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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>The Current Status and Ongoing Investigations of 2D and 3D Digital Cadastre (ePlan) in Victoria, Australia</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Hamed Olfat</string-name>
          <email>hamed.olfat@delwp.vic</email>
          <email>hamed.olfat@delwp.vic. gov.au</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Davood Shojaei</string-name>
          <email>davood.shojaei@delwp</email>
          <email>davood.shojaei@delwp. vic.gov.au</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mark Briffa</string-name>
          <email>mark.briffa@delwp.vic</email>
          <email>mark.briffa@delwp.vic. gov.au</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Abbas Rajabifard</string-name>
          <email>abbas.r@unimelb.edu.au</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of</institution>
          ,
          <addr-line>Infrastructure</addr-line>
          ,
          <institution>Engineering</institution>
          ,
          <addr-line>The</addr-line>
          ,
          <institution>University of</institution>
          ,
          <addr-line>Melbourne, Victoria</addr-line>
          ,
          <country country="AU">Australia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Electronic Subdivisions, Unit</institution>
          ,
          <addr-line>Land Use Victoria, DELWP, Victoria</addr-line>
          ,
          <country country="AU">Australia</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>ePlan is a collaborative program between the Australian land authorities and the surveying industry, in conjunction with the Intergovernmental Committee on Surveying and Mapping (ICSM) which aims to replace paper and PDF plans with digital files based on a national standard. ePlan was introduced in Victoria in 2011 and has been operational in this jurisdiction for 2D (non-building) plans since 2013. On average, one ePlan application is currently submitted to a digital plan lodgement portal every fortnight. The low uptake of ePlan is caused by a number of challenges which includes surveyors acceptance of adopting a new method of producing plans, the quality of the visualisation service which converts the ePlan LandXML file into PDF as the legal title diagram, and support for 3D building subdivision plans. This paper aims to explore the current status of ePlan implementation in Victoria and discuss the ongoing research programs developed to address the aforementioned challenges.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>This paper explores the current status of ePlan implementation in Victoria, and discusses the ePlan project
challenges, the ongoing research programs and their recent outcomes. Finally, the paper proposes the future
directions for the Victorian ePlan project.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Current Status of the Victorian ePlan Implementation</title>
      <p>
        From 2011 to 2013, ePlan was piloted in Victoria by the land authority, surveying industry and software vendors. In
May 2013, the digital plan lodgement portal namely ‘Surveying and Planning through Electronic Applications and
Referrals (SPEAR2)’ was ePlan enabled and the following services were provided within this portal
        <xref ref-type="bibr" rid="ref8">(Olfat et al.,
2015)</xref>
        :
 ePlan Digital Data Download Service – This service is available through the LASSI-SPEAR application3
and allows users to define a polygon on the map base and download a digital file in ePlan LandXML
format that contains parcel line works, administrative areas, datum, location addresses, road abuttals,
survey marks and monuments. The downloaded ePlan file can be imported into surveying software
packages to pre-populate the known data for ePlan preparation, which saves the surveyors’ time.
 ePlan Validation Service – This service identifies some of the errors and potential problems in plans at an
early stage and allows the surveyor to correct them prior to the examination process. This will result in a
reduction in the number of refusals and requisitions. SPEAR currently has 130 ePlan validation rules
which cover three main areas of ‘survey accuracy (e.g. parcel area, parcel observations closure)’, ‘survey
examination rules (e.g. appropriate title connections)’ and ‘metadata completeness (e.g. easement
purpose)’.
 ePlan Data Viewer – This service provides a tabular view of both graphical and textual data that can be
used to review the content of an ePlan.
 ePlan Visualisation Service – This service converts the ePlan LandXML file into PDF. The PDF plan is the
legal title document in Victoria. Automatic visualisation of an ePlan file is fundamental to streamline
processes and dissemination of digital cadastral data.
      </p>
      <p>Most 2D cadastral plans (e.g. Plan of Subdivision/Consolidation) are supported in ePlan. Currently there are
three fully functional ePlan-enabled surveying software packages in Victoria; LISCAD, ePSALON and Stringer
ePlan from LISTECH, Geocomp Consulting and Civil Survey Solutions respectively. In addition, the Plan
functionality within 12d Model and Magnet Office (previously known as CivilCad) applications developed by 12D
Solutions and Position Partners respectively is currently under test.</p>
      <p>On average one ePlan application is currently submitted to SPEAR every fortnight. Similar to other states, the
ePlan uptake is low in Victoria because of a number of challenges:



surveyors acceptance of adopting a new business process – ePlan is basically seen by surveyors as a
change in their subdivisional practices
the visualisation service limitations – this service struggles to display dimensions along small bends,
narrow easements (e.g. party walls) and the general display of plan information for detailed and large
estate subdivisions. It cannot also support the creation of enlargement diagrams, which is a key component
of plan presentation. Feedback received from the surveying industry also indicated that in general the
surveyors would like to have control over the plan presentation of the PDF visualised from an ePlan.
Lack of support for building subdivisions in ePlan – the boundaries defined by buildings on 2D plans are
supported in ePlan, however building subdivision plans, which have cross sections are not yet supported.</p>
      <p>In order to address the above challenges and increase the ePlan uptake, the ePlan team has defined the research
programs explained in sections 3, 4 and 5 below.
3</p>
      <p>ePlan Engagement Program
This program aims to investigate the subdivisional processes of the surveying firms and better understand how
ePlan can fit into their processes. The program also enables surveyors to provide immediate feedback on the current
visualisation of plans and to participate in the future development of ePlan. In the first round of this program (May
2015-Sep 2016), the ePlan team conducted workshops with eleven surveying firms, investigating their business
requirements. As part of this program, a case study was undertaken with data provided by SMEC Australia, which
is one the largest surveying firms in Victoria. The outcomes of this case study have been described below. The
second round of the ePlan Engagement Program commenced in Nov 2016, with 18 expressions of interest received.
This round is scheduled to conclude in March 2017.</p>
      <p>2 www.spear.land.vic.gov.au
3 https://www.spear.land.vic.gov.au/lassi/SpearUI.jsp</p>
      <p>The aim of SMEC’s case study was to align ePlan with their current business practices and product quality.
SMEC provided the ePlan team a copy of a large computed plan of Laurimar estate, located in the north of Victoria.
The AutoCAD Civil3D Stringer ePlan application was used to convert one of the stages of the computed plan (stage
5) to an ePlan. Figure 1 provides a comparison between SMEC’s current process and the ePlan process for creating
a plan of subdivision for stage 5 of Laurimar estate.
As shown in the above figure, SMEC prepares a computations plan which is a survey-accurate plan that includes
only the minimal data required by all stakeholders such as parcel numbers, distances, bearings, areas, stage parcel
boundaries, survey mark connections, significant trees, etc. The Laurimar estate plan includes 98 stages and 2027
parcels. In their current process, SMEC copies the data of each stage into a new drawing file in CAD format and the
plan of subdivision is drafted for that stage. As part of the drafting exercise, the diagram and textual information
(e.g. easement details, land information, owners corporation details, etc.) needs to be added to the plan template.
The current process results in a duplication of drawing files for any stage/estate subdivision. The quality assurance
takes place once the plan is prepared. If changes are required by the stakeholders, the computations plan is updated
first and then the plan of subdivision is updated accordingly.</p>
      <p>Within the ePlan creation process, the computations plan was used as the input file. This plan was enriched with
the required information e.g. easements and road connections. The enriched computations plan was then used as a
single data source for creating the plan of subdivision for stage 5. In other words, there was no need for duplicating
the drawing files for creating the plan of subdivision. The required attributes such as parcel, land, parent title and
survey mark details were added to the diagram using the Stringer ePlan module. The stage 5 data was exported to
LandXML, which was subsequently validated and visualised by SPEAR.</p>
      <p>The case study confirmed that the validation checks automatically performed by SPEAR would provide
streamlined quality assurance checks within SMEC’s process. The visualisation service within SPEAR also
converts the LandXML file into a PDF, which significantly saves time in drafting the plan of subdivision. Any
amendments required to the plan needs to be undertaken only once in the computations plan, with the
corresponding ePlan subsequently updated automatically.
4</p>
      <p>ePlan Visualisation Enhancement Tool Development
Through a collaborative program with the University of Melbourne, the ePlan team has been developing a new tool
for surveyors, which will enable them to improve the quality of the PDF visualised from the ePlan data, using the
functions such as editing labels/arrows, defining sheets, creating enlargement diagrams and exaggerating features.</p>
      <p>In addition to the PDF file, a JSON 4 file is exported from the visualisation service, which includes the
diagrammatic representation of information, such as the placement of labels and arrows. This JSON file is then
imported into the enhancement tool user interface (UI) where the aforementioned functions will be available.
OpenLayers 3 has been selected as the main Javascript library for developing the tool UI. Once amendments are
made by the surveyor, the updated version of the JSON file and the ePlan LandXML file will be uploaded to the
visualisation service to produce an updated version of the PDF Plan. This tool is expected to be integrated into the
SPEAR environment in May 2017.
5</p>
    </sec>
    <sec id="sec-3">
      <title>3D Digital Cadastre Investigation</title>
      <p>
        Following the progress of implementation ePlan in Victoria for 2D cadastral plans and also in order to be aligned
with the ICSM Cadastre 2034 Strategy
        <xref ref-type="bibr" rid="ref5">(ICSM, 2015)</xref>
        , the ePlan team investigated the technical aspects of a 3D
digital cadastre platform in 2014. Among the technical requirements, the 3D cadastral data modelling, visualisation
and validation have been investigated thus far. The main results of these studies are outlined below.
      </p>
      <sec id="sec-3-1">
        <title>5.1 3D Data Modelling</title>
        <p>
          Data modelling defines data elements, their relationships and attributes to model the real world
          <xref ref-type="bibr" rid="ref2">(Aien et al., 2011)</xref>
          .
A data model is required in 3D digital cadastres to model ownership spaces and to store data in a proper manner. In
this investigation, the national ePlan LandXML Protocol was studied to determine how it can handle modelling of
different types of building subdivisions.
        </p>
        <p>
          3D modelling in ePlan has been previously investigated to some extent.
          <xref ref-type="bibr" rid="ref3">Cumerford (2010)</xref>
          identified that the
ePlan model can support 3D object definition. He also discussed some of the challenges in validating 3D objects.
          <xref ref-type="bibr" rid="ref6">Karki et al. (2011)</xref>
          investigated supporting 3D objects in the ePlan Protocol for building format plans and
volumetric format plans.
          <xref ref-type="bibr" rid="ref10">Shojaei et al. (2012)</xref>
          tested the feasibility of modelling 3D legal objects in the ePlan
Protocol and developed a web-based service to visualise 3D ePlans.
          <xref ref-type="bibr" rid="ref12">Soon (2014)</xref>
          used the same method as
          <xref ref-type="bibr" rid="ref3">Cumerford (2010)</xref>
          to reference the flat faces and create 3D objects. However, 3D modelling approaches in ePlan
were not completely investigated and evaluated. As a result, this research focused on investigating the potential of
the ePlan Protocol in modelling of different building subdivisions in three phases.
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>5.1.1 Phase 1: modelling a simple building subdivision</title>
        <p>
          3D modelling in ePlan is based on boundary representation using a collection of connected faces. In this phase, a
simple building subdivision was modelled in ePlan using three possible approaches, including CoordGeom,
VolumeGeom, and Referencing
          <xref ref-type="bibr" rid="ref9">(Shojaei, et al., 2016)</xref>
          . In all approaches, the 3D objects were modelled using flat
faces. The difference between the approaches was the way those flat faces could join together. In the first and
second approaches, the faces common between two parcels (medium faces) had to be captured twice, however in
the last approach, all the faces were captured once and could be used multiple times for capturing neighbouring
parcels. The results of this phase confirmed that the referencing approach is the most efficient for capturing 3D
objects in ePlan due to its capability of supporting topology and reducing data redundancy.
        </p>
        <sec id="sec-3-2-1">
          <title>4 JavaScript Object Notation</title>
        </sec>
      </sec>
      <sec id="sec-3-3">
        <title>5.1.2 Phase 2: modelling a complex building subdivision</title>
        <p>In this phase, a complex building subdivision including 12 lots and 2 common properties in a three storey building
was modelled in ePlan based on the referencing approach. This plan is a typical complex plan with above and
below ground ownership spaces. Similar to the previous phase, this phase confirmed that the ePlan Protocol can
support complex building subdivisions with flat faces. For modelling this building, Autodesk Revit was used to
create 3D objects in IFC5 format. Then, the IFC file was converted into ePlan LandXML format and visualised in a
prototype (See section 5.2).</p>
      </sec>
      <sec id="sec-3-4">
        <title>5.1.3 Phase 3: modelling curve shaped building subdivision</title>
        <p>In this phase, modelling of curve shaped buildings in the ePlan Protocol was studied. This phase confirmed that the
building with curved surfaces should be approximated in ePlan by flat faces (triangles/rectangles). As a result, 3D
objects with curved surfaces in ePlan would be an approximation of the real objects, which would have different
area and volume.</p>
        <p>
          The detailed outcomes of these three main phases have been presented in
          <xref ref-type="bibr" rid="ref9">(Shojaei et al., 2016)</xref>
          . As an
alternative to the ePlan Protocol, the potential of Building Information Modelling (BIM) for modelling building
subdivisions is also under investigation by the ePlan team.
5.2
        </p>
      </sec>
      <sec id="sec-3-5">
        <title>3D Data Visualisation</title>
        <p>As part of this investigation, the ePlan team has developed an interactive web-based 3D visualisation prototype6
based on WebGL technology to illustrate how the legal and physical objects of a building subdivision can be
presented and queried in a 3D digital system. In this prototype, users are able to see the 3D ownership spaces as
well as 3D physical objects in a building to understand the ownership spaces. It has several tools, such as parcel
identification, cross-section, measurement and search. In addition, the mobile version of the prototype was also
enabled by adding touch functions in the latest version. This prototype system is being used for communicating
with other stakeholders of a 3D digital cadastre for Victoria, e.g. planners, developers, surveyors, Owners
Corporation managers, Utilities, etc. Figure 3 shows a screen of this prototype.</p>
        <p>Search for Common</p>
        <p>Property No. 2</p>
        <p>Common</p>
        <p>Property No. 2</p>
        <p>According to the feedback received thus far, the prototype can significantly assist in the understanding of a 3D
digital cadastre and its benefits to the wider community. Since 2015, the prototype has been viewed over 1300
times across 27 countries.
5.3</p>
      </sec>
      <sec id="sec-3-6">
        <title>3D Data Validation</title>
        <p>
          Automated quality assurance check is an important topic to consider in 3D cadastre as data ambiguity and invalidity
cause significant expensive issues (e.g. legal disputes) in cadastres. However, there is little research on the 3D
digital cadastre data validation
          <xref ref-type="bibr" rid="ref13 ref14 ref6 ref7">(Karki et al., 2010, 2013; Thompson &amp; van Oostterom 2011, 2012)</xref>
          . 3D validation in
the Victorian cadastre is under investigation and several 3D geometrical validation rules are being developed. These
are mainly geometrical rules to test the data quality. For instance, “created parcels must occupy the whole of
cancelled parcels without any gap” and “easements must be fixed in the space” are two of the validation rules
        </p>
        <sec id="sec-3-6-1">
          <title>5 Industry Foundation Classes</title>
          <p>6 www.spear.land.vic.gov.au/spear/pages/eplan/3d-digital-cadastre/3dprototype/prototype.html
developed thus far. These rules are applied to check the individual parcels and their relationships with other parcels.
These validation rules have been formalised using mathematical expressions and are being tested with different data
sets. This study shows that due to the complexity of 3D cadastral objects, a large number of validation rules are
required to cover various scenarios.</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Conclusion and future directions</title>
      <p>This paper explored the current progress of the ePlan project in Victoria, Australia. Currently, the subdivision plans
can be submitted to SPEAR in ePlan LandXML format, which is an intelligent digital data. As compared to PDF
plan, an ePlan file provides the subdivision process stakeholders with many benefits such as providing
prelodgment checks via validation report, eliminating the drafting step from plan preparation via visualisation service,
standardising the presentation of plans, eliminating the duplication of drawing files by storing all required data in
computed plan, speeding up the application creation process in SPEAR, saving time in constructing the subsequent
surveys by having access to digital files, pre-populating the Victorian Online Title System (VOTS) and automating
the creation of new titles, reducing lodgement to registration turnaround time, providing the data for digital plan
examination, and upgrading the spatial accuracy of map base.</p>
      <p>This paper also discussed the main challenges that have impacted the uptake of ePlan in this jurisdiction. The
most critical challenges include the surveyors acceptance of adopting a new method of producing plans, quality of
the visualisation service, which converts the ePlan LandXML file into PDF as the legal title diagram, and support
for 3D building subdivisions. The paper also introduced the research programs defined by the ePlan team in order to
address the ePlan challenges. The research programs discussed in the paper include the ‘ePlan Engagement
Program’, which aims to gain a greater understanding of surveying firms’ subdivision processes and how ePlan can
fit into them, the development of an online tool through the collaboration with the University of Melbourne to
empower surveyors to improve the plan presentation of the PDF plan visualised from the ePlan data, and the
investigation of the technical aspects of a 3D digital cadastre for Victoria comprising 3D data modelling, validation
and visualisation components.</p>
      <p>In addition to the above research programs, the ePlan team will continue to enhance the quality of its current
ePlan visualisation service. Supporting the field notes (known as abstract of field records) in ePlan format, and
designing an Oracle database for storing registered ePlan files are on the ePlan team’s agenda for 2017. The ePlan
team will also continue its collaboration with the Office of Surveyor General on a pilot project to utilise back
captured plans in ePlan format for upgrading the spatial accuracy of the Victorian Mapbase.</p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgements References</title>
      <p>The authors would like to thank the ICSM ePlan Working Group, Land Use Victoria and the University of
Melbourne staff for sharing their views and contributing to this paper.</p>
    </sec>
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