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    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Towards Sustainable Requirements Elicitation from a Values Capability Perspective: A Pervasive Health Monitoring Case Study</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Juliana Hamka Kamaroddin</string-name>
          <email>juliana@fskm.uitm.edu.my</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Maria Angela Ferrario</string-name>
          <email>m.a.ferrario@lancaster.ac.uk</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Fakulti Sains Komputer dan Matematik</institution>
          ,
          <addr-line>Universiti Teknologi MARA</addr-line>
          ,
          <country country="MY">Malaysia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>School of Computing and Communications, Lancaster University</institution>
          ,
          <addr-line>Lancaster</addr-line>
          ,
          <country country="UK">UK</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>-Research shows that there are several dimensions to sustainability requirements, including the aspect of social sustainability, which we argue is under-represented in Requirements Engineering (RE) literature. In line with Sen's Capability Approach (CA) we contend that it is necessary to depart from a definition of (social) sustainable development that is solely focused on the fulfilment of needs, and expand it with the notion of human capability - which is intended as “the freedom to lead lives that people today and in the future value”. Within this context, we observe that software systems can either expand or restrict human capabilities, and that requirements elicitation as the first step in RE, holds the promises for exploring and addressing this tension in systems design. The aim of this paper is twofold: to look at how the requirements elicitation process of values can (i) support the design of software systems that expand human capabilities and (ii) identify system designs that restrict such capabilities. We explore this question within a case study on eye-tracking technology for pervasive health monitoring. Index Terms-values, sustainability requirements, capability approach, requirements elicitation, requirements engineering, pervasive health monitoring, digital health.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>I. INTRODUCTION</title>
      <p>Requirements Engineering (RE) is considered the most
crucial stage in a life cycle of sustainable system development.</p>
      <p>
        It determines the key leverage points for practitioners who
want to develop sustainable software-intensive system [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>
        Venters et al. [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] have identified that current RE and Software
Engineering (SE) practices touch on several dimensions of
sustainable requirements to include: environmental, economic,
social, and technical [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. We argue that the aspect of social
sustainability (intended as social sustainable development) is
under represented in the current literature, yet is the key for
the design of sustainable socio-technical systems.
      </p>
      <p>
        We suggest to extend the notion of sustainability beyond
its most accepted definition as the “capacity to endure” [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ],
which is largely based on the Bruntland report’s definition of
sustainable development as fulfilment of needs [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. As a result,
the concept of social sustainability emphasizes the needs but
not the freedom to address such needs, hence our suggestion is
to include Sen’s notion of freedoms as human capabilities.
Human freedom is what people perceive as their ability to
make their own selection and decision towards fulfilling their
needs, which depends on other determinants such as social and
economic arrangements (e.g. private or public access to
healthcare) as well as political and civil rights (e.g. the right to
vote) [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
      </p>
      <p>
        Sen’s Capability Approach (CA) states that for a society to
be sustainable one should have the capability to be healthy by
his or her own choice e.g. the freedom to access health
‘enablers’ (e.g. doctors, good food, clean water). Hence, building
on the Bruntland’s report definition of sustainability, Sen
defines (social) sustainability as “the freedom to lead lives that
people today and in the future value” [
        <xref ref-type="bibr" rid="ref5 ref6">5, 6</xref>
        ]. Values – whether
financial, material, ethical or spiritual, are deep-seated beliefs
and guiding principles influencing our decision-making
processes as groups, individuals, and organizations [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. In this
paper, we adopt Sen’s notion of social sustainability and relate
it to values in RE and SE work [
        <xref ref-type="bibr" rid="ref7 ref8">7, 8</xref>
        ]. Requirements elicitation
plays a fundamental role in capturing not only user needs, but
their values and aspirations before being developed as
software systems requirements.
      </p>
      <p>The aim of this paper is to look at how values requirements
elicitation can (i) assist practitioners in designing software or
systems that enable human capabilities and (ii) identify system
designs that inhibit such capabilities. This investigation is
done by mapping values derived from the requirements
elicitation process conducted for a pervasive health monitoring
project to the capabilities that the technology may support or
hinder.</p>
      <p>Our case study is a pervasive health monitoring system
that we envision will detect early signs of cognitive health</p>
      <p>Measuring hand-eye Stimulating and testing eye movement
coordination in physical embedded with watching and control of a</p>
      <p>routines (image source: J. Turner) TV
Fig.1. MODEM a pervasive eye tracking for embedded cognitive
assessment</p>
      <p>
        Copyright © 2017 for the individual papers by the papers' authors. Copying permitted for private and academic purposes. This volume is published and copyrighted by its editors.
decline e.g. dementia, among older adults known as MODEM
(Monitoring of Dementia using Eye Movements) [
        <xref ref-type="bibr" rid="ref10 ref9">9, 10</xref>
        ] as
illustrated in Figure 1. MODEM uses eye tracking technology
and currently is still under development. Its vision is to
capture the eye’s movement and the people’s behaviour in the
natural and relaxed mode in a home environment setting, with
the natural ambience and unnoticeable technologies while they
are watching TV and making tea.
      </p>
      <p>We anticipate that when MODEM is realized, people may
become more aware of their cognitive health condition. If
people value independence (as the capability to conduct their
live independently, i.e. live on their own in their own homes)
and trust the system in identifying early signs of cognitive
decline, then they may be likely to perceive MODEM as a
technology that can support their value (independence). If
privacy is what they value most, then MODEM may be seen
as an intrusive technology that restricts their private life and
they may be more prone to reject the idea of this technology.</p>
    </sec>
    <sec id="sec-2">
      <title>III. METHODOLOGY AND EMERGING FINDINGS</title>
      <p>We conducted two requirements elicitation workshops and
recruited 12 and 10 healthy older adults aged between 60 to 80
years old in each workshop. A slide presentation of pervasive
home monitoring scenario was presented to engage the
participants in discussion about MODEM. We then conducted
brainstorming sessions to elicit values that evolve from their
acceptance level towards MODEM. The workshop sessions
were audio-recorded and transcribed.</p>
      <p>
        We performed a thematic analysis and categorized the
transcription according to Meta-Inventory of Human Values
classification by Cheng and Fleischmann [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. We chose
Cheng and Fleischmann meta-inventory since, to our
knowledge, it is one of the most comprehensive and detailed
as they performed an extensive review of 12 value systems
including Friedman Values Sensitive Design (VSD) [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] and
Schwartz’s Universal Values structure [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] (empirically robust
values system). From the workshop, we identified 4 out of 16
human values classification that are relevant to our study. We
captured these values as users’ non-functional requirements.
Table 1 maps verbatim quotes from the workshops to the 5
identified values; and according to whether the technology is
seen as a capability inhibitor or an enabler.
      </p>
      <p>Values
Freedom
(including
privacy)
Security
Wealth
• “It really bugs me … basic
monitoring system … do you
trust the systems work? Do you
trust the people that are
operating the system?”
• “Do you trust, do you believe
that the outcomes are going to
be what they say?”
• “ We thought it was very
important that you didn’t just get
a letter when you got dementia
that you’d need to get regular
feedback so you don’t fear
anything coming”</p>
    </sec>
    <sec id="sec-3">
      <title>IV. CONCLUDING REMARKS</title>
      <p>It can be observed that participants perceived the benefits
of MODEM as a technology that is capable to monitor their
cognitive health condition notwithstanding several concerns
about freedom, security, honesty and wealth values. We
understand that there are barriers to acceptance, but equally
there are indications on how these barriers can be addressed.
The design of the technology must critically reflect and
address these barriers as requirements to better understand
what are the true enablers and inhibitors in socio-technical
systems design.</p>
    </sec>
    <sec id="sec-4">
      <title>V. ACKNOWLEDGEMENTS</title>
      <p>The work described in this paper is funded by EPSRC
project EP/M006255/1 Monitoring Of Dementia using Eye
Movements (MODEM).</p>
    </sec>
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