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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Raman spectra analysis of human blood protein fractions using the projection on latent structures method</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>А.А. Lykina</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>D.N. Artemyev</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>I.А. Bratchenko</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Yu.А. Khristoforova</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>О.О. Myakinin</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>T.P. Kuzmina</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>I.L. Davydkin</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>V.P. Zakharov</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Samara National Research University</institution>
          ,
          <addr-line>34 Moskovskoe Shosse, 443086, Samara</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Samara State Medical University</institution>
          ,
          <addr-line>89 St. Chapayevskaya, 443099, Samara</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2017</year>
      </pub-date>
      <fpage>64</fpage>
      <lpage>68</lpage>
      <abstract>
        <p>This work is devoted to the study of human blood protein fractions by Raman spectroscopy. Whole blood and blood plasma were used as the tested samples. For the pure Raman spectra analysis the autofluorescence background was subtracted by using of two mathematical approaches: polynomial approximation and baseline correction with asymmetric least squares. The study allowed for revealing the differences between the spectral features of blood plasma and whole blood plasma, which are changes in the relative Raman intensities of plasma and whole blood and appearance Raman bands 670 cm-1, 750 cm-1, 1120 cm-1 and 1550 cm-1 correspond to hemoglobin bonds in whole blood. The spectral features were used for total protein concentration measurement of plasma and whole blood. PLS regression method was utilized for spectral data analysis with different protein concentrations. The VIP-scores make it possible to determine the most informative spectral bands: 1002 cm-1, 1227 cm-1, 1400 cm-1, 1630 cm-1 for proteins analysis.</p>
      </abstract>
      <kwd-group>
        <kwd>whole blood</kwd>
        <kwd>blood plasma</kwd>
        <kwd>Raman spectroscopy</kwd>
        <kwd>Projection on Latent Structures</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Proteins are high molecular weight polypeptides consisting of amino acids and are part of all human body fluids. Changes
in the blood protein amount, as well as the certain fractions quantity, allows for drawing a conclusion about the human body
state and pathology presence, also it helps to define the treatment efficiency [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>
        Various spectral methods allow for obtaining an individual spectral “fingerprint” of the tested sample chemical compounds
and these techniques are used for qualitative evaluation of blood protein. Raman spectroscopy (RS) is one of the most sensitive
optical methods [
        <xref ref-type="bibr" rid="ref2">2-6</xref>
        ], as this approach has been used for various blood proteins analysis [3, 4]. The aim of this study was to
compare Raman spectra of plasma and whole blood (mixture of plasma and formed elements, such as erythrocytes) [6]. The
application of two mathematical approaches (polynomial approximation and baseline with asymmetric least squares) was
demonstrated for Raman signal separation from the autofluorescence background. Regression model of the Projection on
Latent Structures (PLS) method was constructed for the determination of total protein concentration by the analysis of plasma
and whole blood Raman spectra. Variable importance in projection-scores allow for determining the most informative spectral
bands.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Material and methods</title>
      <sec id="sec-2-1">
        <title>2.1. Experimental setup</title>
        <p>Raman spectra were collected by setup including thermally stabilized diode laser LML-785.0RB-04 (785 nm, 200 mW),
commercial Raman probes (Inphotonics RPB785), and spectrograph Shamrock SR-500i-D1-R with deeply cooled digital
camera Andor iDus DU416A-LDC-DD (air-cooled up to -70 º C). Detailed information about the experimental setup presented
in paper [7].</p>
        <p>All spectra were recorded in 780-950 nm spectral range, the exposure time was 60 seconds. The recording of three spectra
for each studied sample was performed sequentially. The total time of Raman spectra registration was 3 minutes.</p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Tested samples preparation and spectra registration</title>
        <p>The standardized collection of whole blood samples from patients with pathological blood disease was performed. The
whole blood samples were obtained from the biochemical laboratory of the Samara State Medical University. Blood plasma
was produced by sedimentation of whole blood in a test-tube at +2 + 4°C up to the complete drop-out of the formed elements
to the bottom of the tube. After the blood plasma sample has been studied, it was mixed with the formed elements for the
subsequent analysis of the whole blood. Altogether we performed our study for 45 samples. The tested samples were placed in
the aluminum cuvette with a volume of 0.9 ml. Choice of the cuvette geometry was made based on our previous study results</p>
        <p>Computer Optics and Nanophotonics / А.А. Lykina et al.
[7]. The cuvette had a cylindrical shape with a flat bottom, the cuvette depth was 45 mm, the hole diameter was Ø 5 mm. The
chosen cuvette geometry provides the increase of “light” volume due to the laser radiation reflection from the side walls
surface.</p>
      </sec>
      <sec id="sec-2-3">
        <title>2.3. Data processing methods</title>
        <p>PLS method was used for the experimental data analysis [8], as this method interprets the results based on a smaller
number of bilinear components.</p>
        <p>The registered signal includes the autofluorescence and Raman components, so a raw spectrum preprocessing was
performed for the autofluorescence background removal. Two methods of the Raman spectrum extraction were utilized:
polynomial approximation method and baseline correction with asymmetric least squares based on procedures implemented in
the TPTcloud (https://tptcloud.com/) cloud service. Baseline correction for background component removal was performed
using the method of asymmetric least squares (baseline als) [9]. Another approach utilized in this study for Raman spectra
separation from the autofluorescence signal is the polynomial approximation [10].</p>
        <p>Spectral informative bands during the regression model construction were determined by the analysis of the variable
importance in projection (VIP) [11]. The higher the VIP-score of an individual variable corresponds to the more significant
values in the constructed model. Variables with a low VIP-score are less important, and may be regarded as candidates for
exclusion from the model.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Results and discussion</title>
      <sec id="sec-3-1">
        <title>3.1. Raw spectra processing</title>
        <p>The raw spectra of plasma and whole blood were registered for the study of protein fractions. The common bands of
protein fractions were obtained on the basis of two mathematical approaches: polynomial approximation and method of
asymmetric least squares. Analysis of the plasma and whole blood spectra allows for detection the differences in the proteins
component composition. Fig. 1 demonstrates Raman bands of blood plasma 820 сm-1 (vibrations of tyrosine), 950 сm-1
(deformation vibrations of СН group), 1002 сm-1 and 1080 сm-1 (vibrations of phenylalanine), 1160 сm-1 (deformation
vibrations of СС group), 1250 сm-1 (α-helix in Amide III), 1330 сm-1 (vibrations of tryptophan), 1450 сm-1 (deformation
vibrations of -CH2 group), 1650 сm-1 (β-helix in Amide I) [12].Fig. 2 shows Raman spectra of whole blood. The bands are
similar to Raman bands of plasma excluding 570 сm-1 (deformation vibrations of FeO2 group), 670 сm-1 and 750 сm-1
(vibrations of pyrrole), 1120 сm-1 (deformation vibrations of С-N group), 1227 сm-1 (deformation vibrations of СН group),
1550 сm-1 (vibrations of phenylalanine) [13]. Each processed spectrum was a subject to the multivariate analysis for the
construction of regression model. The spectra of plasma and whole blood processed by two approaches (baseline als and
polynomial approximation) and normalized using the standard deviation are shown in Fig. 1 (b) and Fig. 2 (b).</p>
        <p>As shown in Fig.1 utilization of baseline als and polynomial approximation provides the possibility to observe Raman
bands corresponding to the contribution of certain molecular vibrations. Analysis of Fig. 1 (b) demonstrate that the shape and
intensity of Raman peaks in the blood plasma spectrum processed by baseline als and polynomial approximation are coincide
in spectral ranges: 980- 1100 cm-1, 1150-1190 cm-1, 1640-1680 cm-1. For blood plasma samples the intensity of 1080 cm-1,
1160 cm-1 and 1450 cm-1 Raman bands is 15-20% higher for processing by baseline als algorithm unlike using the polynomial
approximation. Analysis of 1700-2000 cm-1 spectral region was not performed, since shape of spectra in this region is mostly
associated with contribution from the optical filtering module.</p>
        <p>Analysis of Fig. 2 helps to conclude, that raw spectra of whole blood processed by two methods Raman bands become
more informative due to the elimination of autofluorescence and the appearance of characteristic bands that are hardly
recognizable on a raw spectra. Positions of whole blood Raman bands coincide on the entire spectral range. Herewith, the
maximum intensity difference on the 1650 cm-1 band does not exceed 25%.</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Raman spectra of blood plasma and whole blood</title>
        <p>To compare the Raman bands of blood plasma and whole blood a data normalization using standard normal variate (snv)
method was performed. Fig. 3 shows the normalized averaged spectra of blood plasma and whole blood for all 45 tested
samples.</p>
        <p>Fig. 3 demonstrates that the Raman peaks intensities of blood plasma and whole blood coincide at 1002 cm-1 and 1450 cm-1
bands. The common band on 1002 cm-1 is phenylalanine, which corresponds to a protein amino acid, the precursor of all
nutrients [14]. The Raman peak on 1450 cm-1 (deformation vibrations of -CH2 group) is present in both spectra of blood</p>
        <p>Computer Optics and Nanophotonics / А.А. Lykina et al.
plasma and whole blood. On the spectral ranges of 570-800 cm-1 and 1460-1600 cm-1, figure shows that intensity of the Raman
spectra of whole blood is higher than the intensities for blood plasma. This fact is caused by hemoglobin presence in the whole
blood [14]. This is an iron protein, present in erythrocytes [15]. Hemoglobin common Raman peaks are 570 cm-1, 820 cm-1,
670 cm-1, 750 cm-1, 1227 cm-1 and 1550 cm-1. The peak on 570 cm-1 corresponds to the deformation vibrations of FeO2 group
of hemoglobin. Pyrrole, one of the hemoglobin components have strong Raman peaks at 670 cm-1 and 750 cm-1 bands. The
1227 cm-1 band corresponds to deformation vibrations of СН group of hemoglobin [16]. The Raman bands on 820 cm-1 and
1550 cm-1 correspond to the vibration of tyrosine and phenylalanine, which contribute to the composition of the protein
components of blood plasma and whole blood. Since these amino acids are parts of hemoglobin, the intensity of whole blood
tyrosine and phenylalanine Raman bands is 70-75% above than their Raman intensities in the blood plasma.</p>
      </sec>
      <sec id="sec-3-3">
        <title>3.3. PLS analysis of Raman spectra of blood plasma and whole blood</title>
        <p>The VIP-scores of Raman spectra matrix of the plasma and whole blood samples for the constructed regression model of
the total protein concentration prediction are shown in Fig. 4.</p>
        <p>Fig. 4 demonstrates that the most Raman peaks of plasma and whole blood spectra are coincide on the full spectral range.
The most informative spectral bands for whole blood are 570-700 cm-1, 1120 cm-1, 1550 cm-1; and these peaks are not observed
in the blood plasma Raman spectra. These bands are associated with hemoglobin groups. The Raman spectra of plasma and
whole blood include multiple peaks in 970-1040 cm-1, 1370-1500 cm-1 and 1580-1710 cm-1 bands, and these peaks are mixed
in single peaks, observed in registered spectra: 1002 cm-1, 1450 cm-1 and 1650 cm-1. In our study the VIP distribution allows
for evaluation of the Raman spectra. It doubles the spectral band, herewith increasing the Raman peaks informativeness.
Analysis of obtained results makes it possible to draw a conclusion that the peaks of VIP distribution for the constructed
regression model of the total protein concentration predict coincide with Raman peaks shown in Fig.3. Herewith differences
are observed in the intensity amplitude of the spectral bands. As shown in Fig. 4 the largest values of VIP-scores corresponds
to peaks on spectral bands of 1002 cm-1, 1227 cm-1, 1440 cm-1 and 1630 cm-1. The chosen bands correspond to albumin and
globulin [17, 18], whose concentration predominates in plasma and whole blood.</p>
        <p>The current study demonstrates analysis of the plasma and whole blood Raman spectra obtained by two mathematical
approaches: polynomial approximation and asymmetric least squares. The maximum differences in the Raman bands
intensities did not exceed 20-25% for both approaches.</p>
        <p>The carried out research allowed for differences detection between blood plasma and whole blood Raman spectra. The
main differences in the spectral characteristics of the tested samples are observed in 670 cm-1, 750 cm-1, 1120 cm-1 and 1550
cm-1 bands. These bands are associated with hemoglobin bonds, such as pyrrole and FeO2 vibrations.</p>
        <p>The VIP-scores calculation makes it possible to define the most informative spectral bands for total proteins analysis
1002 cm-1, 1227 cm-1, 1400 cm-1, 1630 cm-1 corresponding to albumin and globulin fractions.</p>
        <p>This research was supported by the Ministry of Education and Science of the Russian Federation.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Conclusion</title>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgments References</title>
      <p>Computer Optics and Nanophotonics / А.А. Lykina et al.
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[4] Annika MK, Tae-Woong E, Oh J, Hunter M. Blood analysis by Raman spectroscopy. United States: Optics letters 2004; 27: 2004.
[5] Dingari NC, Horowitz GL, Kang JW, Dasari RR, Barman I. Raman Spectroscopy Provides a Powerful Diagnostic Tool for Accurate Determination of</p>
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    </sec>
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