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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Key point selection and clustering of swimmer coordination through Sparse Fisher-EM</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>John Komar</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Romain Herault</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ludovic Seifert</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>CETAPS EA-3832 Universite de Rouen</institution>
          ,
          <addr-line>Boulevard Siegfried, 76821 Mont Saint Aignan</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>LITIS EA-4108, INSA de Rouen, Avenue de l'Universite - BP 8</institution>
          ,
          <addr-line>76801 Saint-Etienne-du-Rouvray Cedex</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>To answer the existence of optimal swimmer learning/teaching strategies, this work introduces a two-level clustering in order to analyze temporal dynamics of motor learning in breaststroke swimming. Each level have been performed through Sparse Fisher-EM, a unsupervised framework which can be applied e ciently on large and correlated datasets. The induced sparsity selects key points of the coordination phase without any prior knowledge.</p>
      </abstract>
      <kwd-group>
        <kwd>Clustering</kwd>
        <kwd>Variable selection</kwd>
        <kwd>Temporal dynamics of motor learning</kwd>
        <kwd>Sparse Fisher-EM</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        The development of Dynamical Systems Theory [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] in understanding motor
learning has increased the interest of sports scientists in focusing on temporal
dynamics of human motor behavior. Broadly speaking, the investigation of
motor learning traditionally implied the assessment of both a pre-learning behavior
and a post-learning behavior [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], but the deep understanding of the process of
motor learning requires a continuous and long term assessment of the behavior
rather than previous traditional discrete assessments. Indeed, such a continuous
assessment of behavioral data enables to investigate the nature of the learning
process and might highlight the paramount role played by motor variability in
optimizing learning [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
      </p>
      <p>
        From a theoretical point of view, motor learning is viewed as a process
involving active exploration of a so-called perceptual-motor workspace which is
learner dependent and de nes all the motor possibilities available to him. Few
studies have already highlighted this exploratory behavior during learning a ski
simulator task [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] or a soccer kicking task [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. These authors showed that learners
exhibited di erent qualitative motor organizations during skill acquisition.
Nevertheless, these princeps studies mainly focused on a static analysis, de ning the
di erent behaviors exhibited during learning. As a matter of fact, a major
interest in the eld of motor learning resides in the de nition of di erent pathways
of learning, namely di erent possible learning strategies [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. Such an interest in
investigating the existence of di erent "routes of learning" needs to focus on a
dynamical analysis, namely the analysis of the successions of di erent
behaviors. An unanswered question to date concerns the existence of optimal learning
strategies (i.e. strategies that would appear more e ective). Thus, the
discovery of optimal learning strategies could have a huge impact on the pedagogical
approach of practitioners.
      </p>
      <p>
        The article will describe at rst the context of the research insisting on the
way data have been collected, what are the long-term expectations in sport
science eld and what are the short term locks in machine learning eld. Then
we will give a brief view of the Fisher-EM algorithm [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] which is an unsupervised
learning method used in this work. In the end, preliminary results of the data
clustering will be analyzed.
2
2.1
      </p>
    </sec>
    <sec id="sec-2">
      <title>Context of the Research</title>
      <sec id="sec-2-1">
        <title>Previous work</title>
        <p>
          In breaststroke swimming, achieving high performance requires a particular
management of both arm and leg movements, in order to maximize propulsive
effectiveness and optimize the glide and recovery times [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ]. Therefore, expertise
in breaststroke is de ned by adopting a precise coordination pattern between
arms and legs (i.e. a speci c spatial and temporal relationship between elbow
and knee oscillations). Indeed, when knees are exing, elbows should be fully
extended (180 ), whereas knees should be fully extended (180 ) when elbows
are exing, in order to ensure a hydrodynamic position of the non-propulsive
limbs when the rst pair of limbs is actually propulsive [
          <xref ref-type="bibr" rid="ref8 ref9">8, 9</xref>
          ].
        </p>
        <p>Based on this context, the breaststroke swimming task was deemed as
suitable in investigating the dynamics of learning, mainly as it implies at a
macroscopic scale the acquisition of an expert arm-leg coordination that can be easily
assessed. however, the investigation of potential di erences in learning strategies
required a continuous movement assessment. In that sense, the use of motion
sensors allowed a fast, accurate and cycle per cycle movement assessment.</p>
        <p>
          Previously, two analysis methods were used in the cycle per cycle study of
motor learning. A previous study [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ] highlighted the unstable character of the
transition between novice and expert, but not really an exploration as
experimental setup assumes that novices left their initial behavior to adopt the expert
one. Therefore, no search strategies were really investigated. In order to
overcome this issue, [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ] used a cluster analysis (Hierarchical Cluster Analysis) in
their experiment on football kicking and highlighted di erent behaviors used
        </p>
        <p>Legspropulsion</p>
        <p>
          Streamlinedglide
by each participant during learning to kick a ball. The authors therefore linked
these di erent behaviors to a search strategy. However, the cluster analysis was
performed individually and there was no comparison done between the learners
(e.g. did they use identical behaviors?), it implied only few participants (i.e.
four learners), it was performed only with 120 kicks per learner (i.e. 10 kicks per
session during 12 sessions) and like the previous study of [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ] it only de ned the
behavior from a static point of view (i.e. de ning what behavior was adopted).
0
20
        </p>
        <p>40 60
Percentage of cycle duration (%)
80
100
For this study, 26 novices were involved in 16 lessons of breaststroke swimming,
with two sessions per week for a total duration of two months. The general goal
of learning for all the 26 swimmers was to increase the distance per stroke, while
maintaining the speed stable. Then the 26 learners were divided into four
different groups, each group receiving a di erent instruction during the learning
process: 1) Control group (N=7): This group received only the general goal of
learning, increase the distance per stroke 2) Analogy group (N=7): In addition
to the general goal of learning, this group received a single additional
instruction: "glide two seconds with your arms outstretched" 3) Pacer group (N=6):
In addition to the general goal of learning, this group had to follow an auditory
metronome trying to perform one cycle every single auditory signal. The
frequency of the metronome was decreased every two sessions, in order to promote
a decrease in the stroke frequency of the learners that should lead to an increase
in the distance per stroke 4) Prescription group (N=6): In addition to the
general goal of learning, this group received multiple additional instructions: "keep
your arms outstretched forward when you extend your legs; then glide with your
arms and legs outstretched; then keep your legs outstretched when you ex your
arms; recover both arms and legs together". These di erent instructions were
supposed to have a speci c impact on the learning strategies of the learners.</p>
        <p>
          Each learner performed 10 trials of 25-m swim during each session, with 1 x
25-m consisting approximatively in 8 recorded cycles (one cycle correspond to
the period between two successive maximal knee exion). During every learning
session, all learners were equipped with small motion sensors on both arms and
legs (3-D gyroscopes, 3-D magnetometers, 3-D accelerometers) including a data
logger and recording elbow and knee angles at a frequency of 200 Hz. Following
the literature in coordination dynamics [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ], the coordination between elbow and
knee was de ned by the continuous relative phase between these two oscillators
[
          <xref ref-type="bibr" rid="ref10">10</xref>
          ], considering elbows and knees as acting like individual pendulums [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ]. A
value of relative phase close to -180 or 180 de ned an anti-phase relationship
(i.e. opposite movements of knee and elbow) while a value close to 0 de ned
an in-phase mode of coordination (i.e. identical movements of knee and elbow);
here, each cycle will be described by a time series of 100 normalized values of
continuous relative phase between the knee and the elbow (Fig. 1).
        </p>
        <p>To sum-up, we have recorded 4160 trials (26 swimmers 16 sessions
10 trials) and there is an average of 8 cycles per trials. Thus, the dataset is
composed by 33280 cycles, each cycle is represented by 100 continuous relative
phase samples.
2.3</p>
      </sec>
      <sec id="sec-2-2">
        <title>Study expectations</title>
        <p>From a sport sciences point of view, the speci c aims of the study were twofold:
{ Assessing the dynamics of learning: In other words, the aim was to assess not
only the di erent behaviors used during learning but also the transitions
between these behaviors, that is the potential search strategy exhibited by learners
(e.g. they used preferably behavior no 1 then no 4, then no 3 . . . ). { Assessing
the impact of di erent learning conditions on the dynamics of learning: In other
words, the aim was to investigate the possible existence of di erent behaviors
exhibited by the learners regarding their learning condition, as well as the possible
existence of di erent search strategy exhibited by the di erent groups.</p>
        <p>
          A last point in this experiment was the possibility to transfer the results of
the analysis towards practical application or guidelines for teachers. From a
pedagogical point of view, it appeared di cult to teach novice swimmers by giving
instruction on the arm-leg coordination during all the cycle and the de nition
of key points within the entire cycle re ects a paramount aspect for teaching.
Indeed, a strong literature in sports pedagogy highlights the role played by
attentional focalization during motor learning, as a focalization on a key point of
the swimming cycle may be highly bene cial in seeking to reorganize the entire
arm-leg coordination [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ]. A third aim of this study was then to de ne highly
discriminative key points within the swimming cycle and that might be the target
of the instruction in order to orient the attention of learners.
        </p>
        <p>From a machine learning point of view, there are two locks to tackle: 1) Each
cycle is described by 100 features which are highly correlated due to the fact
that they are samples of the relative phase which is a continuous time signal.
Nevertheless, we don't want to bias the study by preprocessing the data, a
transformation like lters, wavelet transform or sample selection that will embedded
our a priori knowledge. 2) The number of cycles are not equal on all the trials,
that is why a trial can not be directly described by a xed number of features.</p>
        <p>
          Those two problems were address by 1) using a clustering by Fisher-EM [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ]
that also performs dimension reduction and features selection, 2) doing a two
stage clustering: on cycles then on trials; a procedure similar to Bags of words
to have xed size features on trial.
3
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Fisher-EM</title>
    </sec>
    <sec id="sec-4">
      <title>Algorithm</title>
      <p>A clustering can be derived from a mixture of Gaussians generative model. A
Gaussian, which is parameterized by a covariance matrix and a mean in the
observation space, represents a cluster. An observation is labeled according to its
ownership (likelihood ratio) to each Gaussian. Knowing the number of clusters,
the mixture and Gaussian parameters are learned from the observation data
trough an Expectation-Maximization (EM) algorithm.</p>
      <p>
        The Fisher-EM algorithm [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] is based on the same principles but the
mixture of Gaussians does not lie directly on the observation space but on a lower
dimension latent space. This latent space is chosen to maximize the Fisher
criterion between clusters and thus be discriminative and its dimension is bounded
by the number of clusters. This reduction of dimension leads to more e cient
computation on medium to large datasets (here 33280 examples by 100 features)
as operations can be held in the smaller latent space.
3.1
      </p>
      <sec id="sec-4-1">
        <title>Generative Model</title>
        <p>We consider that the n observations y1; y2; : : : ; yn are realizations of a random
vector Y 2 Rp. We want to cluster these observations into K groups. For each
observation yi, a variable zi 2 Z = f1; : : : ; Kg indicates which cluster its belong
to. This clustering will be decided upon a generative model, namely a mixture of
K Gaussians which lies in a discriminative latent space X 2 Rd where d K 1.</p>
        <p>This latent space is linked to the observation space through a linear
transformation,</p>
        <p>Y = U X +
;
(1)
where U 2 Rp d and U tU = Id(d) where Id(d) is the identity matrix of size d,
i.e. U is an orthogonal matrix and non-discriminative noise.</p>
        <p>Let be W = [U; V ] 2 Rp p such that W tW = Id(p). V is the orthogonal
complement of U . Thus, a projection U ty of an observation y from space Y of
dimension p, lies on the latent discriminative subspace X of dimension d and the
projection V tyi lies on the non-discriminative complement subspace of dimension
p d.</p>
        <p>Conditionally to Z = k, random variables X and Y are assumed to be
Gaussian, XjZ=k N ( k; k) ; and YjZ=k N (mk; Sk) ; where k 2 Rd,
k 2 Rd d, mk 2 Rp and Sk 2 Rp p.</p>
        <p>With the help of equation 1, we can deduce parameters of the distribution
YjZ=k in the observation space from the parameters of the distribution XjZ=k
in the latent space, mk = U k and Sk = U kU t + ; where 2 Rp p is
the covariance matrix of which is assumed to follow a 0-centered Gaussian
distribution. To ensure that represents non-discriminative noise, we will
impose that the covariance of , , projected into the discriminative space is null,
i.e. U U t = 0(d), and that projected into the non-discriminative subspace is
diagonal, i.e. V V t = Id(p d). Thus,</p>
        <p>
          W tSkW =
The iterative Expectation-Maximization (EM) algorithm can be extended by a
Fisher Step (F-Step) in-between the E-Step and the M-Step where the latent
discriminative subspace is computed [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ]. The Fisher criterion computed at the
F-Step is used as a stopping criterion. Convergences properties can be found in
[
          <xref ref-type="bibr" rid="ref12">12</xref>
          ].
        </p>
        <p>E-Step In this step, for each observation i, its posterior probability to each
cluster k is computed by
oik</p>
        <p>k (yi; ^k)
PK
l=1 l (yi; ^l)
;
where ^k = fU; ; k; kg. From these probabilities, each observation can be
given to a cluster by zi = arg max oik.</p>
        <p>k
F-Step The projection matrix U is computed such that Fisher's criterion is
maximized in the latent space,</p>
        <p>U
arg max trace (U tSU ) 1 U tSBU</p>
        <p>U
w:r:t: U tU = Id(d)
;
where S is the variance of the whole dataset and SB = n1 PK
k=1 nk(mk
y)t where nk = Pi oik and y the mean of the dataset.
y)(mk
M-Step Knowing the posterior probabilities oik and the projection matrix U ,
we compute the new Gaussian parameters by maximizing the likelihood of the
observations,
^k
nk
n
; ^k
1 n</p>
        <p>X oikU tyi; ^k
nk i=1</p>
        <p>U tCkU; ^k
where uj is the j-th column of U and Ck = n1k Pn
i=1 oik(yi
empirical covariance matrix of the cluster k.
trace(Ck)</p>
        <p>Pd</p>
        <p>j=1 utj Ckuj
p
d</p>
        <p>;
mk)(yi
mk)t the
3.3</p>
      </sec>
      <sec id="sec-4-2">
        <title>Sparse version</title>
        <p>
          Yet, the use of latent space introduces dimension reduction and computation e
ciency. Nevertheless the back-projection from the latent space to the observation
space can involve all the original features. To do feature selection, the projection
matrix U has to be sparse. [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ] proposed 3 methods to enforce sparsity: 1) After
a standard F-step, compute an sparse approximation of U independently of the
Fisher criterion, 2) Compute the projection with a modi ed Fisher criterion with
a L1 penalty on U , 3) Compute U from the Fisher criterion using a penalized
SVD algorithm.
4
        </p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Application to swimmer coordination</title>
      <p>The clustering is done in two steps: 1) A clustering on cycle data. Here an
observation is just one swimming cycle. This clustering has two purposes, a) give
a label to each cycle b) select which phase samples over the 100 are informative
through sparsity. 2) A clustering on trials. Each trial can be described now by
a sequence of cycle labels learned at the rst step. Features for this clustering
consist in the transition matrix of the sequence with its diagonal put to zero.
The number of cluster is chosen by analysis of the Bayesian information criterion
(BIC).</p>
      <p>For the rst clustering level, analysis of the BIC (Tab. 1) highlights the
existence of 11 clusters within the whole set of data. The mean coordination of
these clusters are represented at Figure 2a. This result advocates for qualitative
reorganizations of motor behavior during motor learning, as each learner visited
between 9 and 11 di erent clusters during their sessions. For instance, the mean
and standard deviation of one cluster (no8) is presented in Figure 2b.</p>
      <p>In order to di erentiate the e ect of the di erent instructions on the learning
process, Table 2 shows the distribution of each emerging cluster across the di
erent learning conditions. Interestingly, the use of di erent additional instructions
led to the exhibition of di erent preferred patterns of coordination. For instance,
the group who received an analogy exhibited preferably clusters 3, 7, 8 and 9,
whereas clusters 2, 4 and 10 were inhibited. In the meantime, the use of the
prescriptive instruction preferably led to the use of cluster 5 and inhibited the use
of clusters 2, 6 and 10. This result is a key point of the experiment, validating
the possibility of guiding the exploration during learning and by extension the
result of the learning process with using di erent types of instructions during
the practice.</p>
      <p>On Figure 2c, we have superimposed a typical coordination curve and, in gray
bars, the back-projection of latent space into observation space to see induced
sparsity from the rst level. The height of a bar at a feature i 2 [1 : : : p] is
proportional to Pd</p>
      <p>j=1 jUij j. A null value shows that the corresponding feature is
not involved in the projection to the latent space, i.e. it is not selected by the
FStep or it is squeezed by the sparsity; therefore it can be considered not relevant
to build the clusters. Interestingly, only key points of the movement have high
values, thus the Fisher-Em algorithm is able to select key points without any
prior knowledge.</p>
      <p>The second level of cluster analysis, based on the transition matrix during
each trial showed the existence of six di erent clusters. More speci cally, Figure
3 highlights the preferred transitions exhibited by each emerging cluster.
Interestingly, the group who showed the highest number of preferred transition (i.e.
cluster 6) was associated with the learning group that did not receive any
instruction. In that sense, this second level of cluster analysis allowed to highlight
the use of temporary additional information during learning in order to modify
the learning search strategy, namely by impacting the preferred transitions.
5</p>
    </sec>
    <sec id="sec-6">
      <title>Perspectives</title>
      <p>These preliminary experiments show that we can apply e ciently the
FisherEM clustering on highly correlated features. Interestingly, the induced sparsity
corresponds to key points of the coordination phase. Now, a qualitative work
needs to be undertaken to qualify clusters of trials in term of learning condition
and learning dynamics.
a) Mean patterns of coordination for each b) Mean pattern for cluster 8 (black line),
cluster standard deviation (dotted line)</p>
    </sec>
  </body>
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