ”courtship”, ”picking someone up” or
”declaration of infatuation”.
2.2</p>
      </sec>
      <sec id="sec-3-3">
        <title>Dialogue acts for first language acquisition</title>
        <p>Clark and Wong (2002) provide a taxonomy of
dialogue acts involved in first language
acquisition. We will here describe a subset of this
taxonomy. (Note that we will be using some
terminology from Myrendal (2015) when describing these
acts, even if this is not exactly how they are
described in Clark and Wong (2002).)</p>
        <p>Direct offers are utterances where speakers
offer conventional terms or expressions, and nothing
else; the primary function of the utterance is as an
offer. Direct offers tend to be made using only a
limited set of frames for presenting the term
being offered. For example, ”That’s a pen”, ”That’s
called a dentist”, ”What is this? Chair.”, ”What’s
that called? Dancing”.</p>
        <p>There are also indirect offers, where speakers
(adults) use their next utterance, whatever it is, to
include the term that is simultaneously being
offered as a correct form of a term in the addressees’
(child’s) utterance. We will here concern ourselves
with one kind of indirect offer, namely explicit
ones. In cases of explicit replace, a term or
expression C is proposed as a replacement for T .
An example from Clark and Wong (2002) is the
following:</p>
        <sec id="sec-3-3-1">
          <title>Naomi: Birdie birdie. Mother: Not a birdie, a seal.</title>
          <p>Here, ”seal” (C) is offered as a replacement for
”birdie” (T ).
2.3</p>
        </sec>
      </sec>
      <sec id="sec-3-4">
        <title>Towards a synthesis</title>
        <p>A basic difference between WMN in online
discussion forums (henceforth ODF) as described in
(Myrendal, 2015) and first language acquisition
(1LA) is that the latter setting typically requires
a shared perceptually available situation, whereas
ODF pretty much exclude this possibility. Deictic
phrases (e.g. ”that”) in 1LA typically refer to
aspects of the shared perceptual situation, whereas
in ODF they typically refer to aspects of the
situation under discussion, which is only available to
DPs through verbal descriptions.</p>
        <p>Also, in ODF speakers are assumed to be
competent, so attempts at unprovoked teaching of
words (which is frequent in 1LA) are not
motivated. Furthermore, ODF interaction is
written whereas adult-child dialogues are spoken and
arguably more interactive. Despite these
differences, we believe it may be interesting to also
briefly note some similarities between the
respective dialogue act taxonomies for ODF and 1LA.</p>
        <p>Firstly, Clark and Wong’s explicit replace
(”that’s not an X, that’s a Y”) is very similar to
Myrendal’s contrast, but where the example is
provided by the jointly perceived situation rather
than by a verbal description. Secondly, Clark and
Wong’s direct offer is similar to Myrendal’s
(positive) specific explicification, where again the the
jointly perceived situation provides the SUD.</p>
        <p>For our current purposes, we will simply
assume that direct offers can be treated as
exemplifications and that explicit replace can be treated
(more or less) as contrast. Importantly, doing
so requires allowing for jointly observable
situations (potentially including subsymbolic
information derived from the sensory apparatuses of
agents) to serve as the basis for the updates
involved in both exemplification and contrast.
3</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Meaning representations and updates</title>
      <p>A full account of semantic updates involved in
WMNs would require capturing the sequential
updates at various stages of the negotiation process.
Our goals here are more modest, in that we will
not consider sequential updates or rejected
proposals, but only try to capture isolated updates for
accepted dialogue acts.</p>
      <p>
        The exact way in which meaning updates are
formalised will depend on how meanings are
represented. Marconi (1997) distinguishes between
inferential meanings of words, which enables to
draw inferences from uses of the word, and
referential meaning, allowing speakers to identify the
objects and situations referred to by the word.
We will regard inferential meaning as high-level
(symbolic) rules governing inference, e.g.
meaning postulates in modal logic or record types
(and associated functions) in TTR
        <xref ref-type="bibr" rid="ref6">(Larsson and
Cooper, 2009)</xref>
        . Secondly, referential meaning may
be represented at least in part as low-level
(subsymbolic) statistical or neural classifiers of
perceptual data
        <xref ref-type="bibr" rid="ref11 ref4 ref5 ref8">(Harnad, 1990; Steels and Belpaeme,
2005; Larsson, 2013; Kennington and Schlangen,
2015)</xref>
        . A key insight here is that the step from
perception to language can be conceptualised and
implemented as the application of a classifier to
perceptual data, yielding linguistically relevant
classification results as output.
      </p>
      <p>
        Correspondingly, we may distinguish kinds of
meaning updates. High-level structures can be
modified e.g. by adding and retracting
meaning postulates or ”possible languages”
        <xref ref-type="bibr" rid="ref1">(Barker,
2002)</xref>
        , or by adding and removing fields in record
types representing inferential meanings
        <xref ref-type="bibr" rid="ref6">(Larsson
and Cooper, 2009)</xref>
        . Low-level aspects of
meanings, modeled as classifiers, can be modified by
retraining the classifier with new (positive or
negative) data.
      </p>
      <p>
        However, there are also intermediate cases. For
example, as shown in the account of vagueness
involving comparison classes
        <xref ref-type="bibr" rid="ref3">(Ferna´ndez and
Larsson, 2014)</xref>
        , meanings may involve both high-level
(e.g. comparison class for vague terms) and
lowlevel information (e.g. perceived height).
Similarly, meaning updates may concern both
highlevel and low-level information (e.g. perceived
height).
      </p>
      <p>We will adopt a fairly abstract formalism for
conceptual updates, where we assume that either
a full or partial (verbal and hence
symbolic/highlevel) definition D of the trigger word T has been
provided, or alternatively an example situation or
entity2 E (represented using high or low level
information, or a combination thereof). D or E is
then used for updating the meaning in question.</p>
      <p>+(T, D): T updated with D as a partial
definition of T</p>
      <p>(T, D): T updated with D as a negative
partial definition of T
+(T, E): T updated with E as a positive
example of a situation described by T</p>
      <p>(T, E): T updated with E as a negative
example of a situation described by T</p>
      <p>These abstract update operations can then be
further specified depending on the semantic
formalism used. The abstract meaning update
functions thus serve as a sort of API between dialogue
acts and their consequent meaning updates. The
existence and usefulness of this level of
representation remains to be demonstrated in future work;
here, we are simply aiming to formulate our
account as clearly as possible.</p>
      <p>
        Although it is not explicit in the formalism used
here, semantic updates always concern a particular
2Insofar as entities can be reified as situations involving
them, we need only to talk about example situations.
agent’s take on the meaning of the word in
question. Meanings become shared by being
interactively coordinated. Also, the viability of a
semantic update may be limited to a specific dialogue,
or it may eventually spread over a community and
become part of ”the language”
        <xref ref-type="bibr" rid="ref7">(Larsson, 2008)</xref>
        .
4
      </p>
    </sec>
    <sec id="sec-5">
      <title>Meaning updates for dialogue acts</title>
      <p>In this section, we present an initial
characterisation of explicification, exemplification (including
direct offers) and contrast (including explicit
replace) in terms of the meaning updates described
in the previous section.</p>
      <p>Note that we are here formalising the update
effect of successful (i.e. accepted) meaning updates.
In general, proposed updates may not be accepted
immediately but can lead to negotiation that may
end up with coordinating on proposed update, no
update or modified update. Formalising such
exchanges is left for future work.</p>
      <p>We will sidestep the problem of interpreting
verbal definitions by simply using [square
brackets] to indicate meanings of linguistic expressions.
Updated meanings are indicated by a prime (0).
Explicification: By definition, explicifications
provide a (full or partial) definition D of T , and
the update is thus symbolic (linguistic) in nature
which means that only the function is needed
here.</p>
      <p>As mentioned above, in the case of specific
explicifications, the definition D is derived by
abstraction over the (verbally described) SUD S.</p>
      <sec id="sec-5-1">
        <title>Generic explicification</title>
        <p>– Update: T 0 = D (full) or</p>
        <p>T 0 = +(T , D) (partial)
– Example: JsexismK0=Jthat people are
treated differently because of their
genderK
Specific explicification (S v D)
– Positive update: T 0 = +(T , D)
– Example: Jchild abuseK0 = +(Jchild
abuseK, Jto inflict pain upon the child
and a physical change which the child
herself has not chosen and which cannot
be made undoneK)
– Negative update: T 0 = (T , D)
– Example: JboozingK0 = (JboozingK,
J(drinking) 2 glasses of wine (or less)K)
Exemplifying Proposes an example E of a
situation or entity appropriately (or not, in the case
of negative exemplification) described by T . The
example can either be given verbally or it can be
relevant aspects of the jointly perceived situation
(often indicated by a deictic reference (”that”)).</p>
        <p>Update: T 0 = +(T , E) or T 0 =
(T , E)
Example: Jfull fatK0 = +(Jfull fatK, Jfull
cream milkK)
Example: JpenK0 = +(JpenK, S) where S is
a jointly perceivable situation.</p>
        <p>Example: JunhealthyK0 = (JunhealthyK,
Jhamburgers with lettuce and waterK)
The last example above shows that the meanings
negotiated may sometimes be specific to a domain
(here, fast food).</p>
        <p>Contrast: Proposes contrasting word C as an
appropriate description of an example entity or
situation E (as in positive exemplification), and
trigger word T as inappropriate (as in negative
exemplification).</p>
        <p>Updates: T 0 =</p>
        <p>(T , E), C0 = +(C, E)</p>
      </sec>
      <sec id="sec-5-2">
        <title>Example:</title>
        <p>JflirtingK0 = (JflirtingK, E)
JcourtshipK0 = +(JcourtshipK, E),
where E= Jinvolves expressing strong
feelings, sending many texts and emails, and
sending flowers to the workplaceK.</p>
      </sec>
      <sec id="sec-5-3">
        <title>Example:</title>
        <p>JbirdieK0 = (JbirdieK, E),
JsealK0 = +(JsealK, E),
where E is the jointly perceived (by Naomi
and Mother) SUD in the example in Section
2.2.
5</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Conclusion</title>
      <p>We have sketched a formal account of semantic
coordination, combining parts of two dialogue act
taxonomies and relating these to meaning updates
on an abstract level. In future work, we will
increase the coverage of the taxonomy, verify and
if necessary extend the range of meaning update
functions, and show how the meaning update
functions can be specified in TTR.</p>
      <p>Jenny Myrendal. submitted. Negotiating meanings
online: disagreements about word meaning in
discussion forum communication.</p>
    </sec>
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