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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>What Can Hawk-Eye Data Reveal about Serve Performance in Tennis?</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Francois Rioult</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Sami Mecheri</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Bruno Mantel</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Francois Kau mann</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Nicolas Benguigui</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>CNRS UMR6072 GREYC - Normandy University</institution>
          ,
          <addr-line>F-14032 Caen</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>CNRS UMR6139 LMNO - Normandy University</institution>
          ,
          <addr-line>F-14032 Caen</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>EA4260 CesamS - Normandy University</institution>
          ,
          <addr-line>F-14032 Caen</addr-line>
          ,
          <country country="FR">France</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In the present study, we aim at showing how some characteristics of the serve summed up in the resulting ball trajectory can determine the e ciency of tennis serves. To that purpose, we analyzed a big set of data collected between 2003 and 2008 at international ATP, WTA and Grand Slam tournaments and corresponding to 84 tournaments, 1729 matches, 262,596 points. Using time-dependent three-dimensional ball trajectory data recorded by the automated ball tracking Hawk-Eye system, we show the relationships that exists between the characteristics of the serve kinematics and impacts on the ground on the gain of the points.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>In recent years, the development of technologies and automatic tracking systems
has enabled the capture of ball trajectories during tennis matches. Since 2003,
Hawk-Eye vision-based systems have provided ball tracking to assist the players
when they think an error of judgments has been made by referees. This system
uses a motion capture system with 10 cameras around the court and
sophisticated algorithms will calculate the trajectories and impact on the ground of the
tennis ball with an accuracy estimated of 3.6 mm at impact.</p>
      <p>
        Despite the high-level accuracy of such tracking systems and the huge amount
of kinematic data generated, the use of these systems for quantitative analysis of
player performance and scienti c analysis is rare and has never been performed
on a very big sheer volume of data. To our knowledge, only three studies used
Hawk-Eye data to analyze performance. These studies were interested in
prediction of shot locations ([
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], data volume = matches from the Australian Open
men's draw or around 10 000 points), in laterality e ect on ball distribution
([
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], data volume = 32 matches or 4744 points) and in on-court position e ect
on groundstroke anticipation ([
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], data volume = 38 matches, number of points
unspeci ed).
      </p>
      <p>In the present study, we aim at showing how some characteristics of the
serve summed up in the resulting ball trajectory can determine the e ciency of
tennis serves. To that purpose, we analyzed a big set of data collected between
2003 and 2008 international at ATP, WTA and Grand Slam tournaments and
corresponding to 84 tournaments, 1729 matches, 262,596 points.</p>
      <p>
        The in uence of factors such as serve speed, serve location, court-surface
and men/women di erences on the winning-point rate was assessed in order to
provide an extensive insight into e cient serve tendencies in world-class tennis.
The positions of serves' impact were also examined in order to provide an
accurate description of the serves performed by world-class players during matches.
Since the present work is the rst to exploit large-scale Hawk-Eye data, a
subsidiary objective in these analyses was to demonstrate our method as reliable
to analyze serving match strategies by confronting our ndings to knowledge
emanating from tennis performance analysis studies [
        <xref ref-type="bibr" rid="ref4 ref5">4, 5</xref>
        ].
      </p>
      <p>We also focused on the unexplored question of the magnus e ect intensity
in serve trajectories. The spinning of the tennis ball was characterized in the
present study directly from kinematic data by the ball axis of rotation and the
speed of rotation around this axis. Speci cally, the lift coe cient (as an indicator
of spin intensity) and the ball axis of rotation (as an indicator of spin nature)
were analyzed.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Data description</title>
      <p>The data analyzed in the present research were made available by the company
Hawk-Eye Innovations in the context of a publicly funded research project
(TennisServer, ANR-06-BLAN-0413) in which one of us was involved in 2006-2009.
For the moment being, the data are not publicly available.</p>
      <p>The nal stages of the most famous tournaments of the ATP and WTA
circuits between 2003 and 2008 are covered by the data. 40 Hz trajectory of the
ball and XML information about the points are available. Each le is named
after the number of the set, the number of the game, the index of the point, the
index of the serve ( rst or second, there is no le in case of double fault), and
the time of the point.</p>
      <p>For each point, the XML le gathers the following information (see Figure 1
for an excerpt):
1. the header gives overall information about the point: the server, the receiver,
the player who is located on the positive part of the court, the class of the
serve (0 for an ace, 1 for a classical one, 2 for a winning serve), the scorer of
the point (1 if he/she is the server, -1 otherwise), the duration of the point
(in seconds), and the score in the game at the start of the point;
2. the precise coordinates of the serve: who serves, the initial speed, the nal
speed, the coordinates of the initial impact (at t = 0), the coordinates of the
bounce;
3. the precise coordinates of each shot.</p>
      <p>
        After cleaning the data, there remains 75,587 points for the women and
187,009 for the men (total: 262,596 points).
&lt;?xml version="1.0" encoding="UTF-8" standalone="no" ?&gt;
&lt;point valid="true"&gt;
&lt;hawkeye_header&gt;
&lt;xmldate d="Data"/&gt;
&lt;server p="CLIJSTERS"/&gt;
&lt;receiver p="HENINHARDENNE"/&gt;
&lt;positive p="HENINHARDENNE"/&gt;
&lt;serve_class c="1"/&gt;
&lt;scorer s="-1"/&gt;
&lt;PointDuration w="6.26786"/&gt;
&lt;score_raw s="1 0"/&gt;
&lt;/hawkeye_header&gt;
&lt;serve name="CLIJSTERS" player="1" speed="46.46" speedEnd="31.87"&gt;
&lt;coord t="0" x="1.47" y="-11.89" z="2.70"/&gt;
&lt;coord bounce="true" t="0.49025" x="-3.05" y="6.17" z="0.033"/&gt;
&lt;/serve&gt;
&lt;shot speed="31.3742" speedEnd="19.8407"&gt;
&lt;coord t="0.8" x="-4.15587" y="11.766" z="1.06128"/&gt;
&lt;coord bounce="true" t="1.57191" x="0.24" y="-6.26" z="0.033"/&gt;
&lt;/shot&gt;
...
&lt;/point&gt;
In this section, we aimed to model the kinetics of a spinning tennis ball by
estimating unknown parameters from reconstructed trajectories, using the R
software [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. Our analysis revealed that the Hawk-Eye reconstructed trajectories
are using a third degree polynomial in each components (x; y; z).
      </p>
      <p>
        In contrast with previous studies which obtained spin rates by manually
counting the number of revolutions of the ball from high-speed video cameras
recordings (e.g., maximum serve spin rates values of 3529 rpm in Wimbledon
quali cations reported by [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] and of 4300 rpm in Davis Cup reported by [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]), we
used reconstructed ball trajectories and characterized the spinning of the tennis
ball by its axis of rotation ! and the speed of rotation around this axis !.
      </p>
      <p>
        We use the model proposed in [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] to simulate the tennis ball trajectories.
The tennis ball is considered as a mass point at position X (t) = (x(t); y(t); z(t))
with mass m, diameter d and is in uenced by three forces :
{ the weight force G = mg with g = (0; 0; g)
{ the drag force D = DL(v; !) Vv with DL(v; !) = CD(v; !) 12 4d2 v2
{ the magnus force M = ML(v; w) !! ^ Vv with ML(v; !) = CL(v; !) 12 4d
2
v2
      </p>
      <p>We introduce physical characteristics of a reference tennis ball and
atmospheric conditions:
{ a reference diameter d0 = 0:067m
{ a reference density of the air 0 = 1:29
{ a reference mass m0 = 0:0577kg</p>
      <p>If we write
= 8dm2
and</p>
      <p>The main assumptions of this magnus linear model is that the modi ed drag
and lift coe cients are constant throughout an arc.</p>
      <p>In Equation 1, the vectors d2dXt2(t) + 9:81g and 0vV can be estimated with
the model for speed and acceleration. The four unknown coe cients are CG; CD0,
CL0 !!x ; CL0 !!y ; CL0 !!z , appear linearly in the equation and therefore may be
estimated with a linear model.</p>
      <p>Modi ed drag and lift coe cients CD0; CL0 depend on properties of the
roughness of the ball's surface, on velocity and on spinning. For a tennis ball which
has the characteristic of the reference ball we have CD0 = CD and CL0 = CL. The
factor 0 is a correction factor which only depends on the cross sectional area
and the mass of the tennis ball in comparison to a reference tennis ball.</p>
      <p>
        Alam [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] has estimated the drag coe cient CD in the absence of any spin
to lie between 0.5 and 1.2 for the tennis ball. At lower velocity, the mean value
was 0:90 0:15, whereas at higher velocity the mean value was 0:6 0:025.
      </p>
      <p>
        Goodwill [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] has studied the lift coe cient CL of a tennis ball in a wind
tunnel in di erent conditions, as a function of S = d=v2! . Drag coe cients were
varying from 0:65 0:01 for low value of S i.e. S 0:3 and raised to 0:69 0:01
for higher S values. [
        <xref ref-type="bibr" rid="ref11 ref12 ref13">11, 12, 13</xref>
        ] found lift coe cient from 0.02 to 0.3.
      </p>
      <p>We found that 80 % of points' trajectories had a global R2 greater than 0.97,
meaning that for this subset of points, the linear combination of these three
!
estimated components CGg, CD0 ( 0vV ), CL0 ! ^ ( 0vV ) provided a good
approximation of d2X(t) + 9:81g.</p>
      <p>dt2
4
4.1</p>
    </sec>
    <sec id="sec-3">
      <title>Results</title>
      <sec id="sec-3-1">
        <title>Winning probability for server</title>
        <p>
          The results of Table 1 shed light on the fact that the serve is a redoubtable
shot for winning points in tennis. It provided servers with the opportunity to
accumulate a high percentage of winning points, particularly from the rst serve
(69.46%4). This advantage of the server over the receiver con rms the results
of [
          <xref ref-type="bibr" rid="ref14 ref5">5, 14</xref>
          ] as well as [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ] who reported 67.3% wins and 53.8% wins on second
serves on clay (66.28% and 52.24% in the present study). Unsurprisingly, the
court surface also had a signi cant in uence on winning rate.
        </p>
        <p>surface
serve</p>
        <p>win lose
CLAY rst serve 66.28 33.72</p>
        <p>second serve 52.24 47.76
GRASS rst serve 71.19 28.81</p>
        <p>second serve 54.85 45.15
HARD rst serve 68.34 31.66</p>
        <p>second serve 52.68 47.32
INDOORS rst serve 72.01 27.99
second serve 53.03 46.97
gender serve</p>
        <p>win lose
women rst serve 62.85 37.15</p>
        <p>
          second serve 49.43 50.57
men rst serve 71.00 29.00
second serve 54.18 45.82
The analysis (see Table 2) revealed that men won signi cantly more points when
serving than women both on rst and second serves. Other research e orts have
also noted gender di erences in winning percentages on serve [
          <xref ref-type="bibr" rid="ref15 ref16 ref5">15, 5, 16</xref>
          ]. This
result could be mainly explained by the di erence in speed of serves across men
and women.
4.3
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>Impact of serve speed</title>
        <p>
          The results of Figure 1 indicate a signi cant e ect of serve speed on winning
percentage on serve. These results are in agreement with the ndings of [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ] who
have noted a signi cant relationship between the serve speed and the probability
of winning the point. They found that, serve speed was negatively correlated with
the proportion of serves that fell inside the serve box. Also, the proportion of
points won when the serve was in was positively correlated with the serve speed
for both the rst and second serves in Grand Slam tournaments [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ]. Therefore,
hitting a \hard" rst serve is a winning serve strategy to win a high percentage of
points [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]. This strategy increases the time constraints on receivers by reducing
the time available for executing their shot.
4 this is the average of each probability to win on rst serve over the surfaces in
Table 1.
Results of Figure 2 showed a clear negative relationship between the number
of recorded shots per rally and rst serve's winning percentage in both men
and women. These data can be summarized in the following way: the lower the
number of strokes per point, the greater the impact of serve on winning the
point. This makes sense: the severe spatio-temporal constraints imposed on the
receiver when facing a rst serve make it di cult to restore the balance in one
or two groundstrokes. Consequently, points concluded within a very low number
of shots result to outcomes that tend to favor the servers.
        </p>
        <p>
          However, for second serves, the relationship between the number of recorded
shots per rally and the serve winning percentage is much di erent since the
[
          <xref ref-type="bibr" rid="ref2">0,2</xref>
          ] category is linked to a very low winning rate (44% in men and 34% in
women) while other categories all share similar winning rates (around 43% in
men and 45% in women). Since the spatio-temporal constraints on the receiver
are considerably lower for second serves, the receiver has the opportunity to
initiate a baseline rally in almost all cases. In this con guration, if the point
is gained quickly, it cannot be attributed to serve impact (whose speed is very
moderate) but to the quality of the return. These results nevertheless remain
surprising for their magnitude, and another explanation could be problems in
the sub-sets of data used to perform these analyses.
Fig. 4: Distribution of serves' impacts (y-axis) in service boxes for the men (left)
and the women (right). Deuce court is located on the left of the server while the
advantage court is on his/her right.
        </p>
        <p>
          The distribution of serves' impacts positions along the y-axis5 (Figure 4)
revealed that most rst serves were directed toward the T (middle) and W
(edge) locations in a very similar fashion on both deuce and advantage courts. A
similar trend has already been reported in a previous work describing the serve
locations of male professionals on hard courts [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ]. The rst serve is typically at
pace [
          <xref ref-type="bibr" rid="ref17">17</xref>
          ], and one would expect rst serves to be directed more often toward the
W and T locations because serving to these locations takes the ball away from
the receiver, making it di cult for him/her to return (which is the main goal of
rst serves [
          <xref ref-type="bibr" rid="ref18">18</xref>
          ]).
        </p>
        <p>
          Interestingly, the distribution of serves' impacts positions along the y-axis
revealed di erences between deuce (mainly T) and advantage courts (mainly W)
for second serves. This nding is in line with [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ] which noted that close to 95%
of second serves were directed either toward the T in the deuce court (48.0%)
or to the wide zone in the advantage court (46%). In other words, on second
serve on both sides of the court, professional tennis players serve to the corners
of the service box with a speci c focus on their opponents' backhand (most of
which are right-handed opponents), which is usually considered the weaker side.
Our data strongly con rmed that two strategies are employed on second serves,
depending on the service box being played. When serving on the deuce side,
servers attempt to push back the receivers with a topspin (as demonstrated by
CL0 values) toward the T so as to keep them behind the baseline. When serving
on the advantage side, players attempt to nd more angles by serving wide and
with topspin (as demonstrated by CL0 values) to open up the court. In both
5 the x-axis is oriented along the depth of the court, the y-axis is parallel to the net.
cases, the server's intention is to dominate the rally from its start by exerting a
territorial in uence.
The analysis (see Figure 5) revealed clear di erences in CL0 as a function of serve
ball with CL0 values signi cantly higher for second serves. This result con rms
and extends current knowledge about tennis. Indeed, [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ] reported that for rst
serves, the at option was the most used (55.7%) while for second serves spin
variations were massively used (99.0%). First serve spins are employed to
introduce tactical variations but with parsimony since it reduces serve's speed.
However, during second serve, the players' goal is to limit aggressive and o
ensive returns. For this reason, as reported by [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ], topspin strategy is classically
used on the second serve (91.6%) to generate a shoulder or head-high and deep
bounce, which prevents the receiver from executing an o ensive stroke.
5
        </p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Conclusion</title>
      <p>
        The present study has con rmed and extended knowledge about tennis duel by
manipulating various performance indicators of the rst stroke of each point and
assessing its in uence on winning-point probabilities. Having demonstrated the
validity of our trajectory reconstruction method for tennis performance analysis
by replicating the ndings of earlier tennis performance studies ([
        <xref ref-type="bibr" rid="ref14 ref15 ref4">4, 14, 15</xref>
        ]), this
method could be used to provide coaches and researchers with objective and
massive information on serving performance. On this plan, the high proportion
of rst serves oriented to the two corners of the box revealed that players do not
maximize the possibility of varying the direction of the serve. The above results
could be made even more meaningful by incorporating serve variability indicators
such as entropy to determine the location succession e ect on serve winning
rate. Future research on this plan is encouraged to disentangle the complexity
of situational probability information that is integrated into decisions of expert
players in serve-return.
      </p>
      <p>Also, the direct method of spinning determination used in the present paper
is highly valuable since it is applicable with no supplementary time costs to all
players competing or just training on ball tracking equipped-courts. Obtaining
spinning data by this way is desirable since it allows players and coaches to obtain
accurate information about their stroke quality from matches and practice that
are readily available by avoiding manual analysis which is time consuming. This
approach based on 3d-ball tracking data not only o ers further works for serve
or serve-return performance, but might also help to add further knowledge about
players' tness level and ground-stroke quality.</p>
      <p>12
10
8
6
4
2
0
ge 1102
ta 8
rcen 246
pe 0
(0.3,1]
second serve</p>
      <p>(0.2,0.3]
second serve</p>
      <p>(0.1,0.2]
second serve</p>
      <p>(0.05,0.1]
second serve</p>
      <p>(0,0.05]
second serve</p>
    </sec>
  </body>
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