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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Neural, Non-neural and Hybrid Stance Detection in Tweets on Catalan Independence</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Michael Wojatzki</string-name>
          <email>michael.wojatzki@uni-due.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Torsten Zesch</string-name>
          <email>torsten.zesch@uni-due.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Language Technology Lab University of Duisburg-Essen Duisburg</institution>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2063</year>
      </pub-date>
      <fpage>178</fpage>
      <lpage>184</lpage>
      <abstract>
        <p>We present our system LTL_UNI_DUE which participated in the shared task on automated stance detection in tweets on Catalan independence at IberEval 2017. In our system, we combine neural (LSTM) and non-neural (SVM) classifiers to a hybrid approach using a decision tree and heuristics.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1 Introduction</title>
      <p>
        Recent political events have shown that political surveys often fail to predict the real
outcome of elections. Examples of this miss-prediction could be observed in the vote
on the UK exit from the European Union (Brexit) or the American presidential election.
As one reason for this failure, it has been discussed that people behave in a socially
desirable1 manner in polling situations [
        <xref ref-type="bibr" rid="ref10 ref6">6,10</xref>
        ]. This effect could be circumvented by
(additionally) examining data in which people naturally express their stances towards
targets of interest. An obvious source for this data is social media, as stance taking is an
essential part of social media interactions.
      </p>
      <p>
        In order to reliably and efficiently conduct analyzes of such data, systems are needed
that can automatically determine stance. To this end, NLP researchers have recently
begun to systematically address social media stance detection. There were shared tasks on
social media stance detection in English [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] and Chinese [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. IBEREVAL2017
represents the first attempt to address this important task by providing data containing stance
towards the target Independence of Catalonia [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. During the training phase, the
organisers released 4319 Tweets in Spanish and 4319 Tweets Catalan which were labeled
with described the SemEval scheme. Participants could use this data to train stance
detection systems that are subsequently evaluated on unknown test instances.
      </p>
      <p>In the following, we describe our submission named LTL_UNI_DUE to this shared
task. For our participation, we rely on the findings of previous shared tasks and develop
a system that uses (almost) no language-specific models or tools and no additional
training data.</p>
      <p>1 Behaving in a way that is more likely to have social approval.
2</p>
    </sec>
    <sec id="sec-2">
      <title>System Description</title>
      <p>
        Systems in the previous shared tasks SemEval 2016 task 6 [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] or the NLPCC Task 4
[
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] are all based on supervised machine learning but show a significant variety. We
reviewed the used approaches and could identify two major strands, namely neural
architectures and more traditional classifiers. The first strand translates the training data in
sequences of pre-trained word embeddings and feed these sequences into neural networks
with Long Short-Term Memory (LSTM) or convolutional layers (cf. the two best team
submissions in SemEval [
        <xref ref-type="bibr" rid="ref12 ref14">14,12</xref>
        ]). The second strand contains approaches which
represent the data mostly through word and character ngrams, averaged word-embeddings
and sentiment features (see [
        <xref ref-type="bibr" rid="ref13 ref8">8,13</xref>
        ]). These representations are subsequently used to train
models with more traditional algorithms such as SVMs. The results of both shared task
show that the second strand of classifiers is superior, but that the neural systems are
highly competitive. For the participating system, we strive to combine the strengths
of both strands. Consequently, we first implement prototypical representatives of the
strands namely a neural architecture with a bidirectional LSTM layer in its core and an
SVM.
      </p>
      <p>
        Since both approaches require tokenized texts, we apply the Twitter-specific
ArkTokenizer [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] from the DKPro Core framework (v1.9.0) [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] beforehand. In the present
shared task, the organizers provide 4319 Tweets in Catalan and 4319 Tweets in
Spanish, which can be used for training. We train a model for each of the provided languages
separately, as it is unlikely that the lexicalized models strongly generalize across the
languages. As this is – especially due to the close relationship of the languages – possible,
future work should to examine this more closely.
2.1
      </p>
      <sec id="sec-2-1">
        <title>Neural System</title>
        <p>
          We implement a (bi-)LSTM neural network [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ] using the Keras framework with the
Theano backend2. The hyperparameters have initially been set based on literature, but
have been iteratively optimized according to the training data and theoretical
considerations. We otimized the hyperparameters by performing 10-fold cross-validation and
tuning towards the highest micro averaged F1-score. As our goal was to train a robust
system, we chose the same hyper-parameters for which we reached an optimum in both
languages.
        </p>
        <p>
          As input we translate the training data into sequences of dense word vectors using
the pre-trained vectors in Catalan and Spanish provided by [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ]. The used word vectors
were created by a model that extends the skipgram model by [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] with sub-word
information and is thus expected to be more robust against morphological variations such as
inflections.
        </p>
        <p>
          The central bidirectional layer follows this layer and has 138 LSTM units, uses tanh
activation and the adam optimizer [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ]. Since we observe a divergence between the
performance on train and test data over the epochs, we add a dropout of 0.2 between the
forward and backward LSTM-layer and the embedding layer to enable regularization.
2 https://keras.io/
Subsequently, we add another dense and a softmax classification layer. Due to the
imbalance of the class distribution we train the network with sparse categorical cross-entropy
as a loss-function. The network was trained five epochs with a batch size of 64.
2.2
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Non-Neural System</title>
        <p>
          The non-neural system is implemented using the DKPro-TC framework (v0.9.0) [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ].
We represent the tweets as binary feature vectors of the top 3000 uni-, bi-, tri- word
ngrams and bi-, tri-, and four- character ngrams. In addition, we add word embedding
features derived from the above described pre-trained vectors [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ]. For this purpose,
we average the embeddings of all words in a tweet and add a feature per embedding
dimension. Past shared tasks on stance detection demonstrate that it may be beneficial
to utilize sentiment information e.g. from a sentiment lexicon. However, as we could not
find a suitable and freely available sentiment detection tool or sentiment word list for
both Spanish and Catalan, we don’t utilize sentiment features. For training the model
we rely on an SVM with a linear kernel provided by the DKPro-TC framework. Again,
we tuned the hyperparameters by relying on a 10-fold cross-validation and the resulting
micro averaged F1-score.
2.3
        </p>
      </sec>
      <sec id="sec-2-3">
        <title>Hybrid System</title>
        <p>The consideration of the two strands of approaches in the past shared tasks has shown
that they make different errors and also have different strengths. Consequently, the
question arises whether one can combine the strengths of both models into a superior,
hybrid system. To examine this question we built a third system that automatically decides
whether a tweet should be classified with the neural or the non-neural system.
Therefore, we first labeled every tweet with whether the SVM’s respectively the LSTM’s
prediction was wrong or false.</p>
        <p>We than train a classifier for each approach and each language to automate this
decision. Since we want to base this decision on a simple set of rules which may be
transferrable to other tasks, we use a decision tree for this classification. In detail, we
use weka’s J48 as implemented in DKPro-TC.</p>
        <p>As features we use characteristics which are suspected of having an influence on
the classifiability through the systems. We use the number of tokens per tweet as SVM
and LSTM differ in the amount of context they model. As both systems are dependent
on lexical redundancy between train and test data, we implement several redundancy
features. These features are the type-token ratio and binary features indicating whether
the tweet’s n-grams are contained in the training data and whether there are a pre-trained
embeddings for its tokens.</p>
        <p>Table 1 shows the performance of this classification for both systems and both
languages. The rather mediocre results leave huge room for future improvements and more
sophisticated machine learning. Based on these classifications we conduct a final
decision. In case the system could not derive preference towards one system as both systems
are recommend or none, we rely on the SVM as its performance is overall better.
Catalan Spanish
SVM 0.75
LSTM 0.67
In order to estimate the performance of our models, we evaluate them using a 10-fold
cross-validation on the training data. Table 2 shows the performance of these
experiments. For both the neural and non-neural approach, we observe better performance for
Catalan than for Spanish. For the SVM we perceive an increase of +0:1 and for the
LSTM we perceive an improvement of +0:06. Similarly, for both languages, the SVM
performs significantly better than the LSTM. The performance decrease is bigger for
Catalan (-0.1) than for Spanish (-0.06), which may be attributed to the overall better
performance in Catalan.</p>
        <p>We performed an ablation test at the level of feature groups to find out which data
representation affects the model the most. The results are also shown in Table 2. We do
not observe a large drop for any of the groups, which we attribute due to the fact that the
modelled properties have strong overlap. For instance, embedding and unigram features
model (almost) the same information, i.e. the occurrence of a certain word. However,
unigrams are sparse and embeddings are dense word vectors, which both have specific
advantages and disadvantages w.r.t. classification.</p>
        <p>To quantify the similarity of the models we compute Cohen’s , which is = 0:28
for Spanish and = 0:39 for Catalan. Since the predictions are clearly different, but
both models show good performance, we conclude that there is in principle much room
for the hybrid model. However, the hybrid system gains a performance similar to that of
the SVM. When inspecting the similarity of the hybrid model and the SVM, we obtain
= 0:92 (169 different predictions) for Catalan and = 0:90 (230 different
predictions) for Spanish. This high degree of agreement between the models explains their
similar performance. In order to demonstrate the upper bound of the hybrid system, we
also compute a oracle condition in which we assume that the LSTM vs. SVM prediction
was done correctly. This oracle condition results in an increase of performance of +0.09
for Catalan and + .13 for Spanish which demonstrates the potential of the approach.</p>
        <p>In order to provide a deeper insight into the classification performance of the
models, we show the corresponding confusion matrices in Table 3 for Catalan and in Table 4
for Spanish. For both languages, we observe for the SVM a more even error distribution
than for the LSTM. However, the LSTM distributes its predictions mainly to the two
frequent classes (FAVOR and NEUTRAL for Catalan and AGAINST and NEUTRAL for
Spanish). The hybrid model combines these two tendencies by adjusting the prediction
of the SVM towards the class distribution. However, thereby a similar proportion of
advantageous and disadvantageous adjustments is made.
Catalan Spanish
SVM 0.80
- embeddings 0.79
- character ngrams 0.78
- word ngrams 0.78
(Bi-)LSTM
Hybrid
Oracle
0.70
laAgainst
tu Favor
cANeutral
4</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Results on Test Data</title>
      <p>In this section we show, how the systems perform on the test data. We report the results
in accordance with the official metric as defined by the organizers. The official metric
is the macro-average of F1 and F1 . Note that this metric is beneficial for systems
which are similarly good at predicting F1 and F1 , but punishes systems which are
more imbalanced.</p>
      <p>Table 5 gives an overview on the performance of our submission on the training
data.</p>
      <p>Catalan Spanish
SVM 0.43
(Bi-)LSTM 0.28
Hybrid 0.44</p>
      <p>Overall, we again observe that the SVM is superior to the LSTM system. The
especially poor performance of the LSTM can also be explained by the used metric, which
punishes the LSTMs tendency to ignore the sparse classes (FAVOR for the Spanish data
and AGAINST for the Catalan data).</p>
      <p>Similar to the results on the training data, we hardly see a difference between the
hybrid and the SVM system for both languages. We attribute this again to the used
heuristic, which uses the SVM prediction in cases were we cannot be sure about a
decision. However, as the the hybrid and the SVM prediction is significantly different,
we still see a high potential of hybrid approaches. As described above, future work
should focus on a more accurate SVM or LSTM type prediction and more advanced
heuristics.
5</p>
    </sec>
    <sec id="sec-4">
      <title>Conclusion</title>
      <p>In this work, we have described our participation in the shared task on automated stance
detection in tweets on Catalan independence at IberEval 2017. The presented system
relies on i) neural (LSTM) classifiers, ii) non-neural (SVM) classifiers and a hybrid
approach which combines both classification paradigms on the basis of a decision tree
and heuristics. On both the train and the test data we could not demonstrate a clear
superiority of a hybrid approach. However, the obtained results highlight the potential
of hybrid attempts and promising directions for further improvements.</p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgments</title>
      <p>This work was supported by the Deutsche Forschungsgemeinschaft (DFG) under grant
No. GRK 2167, Research Training Group ”User-Centred Social Media”.</p>
    </sec>
  </body>
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