<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>A discrete phase problem in reconstruction of signals in space-rocket hardware</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>А.А. Kuleshova</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>E.A. Shchelokov</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Samara National Research University</institution>
          ,
          <addr-line>34 Moskovskoe Shosse, 443086, Samara</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2017</year>
      </pub-date>
      <fpage>14</fpage>
      <lpage>22</lpage>
      <abstract>
        <p>Reconstruction of information hidden in vector signal phases does not lose its relevance. Sets of vectors   iin1 , called frames, in a space C m ( R m ) can be used for theoretical research of phase retrieval. The article shows that phase retrieval is equivalent to phaseless reconstruction. Examples are considered in R m and C m , for which sets of vectors    i in1 that simultaneously carry out phase retrieval and phaseless reconstruction are constructed. A search of the fast algorithms for phaseless signal reconstruction is topical now. The main property of frames, which makes them so useful in applied tasks, is their redundancy. A well-chosen frame can provide numerical stability for signal recovery and obtaining important characteristics of the signal [1]. A family of frames recovers the signal by absolute values of frame coefficients in polynomial time. It is shown that in the real case under certain conditions a generic frame consisting of (2m-1)-vectors can recover the signal without phases. The similar result was obtained in the complex space for (4m-2)-vectors. Along with the "phaseless reconstruction", another version of the discrete phase problem statement - "phase retrieval" - is considered. The issue of their equivalence is raised and partially resolved. The present work continues this line of research and gives examples of signal recovery in small-dimension spaces.</p>
      </abstract>
      <kwd-group>
        <kwd>phase retrieval</kwd>
        <kwd>phaseless reconstruction</kwd>
        <kwd>frame</kwd>
        <kwd>complement property</kwd>
        <kwd>weak phase retrieval</kwd>
        <kwd>generic frame</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>and amplitudes of measurements
proves
m
v   v, ui</p>
      <p>i1
insuperable in signal reconstruction [1, P. 280], [4, P.281].</p>
      <p>In recent years, significant amount of works has been devoted to solution of the following task: to construct such systems of
"measuring" vectors Ф   i in1 that allow recovering a signal v  V by a set of real numbers v, i .</p>
      <p>Such task has no decision in the ONB class.</p>
      <p>
        The main problem set in [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] is still far from final solution. It is to find necessary and sufficient conditions for a system of
representation vectors Ф   i i1 (so-called "measuring vectors"), which provide injectivity and stability of mapping of
n
"amplitude measurement" of the signal x
( A( x))(i) : x, i
2
      </p>
      <p>We have proved that exact recovery of the signal (to the unimodular multiplier) is theoretically possible if
complete redundant systems are used as a representation system [2, P. 354]. Frames are such redundant systems.</p>
      <p>
        In 2006, Balan/Casazza/Edidin [
        <xref ref-type="bibr" rid="ref4 ref5">4,5</xref>
        ] defined one of versions of the discrete phase problem, which they called "phaseless
reconstruction". It was shown that in the real case a generic frame consisting of (2m-1)-vectors can do phaseless reconstruction
under certain conditions. The similar result was obtained for (4m-2)-vectors in the complex space.
      </p>
    </sec>
    <sec id="sec-2">
      <title>3. Frames</title>
      <p>Let  m be a space R m or C m .</p>
      <p>Definition 1. A family of vectors    i i1 is called a frame of a Hilbert space  m if there are such constants 0 &lt; A ≤ B &lt;
n
∞ that for all x  H m the following inequalities are achieved:
2
n
A || x || 2   x, f i  B || x || 2 .</p>
      <p>i1</p>
      <p>A and B are called frame bounds. The greatest of the lower bounds is called the optimum lower bound, and the smallest of the
upper bounds is the optimum upper bound. If A=B, than the frame is called A-tight and if A=B=1, it is called a Parseval-Steklov
fra mThee. numbers  x, i in1 are called frame coefficients.</p>
      <p>If all frame elements have the same norm than such frames are called uniform ones.</p>
      <p>
        In the finite-dimensional space the notion of a frame is equivalent to the notion of completeness of a system, that
is to the equality span{ i }i1  H m [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
      </p>
      <p>n
Definition 2. Let    i in1 be a frame. The linear mapping:</p>
      <p>T : H m  H n , T ( x)   x, i in1
is called an analysis operator.</p>
      <p>Definition 3. The linear mapping:
n
T * : H n  H m , T * (ci in1 )   c </p>
      <p>i i
i1
is called a synthesis operator.</p>
      <p>The composition of T and T * defines a frame operator, which is a positive, self-conjugate reversible operator:
n
S  T *T : H m  H m : Sx  T *Tx   x, i  i .</p>
      <p>i1
It provides the exact formula for reconstruction:</p>
      <p>n
x   x, i S 1 i .</p>
      <p>i1
Definition 4. A family of vectors    i i1 is a uniform equiangular tight frame if</p>
      <p>n
3rd International conference “Information Technology and Nanotechnology 2017”
______ Mathematical Modeling / А.А. Kuleshova, E.A. Shchelokov
1)   0 : ||  i ||  i  1, n ;
2) c  0 : for any pair of frame vectors  j and  k , j≠k, we have:
 j , k
 c.</p>
      <p>
        It is known that there is an upper bound for a number of vectors in the uniform equiangular tight frame    i i1 on the
mn
Definition 5. The frame  i in1 is called generic if  i in1  L U , where U is the Zariski open set and U  Gr (m, n) .
Theorem 1 [
        <xref ref-type="bibr" rid="ref8 ref9">8,9</xref>
        ]. Let Ф   i in1  C m and the mapping A : Crm  C m / T 1  R m be defined by ( A( x))(i) : x, i
2
i  1,.., n .
      </p>
      <p>Let us consider { i i*u}in1 as vectors of the space R 2m . Let S (u) : spanR { i i*u}in1 . The following statements are
equivalent:
(a) A is injective.
(b) dim S (u)  2n 1 for every u  C m \ {0} .
(c) S (u)  spanR {iu} for every u  C m \ {0} .</p>
      <p>Definition 6. The family of vectors    i i1 in  m has the complement property if for any I  {1, ... , n}, either
n
{ i }iI , or { i }iI C is complete in  m [10].</p>
      <p>Definition 7. The family of vectors  i in1  R m is called a set with a full spark, if every its subset of m vectors is
complete in R m [10].</p>
      <p>Lemma 1. Every set with the full spark    i i1 in R m with n  2m 1 satisfies the complement property.</p>
      <p>n</p>
      <p>PBryodoeff.iLnietti'osnasosfutmhee ftuhlel csopnatrrka,rfyr:otmhetrheisisitsufochlloSwst{h1a,t.., nS}thmatn1eiathnedr {SCi }iSm no1r, {thait}iisSnC ar2emnot2c,owmhpilcehtecionntRramdi.cts the
condition.</p>
      <p>Theorem 2. In the real case if    i i1 in R m and n  2m  2 , then mapping A is not injective.</p>
      <p>n
If n  2m 1, then mapping A is injective if and only if when    i i1 is a full spark.
n</p>
      <p>Proof. If n  2m  2 , then the set {1,.., n} can be divided into sets S and S C such that the cardinality of each would not
exceed m 1. None of the sets { i }iS , { i }iSC can be complete.</p>
      <p>If n  2m 1 and    i in1 is a full spark, then the injectivity of A follows from lemma 1 and theorem 1.</p>
      <p>And vice-versa, if A is injective, then    i in1 is an alternatively full family. Let's take an arbitrary subset S  {1,.., n}
with S  m . Then S C  m 1 and { i }iSC can’t be full. Therefore, { i }iS is full, and    i in1 is a full spark.</p>
      <p>
        The exact minimum bound is unknown for the complex case. Besides, in the real case there is a simple direct
method for checking infectivity of the mapping A for the corresponding frame [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ].
      </p>
      <p>
        Theorem 3 [
        <xref ref-type="bibr" rid="ref4">4, 11</xref>
        ].
      </p>
      <p>m(m 1)
(a) If H  R m , n  and    i in1 is a generic frame, the nonlinear map P is injective. Then the vector x  H
2
can be reconstructed (up to a sign) from the set {| x, i |}in1 of absolute values of the frame coefficients in a polynomial
number (O(m 6 )) of steps.</p>
      <p>(b) If H  C m , n  m 2 and    i in1 is a generic frame, the nonlinear map P is injective. Then the vector x  H can be
reconstructed (up to multiplication by a root of unity) from the set {| x, i |}in1 of absolute values of the frame coefficients in a
polynomial number (O(m 6 )) of steps.</p>
    </sec>
    <sec id="sec-3">
      <title>4. About Equivalence of Phase Retrieval and Phaseless Reconstruction</title>
      <p>Let x  (a1 , a2 ,..., am ) and y  (b1 , b2 ,..., bm ) be vectors in a space  m .</p>
      <p>Definition 1: For the phase of number z  C m , we take the value of the angle   ph zi  2k , k  Z , defining the
deviation of the radius vector of the point on the plane, corresponding to z  C m , from the real axis in C m . In the real case, the
phase in R m is equal to 0 or  .</p>
      <p>We shall say that x, y have the same phases if:
(Respectively,</p>
      <sec id="sec-3-1">
        <title>Then</title>
        <p>{Pi }in1 does phase retrieval).</p>
        <p>Mathematical Modeling / А.А. Kuleshova, E.A. Shchelokov</p>
        <p>ph ai  ph bi , i  1,2,..., m .</p>
        <p>Definition 2. Let    i in1 be a family of vectors in  m (respectively, {Pi }in1 be a family of projections on  m )
satisfying the following property: for every x, y the following condition is satisfied:</p>
        <p>x, i  y, i , for all i  1,2,..., n .</p>
        <p>|| Pi x |||| Pi y || , for all i  1,2,..., n). .
1) If there is a   1 such that x and  y have the same phases, one can say   i in1 does phase retrieval (respectively,
2) If there is a   1 such that x  y , one can say    i i1 does phaseless reconstruction. (Respectively, {Pi }in1 does
n
either { i }iI , or { i }iI C is complete in  m .</p>
        <p>If { i }i1 retrieves phases in  m then span{ i }i1   m . This means that { i }i1 is a frame in the space  m .</p>
        <p>n n n
Otherwise, there exists 0  x   m such that  x, i    y, i   0 , i  1,2,..., n, while phases of vectors x and 0 are
not the same.</p>
        <p>If x  (a1 , a2 ,..., am ) and y  (b1 , b2 ,..., bm ) have the same phases then ai  0 if and only if bi  0 , for the
phase of 0 is not determined.</p>
        <p>Theorem 1. Let    i in1 be a set of vectors in R m . The mapping A : R m /{1}  R n (n  m) is defined by</p>
        <p>, i  1,.., n . If    i in1does phaseless reconstruction, then it has a complement property. In the real case
these concepts are equivalent.</p>
        <p>Proof. () Assume that  fails the complement property. Then there exists I  {1,.., n} such that neither { i }iI , nor
{ i }iI C is complete in R m .</p>
        <p>We choose nonzero vectors u, v  Rm such that u, i  0 for all i  I and v, i  0 for all i  I C . For every i we then
have:
u  v, i</p>
        <p> u, i
2
2
2
 2 u, i
2
________
v, i  v, i
2
 u, i
2
 v, i
2</p>
        <p>for every i , and A(u  v)  A(u  v) . Moreover, since u and v are
nonzero by assumption, then u  v  (u  v) . Thus there is no phaseless reconstruction.</p>
        <p>() Assume that    i i1 fails phaseless reconstruction. That means there exist vectors x, y  R m
n
such that x   y
and A( x)  A( y) . Take I : {i : x, i  </p>
        <p>y, i } .</p>
        <p>We have: x  y, i  0 for every i  I . Otherwise if i  I C , we have x, i  y, i and then x  y, i  0 . According
to the assumption, x   y , therefore x  y  0 and x  y  0 . Thus, neither { i }iI or { i }iI C are complete in R m .</p>
        <p>In R m the phase of a vector can be equal to 0 or  . Coordinates of the vectors have the same phases if signs of the
coordinates of the vector x are the same as those of the vector y . At the same time the phase of 0 is not defined. That is, if
x  (a1 , a2 ,..., am ) and y  (b1 , b2 ,..., bm ) , then x, y have the same phase in the following cases:
1) If ai  0  bi , then ai bi  0 .
2) If ai  0 , then corresponding to it bi  0 (it is symmetric: if bi  0 , then corresponding to it ai  0 ).
Otherwise, the vectors have different phases.</p>
        <p>Then, if we are given two vectors, so as to define whether their phases are equal or not it is necessary:
1) To check equality of all indices of zero coordinates of the vectors. If all indexes of zero coordinates of the first vector
correspond to the indexes of the second vector (and vice versa), then it is necessary to check 2), otherwise, the vectors have
different phases.</p>
        <p>2) For nonzero coordinates to check fulfillment of the following condition: if ai bi  0  the vectors have the same phases,
and if ai bi  0 then the vectors have different phases.</p>
        <p>Definition 1 in the real case will mean:
Let    i i1 be a set of vectors in R m , satisfying the following property: for every x, y the following condition is
n
fulfilled:</p>
        <p>x, i  y, i , i  1,2,..., n .
Then,
1)    i i1 does phases reconstruction if there exist   1 such that</p>
        <p>n
а) For   1 the vectors x and y have the same phase.</p>
        <p>b) For   1 the vectors x and  y have the same phase.
2)    i i1 does phaseless reconstruction if there exists   1 such that</p>
        <p>n
с) For   1  x  y .</p>
        <p>d) For   1  x   y .</p>
        <p>Theorem 2. Let    i i1 be a set of vectors in R m . The mapping A : R m /{1}  R n (n  m) is defined by
n
equations ( A(x))(i) : x, i
2
, i  1,.., n . If    i i1 does phase retrieval, then it has the complement property. In the real</p>
        <p>n
case these concepts are equivalent.</p>
        <p>Proof. Assume that  does phase retrieval, but fails phaseless reconstruction. Assume that the set    i in1 fails
complement property, that is there exists I  {1,.., n} such that neither { i }iI , nor { i }iI C is complete in R m .</p>
        <p>Let us choose nonzero vectors x  (a1 , a2 ,..., am ), y  (b1 , b2 ,..., bm )  R m such that x, i  0 for all i  I and y, i  0
for all i  I C . Then for some i either x, i  0 , or y, i  0 . Fix c  0 , so that for every 1 i  n</p>
        <p>By assumption,  does phase retrieval, and it means that there exists   1 such that ( x  cy) and  ( x  cy) have the
But it is impossible because if x and y have the same phases, then ai  0 if and only if bi  0 .</p>
        <p>As the vectors x and y are nonzero, then the last two equalities are possible if and only if either ai  0 , or bi  0 ,
1  i  m . Let I  {1  i  m : bi  0} and {ei }im1 be an orthonormalized basis in R m . Then
x  y   ai ei   bi ei and x  y   ai ei   (bi )ei .</p>
        <p>iI iI C iI iI C</p>
        <p>Then there exists   1 such that ( x  y) and  ( x  y ) have the same phases and they are equal. We have arrived at a
contradiction.</p>
        <p>Let's consider an example in R 2 . Let x  (a1 , a2 )  (0,0) and y  (b1 , b2 )  (0,0) .</p>
        <p>For    i i31 , we take the Mercedes-Benz frame in R 2 , consisting of 3 unit vectors located at an angle of 120º (Fig. 2):
1  (0,1),  2  (
3
2</p>
        <p>1
, ),  3  (
2</p>
      </sec>
      <sec id="sec-3-2">
        <title>Then fulfillment of the condition</title>
        <p>x, i </p>
        <p>Mathematical Modeling / А.А. Kuleshova, E.A. Shchelokov</p>
        <p>y, i i31 means that





 (a1 , a2 ), (


 (a1 , a2 ), (


(a1 , a2 ), (0,1)  (b1 , b2 ), (0,1)
3 1</p>
        <p>,
2 2
3 1</p>
        <p>, ) 
2 2
(b1 , b2 ), (
3 1</p>
        <p>,
2 2</p>
        <p>)
3 1</p>
        <p>, )
2 2
) 
(b1 , b2 ), (









 


 a2  b2

 3a1  a2  3b1  b2 .

 3a1  a2  3b1  b2
Squaring the equations of the last system we obtain that</p>
        <p>a1a2  b1b2 and a12  b12 .</p>
        <p>From this it follows that the first equality gives coincidence of the signs (to the multiplier), and the second – coincidence of
the absolute values of coordinates. Moreover, from these equalities it also follows that zero coordinates are the same, if any.</p>
        <p>We obtain that either x  y , or x  y . Then there really exists   1 such that if    i i1 is the Mercedes-Benz
3
frame, it does both phases reconstruction (because the vectors have the same signs, which means that the phases are the same
too) and phaseless reconstruction (for x  y ) at the same time.</p>
        <p>If we know the absolute values of coordinates of the vectors x  (a1 , a2 ) and y  (b1 , b2 ) , then x and y can be one of 4
vectors (Fig. 3):</p>
        <p>a2  b2
1 2  b1b2
a a
a1</p>
        <p>Mathematical Modeling / А.А. Kuleshova, E.A. Shchelokov
Then fulfillment of the condition x, i  y, i i51 means that
 ( x1 , x2 ), (1,0)  ( y1 , y2 ), (1,0)
 ( x1 , x2 ), ( 12 , 12 )  ( y1 , y2 ), ( 12 , 12 )
 ( x1 , x2 ), ( 12 , 12 )  ( y1 , y2 ), ( 12 , 12 )
 ( x1 , x2 ), ( 12 , 12 i)  ( y1 , y2 ), ( 12 , 12 i)
 ( x1 , x2 ), ( 1 , 1 i)  ( y1 , y2 ), ( 1 , 1 i)
 2 2 2 2</p>
        <p>Then x, i   (x1 , x2 ), ( i1 , i2 )   x j ij and x, i  y, i i51 mean that:
j1,2
i1,5
 x1  xx21  xy11  x2
 x1  x2  x1  x2 
 x1  x2 i  x1  x2 i
 x1  x2 i  x1  x2 i
Let's rewrite the system in the following form:
 a 2  b 2  e 2  f 2

(a  c) 2  (b  d ) 2  (e  g ) 2  ( f  h) 2

(a  c) 2  (b  d ) 2  (e  g ) 2  ( f  h) 2 .
(a  d ) 2  (b  c) 2  (e  h) 2  ( f  g ) 2
(a  d ) 2  (b  c) 2  (e  h) 2  ( f  g ) 2
.</p>
      </sec>
      <sec id="sec-3-3">
        <title>From the last system we obtain</title>
        <p>c 2  d 2  g 2  h 2 .</p>
        <p>And it means that the absolute values of the second complex coordinates of the vectors x and y are equal, because:
c 2  d 2  x2 = g 2  h 2  y2 .</p>
        <p>So, if we take a frame of the type 1  (1,0),  2  ( 12 , 12 ),  3  ( 12 , 12 ),  4  ( 12 , 12 i),  5  ( 12 , 12 i) ,
then the absolute values of the corresponding complex coordinates of the vectors x and y are equal, i.e.:
x1  y1  r1 and x2  y2  r2 .</p>
        <p>Now, let us write down the coordinates of the vectors in the polar form, taking into account the equality of the absolute
values of the coordinates:</p>
        <p>x  (x1 , x2 )  (r1ei1 , r2ei2 ) and y  ( y1 , y2 )  (r1ei 1 , r2ei 2 )) .</p>
        <p>Then x, i  y, i i51 will look as follows:
 (r1e i1 , r2 e i2 ), (1,0)  (r1e i 1 , r2 e i 2 ), (1,0)
 (r1e i1 , r2 e i2 ), ( 12 , 12 )  (r1e i 1 , r2 e i 2 ), ( 12 , 12 )
 (r1e i1 , r2 e i2 ), ( 12 , 12 )  (r1e i 1 , r2 e i 2 ), ( 12 , 12 )
 (r1e i1 , r2 e i2 ), ( 12 , 12 i)  (r1e i 1 , r2 e i 2 ), ( 12 , 12 i)
 (r1e i1 , r2 e i 2 ), ( 1 , 1 i)  (r1e i 1 , r2 e i 2 ), ( 1 , 1 i)
 2 2 2 2
.</p>
        <p>From this it follows that 1   1 and  2  2 . We obtain that phases of the vectors x and y are equal to 2k, k   .</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>5. Weak phase retrieval</title>
      <p>Definition 1. Two vectors x  (a1 , a2 ,..., am ) and y  (b1 , b2 ,..., bm ) do weak phase retrieval if there is a   1 such that
phase ai   phase bi , for all i  1,2,..., m , such that ai  0  bi .</p>
      <p>In the real case, if   1, we say that x, y have weakly like signs and if   1 they have weakly opposite signs.
Definition 2. A family of vectors    i i1 in  m does weak phase retrieval if from equalities
n</p>
      <p>x, i  y, i , i  1,2,..., n .</p>
      <sec id="sec-4-1">
        <title>It follows that there exists a   1 , such that</title>
        <p>phase xi   phase yi , for all i  1,2,..., m , so that ai  0  bi .</p>
        <p>The weak phase retrieval differs from the phase retrieval described in Definition 2 of Section 4 in that there can be both
ai  0 and bi  0 .</p>
        <p>Let us consider an example where the weak phase retrieval is done but the phase retrieval by Definition 2 of Section 4 is
failed. Let us consider in R m a set of vectors    i im11 , which coordinates form the following matrix columns:
1

1
A  


1
Then for every x  (a1 , a2 ,..., am ) and y  (b1 , b2 ,..., bm ) , if
x, i
 y, i</p>
        <p>i j  bi b j for all i  j .
, it follows that a a
This set of (m  1) -vectors in Rm will do weak phase retrieval.</p>
        <p>Theorem 1: Let x  (a1 , a2 ,..., am ) and y  (b1 , b2 ,..., bm ) be two vectors in R m . Then the following statements are
equivalent:
1) sgn(ai a j )  sgn(bi b j ) , for all 1  i  j  m .</p>
        <p>2) x, y have either weakly like signs or weakly opposite signs.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>6. Conclusion</title>
      <p>In case the phase information is not available, the signal recovery is theoretically possible if redundant systems called frames
are used as the system of representation. A well-chosen frame can provide numerical stability for recovery of the signal and
obtaining important characteristics of the signal.</p>
      <p>In the real case under certain conditions a generic frame consisting of (2m-1)-vectors can do phaseless reconstruction. In the
complex space a generic frame consisting of (4m-2)-vectors can do the same under certain conditions. A family of frames
recovers the signal by the absolute value of frame coefficients in polynomial time. The issue of the equivalence of phases
retrieval and phaseless reconstruction is raised and partially resolved. Examples of signal recovery in small-dimension
spaces are given.</p>
      <p>A search and theoretical justification of new methods of recovery of information hidden in phases of transmitted signals and
unavailable for measurements by publicly available physical instruments is conducted. The technique is based on the latest
achievements in the research of complete linearly dependent systems called space frames.</p>
      <p>Acknowledgements</p>
      <p>The authors thank S.Ya. Novikov for his fruitful discussions.</p>
      <p>Mathematical Modeling / А.А. Kuleshova, E.A. Shchelokov
[10] Cahill J, Mixon DG. Full Spark Frames. Available online: arXiv:1110.3548.
[11] Kuleshova A. Generic frame in problems for signal reconstruction without phase. Information Technology and Nanotechnology 2016, Ceur WS 2016.;
1638; 364–372.</p>
    </sec>
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