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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Overview of ImageCLEFcaption 2017 { Image Caption Prediction and Concept Detection for Biomedical Images</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Carsten Eickho</string-name>
          <email>c.eickhoff@acm.org</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Immanuel Schwall</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alba G. Seco de Herrera</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Henning Muller</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>ETH Zurich</institution>
          ,
          <country country="CH">Switzerland</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Lister Hill National Center for Biomedical Communications, National Library of Medicine</institution>
          ,
          <addr-line>Bethesda</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>SO)</institution>
          ,
          <addr-line>Sierre</addr-line>
          ,
          <country country="CH">Switzerland</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>University of Applied Sciences Western Switzerland (HES</institution>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper presents an overview of the ImageCLEF 2017 caption tasks on the analysis of images from the biomedical literature. Two subtasks were proposed to the participants: a concept detection task and caption prediction task, both using only images as input. The two subtasks tackle the problem of providing image interpretation by extracting concepts and predicting a caption based on the visual information of an image alone. A dataset of 184,000 gure-caption pairs from the biomedical open access literature (PubMed Central) are provided as a testbed with the majority of them as trainign data and then 10,000 as validation and 10,000 as test data. Across two tasks, 11 participating groups submitted 71 runs. While the domain remains challenging and the data highly heterogeneous, we can note some surprisingly good results of the di cult task with a quality that could be bene cial for health applications by better exploiting the visual content of biomedical gures.</p>
      </abstract>
      <kwd-group>
        <kwd>ImageCLEF 2017</kwd>
        <kwd>Caption Prediction</kwd>
        <kwd>Image Understanding</kwd>
        <kwd>Computer Vision</kwd>
        <kwd>Radiology</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Interpreting and summarizing the insights gained from medical images such as
radiography or biopsy samples is a time-consuming task that involves highly
trained experts and often represents a bottleneck in clinical diagnosis pipelines.
As a consequence, there is a considerable need for automatic methods that can
approximate the mapping from visual information to condensed textual
descriptions. ImageCLEF4 is an evaluation campaign that has being organized as part
of the CLEF initiative labs since 2003 [
        <xref ref-type="bibr" rid="ref1 ref2">1, 2</xref>
        ]. The campaign o ers several research
tasks that welcome participation from teams around the world and change from
year to year [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. In 2017, the caption task of ImageCLEF 2017 addresses the
4 http://imageclef.org/
problem of image understanding as a cross-modality matching scenario in which
visual content and textual descriptors need to be aligned and concise textual
interpretations of medical images are generated. A similar task was proposed
in 2016 but without any submission [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], as it is a very challenging task. The
task is based on a large-scale collection of gures from open access biomedical
journal articles from PubMed Central (PMC)5. Each image is accompanied by
its original caption and a set of extracted UMLS R (Uni ed Medical Language
System R )6 Concept Unique Identi ers (CUIs), constituting a natural testbed for
this image captioning task. A subset of PMC concentrating on clinical images
and limiting the number of compound gures is used.
      </p>
      <p>This paper gives an overview of the caption task at ImageCLEF 2017.
Section 2 introduces the two subtasks and Section 3 the data set and ground truth.
A description of the evaluation methodology is provided in Section 4.
Subsequently, the participant submissions are analysed in Section 5 and Section 6
brie y discusses their respective strengths and weaknesses as well as their
implications for academic research and medical practice. Finally, we conclude with
an outlook to the possible future of the evaluation campaign in Section 7.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Tasks</title>
      <p>This rst edition of the biomedical image captioning task at ImageCLEF
comprises two sub tasks: (1) Concept Detection and (2) Caption Prediction. Figure 1
shows an example image of a tomographic angiography reconstruction along with
its relevant concepts as well as the reference caption.</p>
      <p>Concept Detection As a rst step towards automatic image caption
understanding, participating systems are tasked with identifying the presence of
relevant biomedical concepts in medical images. Based on the visual image content,
this subtask provides the building blocks for the image understanding step by
identifying the individual components from which full captions can be composed.
Caption Prediction On the basis of the concept vocabulary detected in the
rst subtask as well as the visual information of their interaction in the
image, participating systems are tasked with composing coherent natural language
captions for the entirety of an image. In this step, rather than the mere
coverage of visual concepts, detecting the interplay of visible elements is crucial for
recreating the original image caption.
5 PubMed Central (PMC) is a free fulltext archive of biomedical and life sciences
journal literature at the U.S. National Institute of Healths National Library of Medicine
(NIH/NLM) (see http://www.ncbi.nlm.nih.gov/pmc/).
6 https://www.nlm.nih.gov/research/umls</p>
      <p>Concept detection:
{ C0002940: Aneurysm
{ C0002978: angiogram
{ C0027530: Neck
{ C0087111: Therapeutic procedure
{ C0524425: inside the blood vessel
{ C0524865: Reconstructive Surgical Procedures
{ C3887704: treatment - ActInformationManagementReason</p>
      <p>
        Caption prediction:
Preoperative computed tomographic angiography reconstruction showing hostile neck
anatomy amenable to treatment with endovascular aneurysm sealing (EVAS).
The experimental corpus is derived from scholarly biomedical articles on PMC
from which we extract gures and their corresponding captions. In total, the
collection is comprised of 184,614 image-caption pairs. This overall set is further
split into disjunct training (164,614 pairs), validation (10,000 pairs) and test
(10,000 pairs) sets. For the concept detection sub task, we used the QuickUMLS
library [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] to identify all UMLS concepts mentioned in the caption text.
      </p>
      <p>
        The subset of PMC was created using an automated method to classify all 3
million images of PMC from early 2016 into image types [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] fully automatically.
We keep clinical image types and remove compound gures. As PMC contains
many compound gures and as the method was fully automatic we have
approximately 10-20% of the images that are either compound or non-clinical, which
creates noise in the data set and makes the task even more challenging.
      </p>
    </sec>
    <sec id="sec-3">
      <title>Evaluation Methodology</title>
      <p>The evaluation of both sub tasks is conducted separately. For the concept
detection task, we measure the balanced precision and recall trade-o in terms of F1
scores. To this end, we use Python's scikit-learn (v0.17.1-2) library. We compute
micro F1 per image and average across all test images. A total of 393
reference captions in the test set do not contain any UMLS concepts. The respective
images are excluded from the evaluation.</p>
      <p>
        Caption prediction performance is assessed on the basis of BLEU scores [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]
using the Python NLTK (v3.2.2) default implementation. Candidate captions
are lower cased, stripped of all punctuation and English stop words. Finally, to
increase coverage, we apply Snowball stemming. BLEU scores are computed per
reference image, treating each entire caption as a sentence, even though it may
contain multiple natural sentences. We report average BLEU scores across all
10,000 test images.
      </p>
      <p>The source code of both evaluation scripts is available on the task Web page7.
5</p>
    </sec>
    <sec id="sec-4">
      <title>Results</title>
      <p>We received a total of 71 submissions by 11 individual teams. Table 1 gives an
overview of all participants and their runs. There was a limit of at most 10 runs
per team and sub task and the submissions are roughly evenly split between
tasks. The call for contributions did not initially make any assumptions about
the kinds of strategies and external data that participants would rely on. As a
consequence, in this rst edition of the task, we see a broad range of performance
scores as well as methods being applied. Evaluation of the results showed that
some teams employed methods that were at least partially trained on external
resources including PMC articles. Since such approaches cannot be guaranteed
to have respected our division into training, validation and test folds and might
subsequently leak test examples into the training process, we separately list runs
relying exclusively on the o cial collection as well as those making use of external
information.
5.1</p>
      <p>Concept Detection
The concept detection task received 37 runs from 9 participating groups. Table 2
lists the performance of all o cial (no external information used) runs. The
global overview of all runs, including those using external information, can be
found in Table 3.</p>
      <p>The vast majority of runs was purely automatic (A) in nature with only few
submissions relying on some form of manual intervention (M). There was no
noticeable advantage of relying on manual interventions as all manual runs lie
well in the center of the performance score range.
7 http://imageclef.org/2017/caption
# Runs T1 # Runs T2
1 0
10
3
0
3
3
0
2
1
4
10
4
10
0
4
0
10
0
0
0
6</p>
      <p>
        While most teams rely on some form of convolutional neural networks to
represent visual information (NLM [18], PRNA [9], BMET [12], AAI [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], MAMI [15],
MUPB [16]), some chose more traditional bag-of-visual-words representations
(IPL [13], MSU [17]) or even relied on mixtures of both representation types
(UAPT [11]). While, on average, CNN-based models seem to deliver more
robust results, some of the most competitive submissions are purely based on
traditional features.
      </p>
      <p>
        The use of very deep residual networks (AAI [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], MAMI [15], MUPB [16]),
on average, did not introduce signi cant improvements over shallower CNN
versions. On top of the basic image representation approaches, we see a broad range
of a liate techniques used for recognizing bio-medical concepts. PRNA [9]
successfully rely on attention models for image understanding which seems to
introduce a considerable relative advantage over other model variants. The use of
convolutional de-noising auto-encoders (UAPT [11]) for unsupervised
representation learning did not seem to lead to considerable improvements.
      </p>
      <p>Several groups included retrieval-based methods that would identify highly
visually related images in the o cial training set (IPL [13], MSU [17]) or an
external collection of images (NLM [18]). The captions of such related images
are then scanned for bio-medical concepts to be assigned to the candidate image.
This approach generally resulted in very good results, among them several of the
best-performing submissions for the task.
The harder caption prediction task received 34 runs from 5 participating groups.
Table 4 lists the performance of all o cial (no external information used) runs.
The global overview of all runs, including those using external information, can
be found in Table 5. For this task, no manual runs were submitted.</p>
      <p>Most submitted runs are based on the teams' respective contributions to the
concept detection task expanded by language modeling capabilities. Often this
takes the form of recurrent neural networks (ISIA [14], BCSG [10], PRNA [9],
BMET [12]), making the CNN + LSTM combination a frequently-used setup.</p>
      <p>As for the rst sub task, the use of retrieval-based methods to identify highly
visually related images and using their captions as a starting point for candidate
caption generation (ISIA [14] MSU [17], NLM [18]) resulted in highly competitive
performance.
There are several observations that should be taken into account when analyzing
the results presented in the previous section. Most notably, as a consequence of
the data source (scholarly biomedical journal articles), the collection contains a
considerable amount of noise in the form of compound gures with potentially
highly heterogeneous content. In future editions of this task, we will consider
using a less diverse source of images such as radiology/pathology in order to
reduce the amount of variation in the data.</p>
      <p>Secondly, the UMLS concept extraction employed here is a probabilistic
process that introduces its own errors. As a consequence, there are several training
captions that do not contain any UMLS concepts, making such examples di
cult to use for concept detection purposes. In the future, we will rely on more
rigorous ltering to ensure good concept coverage across training, validation and
test data.</p>
      <p>Finally, there should have been a clearer speci cation of what external
material, if any, is permissible for use. The teams employed a wide number of
third-party material ranging from general academic collections such as
ImageNet, mainly in the form of pre-trained networks, to corpora of scholarly
articles. While the former do not represent a major problem, the latter could,
conceivably contain the exact image and caption pairs of our test set, the use
of which would create a strong advantage and a non-realistic setting for really
novel data. The experimental overview shows some evidence of this happening
when methods using PubMed Central images in the training step vastly
outperform all competitors on both tasks. For this reason, we made the conservative
decision to separate between o cial runs using no external information at all
and those that used third-party material. In the future, we will more carefully
specify which kind of external material is safe to use. It does make sense to allow
for external data to be used but it needs to be made clear that no test data are
included.</p>
    </sec>
    <sec id="sec-5">
      <title>Conclusions</title>
      <p>This paper presents an overview of the ImageCLEF 2017 biomedical image
captioning task. We consider the sub tasks of concept detection and full caption
prediction. The participating groups investigated the use of a wide range of
image understanding techniques. Especially neural network methods are highly
popular and delivered convincing performance on these hard problems. The
individually relatively low scores motivate further homogenization of tasks and
collection in future editions of the challenge.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>This research was supported in part by the Intramural Research Program of the
National Institutes of Health (NIH), National Library of Medicine (NLM), and
Lister Hill National Center for Biomedical Communications (LHNCBC).
9. Hasan, S.A., Ling, Y., Liu, J., Sreenivasan, R., Anand, S., Arora, T., Datla, V.V.,
Lee, K., Qadir, A., Swisher, C., Farri, O.: PRNA at ImageCLEF 2017 caption
prediction and concept detection tasks. (2017)
10. Pelka, O., Friedrich, C.M.: Keyword generation for biomedical image retrieval with
recurrent neural networks. (2017)
11. Pinho, E., Figueira Silva, J.a., Ferreira Silva, J.M., Costa, C.: Towards
representation learning for biomedical concept detection in medical images: UA.PT
bioinformatics in ImageCLEF 2017. (2017)
12. Lyndon, D., Kumar, A., Kim, J.: Neural captioning for the ImageCLEF 2017
medical image challenges. (2017)
13. Valavanis, L., Stathopoulos, S.: IPL at ImageCLEF 2017 concept detection task.</p>
      <p>CLEF working notes, CEUR (2017)
14. Liang, S., Li, X., Zhu, Y., Li, X., Jiang, S.: ISIA at ImageCLEF 2017 image caption
task. (2017)
15. Mothe, J., Ny Hoavy, N., Randrianarivony, M.I.: IRIT &amp; MISA at ImageCLEF
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18. Ben Abacha, A., Garc a Seco de Herrera, A., Gayen, S., Demner-Fushman, D.,
Antani, S.: NLM at ImageCLEF 2017 caption task. CLEF working notes, CEUR
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    </sec>
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